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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: Mar 00
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: CFBD I, LLC
---------------------------------------------
Address: 30 S. Wacker Dr #2707
---------------------------------------------
Chicago, IL 60606
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-05539
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John Gordon
---------------------------------------------
Title: Chief Financial Officer
---------------------------------------------
Phone: (312) 906-7366
---------------------------------------------
Signature, Place, and Date of Signing:
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
-------------------
Form 13F Information Table Entry Total: 433
-------------------
Form 13F Information Table Value Total: $2,167,699
-------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
28-
---- --------------------- ----------------------
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CISIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP Com 885535104 1,902 34,200 SH sole N/A 34,200
3COM CORP Com 885535104 556 10,000 Put sole N/A 10,000
3COM CORP Com 885535104 2,781 50,000 Put sole N/A 50,000
A T & T CORP Com 001957109 1,406 25,000 Call sole N/A 25,000
A T & T CORP Com 001957109 11,250 200,000 Call sole N/A 200,000
AAR CORP Com 000361105 417 25,000 SH sole N/A 25,000
ADELPHIA COMMUNICATIONS-CL A Com 006848105 1,470 30,000 Call sole N/A 30,000
ADELPHIA COMMUNICATIONS-CL A Com 006848105 2,450 50,000 Call sole N/A 50,000
ADVANCED FIBRE COMMUNICATION Com 00754A105 627 10,000 SH sole N/A 10,000
AERIAL COMMUNICATIONS INC Com 007655103 568 10,000 SH sole N/A 10,000
AFFYMETRIX INC Com 00826T108 2,969 20,000 Call sole N/A 20,000
AFFYMETRIX INC Com 00826T108 2,969 20,000 Call sole N/A 20,000
AFFYMETRIX INC Com 00826T108 2,969 20,000 Call sole N/A 20,000
AMDOCS LTD Com N.A. 3,684 50,000 Put sole N/A 50,000
AMERICAN HOME PRODUCTS CORP Com 026609107 2,681 50,000 Call sole N/A 50,000
AMERICAN HOME PRODUCTS CORP Com 026609107 3,754 70,000 Call sole N/A 70,000
AMERICAN NATIONAL CAN GROUP Com 027714104 1,313 100,000 SH sole N/A 100,000
AMGEN INC Com 031162100 3,192 52,000 Put sole N/A 52,000
AMGEN INC Com 031162100 3,069 50,000 Put sole N/A 50,000
AMGEN INC Com 031162100 6,138 100,000 Call sole N/A 100,000
AMGEN INC Com 031162100 3,069 50,000 Call sole N/A 50,000
AMGEN INC Com 031162100 117 1,900 Call sole N/A 1,900
AMGEN INC Com 031162100 3,069 50,000 Call sole N/A 50,000
APAC CUSTOMER SERVICES INC Com 00185E106 217 25,000 SH sole N/A 25,000
APPLE COMPUTER INC Com 037833100 6,112 45,000 Call sole N/A 45,000
ASPECT DEVELOPMENT INC Com 045234101 2,195 34,100 SH sole N/A 34,100
ATLANTIC RICHFIELD CO Com 048825103 485 5,700 SH sole N/A 5,700
ATLANTIC RICHFIELD CO Com 048825103 2,125 25,000 Call sole N/A 25,000
ATLANTIC RICHFIELD CO Com 048825103 1,700 20,000 Call sole N/A 20,000
AVIALL INC Com 05366B102 844 100,000 SH sole N/A 100,000
BAKER HUGHES INC Com 057224107 1,361 45,000 Put sole N/A 45,000
BAKER HUGHES INC Com 057224107 3,025 100,000 Call sole N/A 100,000
BAKER HUGHES INC Com 057224107 3,025 100,000 Call sole N/A 100,000
BAKER HUGHES INC Com 057224107 6,050 200,000 Call sole N/A 200,000
BANK ONE CORP Com 06423A103 3,438 100,000 Put sole N/A 100,000
BANK ONE CORP Com 06423A103 3,438 100,000 Call sole N/A 100,000
BAXTER INTERNATIONAL INC Com 071813109 6,269 100,000 Call sole N/A 100,000
BCE INC Com 05534B109 5,344 42,600 SH sole N/A 42,600
BEA SYSTEMS INC Com 073325102 1,893 25,800 SH sole N/A 25,800
BEA SYSTEMS INC Com 073325102 1,101 15,000 Put sole N/A 15,000
BEA SYSTEMS INC Com 073325102 1,468 20,000 Call sole N/A 20,000
BELL ATLANTIC CORP Com 077853109 6,113 100,000 Call sole N/A 100,000
BELLSOUTH CORP Com 079860102 4,700 100,000 Call sole N/A 100,000
BEST BUY COMPANY INC Com 086516101 4,300 50,000 Put sole N/A 50,000
