UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F
Form 13F COVER PAGE
Report for the Calender Year Ended or Quarter Ended: September 30, 2000
Check here is Amendment [ ] Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this report:
Lindner Asset Management, Inc.
7711 Carondelet Avenue Suite 700
St. Louis, MO 63105
Form 13F File Number: 28-6220
The institutional investment manger filing this report and the person by whom it
is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: John Elder
Title: Vice-President of Administration
Phone: 314-727-5305
Signature, Place and Date of Signing:
St. Louis, MO November 2, 2000
[Signature] [City, State] [Date]
Report Type: (Check only one):
[ xx ] 13F Holdings Report (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F Notice. (Check here if no holdings reported are in this report and
all holdings are reported by other reporting manager (s). )
[ ] 13F Combination Report (Check here only if a portion of the holdings
for this reporting manager are reported this report and a
portion are reported by other reporting manager (s).)
List of Other Managers Reporting for this Manager:
NONE
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: none
Form 13F Information Table Entry Total: 348
Form 13 F Information Table Value Total: 573,099
(Thousands)
List of Other included Managers:
Provide a numbered list of the name (s) and Form 13F file number (s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report
NONE
FORM 13F TABLE AS OF 9/30/00 FILE #28-6220
LINDNER ASSET MANAGEMENT, INC.
<TABLE> <C> <C>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR SH/ INVEST. DISCRETIOMANAGER VOTING
AUTHORITY
NUMBER VALUE PRINC. AMT. PRINSOLE SOLE
(X1000)
<C> <C> <C> <C> <C> <C> <C> <C>
ADELPHIA COMMUNICATIONS CL A COMMON STOCK 006848105 276 10,000 SH X 10,000
ADVANTAGE LEARNING SYSTEMS, INC COMMON STOCK 00757K100 1,227 35,000 SH X 35,000
AES CORPORATION COMMON STOCK 00130H105 274 4,000 SH X 4,000
AETHER SYSTEMS COMMON STOCK 00808V105 1,625 15,400 SH X 15,400
AETHER SYSTEMS 6% CONV 3/22/05 CONVERTIBLE 00808VAA3 383 500,000PRN X 500,000
AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 705 14,400 SH X 14,400
AIRBORNE FREIGHT COMMON STOCK 009266107 1,273 125,000 SH X 125,000
AIRGAS INC COMMON STOCK 009363102 341 50,000 SH X 50,000
AKAMAI TECHNOLOGIES COMMON STOCK 00971T101 210 4,000 SH X 4,000
ALCAN ALUMINUM COMMON STOCK 013716105 440 15,200 SH X 15,200
ALCOA INC COMMON STOCK 013817101 2,058 81,300 SH X 81,300
ALLSTATE CORP COMMON STOCK 020002101 3,531 101,600 SH X 101,600
AMAZON.COM INC COMMON STOCK 023135106 519 13,500 SH X 13,500
AMERADA HESS CORP COMMON STOCK 023551104 2,698 40,300 SH X 40,300
AMERICA ONLINE INC. COMMON STOCK 02364J104 2,704 50,300 SH X 50,300
AMERICA WEST HOLDING CORP-B COMMON STOCK 023657208 240 19,700 SH X 19,700
AMERICAN ELECTRIC POWER COMMON STOCK 025537101 235 6,000 SH X 6,000
AMERICAN EXPRESS CO. COMMON STOCK 025816109 1,361 22,400 SH X 22,400
AMERICAN HOME PRODUCTS CORP. COMMON STOCK 026609107 5,294 93,600 SH X 93,600
AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 3,981 41,600 SH X 41,600
