<PAGE>
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
COVER PAGE
Report for the Calendar Year or Quarter Ended JUNE 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
Address: 5400 UNIVERSITY AVENUE WEST DES MOINES IOWA 50266-5997
Form 13F File Number: 28-03441
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dennis M. Marker
Title: Investment Vice President, Administration
Phone: (515) 225-5522
Signature, Place and Date of Signing:
/s/ Dennis M. Marker West Des Moines, IA July 23, 1999
- ---------------------------- --------------------- -----------------
Signature City, State Date
Report Type (check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in the report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
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FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 226
Form 13F Information Table Value Total: $674,631
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. NONE
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Form 13F INFORMATION TABLE
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE VOTING
OF VALUE SHRS OR SH/ PUT/ INV'T OTHER AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISN MGRS SOLE SHRD NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
7-ELEVEN INC COM 817826100 4,105 1,850,000 SH SOLE SOLE
ABBOTT LABORATORIES COM 002824100 1,502 33,000 SH SOLE SOLE
ACCLAIM ENTERTAINMENT INC DEB CONV 004325AA4 5,380 4,000,000 SH SOLE SOLE
AFLAC INC COM 001055102 215 4,500 SH SOLE SOLE
AIR PRODUCTS & CHEMICALS INC COM 009158106 290 7,200 SH SOLE SOLE
ALBERTSON'S INC COM 013104104 1,578 30,600 SH SOLE SOLE
ALCOA INC COM 013817101 3,166 51,173 SH SOLE SOLE
ALLIED-SIGNAL INC COM 019512102 3,465 54,993 SH SOLE SOLE
ALLSTATE CORP COM 020002101 6,753 188,240 SH SOLE SOLE
ALLSTATE CORP PFD 020002200 1,268 51,900 SH SOLE SOLE
ALZA CORP DEB CONV 022615AD0 9,544 6,975,000 SH SOLE SOLE
AMERICAN EXPRESS COMPANY COM 025816109 3,780 29,046 SH SOLE SOLE
AMERICAN INT'L GROUP INC COM 026874107 5,730 48,947 SH SOLE SOLE
AMERICAN WATER WORKS INC COM 030411102 7,325 238,200 SH SOLE SOLE
ASHLAND OIL CO COM 044204105 2,079 51,817 SH SOLE SOLE
AT&T CORPORATION COM 001957109 3,448 61,784 SH SOLE SOLE
ATHENA NEUROSCIENCES INC DEB CONV 046854AB1 15,593 14,825,000 SH SOLE SOLE
AVALONBAY CMNTYS INC COM 053484101 263 7,100 SH SOLE SOLE
BANK OF AMERICA COM 060505104 2,260 30,833 SH SOLE SOLE
BANK OF NEW YORK CO INC COM 064057102 371 10,100 SH SOLE SOLE
BAY VIEW CAPITAL I PFD 07262R207 1,282 52,200 SH SOLE SOLE
BECTON DICKINSON & CO. COM 075887109 1,959 65,300 SH SOLE SOLE
BELL ATLANTIC CORP COM 077853109 3,127 47,830 SH SOLE SOLE
BELO A.H. CORP COM 080555105 2,370 120,400 SH SOLE SOLE
BENHAM TARGET MATURITIES TRUST MF 081880700 319 11,737 SH SOLE SOLE
BERKSHIRE HATHAWAY INC COM 084670108 3,376 49 SH SOLE SOLE
BIOFIELD CORP COM 090591108 4 27,780 SH SOLE SOLE
BLACK HILLS CORP COM 092113109 500 21,600 SH SOLE SOLE
BOEING COMPANY COM 097023105 1,836 41,539 SH SOLE SOLE