</TABLE>
1
<PAGE>
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
BEST BUY COMPANY INC Com 086516101 2,150 25,000 Call sole N/A 25,000
BIOGEN INC Com 090597105 16,204 231,900 SH sole N/A 231,900
BIOGEN INC Com 090597105 10,132 145,000 Put sole N/A 145,000
BIOGEN INC Com 090597105 6,988 100,000 Put sole N/A 100,000
BIOGEN INC Com 090597105 3,494 50,000 Call sole N/A 50,000
BMC SOFTWARE INC Com 055921100 1,481 30,000 SH sole N/A 30,000
BMC SOFTWARE INC Com 055921100 4,938 100,000 Put sole N/A 100,000
BMC SOFTWARE INC Com 055921100 2,469 50,000 Call sole N/A 50,000
BOEING CO Com 097023105 7,588 200,000 Call sole N/A 200,000
BORDEN CHEM & PLASTIC-COM UT Com 099541203 865 194,900 SH sole N/A 194,900
BOSTON SCIENTIFIC CORP Com 101137107 1,066 50,000 Put sole N/A 50,000
BOSTON SCIENTIFIC CORP Com 101137107 2,131 100,000 Call sole N/A 100,000
BOSTON SCIENTIFIC CORP Com 101137107 2,131 100,000 Call sole N/A 100,000
BROADCOM CORP-CL A Com 111320107 22,320 91,900 SH sole N/A 91,900
BROADCOM CORP-CL A Com 111320107 24,288 100,000 Put sole N/A 100,000
BROADCOM CORP-CL A Com 111320107 20,644 85,000 Put sole N/A 85,000
BROADWING INC Com 111620100 1,116 30,000 SH sole N/A 30,000
BROADWING INC Com 111620100 1,897 51,000 Call sole N/A 51,000
CABLETRON SYSTEMS Com 126920107 586 20,000 SH sole N/A 20,000
CABLETRON SYSTEMS Com 126920107 879 30,000 Call sole N/A 30,000
CAROLINA POWER & LIGHT Com 144141108 973 30,000 SH sole N/A 30,000
CAROLINA POWER & LIGHT Com 144141108 1,298 40,000 Call sole N/A 40,000
CATERPILLAR INC Com 149123101 2,189 55,500 Call sole N/A 55,500
C-CUBE MICROSYSTEMS INC Com 125015107 6,393 87,800 SH sole N/A 87,800
CIENA CORP Com 171779101 5,045 40,000 Put sole N/A 40,000
CIENA CORP Com 171779101 6,306 50,000 Call sole N/A 50,000
CIENA CORP Com 171779101 9,459 75,000 Call sole N/A 75,000
CIENA CORP Com 171779101 13 100 Call sole N/A 100
CIENA CORP Com 171779101 13,748 109,000 Call sole N/A 109,000
CIRCUIT CITY STORES-CIRCUIT Com 172737108 2,435 40,000 Call sole N/A 40,000
CISCO SYSTEMS INC Com 17275R102 27,060 350,000 Put sole N/A 350,000
COBALT GROUP INC Com 19074Q103 57 4,800 SH sole N/A 4,800
COCA-COLA COMPANY Com 191216100 9,388 200,000 Call sole N/A 200,000
COMMERCE ONE INC Com 200693109 7,970 53,400 SH sole N/A 53,400
COMMERCE ONE INC Com 200693109 12,686 85,000 Put sole N/A 85,000
COMMERCE ONE INC Com 200693109 14,925 100,000 Call sole N/A 100,000
COMPAQ COMPUTER CORP Com 204493100 799 30,000 SH sole N/A 30,000
COMPAQ COMPUTER CORP Com 204493100 3,994 150,000 Call sole N/A 150,000
COMPUTER ASSOCIATES INTL INC Com 204912109 1,480 25,000 SH sole N/A 25,000
COMPUTER ASSOCIATES INTL INC Com 204912109 2,072 35,000 Put sole N/A 35,000
COMPUTER ASSOCIATES INTL INC Com 204912109 5,919 100,000 Call sole N/A 100,000
COMPUTER ASSOCIATES INTL INC Com 204912109 5,919 100,000 Call sole N/A 100,000
COMPUWARE CORP Com 205638109 1,053 50,000 Call sole N/A 50,000
CONE MILLS CORP Com 206814105 615 142,500 SH sole N/A 142,500
</TABLE>
2
<PAGE>
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CORNING INC Com 219350105 970 5,000 SH sole N/A 5,000
CORNING INC Com 219350105 4,850 25,000 Put sole N/A 25,000
CORNING INC Com 219350105 8,730 45,000 Put sole N/A 45,000
CORNING INC Com 219350105 4,850 25,000 Call sole N/A 25,000
CORNING INC Com 219350105 4,850 25,000 Call sole N/A 25,000
COYOTE NETWORK SYSTEMS INC Com 22406P108 440 40,000 SH sole N/A 40,000
COYOTE NETWORK SYSTEMS INC Com 22406P108 550 50,000 Call sole N/A 50,000
CUMULUS MEDIA INC - CL A Com 231082108 288 20,000 SH sole N/A 20,000
CUMULUS MEDIA INC - CL A Com 231082108 288 20,000 Put sole N/A 20,000
DELL COMPUTER CORP Com 247025109 10,788 200,000 Call sole N/A 200,000
DELTA AIR LINES INC Com 247361108 1,331 25,000 Put sole N/A 25,000
DELTA AIR LINES INC Com 247361108 1,331 25,000 Call sole N/A 25,000
DSET CORP Com 262504103 369 20,000 SH sole N/A 20,000