AMKOR TECHNOLOGY INC COMMON STOCK 031652100 914 35,000 SH X 35,000
ANADIGICS INC COMMON STOCK 032515108 1,363 61,600 SH X 61,600
ANDREW CORPORATION COMMON STOCK 034425108 236 9,000 SH X 9,000
ANHEUSER-BUSCH COS COMMON STOCK 035229103 3,385 80,000 SH X 80,000
ANIXTER INTL INC COMMON STOCK 035290105 489 16,800 SH X 16,800
ANN TAYLORS COMMON STOCK 036115103 2,614 68,000 SH X 68,000
ANTEC CORP COMMON STOCK 03664P105 369 12,500 SH X 12,500
AON CORP COMMON STOCK 037389103 3,179 81,000 SH X 81,000
APACHE CORPORATION COMMON STOCK 037411105 313 5,300 SH X 5,300
APPLE COMPUTER INC COMMON STOCK 037833100 1,357 52,700 SH X 52,700
APPLIED MATERIALS COMMON STOCK 038222105 291 4,900 SH X 4,900
ARROW ELECTRONICS INC COMMON STOCK 042735100 453 13,300 SH X 13,300
ASPEN TECHNOLOGY INC COMMON STOCK 045327103 203 4,500 SH X 4,500
AT & T COMMON STOCK 001957109 5,126 174,500 SH X 174,500
AT HOME CORPORATION SERIES A COMMON STOCK 045919107 283 20,000 SH X 20,000
AT&T CORP.-LIBERTY MEDIA GROUP A COMMON STOCK 001957208 540 30,000 SH X 30,000
ATMOS ENERGY CORPORATION COMMON STOCK 049560105 309 15,000 SH X 15,000
AURORA BIOSCIENCES COMMON STOCK 051920106 258 3,800 SH X 3,800
AUTONATION INC COMMON STOCK 05329W102 74 12,300 SH X 12,300
AVIALL INC. COMMON STOCK 05366B102 85 13,200 SH X 13,200
AVICI SYSTEMS INC COMMON STOCK 05367L109 1,941 20,400 SH X 20,400
AWARE INC. COMMON STOCK 05453N100 424 11,000 SH X 11,000
BALLARD POWER SYSTEMS INC COMMON STOCK 05858H104 2,732 25,000 SH X 25,000
BANK OF AMERICA CORPORATION COMMON STOCK 060505104 3,148 60,100 SH X 60,100
BANK UNITED CORPORATION-CLASS A COMMON STOCK 065412108 436 8,600 SH X 8,600
BAUSCH & LOMB INC COMMON STOCK 071707103 2,036 52,300 SH X 52,300
BECTON DICKINSON & COMPANY COMMON STOCK 075887109 2,366 89,500 SH X 89,500
BED BATH & BEYOND COMMON STOCK 075896100 210 8,600 SH X 8,600
BELLSOUTH CORP COMMON STOCK 079860102 1,006 25,000 SH X 25,000
BEST BUY COMPANY INC COMMON STOCK 086516101 3,181 50,000 SH X 50,000
BJ SERVICES COMMON STOCK 055482103 513 8,400 SH X 8,400
BLACK BOX CORP COMMON STOCK 091826107 1,077 23,100 SH X 23,100
BLUESTONE SOFTWARE COMMON STOCK 09623P102 426 24,500 SH X 24,500
BMC SOFTWARE INC COMMON STOCK 055921100 3,896 203,700 SH X 203,700
BOEING COMMON STOCK 097023105 4,177 66,300 SH X 66,300
BORDERS GROUP INC COMMON STOCK 099709107 3,530 253,300 SH X 253,300
BOSTON COMMUNICATIONS GROUP COMMON STOCK 100582105 1,020 53,000 SH X 53,000
BOSTON SCIENTIFIC COMMON STOCK 101137107 1,861 113,200 SH X 113,200
BP AMOCO PLC -SPONS ADR COMMON STOCK 055622104 1,304 24,600 SH X 24,600
BRISTOL MYERS SQUIBB COMMON STOCK 110122108 7,398 129,500 SH X 129,500
BRLNGTN NTHRN SANTA FE COMMON STOCK 12189T104 2,031 94,200 SH X 94,200
BROADCOM CORP -CL A COMMON STOCK 111320107 2,852 11,700 SH X 11,700
BROADVISION INC. COMMON STOCK 111412102 2,045 80,005 SH X 80,005
BRUNSWICK CORP COMMON STOCK 117043109 944 51,700 SH X 51,700
CALLAWAY GOLF CO COMMON STOCK 131193104 238 15,500 SH X 15,500
CARDINAL HEALTH INC COMMON STOCK 14149Y108 3,404 38,600 SH X 38,600
CAREMARK RX INC COMMON STOCK 141705103 191 17,000 SH X 17,000
