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Previous: OBAN MINING INC, SB-2, EX-99, 2001-01-18 |
Next: EQUITY INVESTOR FUND INTER EARN PRT 01 SR J DEF ASSET FUNDS, 487, 2001-01-18 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment [ ]; Amendment Number: 12/31/00
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Petros Advisors LLC
Address: 8711 E. Pinnacle Peak Road, F207
Scottsdale, AZ 85255
__________________________________________
Form 13F File Number: 28-____________ (first filing)
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew Brinkman
Title: Chief Operating Officer
Phone: (480) 585-5844
Signature, Place, and Date of Signing:
<TABLE>
<S> <C> <C>
Andrew J. Brinkman Scottsdale, AZ 11/10/2001
[Signature] [City, State] [Date]
</TABLE>
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
<PAGE> 2
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-____________ _______________________________
[Repeat as necessary.]
<PAGE> 3
Form 13F SUMMARY PAGE
Report Summary:
<TABLE>
<S> <C>
Number of Other Included Managers: N/A
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $80,324
(thousands)
</TABLE>
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
<TABLE>
<S> <C> <C>
No. Form 13F File Number Name
____ 28-____________ _________________________
[Repeat as necessary.]
None
</TABLE>
<PAGE> 4
As of December 31, 2000
FORM 13F
<TABLE>
<CAPTION>
Page 1 of 1 Name of Reporting Manager Petros Advisors LLC
-------------------------------------------------------------------------------------------------------------------
Item 5:
Item 3: Item 4: Shares or
Item 1: Item 2: CUSIP Fair Market Principal
Name of Issuer Title of Class Number Value Amount
-------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Advanced Neuromodulation COM 00757T101 415,650.00 20,400
Andrx Corp. COM 034551101 5,903,250.00 102,000
Avigen COM 053690103 2,739,000.00 132,000
Bottom Line Tech COM 101388106 3,339,375.00 130,000
Cabot Microelectronics COM 12709P103 2,077,500.00 40,000
Cadence Design Sys COM 127387108 2,337,500.00 85,000
Cryolife COM 228903100 1,089,000.00 36,000
Cybear Inc. COM 23243P103 111.38 297
Digitas COM 25388K104 164,531.25 32,500
Fidelity Nat'l COM 316326107 2,770,312.50 75,000
Golden St. Bancorp COM 381197102 2,389,250.00 76,000
I-Stat Corph COM 450312103 19,550,531.25 739,500
Insite Vision Incorp COM 457660108 645,000.00 215,000
Ivax Corp. (Florida) COM 465823102 2,347,790.00 61,300
Martek Bio COM 572901106 2,695,000.00 220,000
Mentor Graphics COM 587200106 2,743,750.00 100,000
Microsemi Corp. Cl A COM 595137100 2,503,125.00 90,000
NASDAQ - 100 Shares COM 631100104 875,625.00 15,000
Nexmed Inc COM 652903105 2,200,000.00 275,000
Opti Inc. COM 683960108 195,000.00 40,000
Parametric Technology COM 699173100 4,031,250.00 300,000
Perficient COM 71375U101 300,000.00 50,000
Providian Fin. Corp. COM 74406A102 1,725,000.00 30,000
St. Jude Medical COM 790849103 3,993,437.50 65,000
Synopsis COM 871607107 1,423,125.00 30,000
Teradyne Inc COM 880770102 2,793,750.00 75,000
Washington Mutual Inc COM 939322103 1,857,187.50 35,000
Wells Fargo COM 949746101 4,176,562.50 75,000
Wolverine World Wide COM 978097103 1,525,000.00 100,000
PUT/WFC(WFCMI) @ 45 EXP01/20/2001 PUT 949746951 14,062.50 750
CALL/IVX(YIVAG) @ 35 EXP01/19/2002 CALL 465823902 112,500.00 100
CALL/T(WTAD) @ 20 EXP01/19/2002 CALL 011957959 421,875.00 1,500
CALL/WMT(WWTAK) @ 55 EXP01/19/2002 CALL 931142903 968,750.00 1,000
80,323,801.38
</TABLE>
<TABLE>
<CAPTION>
(SEC USE ONLY)
Page 1 of 1 Name of Reporting Manager Petros Advisors LLC
------------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
---------------------------------------
(b) Shared - Item 7: Item 8:
As Defined (c) Shared - Managers Voting Authority (Shares)
Item 1: ---------------------------------------
Name of Issuer (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Advanced Neuromodulation x 20,400
Andrx Corp. x 102,000
Avigen x 132,000
Bottom Line Tech x 130,000
Cabot Microelectronics x 40,000
Cadence Design Sys x 85,000
Cryolife x 36,000
Cybear Inc. x 297
Digitas x 32,500
Fidelity Nat'l x 75,000
Golden St. Bancorp x 76,000
I-Stat Corph x 739,500
Insite Vision Incorp x 215,000
Ivax Corp. (Florida) x 61,300
Martek Bio x 220,000
Mentor Graphics x 100,000
Microsemi Corp. Cl A x 90,000
NASDAQ - 100 Shares x 15,000
Nexmed Inc x 275,000
Opti Inc. x 40,000
Parametric Technology x 300,000
Perficient x 50,000
Providian Fin. Corp. x 30,000
St. Jude Medical x 65,000
Synopsis x 30,000
Teradyne Inc x 75,000
Washington Mutual Inc x 35,000
Wells Fargo x 75,000
Wolverine World Wide x 100,000
PUT/WFC(WFCMI) @ 45 EXP01/20/2001 x 750
CALL/IVX(YIVAG) @ 35 EXP01/19/2002 x 100
CALL/T(WTAD) @ 20 EXP01/19/2002 x 1,500
CALL/WMT(WWTAK) @ 55 EXP01/19/2002 x 1,000
</TABLE>
PAGE 2 OF 2 PAGES
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