BP AMOCO PLC COM 055622104 2,869 26,439 SH SOLE SOLE
BRADLEY REAL ESTATE INC COM 104580105 278 13,400 SH SOLE SOLE
BRISTOL-MYERS SQUIBB CO COM 110122108 4,064 57,701 SH SOLE SOLE
CALIFORNIA WATER SERVICE GRP COM 130788102 703 26,900 SH SOLE SOLE
CAMECO CORP PFD 13321L306 1,451 60,000 SH SOLE SOLE
CAMPBELL SOUP CO COM 134429109 1,136 24,500 SH SOLE SOLE
CANADIAN OCCIDENT PETROLEUM PFD 136420502 2,525 100,000 SH SOLE SOLE
CARDINAL HEALTH INC. COM 14149Y108 2,911 45,400 SH SOLE SOLE
CASEY'S GENERAL STORE COM 147528103 4,757 317,100 SH SOLE SOLE
CATERPILLAR INC COM 149123101 2,591 43,179 SH SOLE SOLE
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CBS CORPORATION COM 12490K107 2,861 65,865 SH SOLE SOLE
CELLNET FUNDING LLP PFD CONV 150945202 8,580 440,000 SH SOLE SOLE
CETUS CORP DEB CONV 157199AA8 4,950 5,000,000 SH SOLE SOLE
CFB CAPITAL I PFD 125198200 4,534 179,140 SH SOLE SOLE
CFB CAPITAL II INC. PFD 12519P202 721 29,005 SH SOLE SOLE
CHEVRON CORPORATION COM 166751107 2,290 24,055 SH SOLE SOLE
CISCO SYSTEMS INC COM 17275R102 2,536 39,312 SH SOLE SOLE
CITIGROUP INC COM 172967101 2,310 48,633 SH SOLE SOLE
CITIGROUP INC PFD 172967648 3,570 70,000 SH SOLE SOLE
CITIZENS UTILITIES CO COM 177342201 152 13,651 SH SOLE SOLE
CITIZENS UTILITIES TRUST PFD CONV 177351202 3,112 64,000 SH SOLE SOLE
COCA-COLA COMPANY COM 191216100 2,281 36,494 SH SOLE SOLE
COLGATE PALMOLIVE CO COM 194162103 680 6,900 SH SOLE SOLE
COLONIAL TAX EXEMPT INSD A MF 196095301 139 16,398 SH SOLE SOLE
COLTEC CAPITAL TRUST PFD CONV 196878409 2,433 51,500 SH SOLE SOLE
CONAGRA INC COM 205887102 10,078 378,500 SH SOLE SOLE
CONSUMER PORTFOLIO SERVICES DEB CONV 210502AB6 1,148 3,000,000 SH SOLE SOLE
CYPRUS AMAX MINERALS CO PFD CONV 232809202 2,730 60,000 SH SOLE SOLE
DIAMOND OFFSHORE DRILL DEB CONV 25271CAA0 9,905 10,000,000 SH SOLE SOLE
DISNEY (WALT) COMPANY COM 254687106 2,587 83,968 SH SOLE SOLE
DU PONT (E.I.) DE NEMOURS COM 263534109 2,371 34,712 SH SOLE SOLE
DURA PHARMACEUTICALS DEB CONV 26632SAA7 3,144 4,150,000 SH SOLE SOLE
DURR-FILLAUER MEDICAL DEB CONV 266890AB8 201 200,000 SH SOLE SOLE
EASTMAN KODAK CO COM 277461109 1,653 24,399 SH SOLE SOLE
ECI TELECOM LTD COM 268258100 1,493 45,000 SH SOLE SOLE
ECOLAB INC COM 278865100 366 8,400 SH SOLE SOLE
EL PASO ENER CAP TRUST I 4.75% PFD CONV 283678209 1,485 30,000 SH SOLE SOLE
ELAN CORP COM 284131208 1,665 60,000 SH SOLE SOLE
ELDORADO BANCSHARES INC COM 28467W106 1,484 134,900 SH SOLE SOLE
ENRON CAPITAL PFD P37307108 3,913 156,900 SH SOLE SOLE
EQUITABLE OF IOWA CAPITAL PFD 294513205 3,800 148,304 SH SOLE SOLE
EQUITABLE RESOURCES PFD 294550207 2,394 100,000 SH SOLE SOLE
EQUITRUST MONEY MARKET FUND MF 294938105 3,569 3,569,381 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937404 748 75,129 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937800 962 94,967 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937859 1,318 27,196 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937875 747 70,373 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937883 947 95,057 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937107 973 100,017 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937701 1,508 154,703 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937206 1,911 1,910,602 SH SOLE SOLE
