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Previous: INTERNATIONAL TECH CORP, SB-2, 2000-11-07 |
Next: AAR CORP, 4, 2000-11-08 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: F.L.Putnam Investment Management Company
Address: Two City Center
Portland, ME 04101
13F File Number: 28-
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Report Manager:
Name: Robertson P. Breed
Title: Vice President
Phone: 207-775-3197
Signature, Place, and Date of Signing:
/s/ Robertson P. Breed Portland, Maine Date: November 6, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 149
Form 13F Information Table Value Total: $265,138
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A.H. Belo Corp. Class A COM SER A 080555105 241 13070 SH SOLE 13070
AES Corp. COM 00130H105 13419 195905 SH SOLE 5550 190355
AT&T Corp. COM 001957109 2103 71592 SH SOLE 71592
AT&T Corp. - Liberty Media Gro COM LIB GRP A 001957208 1123 62395 SH SOLE 4000 58395
Advanced Viral Research Corp. COM 007928104 5 10000 SH SOLE 10000
Alliance Capital Management Ho UNIT LDT PARTN 018548107 539 10750 SH SOLE 600 10150
America Online,Inc. COM 02364J104 4438 82569 SH SOLE 6170 76399
American Express Co. COM 025816109 2233 36750 SH SOLE 600 36150
American Home Products Corp. COM 026609107 644 11385 SH SOLE 11385
American Int'l Group COM 026874107 10204 106640 SH SOLE 5927 100713
American Power Conversion Corp COM 029066107 492 25665 SH SOLE 25665
American Superconductor Corp. COM 030111108 327 6650 SH SOLE 6650
Amgen Inc. COM 031162100 1771 25361 SH SOLE 25361
Anadarko Petroleum COM 032511107 2455 36932 SH SOLE 36932
Apollo Group, Inc. Class A CL A 037604105 284 7125 SH SOLE 7125
Applied Materials,Inc. COM 038222105 2486 41910 SH SOLE 7000 34910
Avalonbay Communities, Inc. COM 053484101 814 17075 SH SOLE 17075
BP Amoco PLC ADS SPONSORED ADR 055622104 815 15375 SH SOLE 3936 11439
Bank for International Settlem COM H42318131 352 39 SH SOLE 39
Baxter International Inc. COM 071813109 319 4000 SH SOLE 4000
BellSouth Corp. COM 079860102 828 20564 SH SOLE 100 20464
Biogen,Inc. COM 090597105 215 3525 SH SOLE 3525
Biotech HOLDRs Trust DEPOSTRY RCPTS 09067d201 331 1700 SH SOLE 1700
Boston Communications Group COM 100582105 794 41270 SH SOLE 41270
Brandt Technologies COM 10532c109 0 10000 SH SOLE 10000
Brandywine Realty Trust COM 105368203 1760 86900 SH SOLE 86900
Bristol-Myers Squibb Co. COM 110122108 1864 32624 SH SOLE 600 32024
Brookline Bancorp COM 113739106 343 30000 SH SOLE 30000
CIGNA Corp. COM 125509109 232 2226 SH SOLE 1959 267
CVS Corp. COM 126650100 3552 76687 SH SOLE 8900 67787
Calpine Corp. COM 131347106 5089 48760 SH SOLE 1150 47610
Cathay Bancorp, Inc. COM 149150104 656 13450 SH SOLE 13450
Cedar Fair L.P. DEPOSTRY UNIT 150185106 240 13000 SH SOLE 13000
Chase Manhattan Corp. COM 16161A108 302 6533 SH SOLE 900 5633
Chevron Corp. COM 166751107 280 3287 SH SOLE 3287
Chiron Corp. COM 170040109 2452 54487 SH SOLE 4200 50287
Cisco Systems,Inc. COM 17275R102 8200 148418 SH SOLE 11370 137048
Citigroup, Inc. COM 172967101 4722 87351 SH SOLE 3786 83565
Coastal Corp. COM 190441105 336 4531 SH SOLE 4531
Coca-Cola Co. COM 191216100 1723 31257 SH SOLE 850 30407
Columbia Energy Group COM 197648108 1669 23512 SH SOLE 23512
Comfort Systems USA, Inc. COM 199908104 721 139030 SH SOLE 139030