EASTMAN KODAK CO Com 277461109 14,176 261,000 Call sole N/A 261,000
EMC CORP/MASS Com 268648102 2,500 20,000 SH sole N/A 20,000
EMC CORP/MASS Com 268648102 2,500 20,000 Put sole N/A 20,000
EMC CORP/MASS Com 268648102 2,500 20,000 Put sole N/A 20,000
EMC CORP/MASS Com 268648102 4,438 35,500 Call sole N/A 35,500
ENRON CORP Com 293561106 1,498 20,000 Put sole N/A 20,000
ENRON CORP Com 293561106 2,246 30,000 Put sole N/A 30,000
ENRON CORP Com 293561106 374 5,000 Put sole N/A 5,000
ENRON CORP Com 293561106 2,456 32,800 Call sole N/A 32,800
ENRON CORP Com 293561106 3,744 50,000 Call sole N/A 50,000
ENRON CORP Com 293561106 7,488 100,000 Call sole N/A 100,000
ENRON CORP Com 293561106 1,033 13,800 Call sole N/A 13,800
ENRON CORP Com 293561106 5,863 78,300 Call sole N/A 78,300
ERICSSON (LM) TEL-SP ADR Com 294821400 1,407 15,000 SH sole N/A 15,000
ERICSSON (LM) TEL-SP ADR Com 294821400 8,631 92,000 Put sole N/A 92,000
ERICSSON (LM) TEL-SP ADR Com 294821400 4,691 50,000 Put sole N/A 50,000
ERICSSON (LM) TEL-SP ADR Com 294821400 7,505 80,000 Put sole N/A 80,000
ERICSSON (LM) TEL-SP ADR Com 294821400 4,925 52,500 Call sole N/A 52,500
ERICSSON (LM) TEL-SP ADR Com 294821400 9,850 105,000 Call sole N/A 105,000
EXXON MOBIL CORPORATION Com 30231G102 3,891 50,000 SH sole N/A 50,000
FEDERAL-MOGUL CORPORATION Com 313549107 1,836 110,000 SH sole N/A 110,000
FEDERAL-MOGUL CORPORATION Com 313549107 1,669 100,000 Put sole N/A 100,000
FEDERAL-MOGUL CORPORATION Com 313549107 834 50,000 Call sole N/A 50,000
FEDERATED DEPARTMENT STORES Com 31410H101 1,253 30,000 SH sole N/A 30,000
FORD MOTOR COMPANY Com 345370100 1,075 23,400 SH sole N/A 23,400
FORD MOTOR COMPANY Com 345370100 919 20,000 Put sole N/A 20,000
GAP INC Com 364760108 1,494 30,000 Call sole N/A 30,000
GATEWAY INC Com 367626108 2,385 45,000 Put sole N/A 45,000
GATEWAY INC Com 367626108 1,855 35,000 Call sole N/A 35,000
GATEWAY INC Com 367626108 2,650 50,000 Call sole N/A 50,000
GENENTECH INC Com 368710406 1,520 10,000 SH sole N/A 10,000
</TABLE>
3
<PAGE>
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
GENENTECH INC Com 368710406 3,040 20,000 Call sole N/A 20,000
GENERAL ELECTRIC CO. Com 369604103 15,519 100,000 Put sole N/A 100,000
GLOBAL INDUSTRIES LTD Com 379336100 1,029 73,500 SH sole N/A 73,500
GLOBAL INDUSTRIES LTD Com 379336100 280 20,000 Call sole N/A 20,000
GRAINGER (W.W.) INC Com 384802104 3,798 70,000 Call sole N/A 70,000
GRAINGER (W.W.) INC Com 384802104 33 600 Call sole N/A 600
GTE CORP Com 362320103 11,190 157,600 SH sole N/A 157,600
GUILFORD PHARMACEUTICALS INC Com 401829106 119 5,100 SH sole N/A 5,100
HALLIBURTON CO Com 406216101 2,050 50,000 Put sole N/A 50,000
HALLIBURTON CO Com 406216101 8,200 200,000 Call sole N/A 200,000
HEALTHEON/WEBMD CORPORATION Com 422209106 1,150 50,000 Call sole N/A 50,000
HEALTHEON/WEBMD CORPORATION Com 422209106 1,150 50,000 Call sole N/A 50,000
HEALTHSOUTH CORP Com 421924101 1,113 200,000 SH sole N/A 200,000
IDACORP INC Com 451107106 869 25,000 SH sole N/A 25,000
IMC GLOBAL INC Com 449669100 1,909 130,000 SH sole N/A 130,000
IMC GLOBAL INC Com 449669100 1,469 100,000 Put sole N/A 100,000
IMMUNEX CORP Com 452528102 952 15,000 SH sole N/A 15,000
IMMUNEX CORP Com 452528102 7,613 120,000 Put sole N/A 120,000
IMMUNEX CORP Com 452528102 3,806 60,000 Put sole N/A 60,000
IMMUNEX CORP Com 452528102 952 15,000 Call sole N/A 15,000
IMMUNEX CORP Com 452528102 3,806 60,000 Call sole N/A 60,000
IMMUNEX CORP Com 452528102 1,903 30,000 Call sole N/A 30,000
INCYTE PHARMACEUTICALS INC Com 45337C102 3,498 40,000 Call sole N/A 40,000
INFOCURE CORP Com 45665A108 1,477 85,000 SH sole N/A 85,000
INFORMIX CORP Com 456779107 847 50,000 SH sole N/A 50,000
INFORMIX CORP Com 456779107 1,694 100,000 Put sole N/A 100,000
INFORMIX CORP Com 456779107 1,694 100,000 Call sole N/A 100,000
INTEL CORP Com 458140100 6,597 50,000 Put sole N/A 50,000