CDW COMPUTER CENTERS INC COMMON STOCK 125129106 2,312 33,500 SH X 33,500
CELLSTAR CORPORATION COMMON STOCK 150925105 508 161,000 SH X 161,000
CENDANT CORPORATION COMMON STOCK 151313103 279 25,700 SH X 25,700
CH ENERGY GROUP, INC COMMON STOCK 12541M102 299 7,500 SH X 7,500
CHECKPOINT SYSTEMS INC COMMON STOCK 162825103 79 10,500 SH X 10,500
CHRISTOPHER & BANKS CORPORATION COMMON STOCK 171046105 700 18,000 SH X 18,000
CICUIT CITY STORES, INC COMMON STOCK 172737108 1,624 70,600 SH X 70,600
CIGNA CORP COMMON STOCK 125509109 4,176 40,000 SH X 40,000
CISCO SYSTEMS INC COMMON STOCK 17275R102 10,470 189,500 SH X 189,500
CITIGROUP INC COMMON STOCK 172967101 2,970 54,933 SH X 54,933
CITRIX SYSTEMS INC COMMON STOCK 177376100 1,505 75,000 SH X 75,000
CLEAR CHANNEL COMMUNICATIONS COMMON STOCK 184502102 283 5,000 SH X 5,000
CMGI INC COMMON STOCK 125750109 1,257 45,000 SH X 45,000
COCA-COLA CO COMMON STOCK 191216100 711 12,900 SH X 12,900
COCA-COLA ENTERPRISE COMMON STOCK 191219104 3,984 250,000 SH X 250,000
COM21 INC. COMMON STOCK 205937105 135 10,000 SH X 10,000
COMERICA INC COMMON STOCK 200340107 7,200 123,200 SH X 123,200
COMPUCOM SYSTEMS INC COMMON STOCK 204780100 126 47,000 SH X 47,000
COMPUTER ASSOCIATES INTL INC COMMON STOCK 204912109 300 11,900 SH X 11,900
COMPUWARE CORP COMMON STOCK 205638109 628 75,000 SH X 75,000
CONAGRA INC COMMON STOCK 205887102 2,540 126,600 SH X 126,600
CONEXANT SYSTEMS, INC COMMON STOCK 207142100 3,078 73,500 SH X 73,500
CONSOLIDATED EDISON INC COMMON STOCK 209115104 853 25,000 SH X 25,000
CONSOLIDATED STORES CORPORATION COMMON STOCK 210149100 1,941 143,800 SH X 143,800
COPART INC COMMON STOCK 217204106 236 17,000 SH X 17,000
COPPER MOUNTAIN NETWORKS, INC COMMON STOCK 217510106 750 20,000 SH X 20,000
COSTCO COMPANIES INC COMMON STOCK 22160K105 3,630 103,900 SH X 103,900
COVAD COMMUNICATIONS GROUP COMMON STOCK 222814204 1,080 80,750 SH X 80,750
CSG SYSTEMS INTL INC COMMON STOCK 126349109 1,818 62,700 SH X 62,700
CYTYC CORPORATION COMMON STOCK 232946103 2,225 51,600 SH X 51,600
DAIMLERCHRYSLER AG COMMON STOCK D1668R123 1,332 30,000 SH X 30,000
DELL COMPUTER CORP COMMON STOCK 247025109 3,787 122,900 SH X 122,900
DIEBOLD INC COMMON STOCK 253651103 2,656 100,000 SH X 100,000
DIGI INTERNATIONAL INC COMMON STOCK 253798102 194 24,600 SH X 24,600
DIGITAL GENERATION SYSTEMS COMMON STOCK 253921100 183 43,000 SH X 43,000
DOMINION RESOURCES INC COMMON STOCK 25746U109 581 10,000 SH X 10,000
DORAL FINANCIAL CORPORATION COMMON STOCK 25811P100 400 24,700 SH X 24,700
DOW CHEMICAL COMMON STOCK 260543103 2,262 90,700 SH X 90,700
DU PONT (E I) DE NEMOURS COMMON STOCK 263534109 4,600 111,000 SH X 111,000
DUKE POWER COMPANY COMMON STOCK 264399106 858 10,000 SH X 10,000
EASTMAN KODAK COMMON STOCK 277461109 409 10,000 SH X 10,000
ECHOSTAR COMMUN CORP-CL A COMMON STOCK 278762109 791 15,000 SH X 15,000
EDGEWATER TECHNOLOGY INC COMMON STOCK 280358102 118 22,400 SH X 22,400
EDISON INTERNATIONAL COMMON STOCK 281020107 2,851 147,600 SH X 147,600
EMC CORPORATION COMMON STOCK 268648102 1,814 18,300 SH X 18,300
ENRON CORP COMMON STOCK 293561106 1,753 20,000 SH X 20,000
EPICOR SOFTWARE CORP COMMON STOCK 29426L108 215 61,300 SH X 61,300