Conoco, Inc. Class B CL B 208251405 409 15200 SH SOLE 1000 14200
Corning Inc. COM 219350105 767 2583 SH SOLE 200 2383
Crescent Real Estate Equities COM 225756105 627 28090 SH SOLE 28090
DST Systems, Inc. COM 233326107 1684 14335 SH SOLE 14335
Du Pont (E.I.) de Nemours COM 263534109 283 6825 SH SOLE 6825
Dura Products International COM 265904102 16 113750 SH SOLE 113750
E Spire Communications Inc. COM 269153102 215 73100 SH SOLE 73100
EMC Corp. COM 268648102 373 3763 SH SOLE 3763
ENSCO Int'l,Inc. COM 26874Q100 2471 64600 SH SOLE 64600
EOG Resources, Inc. COM 26875P101 1118 28761 SH SOLE 240 28521
Eastern Enterprises COM 27637F100 1186 18588 SH SOLE 18588
El Paso Energy Corp. COM 283905107 5296 85932 SH SOLE 3200 82732
Elan Corp. PLC ADR COM 284131208 1674 30578 SH SOLE 30578
Eli Lilly and Co. COM 532457108 557 6864 SH SOLE 6864
Emerson Electric Co. COM 291011104 1809 26997 SH SOLE 26997
Enron Corp. COM 293561106 3024 34506 SH SOLE 800 33706
Equity Office Properties Trust COM 294741103 1288 41474 SH SOLE 41474
Exxon Mobil Corp. COM 30231g102 9845 110464 SH SOLE 1970 108494
First Industrial Realty Trust, COM 32054K103 429 13950 SH SOLE 13950
FleetBoston Financial Corp. COM 339030108 952 24412 SH SOLE 473 23939
Flextronics Int'l Ltd. COM Y2573F102 5923 72126 SH SOLE 5475 66651
Ford Motor Co. COM 345370860 301 11896 SH SOLE 1000 10896
General Electric Co. COM 369604103 15199 263477 SH SOLE 7506 255971
General Motors Corp. Class H CL H NEW 370442832 403 10851 SH SOLE 10851
Genzyme - General Division COM GENL DIV 372917104 3362 49298 SH SOLE 49298
Gillette Co. COM 375766102 550 17813 SH SOLE 1600 16213
Glenborough Realty COM 37803p105 181 10050 SH SOLE 10050
Global Crossing Ltd. COM g3921a100 1205 38879 SH SOLE 38879
GraphOn Corp. COM 388707101 53 12900 SH SOLE 12900
Guidant Corp. COM 401698105 2448 34627 SH SOLE 4700 29927
H.J. Heinz Co. COM 423074103 325 8758 SH SOLE 3000 5758
Hewlett-Packard Co. COM 428236103 293 3025 SH SOLE 3025
Home Depot,Inc. COM 437076102 3181 59943 SH SOLE 5122 54821
Houghton Mifflin Co. COM 441560109 549 13985 SH SOLE 13985
Hubbell Inc. Class B CL B 443510201 299 11916 SH SOLE 11916
IVAX Corp. COM 465823102 237 5150 SH SOLE 5150
Int'l Business Machines Corp. COM 459200101 1613 14335 SH SOLE 400 13935
Intel Corp. COM 458140100 8292 199504 SH SOLE 17687 181817
J.P. Morgan & Co. COM 616880100 328 2010 SH SOLE 150 1860
JDS Uniphase Corp. COM 46612j101 649 6850 SH SOLE 485 6365
Johnson & Johnson COM 478160104 3116 33168 SH SOLE 3280 29888
Liberty Property Trust SH BEN INT 531172104 1495 54375 SH SOLE 54375
Lucent Technologies,Inc. COM 549463107 1262 41303 SH SOLE 480 40823
MBNA Corp. COM 55262L100 4466 115997 SH SOLE 6210 109787
MTI Technology Corp. COM 553903105 104 27260 SH SOLE 27260
Medimmune,Inc. COM 584699102 463 6000 SH SOLE 6000
Medtronic,Inc. COM 585055106 925 17845 SH SOLE 1700 16145
Merck & Co.,Inc. COM 589331107 7082 95139 SH SOLE 10229 84910
Merrill Lynch & Co., Inc. COM 590188108 1772 26845 SH SOLE 980 25865
Microsoft Corp. COM 594918104 3991 66168 SH SOLE 2411 63757
Morgan Stanley Dean Witter & C COM NEW 617446448 435 4753 SH SOLE 4753
Motorola Inc. COM 620076109 927 32811 SH SOLE 300 32511
National Fuel Gas Co. COM 636180101 654 11665 SH SOLE 11665
National Semiconductor COM 637640103 1208 30020 SH SOLE 30020