INTEL CORP Com 458140100 13,194 100,000 Put sole N/A 100,000
INTEL CORP Com 458140100 13,194 100,000 Call sole N/A 100,000
INTEL CORP Com 458140100 6,597 50,000 Call sole N/A 50,000
INTERPUBLIC GROUP COS INC Com 460690100 2,410 51,000 SH sole N/A 51,000
INTERPUBLIC GROUP COS INC Com 460690100 3,544 75,000 Put sole N/A 75,000
INTL BUSINESS MACHINES CORP Com 459200101 2,360 20,000 SH sole N/A 20,000
INTL BUSINESS MACHINES CORP Com 459200101 35,400 300,000 Call sole N/A 300,000
J.D. EDWARDS & CO Com 281667105 326 10,000 SH sole N/A 10,000
J.D. EDWARDS & CO Com 281667105 2,605 80,000 Call sole N/A 80,000
J.P. MORGAN & COMPANY Com 616880100 3,294 25,000 Put sole N/A 25,000
J.P. MORGAN & COMPANY Com 616880100 6,588 50,000 Put sole N/A 50,000
J.P. MORGAN & COMPANY Com 616880100 11,923 90,500 Call sole N/A 90,500
J.P. MORGAN & COMPANY Com 616880100 7,971 60,500 Call sole N/A 60,500
J.P. MORGAN & COMPANY Com 616880100 6,588 50,000 Call sole N/A 50,000
JDS UNIPHASE CORP Com 46612J101 6,028 50,000 Call sole N/A 50,000
JDS UNIPHASE CORP Com 46612J101 9,645 80,000 Call sole N/A 80,000
</TABLE>
4
<PAGE>
<TABLE>
<CAPTION>
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Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
JDS UNIPHASE CORP Com 46612J101 3,617 30,000 Call sole N/A 30,000
JOHNSON & JOHNSON Com 478160104 1,401 20,000 SH sole N/A 20,000
KOHLS CORP Com 500255104 11,941 116,500 Call sole N/A 116,500
KROGER CO Com 501044101 790 45,000 SH sole N/A 45,000
KROGER CO Com 501044101 1,756 100,000 Put sole N/A 100,000
KROGER CO Com 501044101 1,756 100,000 Call sole N/A 100,000
KROGER CO Com 501044101 2,143 122,000 Call sole N/A 122,000
LEAR CORPORATION Com 521865105 844 30,000 SH sole N/A 30,000
LEGATO SYSTEMS INC Com 524651106 660 14,800 SH sole N/A 14,800
LEGATO SYSTEMS INC Com 524651106 4,463 100,000 Call sole N/A 100,000
LEGATO SYSTEMS INC Com 524651106 1,562 35,000 Call sole N/A 35,000
LEHMAN BROTHERS HOLDINGS INC Com 524908100 4,850 50,000 Put sole N/A 50,000
LEHMAN BROTHERS HOLDINGS INC Com 524908100 2,425 25,000 Call sole N/A 25,000
LEHMAN BROTHERS HOLDINGS INC Com 524908100 1,455 15,000 Call sole N/A 15,000
LEHMAN BROTHERS HOLDINGS INC Com 524908100 4,850 50,000 Call sole N/A 50,000
LEHMAN BROTHERS HOLDINGS INC Com 524908100 2,425 25,000 Call sole N/A 25,000
LEHMAN BROTHERS HOLDINGS INC Com 524908100 2,425 25,000 Call sole N/A 25,000
LSI LOGIC CORP Com 502161102 4,808 66,200 SH sole N/A 66,200
LSI LOGIC CORP Com 502161102 7,263 100,000 Put sole N/A 100,000
LSI LOGIC CORP Com 502161102 7,263 100,000 Put sole N/A 100,000
LUCENT TECHNOLOGIES INC Com 549463107 9,188 150,000 Call sole N/A 150,000
LUCENT TECHNOLOGIES INC Com 549463107 6,738 110,000 Call sole N/A 110,000
LUCENT TECHNOLOGIES INC Com 549463107 6,125 100,000 Call sole N/A 100,000
LUCENT TECHNOLOGIES INC Com 549463107 9,188 150,000 Call sole N/A 150,000
MARCHFIRST INC Com 566244109 1,517 42,500 SH sole N/A 42,500
MATTEL INC Com 577081102 1,357 130,000 SH sole N/A 130,000
MATTEL INC Com 577081102 1,044 100,000 Put sole N/A 100,000
MAXTOR CORP Com 577729205 647 50,000 SH sole N/A 50,000
MCI WORLDCOM INC Com 55268B106 4,867 107,400 SH sole N/A 107,400
MCI WORLDCOM INC Com 55268B106 4,531 100,000 Put sole N/A 100,000
MCKESSON HBOC INC Com 58155Q103 1,050 50,000 Call sole N/A 50,000
MCKESSON HBOC INC Com 58155Q103 1,050 50,000 Call sole N/A 50,000
MEDIAONE GROUP INC Com 58440J104 26,819 331,100 SH sole N/A 331,100
MEDIMMUNE INC Com 584699102 4,022 23,100 SH sole N/A 23,100
MEDIMMUNE INC Com 584699102 8,706 50,000 Put sole N/A 50,000
MEDIMMUNE INC Com 584699102 5,224 30,000 Put sole N/A 30,000
MERCK & CO., INC. Com 589331107 6,213 100,000 Put sole N/A 100,000
MERCK & CO., INC. Com 589331107 6,213 100,000 Put sole N/A 100,000
MERCK & CO., INC. Com 589331107 6,213 100,000 Call sole N/A 100,000
MERCK & CO., INC. Com 589331107 6,213 100,000 Call sole N/A 100,000
