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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: F.L.Putnam Investment Management Company
Address: Two City Center
Portland, ME 04101
13F File Number: 28-
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Report Manager:
Name: Robertson P. Breed
Title: Chief Operating Officer
Phone: 207-775-3197
Signature, Place, and Date of Signing:
/s/ Robertson P. Breed Portland, Maine Date: 11/09/99
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 149
Form 13F Information Table Value Total: $221,665
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AES Corp. COM 00130H105 6225 105505 SH SOLE 2475 103030
AT&T Corp. COM 001957109 1837 42240 SH SOLE 41640
AT&T Corp. - Liberty Media Gro COM LIB GRP A 001957208 1022 27400 SH SOLE 2000 25400
AVANT Immunotherapeutics, Inc. COM 053491106 21 10000 SH SOLE 10000
Airborne Freight Corp. COM 009266107 781 37100 SH SOLE 37100
Alcoa, Inc. COM 013817101 241 3880 SH SOLE 3880
Alliance Capital Management L. UNIT LTD PARTN 018548107 284 10350 SH SOLE 600 9750
AlliedSignal Inc. COM 019512102 210 3500 SH SOLE 600 2900
America Online,Inc. COM 02364J104 3979 38238 SH SOLE 3120 35118
American Express Co. COM 025816109 3424 25365 SH SOLE 300 25065
American Home Products Corp. COM 026609107 543 13080 SH SOLE 800 12280
American Int'l Group COM 026874107 5618 64618 SH SOLE 4114 60504
Ameritech Corp. COM 030954101 926 13878 SH SOLE 1800 11182
Anheuser-Busch Cos., Inc. COM 035229103 490 7000 SH SOLE 7000
Applied Materials,Inc. COM 038222105 2282 29375 SH SOLE 3950 25425
Atlantic Richfield Co. COM 048825103 489 5512 SH SOLE 2400 3112
Avalonbay Communities, Inc. COM 053484101 578 17075 SH SOLE 17075
Avon Products, Inc. COM 054303102 283 11400 SH SOLE 100 11300
BP Amoco PLC ADS COM 055622104 464 4185 SH SOLE 4185
BankBoston Corp. COM 06605R106 2090 48187 SH SOLE 800 47387
Baxter International Inc. COM 071813109 267 4425 SH SOLE 4425
Bell Atlantic Corp. COM 077853109 873 12971 SH SOLE 800 11475
BellSouth Corp. COM 079860102 1330 29553 SH SOLE 420 27729
Biogen,Inc. COM 090597105 363 4600 SH SOLE 4600
Biosource International COM 09066H104 58 14300 SH SOLE 14300
Brandywine Realty Trust COM 105368203 1486 91425 SH SOLE 91425
Bristol-Myers Squibb Co. COM 110122108 2270 33631 SH SOLE 600 33031
Brookline Bancorp COM 113739106 306 30000 SH SOLE 30000
CVS Corp. COM 126650100 4378 107271 SH SOLE 9200 98071
Cathay Bancorp, Inc. COM 149150104 480 13450 SH SOLE 13450
Cedar Fair L.P. COM 150185106 356 17150 SH SOLE 17150
Century Telephone Enterprises COM 156700106 239 5875 SH SOLE 5875
Chase Manhattan Corp. COM 16161A108 239 3172 SH SOLE 600 2572
Chiron Corp. COM 170040109 532 19212 SH SOLE 19212
Cisco Systems,Inc. COM 17275R102 6134 89473 SH SOLE 5750 83723
Citigroup, Inc. COM 172967101 2037 46296 SH SOLE 2040 44256
Clorox Co. COM 189054109 249 6500 SH SOLE 3200 3300
Coca-Cola Co. COM 191216100 1737 35997 SH SOLE 2450 33547
Columbia Energy Group COM 197648108 1363 24612 SH SOLE 24612
Comfort Systems USA, Inc. COM 199908104 1074 90910 SH SOLE 90910
Conoco, Inc. Class B CL B 208251405 381 13902 SH SOLE 1000 12902
Crescent Real Estate Equities COM 225756105 504 28025 SH SOLE 28025
Dayton Hudson Corp. COM 239753106 3130 52117 SH SOLE 3800 48317