EQUINOX COMMON STOCK 294436100 278 42,800 SH X 42,800
ERICSSON (LM) - ADR COMMON STOCK 294821400 148 10,000 SH X 10,000
ESENJAY EXPLORATION COMMON STOCK 296426109 490 135,200 SH X 135,200
EXPRESS SCRIPTS INC COMMON STOCK 302182100 4,335 60,000 SH X 60,000
EXTREME NETWORKS INC COMMON STOCK 30226D106 630 5,500 SH X 5,500
EXXON CORP COMMON STOCK 30231G102 4,492 50,400 SH X 50,400
F5 NETWORKS INC. COMMON STOCK 315616102 2,261 66,500 SH X 66,500
FAIR ISAAC & COMPANY COMMON STOCK 303250104 384 9,000 SH X 9,000
FAIRFIELD COMMUNITIES INC COMMON STOCK 304231301 123 12,100 SH X 12,100
FANNIE MAE COMMON STOCK 313586109 3,511 49,100 SH X 49,100
FDX CORP COMMON STOCK 31428X106 2,217 50,000 SH X 50,000
FEDERATED DEPT STORES COMMON STOCK 31410H101 2,388 91,400 SH X 91,400
FILENET CORP COMMON STOCK 316869106 246 13,500 SH X 13,500
FIRST AMERICAN CORPORATION COMMON STOCK 318522307 271 13,000 SH X 13,000
FIRST UNION CORP COMMON STOCK 337358105 1,516 47,100 SH X 47,100
FOAMEX INTL INC COMMON STOCK 344123104 125 20,000 SH X 20,000
FOOTSTAR INC COMMON STOCK 344912100 249 7,700 SH X 7,700
FORD MOTOR CO COMMON STOCK 345370860 2,385 94,226 SH X 94,226
FORRESTER RESEARCH, INC COMMON STOCK 346563109 255 4,000 SH X 4,000
FORT JAMES CORPORATION COMMON STOCK 347471104 235 7,700 SH X 7,700
FOUNDRY NETWORKS INC COMMON STOCK 35063R100 4,605 68,800 SH X 68,800
FPL GROUP, INC COMMON STOCK 302571104 1,184 18,000 SH X 18,000
FRANKLIN RESOURCES INC COMMON STOCK 354613101 502 11,300 SH X 11,300
FREDDIE MAC COMMON STOCK 313400301 3,411 63,100 SH X 63,100
FUTURELINK CORP COMMON STOCK 36114Q208 613 200,000 SH X 200,000
GADZOOKS, INC COMMON STOCK 362553109 215 12,000 SH X 12,000
GENERAL DYNAMICS CORPORATION COMMON STOCK 369550108 2,908 46,300 SH X 46,300
GENERAL ELECTRIC CO COMMON STOCK 369604103 14,133 245,000 SH X 245,000
GENERAL MILLS INC COMMON STOCK 370334104 2,535 71,400 SH X 71,400
GENERAL MOTORS CORP COMMON STOCK 370442105 1,625 25,000 SH X 25,000
GENERAL MOTORS-CL H COMMON STOCK 370442832 558 15,000 SH X 15,000
GENUINE PARTS CO COMMON STOCK 372460105 1,024 53,700 SH X 53,700
GOODYEAR TIRE & RUBBER CO COMMON STOCK 382550101 279 15,500 SH X 15,500
GRAINGER (W.W.) INC. COMMON STOCK 384802104 1,973 75,000 SH X 75,000
GRIFFON CORP COMMON STOCK 398433102 185 24,500 SH X 24,500
GUIDANT CORP COMMON STOCK 401698105 2,828 40,000 SH X 40,000
HARMONIC INC COMMON STOCK 413160102 2,940 122,500 SH X 122,500
HASBRO, INC. COMMON STOCK 418056107 1,228 107,400 SH X 107,400
HEALTHSOUTH CORP COMMON STOCK 421924101 115 14,200 SH X 14,200
HERSHEY FOODS CORP COMMON STOCK 427866108 2,982 55,100 SH X 55,100
HEWLETT-PACKARD CO COMMON STOCK 428236103 4,511 46,500 SH X 46,500
HOME DEPOT, INC. COMMON STOCK 437076102 2,584 48,700 SH X 48,700
HONEYWELL INTL INC COMMON STOCK 438516106 1,870 52,500 SH X 52,500
HOST MARRIOT CORP COMMON STOCK 44107P104 2,813 250,000 SH X 250,000
HOUSEHOLD INTERNATIONAL COMMON STOCK 441815107 3,307 58,400 SH X 58,400
HUMANA INC COMMON STOCK 444859102 4,237 394,100 SH X 394,100
I SHARE RUSSELL 2000 INDEX FUND COMMON STOCK 464287655 5,181 50,000 SH X 50,000