MERRILL LYNCH & CO Com 590188108 5,250 50,000 Put sole N/A 50,000
MERRILL LYNCH & CO Com 590188108 2,100 20,000 Call sole N/A 20,000
MERRILL LYNCH & CO Com 590188108 4,200 40,000 Call sole N/A 40,000
MERRILL LYNCH & CO Com 590188108 5,250 50,000 Call sole N/A 50,000
</TABLE>
5
<PAGE>
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
METACREATIONS CORPORATION Com 591016100 425 20,000 SH sole N/A 20,000
MICRON TECHNOLOGY INC Com 595112103 6,300 50,000 Put sole N/A 50,000
MICRON TECHNOLOGY INC Com 595112103 20,160 160,000 Put sole N/A 160,000
MICRON TECHNOLOGY INC Com 595112103 6,300 50,000 Call sole N/A 50,000
MICRON TECHNOLOGY INC Com 595112103 8,946 71,000 Call sole N/A 71,000
MICRON TECHNOLOGY INC Com 595112103 12,600 100,000 Call sole N/A 100,000
MICRON TECHNOLOGY INC Com 595112103 12,600 100,000 Call sole N/A 100,000
MICROSOFT CORP Com 594918104 5,196 48,900 SH sole N/A 48,900
MICROSOFT CORP Com 594918104 143,438 1,350,000 Put sole N/A 1,350,000
MICROSOFT CORP Com 594918104 15,938 150,000 Put sole N/A 150,000
MICROSOFT CORP Com 594918104 10,625 100,000 Put sole N/A 100,000
MICROSOFT CORP Com 594918104 10,625 100,000 Put sole N/A 100,000
MICROSOFT CORP Com 594918104 5,313 50,000 Call sole N/A 50,000
MICROSOFT CORP Com 594918104 5,313 50,000 Call sole N/A 50,000
MICROSOFT CORP Com 594918104 5,313 50,000 Call sole N/A 50,000
MICROSOFT CORP Com 594918104 5,313 50,000 Call sole N/A 50,000
MICROSOFT CORP Com 594918104 21,250 200,000 Call sole N/A 200,000
MICROSOFT CORP Com 594918104 53,125 500,000 Call sole N/A 500,000
MOLEX INC -CL A Com 608554200 3,466 78,100 SH sole N/A 78,100
MOTOROLA INC Com 620076109 16,373 115,000 SH sole N/A 115,000
MOTOROLA INC Com 620076109 14,238 100,000 Put sole N/A 100,000
MOTOROLA INC Com 620076109 7,119 50,000 Put sole N/A 50,000
NETWORK ASSOCIATES INC Com 640938106 1,613 50,000 Put sole N/A 50,000
NETWORK ASSOCIATES INC Com 640938106 3,225 100,000 Call sole N/A 100,000
NEW ERA OF NETWORKS INC Com 644312100 1,970 50,200 SH sole N/A 50,200
NEW ERA OF NETWORKS INC Com 644312100 1,963 50,000 Put sole N/A 50,000
NEW ERA OF NETWORKS INC Com 644312100 1,963 50,000 Call sole N/A 50,000
NEW ERA OF NETWORKS INC Com 644312100 805 20,500 Call sole N/A 20,500
NEWBRIDGE NETWORKS CORP Com 650901101 6,108 188,300 SH sole N/A 188,300
NEXTEL COMMUNICATIONS INC-A Com 65332V103 7,679 51,800 SH sole N/A 51,800
NEXTEL COMMUNICATIONS INC-A Com 65332V103 5,930 40,000 Put sole N/A 40,000
NEXTEL COMMUNICATIONS INC-A Com 65332V103 10,081 68,000 Put sole N/A 68,000
NEXTEL COMMUNICATIONS INC-A Com 65332V103 8,895 60,000 Put sole N/A 60,000
NEXUS TELOCATION SYSTEMS Com N.A. 104 22,500 SH sole N/A 22,500
NFO WORLDWIDE INC Com 62910N108 1,731 78,700 SH sole N/A 78,700
NIKE INC -CL B Com 654106103 3,963 100,000 Put sole N/A 100,000
NIKE INC -CL B Com 654106103 3,963 100,000 Put sole N/A 100,000
NOKIA CORP -SPON ADR Com 654902204 8,299 38,200 SH sole N/A 38,200
NOKIA CORP -SPON ADR Com 654902204 21,725 100,000 Put sole N/A 100,000
NOKIA CORP -SPON ADR Com 654902204 7,604 35,000 Call sole N/A 35,000
NOKIA CORP -SPON ADR Com 654902204 4,997 23,000 Call sole N/A 23,000
NOKIA CORP -SPON ADR Com 654902204 5,757 26,500 Call sole N/A 26,500
NOKIA CORP -SPON ADR Com 654902204 2,173 10,000 Call sole N/A 10,000
NORFOLK SOUTHERN CORP Com 655844108 719 50,000 SH sole N/A 50,000
</TABLE>
6
<PAGE>
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
NORTEL NETWORKS CORP Com 656569100 3,150 25,000 Put sole N/A 25,000
NORTEL NETWORKS CORP Com 656569100 8,820 70,000 Call sole N/A 70,000
ONEMAIN.COM INC Com 68267P109 566 50,000 SH sole N/A 50,000
ONEMAIN.COM INC Com 68267P109 566 50,000 Call sole N/A 50,000
OPEN MARKET INC Com 68370M100 773 30,000 Call sole N/A 30,000
ORACLE CORPORATION Com 68389X105 1,702 21,800 SH sole N/A 21,800
ORACLE CORPORATION Com 68389X105 7,806 100,000 Call sole N/A 100,000
OXFORD HEALTH PLANS Com 691471106 264 17,300 SH sole N/A 17,300
