<PAGE>
/------------------------------/
/ OMB APPROVAL /
/------------------------------/
/ OMB Number: 3235-0006 /
/ Expires: April 30, 2000 /
/ Estimated average burden /
/ hours per response.... 23.99 /
/------------------------------/
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: Dec 99
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: CFBD I, LLC
---------------------------------------------
Address: 30 S. Wacker Dr #2707
---------------------------------------------
Chicago, IL 60606
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John Gordon
---------------------------------------------
Title: Chief Financial Officer
---------------------------------------------
Phone: (312) 906-7366
---------------------------------------------
Signature, Place, and Date of Signing:
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
-------------------
Form 13F Information Table Entry Total: 424
-------------------
Form 13F Information Table Value Total: $1,570,913
-------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
28-
---- --------------------- ----------------------
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------------
NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CISIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
CFBD I, LLC (Job Name: Compass)
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ADELPHIA COMMUNICATIONS CORP COM 006848105 941 5,000 SH sole N/A 5,000
AMERICAN HOME PRODUCTS CORP COM 026609107 1380 35,000 SH sole N/A 35,000
ADVANCED MICRO DEVICES COM 007903107 1447 50,000 SH sole N/A 50,000
ANDREW CORP COM 034425108 379 20,000 SH sole N/A 20,000
AMERICA ONLINE INC COM 02364J104 15766 209,000 SH sole N/A 209,000
APAC CUSTOMER SERVICES INC COM 00185E106 703 50000 SH sole N/A 50000
ATLANTIC RICHFIELD CO COM 048825103 2682 31000 SH sole N/A 31000
ARTISOFT INC COM 04314L106 270 15000 SH sole N/A 15000
ASPECT COMMUNICATIONS CORP COM 04523Q102 39 1000 SH sole N/A 1000
ALZA CORP COM 022615108 1143 33000 SH sole N/A 33000
BCE INC COM 05534B109 2210 24500 SH sole N/A 24500
BORDEN CHEM & PLASTIC-COM UT COM 099541203 963 200000 SH sole N/A 200000
BURLINGTON RESOURCES INC COM 122014103 741 22400 SH sole N/A 22400
BROADCOM CORP-CL A COM 111320107 18331 67300 SH sole N/A 67300
BSQUARE CORP COM 11776U102 839 20000 SH sole N/A 20000
COMDISCO INC COM 200336105 931 25000 SH sole N/A 25000
CIENA CORP COM 171779101 633 11000 SH sole N/A 11000
CLARIFY INC COM 180492100 3906 31000 SH sole N/A 31000
CLOROX COMPANY COM 189054109 504 10000 SH sole N/A 10000
CAREMARK RX INC COM 141705103 419 82700 SH sole N/A 82700
CONSOLIDATED NATURAL GAS CO COM 209615103 1623 25000 SH sole N/A 25000
CAMPBELL SOUP CO COM 134429109 1161 30000 SH sole N/A 30000
COMPUWARE CORP COM 205638109 373 10000 SH sole N/A 10000
CISCO SYSTEMS INC COM 17275R102 461 4300 SH sole N/A 4300
DUN & BRADSTREET CORP COM 26483B106 1475 50000 SH sole N/A 50000
EBAY INC COM 278642103 8137 65000 SH sole N/A 65000
ENRON CORP COM 293561106 848 19100 SH sole N/A 19100
ENTRUST TECHNOLOGIES INC COM 293848107 300 5000 SH sole N/A 5000
ERICSSON (LM) TEL-SP ADR COM 294821400 1314 20000 SH sole N/A 20000
ETOYS INC COM 297862104 1103 42000 SH sole N/A 42000
FORD MOTOR COMPANY COM 345370100 5504 103000 SH sole N/A 103000
FORTUNE BRANDS INC COM 349631101 992 30000 SH sole N/A 30000
SPRINT CORP (FON GROUP) COM 852061100 1084 16100 SH sole N/A 16100
GENERAL ELECTRIC CO. COM 369604103 9115 58900 SH sole N/A 58900
GENERAL INSTRUMENT CORP COM 370120107 7531 88600 SH sole N/A 88600
GLOBAL INDUSTRIES LTD COM 379336100 431 50000 SH sole N/A 50000
GUILFORD PHARMACEUTICALS INC COM 401829106 260 15300 SH sole N/A 15300