I SHARE S & P VALUE INDEX FUND COMMON STOCK 464287408 4,101 65,000 SH X 65,000
I SHARES TRUST- RUSSELL 1000V COMMON STOCK 464287598 2,902 50,000 SH X 50,000
INFORMIX CORP COMMON STOCK 456779107 1,238 300,000 SH X 300,000
INGERSOLL-RAND CO COMMON STOCK 456866102 2,127 62,800 SH X 62,800
INPUT/OUTPUT INC COMMON STOCK 457652105 104 10,800 SH X 10,800
INRANGE TECHNOLOGIES CLASS B COMMON STOCK 45769V206 1,007 19,000 SH X 19,000
INTEL CORPORATION COMMON STOCK 458140100 4,487 107,800 SH X 107,800
INTERNATIONAL PAPER COMMON STOCK 460146103 2,869 100,000 SH X 100,000
INTERPUBLIC GROUP COMMON STOCK 460690100 1,703 50,000 SH X 50,000
INTERVOICE-BRITE INC COMMON STOCK 461142101 473 45,000 SH X 45,000
INTERWAVE COMMUNICATIONS COMMON STOCK G4911N102 80 10,000 SH X 10,000
INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 1,766 15,700 SH X 15,700
INVERNESS MEDICAL TECHNOLOGY COMMON STOCK 461268104 212 11,000 SH X 11,000
ISHARES TRUST COMMON STOCK 464287622 2,327 30,000 SH X 30,000
ISHARES TRUST- DJ US UTILITIES COMMON STOCK 464287697 435 5,000 SH X 5,000
J.D. EDWARDS & CO COMMON STOCK 281667105 212 8,200 SH X 8,200
JDS UNIPHASE CORPORATION COMMON STOCK 46612J101 312 3,300 SH X 3,300
JOHNSON & JOHNSON COMMON STOCK 478160104 1,033 11,000 SH X 11,000
KEMET CORP COMMON STOCK 488360108 326 11,800 SH X 11,800
KERR-MCGEE CORP COMMON STOCK 492386107 1,458 22,000 SH X 22,000
KEYCORP COMMON STOCK 493267108 1,711 67,600 SH X 67,600
KFORCE.COM INC COMMON STOCK 493732101 138 39,400 SH X 39,400
KNIGHT/TRIMARK GROUP INC COMMON STOCK 499063105 1,332 37,000 SH X 37,000
K-SWISS, INC COMMON STOCK 482686102 450 20,000 SH X 20,000
KULICKE & SOFFA COMMON STOCK 501242101 246 18,500 SH X 18,500
LEHMAN BROTHERS HOLDINGS INC COMMON STOCK 524908100 8,702 58,900 SH X 58,900
LIBERATE TECHNOLOGY COMMON STOCK 530129105 1,592 55,000 SH X 55,000
LILLY (ELI) & CO COMMON STOCK 532457108 2,174 26,800 SH X 26,800
LIMITED INC COMMON STOCK 532716107 719 32,600 SH X 32,600
LINCOLN ELECTRIC HOLDINGS, INC COMMON STOCK 533900106 133 10,000 SH X 10,000
LOWES COS COMMON STOCK 548661107 2,338 52,100 SH X 52,100
LUCENT TECHNOLOGIES COMMON STOCK 549463107 6,009 196,600 SH X 196,600
LYCOS, INC. COMMON STOCK 550818108 3,583 52,100 SH X 52,100
MACROMEDIA INC COMMON STOCK 556100105 3,467 42,900 SH X 42,900
MARCHFIRST INC COMMON STOCK 566244109 3,255 207,500 SH X 207,500
MASCO CORP COMMON STOCK 574599106 2,282 122,500 SH X 122,500
MATRIA HEALTHCARE INC COMMON STOCK 576817100 82 23,500 SH X 23,500
MCDONALD'S CORP COMMON STOCK 580135101 2,838 94,000 SH X 94,000
MCLEODUSA INC- CL A COMMON STOCK 582266102 601 42,000 SH X 42,000
MERCK & CO., INC COMMON STOCK 589331107 4,176 56,100 SH X 56,100
MERIDITH CORP COMMON STOCK 589433101 2,171 73,600 SH X 73,600
METRICOM INC COMMON STOCK 591596101 914 35,500 SH X 35,500
METTLER-TOLEDO INTL INC COMMON STOCK 592688105 1,100 25,000 SH X 25,000
MICRON TECH COMMON STOCK 595112103 1,840 40,000 SH X 40,000
MICROSOFT CORP COMMON STOCK 594918104 8,080 134,100 SH X 134,100
MINNESOTA MINING & MFG CO. COMMON STOCK 604059105 2,278 25,000 SH X 25,000
MORGAN (J P) & CO COMMON STOCK 616880100 2,598 15,900 SH X 15,900