OXFORD HEALTH PLANS Com 691471106 1,525 100,000 Call sole N/A 100,000
PAIRGAIN TECHNOLOGIES INC Com 695934109 1,501 80,300 SH sole N/A 80,300
PALM INC Com 696642107 1,122 25,000 SH sole N/A 25,000
PARAMETRIC TECHNOLOGY CORP Com 699173100 1,053 50,000 Call sole N/A 50,000
PARAMETRIC TECHNOLOGY CORP Com 699173100 1,053 50,000 Call sole N/A 50,000
PARAMETRIC TECHNOLOGY CORP Com 699173100 1,790 85,000 Call sole N/A 85,000
PARAMETRIC TECHNOLOGY CORP Com 699173100 1,580 75,000 Call sole N/A 75,000
PARTNER COMMUNICATIONS-ADR Com 70211M109 499 30,000 SH sole N/A 30,000
PE CORP-CELERA GENOMICS GRP Com 69332S201 2,838 31,000 SH sole N/A 31,000
PE CORP-CELERA GENOMICS GRP Com 69332S201 1,373 15,000 Put sole N/A 15,000
PE CORP-CELERA GENOMICS GRP Com 69332S201 916 10,000 Put sole N/A 10,000
PE CORP-PE BIOSYSTEMS GROUP Com 69332S102 2,413 25,000 SH sole N/A 25,000
PE CORP-PE BIOSYSTEMS GROUP Com 69332S102 772 8,000 Put sole N/A 8,000
PE CORP-PE BIOSYSTEMS GROUP Com 69332S102 1,448 15,000 Put sole N/A 15,000
PE CORP-PE BIOSYSTEMS GROUP Com 69332S102 1,930 20,000 Put sole N/A 20,000
PE CORP-PE BIOSYSTEMS GROUP Com 69332S102 1,448 15,000 Call sole N/A 15,000
PFIZER INC Com 717081103 706 19,300 Put sole N/A 19,300
PFIZER INC Com 717081103 3,656 100,000 Put sole N/A 100,000
PHILIP MORRIS COMPANIES INC Com 718154107 3,541 167,600 Put sole N/A 167,600
PHILIP MORRIS COMPANIES INC Com 718154107 8,002 378,800 Put sole N/A 378,800
PHILIP MORRIS COMPANIES INC Com 718154107 2,113 100,000 Put sole N/A 100,000
PHILIP MORRIS COMPANIES INC Com 718154107 5,281 250,000 Call sole N/A 250,000
PHILIP MORRIS COMPANIES INC Com 718154107 6,338 300,000 Call sole N/A 300,000
PHILIP MORRIS COMPANIES INC Com 718154107 4,225 200,000 Call sole N/A 200,000
PMC - SIERRA INC Com 69344F106 13,667 67,100 SH sole N/A 67,100
PMC - SIERRA INC Com 69344F106 6,111 30,000 Put sole N/A 30,000
PMC - SIERRA INC Com 69344F106 14,258 70,000 Put sole N/A 70,000
PORTAL SOFTWARE Com 736126103 569 10,000 SH sole N/A 10,000
POTOMAC ELECTRIC POWER Com 737679100 622 27,500 Call sole N/A 27,500
PRI AUTOMATION INC Com 69357H106 1,345 22,000 SH sole N/A 22,000
PROVIDIAN FINANCIAL CORP Com 74406A102 2,599 30,000 Put sole N/A 30,000
PROVIDIAN FINANCIAL CORP Com 74406A102 4,331 50,000 Call sole N/A 50,000
PROVIDIAN FINANCIAL CORP Com 74406A102 3,855 44,500 Call sole N/A 44,500
QUALCOMM INC Com 747525103 7,466 50,000 Call sole N/A 50,000
QWEST COMMUNICATIONS INTL Com 749121109 7,648 157,700 SH sole N/A 157,700
QWEST COMMUNICATIONS INTL Com 749121109 970 20,000 Put sole N/A 20,000
</TABLE>
7
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<TABLE>
<CAPTION>
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Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
QWEST COMMUNICATIONS INTL Com 749121109 12,610 260,000 Put sole N/A 260,000
QWEST COMMUNICATIONS INTL Com 749121109 4,365 90,000 Call sole N/A 90,000
RAMBUS INC Com 750917106 20,438 69,400 SH sole N/A 69,400
RAMBUS INC Com 750917106 442 1,500 Put sole N/A 1,500
RAMBUS INC Com 750917106 12,369 42,000 Put sole N/A 42,000
RAMBUS INC Com 750917106 8,835 30,000 Put sole N/A 30,000
RAMBUS INC Com 750917106 11,780 40,000 Put sole N/A 40,000
RAMBUS INC Com 750917106 7,363 25,000 Put sole N/A 25,000
RAMBUS INC Com 750917106 5,890 20,000 Put sole N/A 20,000
RAMBUS INC Com 750917106 7,363 25,000 Put sole N/A 25,000
RAMBUS INC Com 750917106 5,890 20,000 Call sole N/A 20,000
RAMBUS INC Com 750917106 3,534 12,000 Call sole N/A 12,000
RATIONAL SOFTWARE CORP Com 75409P202 7,612 99,500 SH sole N/A 99,500
RATIONAL SOFTWARE CORP Com 75409P202 6,120 80,000 Put sole N/A 80,000
RATIONAL SOFTWARE CORP Com 75409P202 5,738 75,000 Put sole N/A 75,000
RATIONAL SOFTWARE CORP Com 75409P202 3,825 50,000 Put sole N/A 50,000
RATIONAL SOFTWARE CORP Com 75409P202 7,650 100,000 Call sole N/A 100,000
RAZORFISH INC Com 755236106 688 25,000 SH sole N/A 25,000