GUILFORD PHARMACEUTICALS INC COM 401829106 1700 100000 SH sole N/A 100000
GLOBAL MARINE INC COM 379352404 831 50000 SH sole N/A 50000
</TABLE>
Page 1
<PAGE>
CFBD I, LLC (Job Name: Compass)
<TABLE>
<CAPTION>
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
GENERAL MOTORS CORP COM 370442105 3693 50800 SH sole N/A 50800
GS FINL S&P 500 "E-SIGNS" COM 362276107 723 15800 SH sole N/A 15800
GOODYEAR TIRE & RUBBER CO COM 382550101 507 18000 SH sole N/A 18000
GLOBAL TELESYSTEMS CORP COM 379360104 1338 1000 PRN sole N/A 36331
HEALTH MGMT ASSOCIATES INC-A COM 421933102 736 55000 SH sole N/A 55000
ICG COMMUNICATIONS INC COM 449246107 750 40000 SH sole N/A 40000
INTERMEDIA COMMUNICATIONS COM 458801107 1863 48000 SH sole N/A 48000
INTEGRATED DEVICE TECH INC COM 458118106 725 25000 SH sole N/A 25000
INTERPUBLIC GROUP COS INC COM 460690100 1990 34500 SH sole N/A 34500
J.C. PENNEY COMPANY INC COM 708160106 997 50000 SH sole N/A 50000
LOWE'S COMPANIES COM 548661107 896 15000 SH sole N/A 15000
MATTEL INC COM 577081102 788 60000 SH sole N/A 60000
MERRILL LYNCH & CO COM 590188108 1670 20000 SH sole N/A 20000
PHILIP MORRIS COMPANIES INC COM 718154107 545 23500 SH sole N/A 23500
MOLEX INC- CL A COM 608554200 1905 42100 SH sole N/A 42100
MICROSOFT CORP COM 594918104 1168 10000 SH sole N/A 10000
MUSTANG.COM INC COM 628188104 469 30000 SH sole N/A 30000
MONSANTO CO COM 611662107 1190 33400 SH sole N/A 33400
METRIS COMPANIES INC COM 591598107 357 10000 SH sole N/A 10000
NABORS INDUSTRIES INC COM 629568106 1343 43400 SH sole N/A 43400
NATIONAL DATA CORP COM 635621105 339 10000 SH sole N/A 10000
NOKIA CORP -SPON ADR COM 654902204 3800 20000 SH sole N/A 20000
NATIONAL SEMICONDUCTOR CORP COM 637640103 1284 30000 SH sole N/A 30000
NETSPEAK CORPORATION COM 64115D109 531 25000 SH sole N/A 25000
NTL INCORPORATED COM 629407107 1909 15300 SH sole N/A 15300
THE NEWS CORP LTD COM 652487802 1572 47000 SH sole N/A 47000
OAK INDUSTRIES INC. COM 671400505 8490 80000 SH sole N/A 80000
BANK ONE CORP COM 06423A103 1603 50000 SH sole N/A 50000
ONEMAIN.COM INC COM 68267P109 300 20000 SH sole N/A 20000
OXFORD HEALTH PLANS COM 691471106 381 30000 SH sole N/A 30000
PAIRGAIN TECHNOLOGIES INC COM 695934109 568 40000 SH sole N/A 40000
PMC - SIERRA INC COM 69344F106 4409 27500 SH sole N/A 27500
POTOMAC ELECTRIC POWER COM 737679100 459 20000 SH sole N/A 20000
RAMBUS INC COM 750917106 3035 45000 SH sole N/A 45000
STARBUCKS CORP COM 855244109 728 30000 SH sole N/A 30000
SCHWAB (CHARLES) CORP COM 808513105 1055 27500 SH sole N/A 27500
SENSAR CORPORATION COM 817253107 1190 20000 SH sole N/A 20000
SEAGATE TECHNOLOGY INC COM 811804103 2221 47700 SH sole N/A 47700
SCHLUMBERGER LTD COM 806857108 5489 97800 SH sole N/A 97800
</TABLE>
Page 2
<PAGE>
CFBD I, LLC (Job Name: Compass)
<TABLE>
<CAPTION>
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
STEINER LEISURE LTD COM NONE 284 17000 SH sole N/A 17000
TELTREND INC COM 87969R106 303 10000 SH sole N/A 10000
THERMO-ELECTRON COM 883556102 1389 3500 PRN sole N/A 92593
TELEFONOS DE MEXICO-SP ADR L COM 879403780 3375 30000 SH sole N/A 30000
TYCO INTERNATIONAL LTD COM 902124106 4988 128300 SH sole N/A 128300
UAL CORP COM 902549500 954 12300 SH sole N/A 12300
UNITEDGLOBALCOM INC -CL A COM 913247508 494 7000 SH sole N/A 7000
MEDIAONE GROUP INC COM 58440J104 7681 100000 SH sole N/A 100000
USFREIGHTWAYS CORPORATION COM 916906100 1436 30000 SH sole N/A 30000
US WEST INC COM 91273H101 1440 20000 SH sole N/A 20000
VOCALTEC COMMUNICATIONS LTD COM NONE 335 20000 SH sole N/A 20000
VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 3713 75000 SH sole N/A 75000
VINTAGE PETROLEUM INC COM 927460105 1037 86000 SH sole N/A 86000
VERITAS SOFTWARE CORP COM 923436109 2047 14300 SH sole N/A 14300