MORGAN STANLEY DEAN WITTER COMMON STOCK 617446448 3,383 37,000 SH X 37,000
MOTOROLA, INC COMMON STOCK 620076109 3,037 107,500 SH X 107,500
MYND CORPORATION COMMON STOCK 628551103 680 50,400 SH X 50,400
NATIONAL CITY CORP COMMON STOCK 635405103 2,854 129,000 SH X 129,000
NEORX CORP $2.4375 CV PFD NO VOTE CONVERTIBLE 640520201 3,482 139,277PRN X 139,277
NET2PHONE INC COMMON STOCK 64108N106 518 23,000 SH X 23,000
NETEGRITY, INC COMMON STOCK 64110P107 385 5,500 SH X 5,500
NEW ERA OF NETWORKS INC COMMON STOCK 644312100 234 9,600 SH X 9,600
NEWPARK RESOURCES COMMON STOCK 651718504 117 12,600 SH X 12,600
NEXTEL COMMUNICATION INC A COMMON STOCK 65332V103 888 19,000 SH X 19,000
NEXTEL PARTNERS, INC CLASS A COMMON STOCK 65333F107 218 7,500 SH X 7,500
NEXTLINK COMM INC - CL A COMMON STOCK 65333H707 806 22,900 SH X 22,900
NISOURCE INC COMMON STOCK 65473P105 609 25,000 SH X 25,000
NOBLE AFFILIATES INC COMMON STOCK 654894104 2,918 78,600 SH X 78,600
NOKIA CORP ADR A COMMON STOCK 654902204 3,066 77,000 SH X 77,000
NORTEL NETWORKS CORP HOLDINGS CO. COMMON STOCK 656568102 3,614 60,681 SH X 60,681
NSTAR COMMON STOCK 67019E107 523 13,000 SH X 13,000
NUI CORPORATION COMMON STOCK 629430109 226 7,500 SH X 7,500
OAKLEY, INC. COMMON STOCK 673662102 193 11,000 SH X 11,000
OCCIDENTAL PETROLEUM CORPORATION COMMON STOCK 674599105 2,589 118,700 SH X 118,700
OCEAN ENERGY INC COMMON STOCK 67481E106 156 10,100 SH X 10,100
OFFICE DEPOT INC COMMON STOCK 676220106 136 17,400 SH X 17,400
OFFICEMAX INC COMMON STOCK 67622M108 178 50,000 SH X 50,000
OMI CORP COMMON STOCK Y6476W104 375 44,800 SH X 44,800
ON ASSIGNMENT INC COMMON STOCK 682159108 533 17,000 SH X 17,000
ON SEIMICONDUCTOR CORPORATION COMMON STOCK 682189105 181 16,600 SH X 16,600
ORACLE CORPORATION COMMON STOCK 68389X105 5,190 65,900 SH X 65,900
PALL CORP COMMON STOCK 696429307 1,994 100,000 SH X 100,000
PALM INC COMMON STOCK 696642107 1,912 36,117 SH X 36,117
PARAMETRIC TECHNOLOGY CORP COMMON STOCK 699173100 7,805 713,600 SH X 713,600
PECO ENERGY CO COMMON STOCK 693304107 769 12,700 SH X 12,700
PENNZOIL COMPANY COMMON STOCK 709323109 147 14,000 SH X 14,000
PEOPLES ENERGY CORP COMMON STOCK 711030106 200 6,000 SH X 6,000
PERRIGO COMPANY COMMON STOCK 714290103 171 25,000 SH X 25,000
PER-SE TECHNOLOGIES INC COMMON STOCK 713569309 245 19,300 SH X 19,300
PETSMART COMMON STOCK 716768106 172 36,700 SH X 36,700
PFIZER INC COMMON STOCK 717081103 3,460 77,000 SH X 77,000
PHARMACIA CORP COMMON STOCK 71713U102 3,142 52,200 SH X 52,200
PHILIP MORRIS COS INC COMMON STOCK 718154107 2,958 100,500 SH X 100,500
PHILLIPS PETROLEUM COMMON STOCK 718507106 3,884 61,900 SH X 61,900
PIEDMONT NATURAL GAS COMPANY COMMON STOCK 720186105 306 10,000 SH X 10,000
PIER 1 IMPORTS INC/DE COMMON STOCK 720279108 231 17,000 SH X 17,000
PINNACLE WEST CORP COMMON STOCK 723484101 921 18,100 SH X 18,100
PITNEY BOWES, INC. COMMON STOCK 724479100 1,361 34,500 SH X 34,500
POLYCOM INC COMMON STOCK 73172K104 737 11,000 SH X 11,000
POTOMAC ELECTRIC POWER COMMON STOCK 737679100 302 12,000 SH X 12,000
PPG INDUSTRIES INC COMMON STOCK 693506107 5,362 135,100 SH X 135,100