RESEARCH IN MOTION Com 760975102 5,964 56,000 SH sole N/A 56,000
RESEARCH IN MOTION Com 760975102 5,325 50,000 Put sole N/A 50,000
RESEARCH IN MOTION Com 760975102 5,325 50,000 Put sole N/A 50,000
RESEARCH IN MOTION Com 760975102 5,325 50,000 Put sole N/A 50,000
RF MICRO DEVICES INC Com 749941100 1,680 12,500 SH sole N/A 12,500
RF MICRO DEVICES INC Com 749941100 2,688 20,000 Put sole N/A 20,000
ROMAC INTERNATIONAL INC Com 775835101 136 15,000 SH sole N/A 15,000
SAP AG-SPONSORED ADR Com 803054204 299 5,000 SH sole N/A 5,000
SAP AG-SPONSORED ADR Com 803054204 1,793 30,000 Put sole N/A 30,000
SAP AG-SPONSORED ADR Com 803054204 2,988 50,000 Call sole N/A 50,000
SAP AG-SPONSORED ADR Com 803054204 1,912 32,000 Call sole N/A 32,000
SARA LEE CORP Com 803111103 1,800 100,000 Call sole N/A 100,000
SAWTEK INC Com 805468105 1,498 28,500 SH sole N/A 28,500
SBC COMMUNICATIONS INC Com 78387G103 3,150 75,000 Call sole N/A 75,000
SBC COMMUNICATIONS INC Com 78387G103 1,050 25,000 Call sole N/A 25,000
SCHERING-PLOUGH CORP Com 806605101 1,838 50,000 Call sole N/A 50,000
SCHLUMBERGER LTD Com 806857108 7,650 100,000 Put sole N/A 100,000
SCHLUMBERGER LTD Com 806857108 7,650 100,000 Put sole N/A 100,000
SCHLUMBERGER LTD Com 806857108 7,650 100,000 Call sole N/A 100,000
SCHLUMBERGER LTD Com 806857108 11,475 150,000 Call sole N/A 150,000
SCHWAB (CHARLES) CORP Com 808513105 2,841 50,000 Put sole N/A 50,000
SCHWAB (CHARLES) CORP Com 808513105 5,397 95,000 Put sole N/A 95,000
SCHWAB (CHARLES) CORP Com 808513105 6,732 118,500 Call sole N/A 118,500
SEAGATE TECHNOLOGY INC Com 811804103 3,615 60,000 SH sole N/A 60,000
ADELPHIA COMMUNICATIONS-CL A Com 006848105 726 5,000 SH sole N/A 5,000
AMR Corporation & Saber Holdings Corp. Com N.A. 2,913 50,000 Call sole N/A 50,000
</TABLE>
8
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<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AMR Corporation & Saber Holdings Corp. Com N.A. 874 15,000 Call sole N/A 15,000
SENSAR CORPORATION Com 817253107 699 15,000 SH sole N/A 15,000
SNYDER COMMUNICATIONS -SNC Com 832914105 113 5,000 Call sole N/A 5,000
SPRINT CORP (FON GROUP) Com 852061100 1,959 31,100 SH sole N/A 31,100
STAPLES INC Com 855030102 60 3,000 Call sole N/A 3,000
STEINER LEISURE LTD Com N.A. 385 20,000 SH sole N/A 20,000
SUN MICROSYSTEMS INC Com 866810104 7,009 74,800 SH sole N/A 74,800
SUN MICROSYSTEMS INC Com 866810104 14,055 150,000 Put sole N/A 150,000
SUN MICROSYSTEMS INC Com 866810104 9,370 100,000 Call sole N/A 100,000
TANDY CORP Com 875382103 2,030 40,000 Call sole N/A 40,000
TELEFONICA DE ARGEN-SPON ADR Com 879378206 1,919 48,900 SH sole N/A 48,900
TELEFONOS DE MEXICO-SP ADR L Com 879403780 4,020 60,000 SH sole N/A 60,000
TELEFONOS DE MEXICO-SP ADR L Com 879403780 10,720 160,000 Put sole N/A 160,000
TELEFONOS DE MEXICO-SP ADR L Com 879403780 3,350 50,000 Put sole N/A 50,000
TELEFONOS DE MEXICO-SP ADR L Com 879403780 5,360 80,000 Put sole N/A 80,000
TELEFONOS DE MEXICO-SP ADR L Com 879403780 10,050 150,000 Call sole N/A 150,000
TELLABS INC Com 879664100 1,260 20,000 Put sole N/A 20,000
TELLABS INC Com 879664100 2,519 40,000 Call sole N/A 40,000
TERADYNE INC Com 880770102 10,693 130,000 Call sole N/A 130,000
TERAYON COMMUNICATION SYS Com 880775101 2,050 10,000 Call sole N/A 10,000
TEXACO INC Com 881694103 2,681 50,000 Call sole N/A 50,000
TEXACO INC Com 881694103 8,044 150,000 Call sole N/A 150,000
TEXAS INSTRUMENTS INC Com 882508104 9,264 57,900 SH sole N/A 57,900
TEXAS INSTRUMENTS INC Com 882508104 8,000 50,000 Put sole N/A 50,000
TEXAS INSTRUMENTS INC Com 882508104 3,280 20,500 Put sole N/A 20,500
TEXAS INSTRUMENTS INC Com 882508104 11,200 70,000 Put sole N/A 70,000
TEXAS INSTRUMENTS INC Com 882508104 4,800 30,000 Call sole N/A 30,000
TRANSOCEAN SEDCO FOREX INC Com N.A. 2,566 50,000 Put sole N/A 50,000
TRANSOCEAN SEDCO FOREX INC Com N.A. 5,131 100,000 Put sole N/A 100,000