WINSTAR COMMUNICATIONS INC COM 975515107 1015 7500 SH sole N/A 7500
MCI WORLDCOM INC COM 55268B106 6181 116490 SH sole N/A 116490
WORLDGATE COMMUNICATIONS INC COM 98156L307 95 2000 SH sole N/A 2000
WARNER-LAMBERT CO COM 934488107 2696 32900 SH sole N/A 32900
WILLIAMS COS INC COM 969457100 1146 37500 SH sole N/A 37500
XILINX INC COM 983919101 2726 60000 SH sole N/A 60000
CROSS TIMBERS OIL CO COM 227573102 498 55000 SH sole N/A 55000
APPLE COMPUTER INC COM 037833100 2365 23000 Call sole N/A 23000
APPLE COMPUTER INC COM 037833100 10281 100000 Call sole N/A 100000
ABBOTT LABORATORIES COM 002824100 3631 100000 Put sole N/A 100000
AMDURA CORPORATION COM 023426703 1641 25000 Put sole N/A 25000
AMDURA CORPORATION COM 023426703 1641 25000 Call sole N/A 25000
AMERICAN HOME PRODUCTS CORP COM 026609107 394 10000 Call sole N/A 10000
AMERICAN HOME PRODUCTS CORP COM 026609107 394 10000 Call sole N/A 10000
AMERICAN HOME PRODUCTS CORP COM 026609107 1972 50000 Call sole N/A 50000
ADVANCED MICRO DEVICES COM 007903107 1447 50000 Call sole N/A 50000
ADVANCED MICRO DEVICES COM 007903107 1447 50000 Put sole N/A 50000
AMGEN INC COM 031162100 4805 80000 Call sole N/A 80000
AMGEN INC COM 031162100 3003 50000 Put sole N/A 50000
AMGEN INC COM 031162100 3003 50000 Put sole N/A 50000
AMGEN INC COM 031162100 6607 110000 Put sole N/A 110000
AMGEN INC COM 031162100 6006 100000 Put sole N/A 100000
AMR CORP/DEL COM 001765106 1340 20000 Put sole N/A 20000
AMR CORP/DEL COM 001765106 1340 20000 Put sole N/A 20000
AMR CORP/DEL COM 001765106 1675 25000 Call sole N/A 25000
</TABLE>
Page 3
<PAGE>
<TABLE>
<CAPTION>
CFBD I, LLC (Job Name: Compass)
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AMR CORP/DEL COM 001765106 2345 35000 Call sole N/A 35000
AMAZON.COM INC COM 023135106 7613 100000 Put sole N/A 100000
ABERCROMBIE & FITCH CO-CL A COM 002896207 1334 50000 Call sole N/A 50000
ABERCROMBIE & FITCH CO-CL A COM 002896207 1334 50000 Put sole N/A 50000
ANNTAYLOR STORES CORP COM 036115103 2066 60000 Call sole N/A 60000
AMERICA ONLINE INC COM 02364J104 10561 140000 Call sole N/A 140000
AMERICA ONLINE INC COM 02364J104 18105 240000 Put sole N/A 240000
AMERICA ONLINE INC COM 02364J104 7544 100000 Put sole N/A 100000
AMERICA ONLINE INC COM 02364J104 830 11000 Call sole N/A 11000
AMERICA ONLINE INC COM 02364J104 3018 40000 Call sole N/A 40000
AMERICA ONLINE INC COM 02364J104 13579 180000 Call sole N/A 180000
ATLANTIC RICHFIELD CO COM 048825103 6055 70000 Call sole N/A 70000
ATLANTIC RICHFIELD CO COM 048825103 2163 25000 Call sole N/A 25000
ARTISOFT INC COM 04314L106 1260 70000 Call sole N/A 70000
ACTIVISION INC COM 004930202 766 50000 Put sole N/A 50000
AMERICAN EXPRESS COMPANY COM 025816109 9559 57500 Put sole N/A 57500
AMERICAN EXPRESS COMPANY COM 025816109 3325 20000 Call sole N/A 20000
BERGEN BRUNSWIG CORP-CL A COM 083739102 249 30000 Put sole N/A 30000
BEA SYSTEMS INC COM 073325102 6994 100000 Call sole N/A 100000
BEA SYSTEMS INC COM 073325102 1399 20000 Put sole N/A 20000
BEA SYSTEMS INC COM 073325102 6994 100000 Put sole N/A 100000
BEA SYSTEMS INC COM 073325102 4225 50000 Call sole N/A 50000
BEA SYSTEMS INC COM 073325102 2535 30000 Put sole N/A 30000
BEA SYSTEMS INC COM 073325102 2535 30000 Put sole N/A 30000
BAKER HUGHES INC COM 057224107 2106 100000 Call sole N/A 100000
BAKER HUGHES INC COM 057224107 3159 150000 Call sole N/A 150000
BAKER HUGHES INC COM 057224107 2106 100000 Call sole N/A 100000
BURLINGTON RESOURCES INC COM 122014103 165 5000 Call sole N/A 5000
BURLINGTON RESOURCES INC COM 122014103 579 17500 Call sole N/A 17500
BANCUS RICHMOND INC COM 059787101 10895 40000 Call sole N/A 40000
BANCUS RICHMOND INC COM 059787101 27238 100000 Put sole N/A 100000