EQUITRUST SERIES FUND, INC MF 294937867 500 500,000 SH SOLE SOLE
EQUITY INCOME FD UNIT SELECT10 COM 294710660 188 181,167 SH SOLE SOLE
EQUITY OFFICE PROPERTIES TR COM 294741103 308 12,000 SH SOLE SOLE
EQUITY RESIDENTIAL PROPS TR COM 29476L107 338 7,500 SH SOLE SOLE
EVI INC PFD CONV 268939402 3,329 84,000 SH SOLE SOLE
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EXXON CORPORATION COM 302290101 2,493 32,322 SH SOLE SOLE
FED HOME LOAN MTG CORP COM 313400301 2,152 37,100 SH SOLE SOLE
FEDERAL NATL MORTGAGE ASSOC COM 313586109 867 12,700 SH SOLE SOLE
FLEETWOOD CAPITAL TRUST PFD CONV 339072407 2,356 58,000 SH SOLE SOLE
FORD MOTOR CO COM 345370100 2,497 44,241 SH SOLE SOLE
FRANCO NEVADA MINING CORP COM 351860101 247 10,800 SH SOLE SOLE
FUISZ TECHNOLOGIES, LTD COM 359536109 937 282,855 SH SOLE SOLE
GALAGEN INC COM 362913105 356 150,000 SH SOLE SOLE
GENERAL ELECTRIC COMPANY COM 369604103 3,915 34,647 SH SOLE SOLE
GENERAL GROWTH PROPERTIES INC PFD CONV 370021206 16,650 693,770 SH SOLE SOLE
GENERAL MOTORS CORPORATION COM 370442105 1,942 29,425 SH SOLE SOLE
GLACIER BANCORP INC COM 37637Q105 355 15,186 SH SOLE SOLE
GLAMIS GOLD LTD COM 376775102 1,313 700,000 SH SOLE SOLE
GLOBAL MARINE INC COM 379352404 414 26,700 SH SOLE SOLE
GOLDEN WEST FINANCIAL CORP COM 381317106 1,470 15,000 SH SOLE SOLE
GOODYEAR TIRE & RUBBER CO. COM 382550101 2,077 35,310 SH SOLE SOLE
GTE CORP COM 362320103 3,239 42,760 SH SOLE SOLE
HARRIS PREFERRED CAPITAL PFD 414567206 968 40,000 SH SOLE SOLE
HEALTHSOUTH CORP DEB CONV 421924AF8 2,322 2,750,000 SH SOLE SOLE
HEARTLAND EXPRESS INC COM 422347104 3,113 190,100 SH SOLE SOLE
HEINZ(H.J.) CO COM 423074103 1,554 31,000 SH SOLE SOLE
HERSHEY FOODS COM 427866108 1,823 30,700 SH SOLE SOLE
HEWLETT-PACKARD CO. COM 428236103 2,359 23,469 SH SOLE SOLE
HOUSEHOLD INTERNATIONAL INC COM 441815107 1,469 31,000 SH SOLE SOLE
IDACORP INC COM 451107106 2,652 84,200 SH SOLE SOLE
IMAGE GUIDED TECHNOLOGIES INC COM 451922108 46 208,685 SH SOLE SOLE
ING GROUP N.V. COM 456837103 2,579 46,897 SH SOLE SOLE
INT'L BUSINESS MACHINES CORP COM 459200101 5,882 45,511 SH SOLE SOLE
INTEL CORP COM 458140100 2,187 36,764 SH SOLE SOLE
INTERNATIONAL PAPER COMPANY COM 460146103 1,882 37,260 SH SOLE SOLE
INTERSTATE BAKERS COM 46072H108 2,289 102,000 SH SOLE SOLE
J P MORGAN & CO COM 616880100 2,317 16,492 SH SOLE SOLE
JEFFERSON PILOT CORP COM 475070108 1,986 30,000 SH SOLE SOLE
JOHNSON & JOHNSON COM 478160104 3,203 32,680 SH SOLE SOLE
KAMAN CORP DEB CONV 483548AC7 124 128,000 SH SOLE SOLE
KERR-MCGEE CORP DEB CONV 492386AL1 7,441 7,488,000 SH SOLE SOLE
KEYSPAN CORP PFD 49337W209 1,568 60,000 SH SOLE SOLE
LILLY (ELI) & CO COM 532457108 1,400 19,544 SH SOLE SOLE
LUCENT TECHNOLOGIES INC COM 549463107 5,639 83,617 SH SOLE SOLE
MAIL-WELL INC DEB CONV 560321AD3 12,524 11,798,000 SH SOLE SOLE