TRANSOCEAN SEDCO FOREX INC Com N.A. 2,566 50,000 Put sole N/A 50,000
TRIQUINT SEMICONDUCTOR INC Com 89674K103 2,205 30,000 SH sole N/A 30,000
TRIQUINT SEMICONDUCTOR INC Com 89674K103 2,205 30,000 Put sole N/A 30,000
TUPPERWARE CORPORATION Com 899896104 198 12,500 SH sole N/A 12,500
TUPPERWARE CORPORATION Com 899896104 474 30,000 Put sole N/A 30,000
TYCO INTERNATIONAL LTD Com 902124106 4,988 100,000 Put sole N/A 100,000
UNISYS CORP Com 909214108 1,148 45,000 SH sole N/A 45,000
UNITED ASSET MGMT CORP Com 909420101 739 42,700 SH sole N/A 42,700
UNITEDGLOBALCOM INC -CL A Com 913247508 3,873 51,600 SH sole N/A 51,600
UNOCAL CORP Com 915289102 327 11,000 SH sole N/A 11,000
UNOCAL CORP Com 915289102 298 10,000 Call sole N/A 10,000
UNOCAL CORP Com 915289102 3,273 110,000 Call sole N/A 110,000
US AIRWAYS GROUP INC Com 911905107 278 10,000 Put sole N/A 10,000
US AIRWAYS GROUP INC Com 911905107 1,808 65,000 Call sole N/A 65,000
US WEST INC Com 91273H101 2,890 39,800 SH sole N/A 39,800
</TABLE>
9
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<TABLE>
<CAPTION>
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Title or Value Shares/Prin Investment Other Sole
Name of Issuer Class Cusip (000) Amnt Shr/Put/Call Discretion Managers Voting Auth
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
USFREIGHTWAYS CORPORATION Com 916906100 468 12,500 SH sole N/A 12,500
VALERO ENERGY CORP Com 91913Y100 910 29,700 SH sole N/A 29,700
VALERO ENERGY CORP Com 91913Y100 1,531 50,000 Call sole N/A 50,000
VERITAS SOFTWARE CORP Com 923436109 7,388 56,400 SH sole N/A 56,400
VERITAS SOFTWARE CORP Com 923436109 6,550 50,000 Put sole N/A 50,000
VERITAS SOFTWARE CORP Com 923436109 3,930 30,000 Put sole N/A 30,000
VERITAS SOFTWARE CORP Com 923436109 2,620 20,000 Put sole N/A 20,000
VERITAS SOFTWARE CORP Com 923436109 9,825 75,000 Put sole N/A 75,000
VERITAS SOFTWARE CORP Com 923436109 1,638 12,500 Put sole N/A 12,500
VERITAS SOFTWARE CORP Com 923436109 3,275 25,000 Call sole N/A 25,000
VERITAS SOFTWARE CORP Com 923436109 13,100 100,000 Call sole N/A 100,000
VERITAS SOFTWARE CORP Com 923436109 9,170 70,000 Call sole N/A 70,000
VERITAS SOFTWARE CORP Com 923436109 6,550 50,000 Call sole N/A 50,000
VISX INC Com 92844S105 274 15,000 SH sole N/A 15,000
WAL-MART STORES INC Com 931142103 5,550 100,000 Call sole N/A 100,000
WAL-MART STORES INC Com 931142103 11,100 200,000 Call sole N/A 200,000
WAL-MART STORES INC Com 931142103 3,330 60,000 Call sole N/A 60,000
WARNER-LAMBERT CO Com 934488107 1,609 16,500 SH sole N/A 16,500
WARNER-LAMBERT CO Com 934488107 975 10,000 Put sole N/A 10,000
WARNER-LAMBERT CO Com 934488107 6,338 65,000 Call sole N/A 65,000
WASTE MANAGEMENT INC Com 94106L109 1,369 100,000 SH sole N/A 100,000
WASTE MANAGEMENT INC Com 94106L109 2,738 200,000 Call sole N/A 200,000
WASTE MANAGEMENT INC Com 94106L109 2,053 150,000 Call sole N/A 150,000
WEATHERFORD INTERNATIONAL Com 947074100 2,947 50,000 Put sole N/A 50,000
WEATHERFORD INTERNATIONAL Com 947074100 2,947 50,000 Call sole N/A 50,000
WELLS FARGO & COMPANY Com 949746101 2,661 65,000 SH sole N/A 65,000
WELLS FARGO & COMPANY Com 949746101 2,333 57,000 Put sole N/A 57,000
WESTELL TECHNOLOGIES INC-A Com 957541105 9,461 296,800 SH sole N/A 296,800
WESTELL TECHNOLOGIES INC-A Com 957541105 1,594 50,000 Put sole N/A 50,000
WESTELL TECHNOLOGIES INC-A Com 957541105 3,188 100,000 Put sole N/A 100,000
WESTELL TECHNOLOGIES INC-A Com 957541105 5,323 167,000 Put sole N/A 167,000
WESTELL TECHNOLOGIES INC-A Com 957541105 638 20,000 Call sole N/A 20,000
WESTERN RESOURCES INC Com 959425109 791 50,000 SH sole N/A 50,000
WILLIAMS COS INC Com 969457100 2,970 67,600 SH sole N/A 67,600
WILLIAMS COS INC Com 969457100 5,712 130,000 Put sole N/A 130,000
WILLIAMS COS INC Com 969457100 1,098 25,000 Put sole N/A 25,000
WILLIAMS COS INC Com 969457100 2,197 50,000 Call sole N/A 50,000
Totals 2,167,699 30,386,100 30,386,100
</TABLE>
10