BANCUS RICHMOND INC COM 059787101 13619 50000 Put sole N/A 50000
BANCUS RICHMOND INC COM 059787101 16343 60000 Put sole N/A 60000
BOSTON SCIENTIFIC CORP COM 101137107 164 7500 Put sole N/A 7500
BOSTON SCIENTIFIC CORP COM 101137107 1094 50000 Call sole N/A 50000
BOSTON SCIENTIFIC CORP COM 101137107 2188 100000 Call sole N/A 100000
BOSTON SCIENTIFIC CORP COM 101137107 2188 100000 Call sole N/A 100000
CATERPILLAR INC COM 149123101 2353 50000 Call sole N/A 50000
CATERPILLAR INC COM 149123101 1412 30000 Put sole N/A 30000
</TABLE>
Page 4
<PAGE>
<TABLE>
<CAPTION>
CFBD I, LLC (Job Name: Compass)
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CATERPILLAR INC COM 149123101 2612 55500 Call sole N/A 55500
CIRCUIT CITY STORES COM 172737108 2253 50000 Put sole N/A 50000
CIRCUIT CITY STORES COM 172737108 901 20000 Call sole N/A 20000
CIRCUIT CITY STORES COM 172737108 901 20000 Put sole N/A 20000
CIRCUIT CITY STORES COM 172737108 1803 40000 Call sole N/A 40000
CENDANT CORP COM 151313103 2656 100000 Call sole N/A 100000
CENDANT CORP COM 151313103 531 20000 Call sole N/A 20000
CENDANT CORP COM 151313103 510 19200 Call sole N/A 19200
CENDANT CORP COM 151313103 5313 200000 Call sole N/A 200000
CENDANT CORP COM 151313103 3984 150000 Call sole N/A 150000
CENDANT CORP COM 151313103 2656 100000 Put sole N/A 100000
COMDISCO INC COM 200336105 1863 50000 Call sole N/A 50000
CHEVRON CORP COM 166751107 4331 50000 Put sole N/A 50000
CIGNA CORP COM 125509109 12084 150000 Call sole N/A 150000
CIENA CORP COM 171779101 2588 45000 Call sole N/A 45000
CIENA CORP COM 171779101 2875 50000 Call sole N/A 50000
CIENA CORP COM 171779101 288 5000 Put sole N/A 5000
CIENA CORP COM 171779101 1466 25500 Call sole N/A 25500
CIENA CORP COM 171779101 2013 35000 Put sole N/A 35000
CIENA CORP COM 171779101 2300 40000 Put sole N/A 40000
CIENA CORP COM 171779101 1438 25000 Call sole N/A 25000
CIENA CORP COM 171779101 2875 50000 Call sole N/A 50000
CLOROX COMPANY COM 189054109 5038 100000 Put sole N/A 100000
CLOROX COMPANY COM 189054109 1259 25000 Put sole N/A 25000
CLOROX COMPANY COM 189054109 1259 25000 Call sole N/A 25000
CHASE MANHATTAN CORP COM 16161A108 7536 97000 Call sole N/A 97000
CHASE MANHATTAN CORP COM 16161A108 777 10000 Call sole N/A 10000
CHASE MANHATTAN CORP COM 16161A108 777 10000 Put sole N/A 10000
CHASE MANHATTAN CORP COM 16161A108 1554 20000 Call sole N/A 20000
CHASE MANHATTAN CORP COM 16161A108 3884 50000 Put sole N/A 50000
THQ INC COM 872443403 2350 50000 Call sole N/A 50000
THQ INC COM 872443403 3055 65000 Call sole N/A 65000
THQ INC COM 872443403 4700 100000 Call sole N/A 100000
THQ INC COM 872443403 5170 110000 Put sole N/A 110000
CAMPBELL SOUP CO COM 134429109 503 13000 Call sole N/A 13000
COMPAQ COMPUTER CORP COM 204493100 4059 150000 Call sole N/A 150000
COMPAQ COMPUTER CORP COM 204493100 2706 100000 Call sole N/A 100000
COMPAQ COMPUTER CORP COM 204493100 8119 300000 Call sole N/A 300000
COMPUWARE CORP COM 205638109 745 20000 Put sole N/A 20000
</TABLE>
Page 5
<PAGE>
<TABLE>
<CAPTION>
CFBD I, LLC (Job Name: Compass)
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMPUWARE CORP COM 205638109 1118 30000 Call sole N/A 30000
COMPUWARE CORP COM 205638109 1863 50000 Call sole N/A 50000
CABLETRON SYSTEMS COM 126920107 1040 40000 Call sole N/A 40000
CYBERIAN OUTPOST INC COM 231914102 10713 100000 Put sole N/A 100000
CYBERIAN OUTPOST INC COM 231914102 5356 50000 Call sole N/A 50000
CISCO SYSTEMS INC COM 17275R102 2143 20000 Put sole N/A 20000
CISCO SYSTEMS INC COM 17275R102 3053 28500 Put sole N/A 28500
DELTA AIR LINES INC COM 247361108 4483 90000 Call sole N/A 90000
DELTA AIR LINES INC COM 247361108 996 20000 Call sole N/A 20000