MAIL-WELL INC COM 560321200 1,224 75,600 SH SOLE SOLE
MANPOWER INC COM 56418H100 1,611 71,200 SH SOLE SOLE
MATRIX SERVICE CO COM 576853105 612 148,350 SH SOLE SOLE
MBIA INC COM 55262C100 2,059 31,800 SH SOLE SOLE
MC KESSON FINANCING TRUST PFD CONV 58155P501 6,131 117,900 SH SOLE SOLE
MCCORMICK & CO - NON-VOTING COM 579780206 1,941 61,500 SH SOLE SOLE
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MCDONALDS CORPORATION COM 580135101 2,950 71,397 SH SOLE SOLE
MCI WORLDCOM INC COM 55268B106 3,116 36,123 SH SOLE SOLE
MCKESSON HBOC INC COM 58155Q103 1,606 50,000 SH SOLE SOLE
MEDIAONE FINANCE TRUST PFD 584458202 1,338 50,000 SH SOLE SOLE
MEDIAONE GROUP INC. PFD CONV 58440J401 2,299 25,400 SH SOLE SOLE
MEDTRONIC INC COM 585055106 623 8,000 SH SOLE SOLE
MERCK & CO. INC. COM 589331107 3,388 45,786 SH SOLE SOLE
MICROSOFT CORP COM 594918104 3,877 42,988 SH SOLE SOLE
MIDAMERICAN ENERGY CO PFD 595620204 1,635 15,000 SH SOLE SOLE
MINNESOTA MINING & MFG COMPANY COM 604059105 1,934 22,251 SH SOLE SOLE
MOBIL CORPORATION COM 607059102 2,726 27,533 SH SOLE SOLE
MONY GROUP INC. COM 615337102 3,639 111,550 SH SOLE SOLE
MORGAN STANLEY DEAN WITTER & C COM 617446448 3,675 35,858 SH SOLE SOLE
MORGAN STANLEY DEAN WITTER & C PFD 617446521 1,375 27,000 SH SOLE SOLE
NABORS INDUSTRIES INC DEB CONV 629568AA4 4,507 3,400,000 SH SOLE SOLE
NABORS INDUSTRIES INC COM 629568106 807 33,103 SH SOLE SOLE
NB CAPITAL CORP PFD 62874N607 1,226 48,300 SH SOLE SOLE
NEW PLAN EXCEL REALTY TRUST PFD 648053700 7,260 160,000 SH SOLE SOLE
NEW YORK TIMES COM 650111107 1,675 45,500 SH SOLE SOLE
NEWELL FINANCIAL TRUST I PFD CONV 651195307 2,968 53,000 SH SOLE SOLE
NISOURCE INC PFD CONV 65473P303 2,617 53,000 SH SOLE SOLE
NOKIA CORP COM 654902204 1,209 13,200 SH SOLE SOLE
NORTEL NETWORKS CORP COM 656569100 512 5,900 SH SOLE SOLE
NORTHERN STATES POWER CO MN COM 665772109 7,795 322,273 SH SOLE SOLE
NORTHWESTERN CAPITAL FINANCE I PFD 668031206 1,485 61,100 SH SOLE SOLE
NWPS CAPITAL FINANCING I PFD 629470204 364 14,600 SH SOLE SOLE
OFFSHORE LOGISTICS COM 676255102 1,823 163,900 SH SOLE SOLE
ONCOR INC COM 682311105 4 191,448 SH SOLE SOLE
OTTER TAIL POWER CO COM 689648103 3,205 83,100 SH SOLE SOLE
PEPSICO INC COM 713448108 5,444 140,706 SH SOLE SOLE
PETROLEUM HELICOPTERS COM 716604103 394 30,200 SH SOLE SOLE
PETROLEUM HELICOPTERS COM 716604202 3,385 276,300 SH SOLE SOLE
PFIZER INC COM 717081103 2,179 19,856 SH SOLE SOLE
PHILIP MORRIS COMPANIES INC COM 718154107 6,276 156,161 SH SOLE SOLE
PIONEER HI-BRED INTERNATIONAL COM 723686101 1,143 29,361 SH SOLE SOLE
PRESTON CORP DEB CONV 741130AA6 246 306,000 SH SOLE SOLE
PRIDE INTERNATIONAL INC DEB CONV 741932AA5 3,499 3,750,000 SH SOLE SOLE
PRIVATE BANCORP INC COM 742962103 420 20,000 SH SOLE SOLE
PROCTER AND GAMBLE CO. COM 742718109 4,868 54,544 SH SOLE SOLE
PROGRESSIVE CORP COM 743315103 2,755 19,000 SH SOLE SOLE
PROVIDENT T-FUND MF 743884$M9 4,714 4,714,242 SH SOLE SOLE
PROVIDENT T-FUND MF 743884827 89,047 89,046,524 SH SOLE SOLE