Nationwide Health Properties, COM 638620104 194 12146 SH SOLE 12146
Neotherapeutics,Inc. COM 640656104 243 32975 SH SOLE 32975
Network Appliance, Inc. COM 64120l104 4061 31880 SH SOLE 31880
NiSource,Inc. COM 65473P105 297 12200 SH SOLE 12200
Noble Drilling Corp. COM 655042109 781 15538 SH SOLE 15538
Nokia Corp. ADR SPONSORED ADR 654902204 3847 96619 SH SOLE 2890 93729
Nortel Networks Corp. COM 656568102 570 9568 SH SOLE 9568
Oracle Corp. COM 68389X105 200 2540 SH SOLE 2540
PECO Energy Company COM 693304107 1182 19510 SH SOLE 19510
Parametric Technology Corp. COM 699173100 341 31155 SH SOLE 31155
Pfizer, Inc. COM 717081103 4495 100038 SH SOLE 5200 94838
Pharmacia Corporation COM 71713u102 551 9154 SH SOLE 750 8404
Philip Morris Cos.,Inc. COM 718154107 401 13616 SH SOLE 7000 6616
Procter & Gamble Co. COM 742718109 3159 47150 SH SOLE 1400 45750
Public Storage, Inc. COM 74460D109 292 12217 SH SOLE 12217
Qwest Communications Int'l Inc COM 749121109 369 7681 SH SOLE 7681
Royal Dutch Petroleum Co. NYS NY REG GLD 1.25 780257804 534 8911 SH SOLE 8911
S&P 500 Depositary Receipt UNIT SER 1 78462F103 760 5291 SH SOLE 770 4521
SBC Communications,Inc. COM 78387G103 1221 24411 SH SOLE 1989 22422
Safeway Inc. COM 786514208 472 10110 SH SOLE 10110
Schering-Plough Corp. COM 806605101 273 5880 SH SOLE 5880
Schlumberger Ltd. COM 806857108 447 5426 SH SOLE 5426
Silicon Valley Bancshares COM 827064106 213 3650 SH SOLE 3650
Southdown,Inc. COM 841297104 4248 59619 SH SOLE 59619
Spieker Properties, Inc. COM 848497103 341 5925 SH SOLE 5925
Stanley Furniture Co., Inc. COM NEW 854305208 985 40600 SH SOLE 40600
State Street Corp. COM 857477103 325 2500 SH SOLE 1900 600
Suiza Foods Corp. COM 865077101 2888 56970 SH SOLE 56970
Sun Microsystems, Inc. COM 866810104 6299 53950 SH SOLE 550 53400
Symantec Corp. COM 871503108 290 6600 SH SOLE 6600
TXU Corp. COM 873168108 551 13909 SH SOLE 13909
Target Corp. COM 87612e106 731 28512 SH SOLE 5400 23112
Tekelec COM 879101103 243 7400 SH SOLE 7400
Telecom Corp. of New Zealand L SPONSORED ADR 879278208 205 10250 SH SOLE 10250
Telephone & Data Systems COM 879433100 1795 16211 SH SOLE 16211
Texas Instruments Inc. COM 882508104 998 21154 SH SOLE 250 20904
Tidewater, Inc. COM 886423102 375 8250 SH SOLE 8250
Time Warner Inc. COM 887315109 1549 19791 SH SOLE 2260 17531
Tyco International Ltd. COM 902124106 8737 168427 SH SOLE 10520 157907
Univision Communications, Inc. CL A 914906102 1309 35015 SH SOLE 1750 33265
Uno Restaurant Corp. COM 914900105 108 15790 SH SOLE 15790
Verizon Communications COM 92343v104 824 17002 SH SOLE 17002
Viacom Inc. Class B CL B 925524308 902 15426 SH SOLE 1400 14026
Vodafone Group PLC SPONSORED ADR 92857w100 228 6160 SH SOLE 6160
Walt Disney Co. COM 254687106 424 11073 SH SOLE 11073
Wells Fargo COM 949746101 215 4672 SH SOLE 4672
Westvaco Corp. COM 961548104 207 7765 SH SOLE 7765
Williams Cos.,Inc. COM 969457100 3098 73330 SH SOLE 2200 71130
WorldCom, Inc. COM 98157d106 3112 102465 SH SOLE 2100 100365
Principled Equity Market Trust SH BEN INT 742959109 9430 511372.748SH SOLE 511372.748
Central Fd Canada "Cl A" CL A 153501101 61 18875 SH SOLE 18875
Irish Investment Fund COM 462710104 706 46300 SH SOLE 46300
Monsanto Co. 6.5% 11/30/01 PFD CV 611662305 364 6950 SH SOLE 750 6200
</TABLE>
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