DEL RIO INTL A RES&TECH COM 24535J102 5100 100000 Call sole N/A 100000
DAYTON HUDSON CORP COM 239753106 3672 50000 Call sole N/A 50000
DAYTON HUDSON CORP COM 239753106 3672 50000 Call sole N/A 50000
DAYTON HUDSON CORP COM 239753106 4553 62000 Call sole N/A 62000
GENENTECH INC COM 368710406 3363 25000 Call sole N/A 25000
DUN & BRADSTREET CORP COM 26483B106 1475 50000 Call sole N/A 50000
EBAY INC COM 278642103 8137 65000 Put sole N/A 65000
EBAY INC COM 278642103 4131 33000 Call sole N/A 33000
EBAY INC COM 278642103 3005 24000 Call sole N/A 24000
EBAY INC COM 278642103 3130 25000 Call sole N/A 25000
EBAY INC COM 278642103 3130 25000 Call sole N/A 25000
ENRON CORP COM 293561106 888 20000 Call sole N/A 20000
ENRON CORP COM 293561106 1775 40000 Put sole N/A 40000
ENRON CORP COM 293561106 2663 60000 Call sole N/A 60000
ENRON CORP COM 293561106 5103 115000 Put sole N/A 115000
ENRON CORP COM 293561106 1331 30000 Put sole N/A 30000
ERICSSON (LM) TEL-SP ADR COM 294821400 6569 100000 Call sole N/A 100000
ERICSSON (LM) TEL-SP ADR COM 294821400 3284 50000 Put sole N/A 50000
ERICSSON (LM) TEL-SP ADR COM 294821400 3284 50000 Call sole N/A 50000
ERICSSON (LM) TEL-SP ADR COM 294821400 3284 50000 Put sole N/A 50000
ERICSSON (LM) TEL-SP ADR COM 294821400 3613 55000 Put sole N/A 55000
ERICSSON (LM) TEL-SP ADR COM 294821400 3449 52500 Call sole N/A 52500
ERICSSON (LM) TEL-SP ADR COM 294821400 6043 92000 Put sole N/A 92000
ETOYS INC COM 297862104 1050 40000 Put sole N/A 40000
ETOYS INC COM 297862104 459 17500 Put sole N/A 17500
FORD MOTOR COMPANY COM 345370100 5344 100000 Put sole N/A 100000
FORD MOTOR COMPANY COM 345370100 3741 70000 Put sole N/A 70000
GILLETTE COMPANY COM 375766102 6178 150000 Call sole N/A 150000
GILLETTE COMPANY COM 375766102 2059 50000 Put sole N/A 50000
GENERAL ELECTRIC CO. COM 369604103 6190 40000 Put sole N/A 40000
</TABLE>
Page 6
<PAGE>
<TABLE>
<CAPTION>
CFBD I, LLC (Job Name: Compass)
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CORNING INC COM 219350105 967 7500 Call sole N/A 7500
ZICTON GOLD LTD COM 98950M105 6447 50000 Put sole N/A 50000
GENERAL MOTORS CORP COM 370442105 5633 77500 Put sole N/A 77500
GENERAL MOTORS-CLASS H COM 370442832 5760 60000 Call sole N/A 60000
GENERAL MOTORS-CLASS H COM 370442832 10109 105300 Call sole N/A 105300
GENERAL MOTORS-CLASS H COM 370442832 2400 25000 Put sole N/A 25000
GENERAL MOTORS-CLASS H COM 370442832 2400 25000 Call sole N/A 25000
GOODYEAR TIRE & RUBBER CO COM 382550101 677 24000 Put sole N/A 24000
GOODYEAR TIRE & RUBBER CO COM 382550101 564 20000 Put sole N/A 20000
GATEWAY INC COM 367626108 1225 17000 Call sole N/A 17000
GATEWAY INC COM 367626108 3603 50000 Put sole N/A 50000
GATEWAY INC COM 367626108 3603 50000 Call sole N/A 50000
HALLIBURTON CO COM 406216101 1208 30000 Call sole N/A 30000
HOME DEPOT INC COM 437076102 1375 20000 Put sole N/A 20000
HOME DEPOT INC COM 437076102 581 15000 Call sole N/A 15000
HEALTH MGMT ASSOCIATES INC-A COM 421933102 1338 100000 Call sole N/A 100000
HERSHEY FOODS CORP COM 427866108 95 2000 Put sole N/A 2000
HERSHEY FOODS CORP COM 427866108 95 2000 Put sole N/A 2000
ITC INTL TRADING CORP COM 45032E106 2900 100000 Call sole N/A 100000
IDX SYSTEMS CORP COM 449491109 1250 40000 Call sole N/A 40000
IMMUNEX CORP COM 452528102 4380 40000 Put sole N/A 40000
UNC INC COM 903070100 1559 50000 Put sole N/A 50000
UNC INC COM 903070100 1559 50000 Call sole N/A 50000
UNC INC COM 903070100 1559 50000 Put sole N/A 50000
UNC INC COM 903070100 1559 50000 Call sole N/A 50000
UNC INC COM 903070100 281 9000 Put sole N/A 9000
INTERCONTINENTAL VENTURES COM 45865D100 4116 50000 Put sole N/A 50000
WINFIELD ENERGY LTD COM 973905102 4116 50000 Call sole N/A 50000