Developers Diversified Realty COM 251591103 144 10300 SH SOLE 10300
Dow Chemical Co. COM 260543103 303 2671 SH SOLE 2671
Du Pont (E.I.) de Nemours COM 263534109 767 12681 SH SOLE 600 12081
ENSCO Int'l,Inc. COM 26874Q100 1017 56300 SH SOLE 56300
Eastern Enterprises COM 27637F100 824 17743 SH SOLE 17743
Eastman Kodak Co. COM 277461109 815 10776 SH SOLE 100 10676
El Paso Energy Corp. COM 283905107 2474 61472 SH SOLE 1600 59872
Eli Lilly and Co. COM 532457108 407 6335 SH SOLE 6335
Energen Corp. COM 29265N108 267 13200 SH SOLE 13200
Enron Corp. COM 293561106 722 17590 SH SOLE 17590
Equity Inns, Inc. COM 294703103 161 18950 SH SOLE 18950
Equity Office Properties Trust COM 294741103 312 13407 SH SOLE 13407
Exxon Corp. COM 302290101 4777 62851 SH SOLE 2925 59926
FDX Corp. COM 31304N107 900 23155 SH SOLE 500 22655
Fannie Mae COM 313586109 4015 64049 SH SOLE 6045 58004
First Industrial Realty Trust, COM 32054K103 344 13900 SH SOLE 13900
Firstar Corp. COM 33763V109 882 34438 SH SOLE 34438
Fleet Financial Group,Inc. COM 338915101 401 10942 SH SOLE 10942
Ford Motor Co. COM 345370100 1280 25473 SH SOLE 1150 24323
GTE Corp. COM 362320103 864 11233 SH SOLE 11233
General Electric Co. COM 369604103 10161 85699 SH SOLE 3837 81662
General Motors Corp. COM 370442105 222 3533 SH SOLE 3533
Genzyme - General Division COM GENL DIV 372917104 875 19408 SH SOLE 19408
Gillette Co. COM 375766102 1719 50655 SH SOLE 2400 48255
Glenborough Realty COM 37803p105 165 10000 SH SOLE 10000
Guidant Corp. COM 401698105 2599 48472 SH SOLE 5075 43397
H.J. Heinz Co. COM 423074103 481 11175 SH SOLE 3000 8175
HEALTHSOUTH Corp. COM 421924101 66 10700 SH SOLE 10700
Home Depot,Inc. COM 437076102 2756 40164 SH SOLE 3515 36649
Houghton Mifflin Co. COM 441560109 374 9200 SH SOLE 9200
Hubbell Inc. Class B CL B 443510201 396 12422 SH SOLE 12422
Int'l Business Machines Corp. COM 459200101 1818 15021 SH SOLE 100 14921
Intel Corp. COM 458140100 6414 86311 SH SOLE 11311 75000
Intuit Corp. COM 461202103 208 2375 SH SOLE 500 1875
Johnson & Johnson COM 478160104 2598 28279 SH SOLE 2400 25879
Lexmark International Group, I CL A 529771107 650 8075 SH SOLE 8075
Liberty Property Trust SH BEN INT 531172104 714 31450 SH SOLE 31450
Lone Star Industries, Inc. COM NEW 542290408 1091 21870 SH SOLE 21870
Lowe's Companies, Inc. COM 548661107 1628 33405 SH SOLE 33405
Lucent Technologies,Inc. COM 549463107 6301 97120 SH SOLE 7250 89354
MBNA Corp. COM 55262L100 2782 121946 SH SOLE 7897 114049
MCI WorldCom, Inc. COM 55268b106 6853 95353 SH SOLE 5450 89903
McDonald's Corp. COM 580135101 299 6910 SH SOLE 6910
MediaOne Group, Inc. COM 58440J104 1097 16059 SH SOLE 500 15559
Medtronic,Inc. COM 585055106 458 12870 SH SOLE 800 12070
Merck & Co.,Inc. COM 589331107 6503 100340 SH SOLE 10694 89646
Metris Companies, Inc. COM 591598107 582 19720 SH SOLE 19720
Microsoft Corp. COM 594918104 7890 87119 SH SOLE 2371 84748
MidAmerican Energy Holdings Co COM 59562V107 697 23612 SH SOLE 23612
Mobil Corp. COM 607059102 4433 44003 SH SOLE 1917 42086
Monsanto Co. COM 611662107 448 12565 SH SOLE 750 11815
Morgan Stanley Dean Witter & C COM NEW 617446448 209 2339 SH SOLE 2339
Motorola Inc. COM 620076109 269 3056 SH SOLE 100 2956
National Fuel Gas Co. COM 636180101 556 11790 SH SOLE 11350
Nationwide Health Properties, COM 638620104 795 47810 SH SOLE 47810