PROCTOR & GAMBLE CO COMMON STOCK 742718109 7,705 115,000 SH X 115,000
PROGRESS SOFTWARE CORP COMMON STOCK 743312100 143 10,500 SH X 10,500
PROVIDIAN FINANCIAL CORPORATION COMMON STOCK 74406A102 3,353 26,400 SH X 26,400
PROXIM INC COMMON STOCK 744284100 1,397 31,400 SH X 31,400
PSINET INC COMMON STOCK 74437C101 722 75,000 SH X 75,000
QUALCOMM INC COMMON STOCK 747525103 534 7,500 SH X 7,500
QUANTUM CORPORATION DLT & STORAGE COMMON STOCK 747906204 211 14,000 SH X 14,000
QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 1,033 9,000 SH X 9,000
QUESTAR CORP COMMON STOCK 748356102 306 11,000 SH X 11,000
QWEST COMMUNICATIONS INTL COMMON STOCK 749121109 5,744 119,519 SH X 119,519
RAMBUS INC COMMON STOCK 750917106 750 9,500 SH X 9,500
RAYONIER INC COMMON STOCK 754907103 1,617 45,000 SH X 45,000
RAYTHEON CO CLASS- B COMMON STOCK 755111408 2,844 100,000 SH X 100,000
RCN CORPORATION COMMON STOCK 749361101 291 14,000 SH X 14,000
REPUBLIC BANCORP INC COMMON STOCK 760282103 309 32,500 SH X 32,500
RGS ENERGY GROUP, INC COMMON STOCK 74956K104 211 7,500 SH X 7,500
ROCKWELL INTL CORP COMMON STOCK 773903109 402 13,300 SH X 13,300
ROGERS COMMUNICATION CLASS B COMMON STOCK 775109200 403 17,000 SH X 17,000
ROYAL CARIBBEAN CRUISES LTD-ADR COMMON STOCK V7780T103 1,931 75,000 SH X 75,000
ROYAL DUTCH PETROLEUM CO COMMON STOCK 780257804 1,025 17,100 SH X 17,100
S&P 500 DEPOSITARY RECEIPT COMMON STOCK 78462F103 1,077 7,500 SH X 7,500
S3 INCORPORATED COMMON STOCK 784849101 146 14,200 SH X 14,200
SANDISK CORP COMMON STOCK 80004C101 334 5,000 SH X 5,000
SBC COMMUNICATIONS COMMON STOCK 78387G103 2,135 42,700 SH X 42,700
SCHERING-PLOUGH CORP COMMON STOCK 806605101 1,297 27,900 SH X 27,900
SCIENTIFIC-ATLANTA INC COMMON STOCK 808655104 318 5,000 SH X 5,000
SDL INC. COMMON STOCK 784076101 4,403 14,294 SH X 14,294
SEARS ROEBUCK COMMON STOCK 812387108 3,556 109,700 SH X 109,700
SEITEL INC COMMON STOCK 816074306 474 33,000 SH X 33,000
SILICON STORAGE TECHNOLOGY COMMON STOCK 827057100 473 17,400 SH X 17,400
SKYWEST INC COMMON STOCK 830879102 564 11,000 SH X 11,000
SMURFIT-STONE CONTAINER CORP COMMON STOCK 832727101 1,800 150,000 SH X 150,000
SOLA INTERNATIONAL COMMON STOCK 834092108 207 32,200 SH X 32,200
SPRINT FON GROUP COMMON STOCK 852061100 361 12,300 SH X 12,300
SPX CORP COMMON STOCK 784635104 2,129 15,000 SH X 15,000
STANCORP FINANCIAL GROUP INC COMMON STOCK 852891100 214 5,000 SH X 5,000
SUN MICROSYSTEMS COMMON STOCK 866810104 1,483 12,700 SH X 12,700
SUNOCO, INC. COMMON STOCK 86764P109 754 28,000 SH X 28,000
SWIFT TRANSPORTATION CO INC COMMON STOCK 870756103 523 40,000 SH X 40,000
SYCAMORE NETWORKS, INC COMMON STOCK 871206108 4,590 42,500 SH X 42,500
TARGET CORP COMMON STOCK 87612E106 1,281 50,000 SH X 50,000
TECO ENERGY, INC. COMMON STOCK 872375100 863 30,000 SH X 30,000
TEKELEC COMMON STOCK 879101103 575 17,500 SH X 17,500
TELETECH HOLDINGS COMMON STOCK 879939106 248 10,000 SH X 10,000
TELLABS, INC. COMMON STOCK 879664100 931 19,500 SH X 19,500
TENNECO INC COMMON STOCK 880349105 259 50,000 SH X 50,000
TERADYNE INC COMMON STOCK 880770102 2,226 63,600 SH X 63,600
TEXAS INSTURMENTS COMMON STOCK 882508104 533 11,300 SH X 11,300