INTERPUBLIC GROUP COS INC COM 460690100 4327 75000 Put sole N/A 75000
J.C. PENNEY COMPANY INC COM 708160106 498 25000 Put sole N/A 25000
J.C. PENNEY COMPANY INC COM 708160106 498 25000 Put sole N/A 25000
JOHNSON & JOHNSON COM 478160104 5588 60000 Call sole N/A 60000
COCA-COLA COMPANY COM 191216100 5825 100000 Call sole N/A 100000
KROGER CO COM 501044101 1888 100000 Put sole N/A 100000
KROGER CO COM 501044101 1888 100000 Put sole N/A 100000
KOHLS CORP COM 500255104 8410 116500 Call sole N/A 116500
LEGATO SYSTEMS INC COM 524651106 1892 27500 Call sole N/A 27500
LEGATO SYSTEMS INC COM 524651106 1376 20000 Call sole N/A 20000
LAWSON MARDON GROUP-CL A COM 52073D104 2841 50000 Put sole N/A 50000
</TABLE>
Page 7
<PAGE>
CFBD I, LLC (Job Name: Compass)
<TABLE>
<CAPTION>
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
LAWSON MARDON GROUP-CL A COM 52073D104 2273 40000 Call sole N/A 40000
LAWSON MARDON GROUP-CL A COM 52073D104 1136 20000 Call sole N/A 20000
LAWSON MARDON GROUP-CL A COM 52073D104 5681 100000 Call sole N/A 100000
LOWE'S COMPANIES COM 548661107 4003 67000 Put sole N/A 67000
LSI LOGIC CORP COM 502161102 3375 50000 Call sole N/A 50000
LUCENT TECHNOLOGIES INC COM 549463107 1870 25000 Put sole N/A 25000
LEXMARK INTL GROUP INC-CL A COM 529771107 4525 50000 Call sole N/A 50000
LEXMARK INTL GROUP INC-CL A COM 529771107 4525 50000 Put sole N/A 50000
MATTEL INC COM 577081102 1313 100000 Put sole N/A 100000
MCKESSON HBOC INC COM 58155Q103 2256 100000 Put sole N/A 100000
MCKESSON HBOC INC COM 58155Q103 2256 100000 Call sole N/A 100000
MCKESSON HBOC INC COM 58155Q103 733 32500 Call sole N/A 32500
MERRILL LYNCH & CO COM 590188108 2505 30000 Call sole N/A 30000
MERRILL LYNCH & CO COM 590188108 5803 69500 Put sole N/A 69500
PHILIP MORRIS COMPANIES INC COM 718154107 4638 200000 Put sole N/A 200000
PHILIP MORRIS COMPANIES INC COM 718154107 1159 50000 Put sole N/A 50000
PHILIP MORRIS COMPANIES INC COM 718154107 2319 100000 Put sole N/A 100000
PHILIP MORRIS COMPANIES INC COM 718154107 1159 50000 Call sole N/A 50000
PHILIP MORRIS COMPANIES INC COM 718154107 1159 50000 Put sole N/A 50000
PHILIP MORRIS COMPANIES INC COM 718154107 2319 100000 Call sole N/A 100000
MOTOROLA INC COM 620076109 14725 100000 Call sole N/A 100000
MOTOROLA INC COM 620076109 20100 136500 Put sole N/A 136500
MOTOROLA INC COM 620076109 7363 50000 Call sole N/A 50000
MOTOROLA INC COM 620076109 7363 50000 Call sole N/A 50000
MOTOROLA INC COM 620076109 14725 100000 Call sole N/A 100000
MERCK & CO., INC. COM 589331107 13413 200000 Call sole N/A 200000
MICROSOFT CORP COM 594918104 21015 180000 Put sole N/A 180000
MICROSOFT CORP COM 594918104 5838 50000 Call sole N/A 50000
MICROSOFT CORP COM 594918104 9340 80000 Call sole N/A 80000
MICROSOFT CORP COM 594918104 9340 80000 Call sole N/A 80000
MICROSOFT CORP COM 594918104 11675 100000 Call sole N/A 100000
MICROSOFT CORP COM 594918104 157613 1350000 Put sole N/A 1350000
MONSANTO CO COM 611662107 71 2000 Put sole N/A 2000
MONSANTO CO COM 611662107 1425 40000 Put sole N/A 40000
MICRON TECHNOLOGY INC COM 595112103 3888 50000 Call sole N/A 50000
MICRON TECHNOLOGY INC COM 595112103 3888 50000 Call sole N/A 50000
MAXIM INTEGRATED PRODUCTS COM 57772K101 944 20000 Put sole N/A 20000
MAXIM INTEGRATED PRODUCTS COM 57772K101 2831 60000 Put sole N/A 60000
METRIS COMPANIES INC COM 591598107 2141 60000 Put sole N/A 60000
</TABLE>
Page 8
<PAGE>
CFBD I, LLC (Job Name: Compass)
<TABLE>
<CAPTION>
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
NABORS INDUSTRIES INC COM 629568106 1547 50000 Put sole N/A 50000
NABORS INDUSTRIES INC COM 629568106 1547 50000 Call sole N/A 50000
NATIONAL DATA CORP COM 635621105 1358 40000 Call sole N/A 40000
QUNO CORPORATION COM 74726H100 2381 50000 Call sole N/A 50000