Neotherapeutics,Inc. COM 640656104 873 76725 SH SOLE 76725
NiSource,Inc. COM 65473P105 299 13520 SH SOLE 13520
Nike,Inc. Class B CL B 654106103 236 4150 SH SOLE 75 4075
Nokia Corp. ADR SPONSORED ADR 654902204 234 2600 SH SOLE 2600
NorthEast Optic Network, Inc. COM 664334109 372 9850 SH SOLE 9850
Novell, Inc. COM 670006105 727 35120 SH SOLE 35120
OfficeMax,Inc. COM 67622M108 144 24712 SH SOLE 24712
PECO Energy Company COM 693304107 465 12400 SH SOLE 12400
Pfizer, Inc. COM 717081103 1796 50055 SH SOLE 3600 46455
Philadelphia Suburban Corp. COM PAR $0.50 718009608 406 17226 SH SOLE 2466 14760
Philip Morris Cos.,Inc. COM 718154107 808 23624 SH SOLE 10300 13324
Procter & Gamble Co. COM 742718109 4222 45032 SH SOLE 1900 43132
Public Storage, Inc. COM 74460D109 337 13367 SH SOLE 13367
Quanex Corp. COM 747620102 205 8000 SH SOLE 600 7400
ReliaStar Financial Corp. COM 75952U103 510 15350 SH SOLE 15350
Royal Dutch Petroleum Co. NYS NY REG GLD 1.25 780257804 549 9300 SH SOLE 9300
SPDR TR UNIT SER 1 78462F103 687 5336 SH SOLE 770 4566
SBC Communications,Inc. COM 78387G103 3362 65835 SH SOLE 1200 64635
Safeway Inc. COM NEW 786514208 1852 48660 SH SOLE 800 47860
Schering-Plough Corp. COM 806605101 216 4950 SH SOLE 4950
Schlumberger Ltd. COM 806857108 470 7541 SH SOLE 7541
SmithKline Beecham - ADR ADR REP ORD 832378301 426 7400 SH SOLE 7400
Southdown,Inc. COM 841297104 1987 37131 SH SOLE 37131
Southwest Airlines Co. COM 844741108 169 11154 SH SOLE 2025 9129
Stanley Furniture Co., Inc. COM NEW 854305208 1021 48350 SH SOLE 48350
Suiza Foods Corp. COM 865077101 1921 51225 SH SOLE 51225
Sun Microsystems, Inc. COM 866810104 4896 52641 SH SOLE 52641
Telecom Corp. of New Zealand L SPONSORED ADR 879278208 1260 39375 SH SOLE 39375
Texas Utilities Co. COM 882848104 276 7396 SH SOLE 7396
Thermo Ecotek COM 88355R106 147 16261 SH SOLE 16261
Tidewater, Inc. COM 886423102 288 11305 SH SOLE 11305
Time Warner Inc. COM 887315109 2816 46350 SH SOLE 2860 43490
Tyco International Ltd. COM 902124106 11418 110583 SH SOLE 6460 104123
Univision Communications, Inc. CL A 914906102 500 6150 SH SOLE 500 5650
UnumProvident Corp. COM 91529Y106 211 7151 SH SOLE 7151
Vodafone AirTouch PLC SPONSORED ADR 92857T107 326 1370 SH SOLE 1370
Walt Disney Co. COM 254687106 210 8091 SH SOLE 8091
Warner-Lambert Co. COM 934488107 730 10996 SH SOLE 10996
Wells Fargo COM 949746101 355 8950 SH SOLE 8950
Weyerhaeuser Co. COM 962166104 247 4282 SH SOLE 4282
Williams Cos.,Inc. COM 969457100 2651 70452 SH SOLE 3600 66852
Winstar Communications, Inc. COM 975515107 1793 45900 SH SOLE 45900
Worthington Industries, Inc. COM 981811102 317 18625 SH SOLE 18625
Principled Equity Market Trust SH BEN INT 742959109 8190 521292.658SH SOLE 521292.658
Central Fd Canada CL A 153501101 79 18875 SH SOLE 18875
Irish Investment Fund COM 462710104 767 48100 SH SOLE 48100
Anchor Gold & Currency Trust COM 033039108 512 128321 SH SOLE 128321
MediaOne Group,Inc. 4.5% Serie PFD CV SER D 58440J203 470 3482 SH SOLE 3482
Monsanto Co. 6.5% 11/30/01 ADJ CONVR RATE 611662305 270 7500 SH SOLE 750 6750
One Liberty Prop. PFD CONV $1.60 682406202 275 16716 SH SOLE 16716
Allwaste SB DB CV 7.25%14 020047AA4 11 150000 PRN SOLE 150000
</TABLE>
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