TEXAS UTILITIES CO COMMON STOCK 873168108 396 10,000 SH X 10,000
THE PMI GROUP, INC COMMON STOCK 69344M101 346 5,100 SH X 5,100
THE WALT DISNEY CO COMMON STOCK 254687106 329 8,600 SH X 8,600
TIME WARNER INC COMMON STOCK 887315109 1,127 14,400 SH X 14,400
TITAN INTERNATIONAL INC COMMON STOCK 88830M102 201 34,900 SH X 34,900
TOPPS CO INC COMMON STOCK 890786106 276 30,000 SH X 30,000
TOYS 'R' US INC. COMMON STOCK 892335100 2,329 143,300 SH X 143,300
TRANSACTION SYSTEMS ARCHIT-A COMMON STOCK 893416107 1,048 64,500 SH X 64,500
TRANSOCEAN SEDCO FOREX INC COMMON STOCK G90078109 704 12,000 SH X 12,000
TRIGON HEALTHCARE INC COMMON STOCK 89618L100 305 5,800 SH X 5,800
TURNSTONE SYSTEMS INC COMMON STOCK 900423104 352 7,600 SH X 7,600
TYCO INT'L LTD. COMMON STOCK 902124106 2,947 56,800 SH X 56,800
U.S. BANCORP COMMON STOCK 902973106 2,882 126,700 SH X 126,700
UNION CARBIDE CORP COMMON STOCK 905581104 283 7,500 SH X 7,500
UNION PACIFIC CORP COMMON STOCK 907818108 2,204 56,700 SH X 56,700
UNISOURCE ENERGY CORP HLD CO COMMON STOCK 909205106 1,638 100,000 SH X 100,000
UNISYS CORP COMMON STOCK 909214108 4,581 407,200 SH X 407,200
UNITED STATIONERS COMMON STOCK 913004107 564 21,000 SH X 21,000
UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 1,233 17,800 SH X 17,800
UNOCAL CORP COMMON STOCK 915289102 2,303 65,000 SH X 65,000
UNOVA INC COMMON STOCK 91529B106 54 13,800 SH X 13,800
UNUMPROVIDENT CORPORATION COMMON STOCK 91529Y106 3,406 125,000 SH X 125,000
US ONCOLOGY INC COMMON STOCK 90338W103 145 32,000 SH X 32,000
USA NETWORKS INC COMMON STOCK 902984103 296 13,500 SH X 13,500
USX-MARATHON GROUP COMMON STOCK 902905827 244 8,600 SH X 8,600
VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 303 6,700 SH X 6,700
VENATOR GROUP INC COMMON STOCK 922944103 385 31,100 SH X 31,100
VERITY INC COMMON STOCK 92343C106 214 6,000 SH X 6,000
VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1,267 26,160 SH X 26,160
VIACOM INC -CL B COMMON STOCK 925524308 298 5,100 SH X 5,100
VISHAY INTRTECHNOLOGY COMMON STOCK 928298108 2,614 85,000 SH X 85,000
VITESSE SEMICONDUCT COMMON STOCK 928497106 2,668 30,000 SH X 30,000
VOICESTREAM WIRELESS CORP COMMON STOCK 928615103 3,540 30,500 SH X 30,500
WACHOVIA CORP COMMON STOCK 929771103 2,619 46,200 SH X 46,200
WAL-MART STORES INC COMMON STOCK 931142103 2,551 53,000 SH X 53,000
WASHINGTON GAS LIGHT COMMON STOCK 938837101 269 10,000 SH X 10,000
WENDY'S INTL INC COMMON STOCK 950590109 3,009 150,000 SH X 150,000
WESTELL TECHNOLOGIES COMMON STOCK 957541105 1,120 87,000 SH X 87,000
WESTERN WIRELESS COMMON STOCK 95988E204 534 15,000 SH X 15,000
WINSTAR COMM. COMMON STOCK 975515107 395 25,500 SH X 25,500
WISCONSIN ENERGY COMMON STOCK 976657106 399 20,000 SH X 20,000
WORLD ACCESS, INC COMMON STOCK 98141A101 401 74,200 SH X 74,200
WORLDCOM INC. COMMON STOCK 98157D106 1,116 36,747 SH X 36,747
XCEL ENERGY INC COMMON STOCK 98389B100 213 7,750 SH X 7,750
XILINX INC COMMON STOCK 983919101 1,927 22,500 SH X 22,500
XIRCOM, INC COMMON STOCK 983922105 253 10,000 SH X 10,000
573,099
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