QUNO CORPORATION COM 74726H100 1500 31500 Call sole N/A 31500
NETWORK ASSOCIATES INC COM 640938106 4003 150000 Call sole N/A 150000
NETWORK ASSOCIATES INC COM 640938106 1334 50000 Call sole N/A 50000
NIKE INC -CL B COM 654106103 2478 50000 Call sole N/A 50000
NIKE INC -CL B COM 654106103 12143 245000 Call sole N/A 245000
NOKIA CORP -SPON ADR COM 654902204 5700 30000 Call sole N/A 30000
NOKIA CORP -SPON ADR COM 654902204 9500 50000 Put sole N/A 50000
NOKIA CORP -SPON ADR COM 654902204 5700 30000 Put sole N/A 30000
NOKIA CORP -SPON ADR COM 654902204 11400 60000 Call sole N/A 60000
NOKIA CORP -SPON ADR COM 654902204 5700 30000 Put sole N/A 30000
NOKIA CORP -SPON ADR COM 654902204 5700 30000 Call sole N/A 30000
NOKIA CORP -SPON ADR COM 654902204 19000 100000 Put sole N/A 100000
NOKIA CORP -SPON ADR COM 654902204 6650 35000 Call sole N/A 35000
NOKIA CORP -SPON ADR COM 654902204 4370 23000 Call sole N/A 23000
NOKIA CORP -SPON ADR COM 654902204 5035 26500 Call sole N/A 26500
NOKIA CORP -SPON ADR COM 654902204 1900 10000 Call sole N/A 10000
BANK ONE CORP COM 06423A103 1401 43700 Put sole N/A 43700
BANK ONE CORP COM 06423A103 1603 50000 Put sole N/A 50000
BANK ONE CORP COM 06423A103 1283 40000 Call sole N/A 40000
OXFORD HEALTH PLANS COM 691471106 952 75000 Put sole N/A 75000
OXFORD HEALTH PLANS COM 691471106 1269 100000 Put sole N/A 100000
PAIRGAIN TECHNOLOGIES INC COM 695934109 1131 79700 Call sole N/A 79700
PAIRGAIN TECHNOLOGIES INC COM 695934109 142 10000 Call sole N/A 10000
PRICELINE.COM INC COM 741503106 379 8000 Put sole N/A 8000
PRICELINE.COM INC COM 741503106 2369 50000 Call sole N/A 50000
PRICELINE.COM INC COM 741503106 24 500 Put sole N/A 500
PFIZER INC COM 717081103 4866 150000 Put sole N/A 150000
PFIZER INC COM 717081103 1622 50000 Put sole N/A 50000
PMC - SIERRA INC COM 69344F106 401 2500 Call sole N/A 2500
PMC - SIERRA INC COM 69344F106 2805 17500 Call sole N/A 17500
PMC - SIERRA INC COM 69344F106 7214 45000 Call sole N/A 45000
PMC - SIERRA INC COM 69344F106 10420 65000 Put sole N/A 65000
PMC - SIERRA INC COM 69344F106 20039 125000 Put sole N/A 125000
PRIME MEDICAL SVCS INC COM 74156D108 2706 100000 Put sole N/A 100000
PRIME MEDICAL SVCS INC COM 74156D108 1353 50000 Call sole N/A 50000
</TABLE>
Page 9
<PAGE>
CFBD I, LLC (Job Name: Compass)
<TABLE>
<CAPTION>
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
PRIME MEDICAL SVCS INC COM 74156D108 1353 50000 Put sole N/A 50000
PRIME MEDICAL SVCS INC COM 74156D108 3924 145000 Call sole N/A 145000
POGO PRODUCING CO COM 730448107 1025 50000 Call sole N/A 50000
QUALCOMM INC COM 747525103 10568 60000 Put sole N/A 60000
RITE AID CORP COM 767754104 1119 100000 Call sole N/A 100000
RATIONAL SOFTWARE CORP COM 75409P202 2456 50000 Call sole N/A 50000
RATIONAL SOFTWARE CORP COM 75409P202 2456 50000 Put sole N/A 50000
RATIONAL SOFTWARE CORP COM 75409P202 4913 100000 Call sole N/A 100000
RATIONAL SOFTWARE CORP COM 75409P202 2456 50000 Put sole N/A 50000
ROWAN COMPANIES INC COM 779382100 651 30000 Call sole N/A 30000
ROWAN COMPANIES INC COM 779382100 1084 50000 Put sole N/A 50000
RAMBUS INC COM 750917106 2225 33000 Put sole N/A 33000
RAMBUS INC COM 750917106 8767 130000 Call sole N/A 130000
RAMBUS INC COM 750917106 2698 40000 Put sole N/A 40000
RAMBUS INC COM 750917106 2023 30000 Put sole N/A 30000
SCHWAB (CHARLES) CORP COM 808513105 1919 50000 Call sole N/A 50000
SCHWAB (CHARLES) CORP COM 808513105 3300 86000 Call sole N/A 86000
SCHWAB (CHARLES) CORP COM 808513105 1919 50000 Put sole N/A 50000
SAKS INCORPORATED COM 79377W108 109 7000 Call sole N/A 7000
SCHLUMBERGER LTD COM 806857108 4401 70000 Put sole N/A 70000
SNYDER COMMUNICATIONS -SNC COM 832914105 963 50000 Call sole N/A 50000
TANDY CORP COM 875382103 4038 82100 Call sole N/A 82100
TELEBRAS-SPONS ADR PFD BLOCK COM 879287308 12850 100000 Call sole N/A 100000
TELEBRAS-SPONS ADR PFD BLOCK COM 879287308 6425 50000 Put sole N/A 50000
TELEBRAS-SPONS ADR PFD BLOCK COM 879287308 12850 100000 Put sole N/A 100000
TELEBRAS-SPONS ADR PFD BLOCK COM 879287308 6425 50000 Put sole N/A 50000
TIFFANY & CO COM 886547108 3570 40000 Put sole N/A 40000
TURNER EQUITY INVESTORS INC COM 900283102 3851 60000 Call sole N/A 60000
TURNER EQUITY INVESTORS INC COM 900283102 642 10000 Put sole N/A 10000
TELEFONOS DE MEXICO-SP ADR L COM 879403780 5625 50000 Put sole N/A 50000
SABRE HOLDINGS CORP COM 785905100 513 10000 Put sole N/A 10000
SABRE HOLDINGS CORP COM 785905100 1025 20000 Call sole N/A 20000
TIME WARNER INC COM 887315109 1811 25000 Call sole N/A 25000
TIME WARNER INC COM 887315109 1811 25000 Call sole N/A 25000
TEXACO INC COM 881694103 2716 50000 Call sole N/A 50000
TEXACO INC COM 881694103 2716 50000 Call sole N/A 50000
TRANZONIC COMPANIES (THE) COM 894120104 1453 15000 Call sole N/A 15000
TRANZONIC COMPANIES (THE) COM 894120104 13078 135000 Call sole N/A 135000
TEXAS INSTRUMENTS INC COM 882508104 4844 50000 Put sole N/A 50000
</TABLE>
Page 10
<PAGE>
<TABLE>
<CAPTION>
CFBD I, LLC (Job Name: Compass)
1 2 3 4 5 6 7 8
Title
or Shares/ Shr/Put Investment Other Sole
Name of Issuer Class CUSIP Value (000) Prin Amnt Call Discretion Managers Voting Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
TYCO INTERNATIONAL LTD COM 902124106 972 25000 Put sole N/A 25000
US AIRWAYS GROUP INC COM 911905107 1645 51300 Put sole N/A 51300
US AIRWAYS GROUP INC COM 911905107 1860 58000 Call sole N/A 58000
US AIRWAYS GROUP INC COM 911905107 641 20000 Put sole N/A 20000
UAL CORP COM 902549500 2715 35000 Put sole N/A 35000
UAL CORP COM 902549500 814 10500 Put sole N/A 10500
UNITEDGLOBALCOM INC - CL A COM 913247508 353 5000 Call sole N/A 5000
UNITED PAN-EUROPE CL A - ADR COM 911300200 638 5000 Put sole N/A 5000
U.S. BANCORP COM 902973106 95 4000 Call sole N/A 4000
U.S. BANCORP COM 902973106 238 10000 Call sole N/A 10000
U.S. BANCORP COM 902973106 238 10000 Call sole N/A 10000
VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 3713 75000 Put sole N/A 75000
VINTAGE PETROLEUM INC COM 927460105 724 60000 Put sole N/A 60000
VINTAGE PETROLEUM INC COM 927460105 241 20000 Call sole N/A 20000
VINTAGE PETROLEUM INC COM 927460105 603 50000 Call sole N/A 50000
VERITAS SOFTWARE CORP COM 923436109 2147 15000 Call sole N/A 15000
VERITAS SOFTWARE CORP COM 923436109 4294 30000 Call sole N/A 30000
VERITAS SOFTWARE CORP COM 923436109 4294 30000 Put sole N/A 30000
VERITAS SOFTWARE CORP COM 923436109 7156 50000 Put sole N/A 50000
VITESSE SEMICONDUCTOR CORP COM 928497106 1049 20000 Call sole N/A 20000
VITESSE SEMICONDUCTOR CORP COM 928497106 3146 60000 Call sole N/A 60000
MCI WORLDCOM INC COM 55268B106 5306 100000 Call sole N/A 100000
MCI WORLDCOM INC COM 55268B106 5306 100000 Put sole N/A 100000
WEATHERFORD INTERNATIONAL COM 947074100 1198 30000 Call sole N/A 30000
WEATHERFORD INTERNATIONAL COM 947074100 799 20000 Call sole N/A 20000
WARNER-LAMBERT CO COM 934488107 819 10000 Put sole N/A 10000
WARNER-LAMBERT CO COM 934488107 5326 65000 Call sole N/A 65000
WILLIAMS COS INC COM 969457100 1528 50000 Call sole N/A 50000
WILLIAMS COS INC COM 969457100 764 25000 Call sole N/A 25000
WILLIAMS COS INC COM 969457100 92 3000 Call sole N/A 3000
WILLIAMS COS INC COM 969457100 1223 40000 Put sole N/A 40000
WAL-MART STORES INC COM 931142103 6913 100000 Call sole N/A 100000
XILINX INC COM 983919101 4544 100000 Put sole N/A 100000
CROSS TIMBERS OIL CO COM 227573102 471 52000 Call sole N/A 52000
</TABLE>
Page 11