QUANEX CORP DEB CONV 747620AC6 14,043 13,422,250 SH SOLE SOLE
QUANEX CORP COM 747620102 285 10,000 SH SOLE SOLE
QUANTUM HEALTHCARE RESOURCES DEB CONV 74763LAA3 2,057 2,250,000 SH SOLE SOLE
RAYONIER INC COM 754907103 1,494 30,000 SH SOLE SOLE
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RAYTHEON CO COM 755111309 1,755 25,484 SH SOLE SOLE
REGIONS TREASURY MONEY MARKET MF 75913Q886 20 20,183 SH SOLE SOLE
REINSURANCE GROUP OF AMERICA COM 759351208 2,030 60,600 SH SOLE SOLE
RITE AID CORP DEB CONV 767754AL8 4,177 4,150,000 SH SOLE SOLE
ROYAL DUTCH PETROLEUM CO COM 780257804 2,060 34,183 SH SOLE SOLE
RPM INC/OHIO COM 749685103 5,317 374,750 SH SOLE SOLE
SAN JUAN BASIN ROYALTY TR COM 798241105 171 21,084 SH SOLE SOLE
SARA LEE CORP COM 803111103 2,158 95,100 SH SOLE SOLE
SAVOY PICTURES DEB CONV 805375AA0 985 1,000,000 SH SOLE SOLE
SBC COMMUNICATIONS INC COM 78387G103 303 5,222 SH SOLE SOLE
SCHERING-PLOUGH CORP COM 806605101 341 6,500 SH SOLE SOLE
SCRIPPS CO (E.W.)-CL A COM 811054204 1,427 30,000 SH SOLE SOLE
SEARS ROEBUCK AND CO COM 812387108 1,480 33,219 SH SOLE SOLE
SERVICE CORP INTERNATIONAL COM 817565104 3,074 159,700 SH SOLE SOLE
SIMON PROPERTY GROUP INC COM 828806109 208 8,200 SH SOLE SOLE
SLM HOLDING CORP COM 78442A109 687 15,000 SH SOLE SOLE
STERLING CAPITAL TRUST PFD 85916N202 691 26,948 SH SOLE SOLE
SUPER VALU STORES INC COM 868536103 3,570 138,980 SH SOLE SOLE
TAYLOR CAPITAL GROUP INC PFD 876851205 7,323 290,000 SH SOLE SOLE
TBC CORPORATION COM 872180104 1,782 252,300 SH SOLE SOLE
TECK CORP DEB CONV 878742AB1 7,057 9,750,000 SH SOLE SOLE
TELEFONOS DE MEXICO DEB CONV 879403AD5 981 1,000,000 SH SOLE SOLE
TEXACO INC COM 881694103 3,720 59,514 SH SOLE SOLE
TEXTRON CAPITAL PFD 883198202 379 15,300 SH SOLE SOLE
THERMO OPTEK INC DEB CONV 883582AA6 4,919 5,000,000 SH SOLE SOLE
TITAN PHARMACEUTICALS INC COM 888314101 741 150,146 SH SOLE SOLE
TOSCO FIN TRUST PFD CONV 891491409 2,413 50,000 SH SOLE SOLE
TRANSATLANTIC HOLDINGS INC COM 893521104 2,286 30,500 SH SOLE SOLE
TUT SYSTEMS INC COM 901103101 13,564 326,087 SH SOLE SOLE
U S BANCORP COM 902973106 2,907 85,500 SH SOLE SOLE
UNILEVER N V COM 904784709 1,899 27,231 SH SOLE SOLE
UNION CARBIDE CORPORATION COM 905581104 1,922 39,433 SH SOLE SOLE
UNITED FIRE & CASUALTY CO COM 910331107 910 35,000 SH SOLE SOLE
UNITED TECHNOLOGIES CORP. COM 913017109 3,606 50,303 SH SOLE SOLE
US WEST INC. COM 91273H101 1,763 30,000 SH SOLE SOLE
VBC CAPITAL I PFD 91819N109 867 33,500 SH SOLE SOLE
VIRGINIA ELECTRIC & POWER PFD 927804591 519 21,800 SH SOLE SOLE
WAL-MART STORES COM 931142103 4,579 94,897 SH SOLE SOLE
WARNER-LAMBERT CO COM 934488107 374 5,404 SH SOLE SOLE
WATSON PHARMACEUTICALS COM 942683103 1,606 45,800 SH SOLE SOLE
WELLS FARGO CO (NEW) COM 949746101 1,505 35,200 SH SOLE SOLE
WENDYS FINANCING PFD CONV 950588202 2,886 47,700 SH SOLE SOLE
WESTERN GAS RESOURCES INC PFD 958259202 261 10,400 SH SOLE SOLE
WINTRUST CAPITAL TRUST PFD 97650Q200 2,935 116,800 SH SOLE SOLE
WINTRUST FINANCIAL CORP COM 97650W108 1,221 69,300 SH SOLE SOLE
WISCONSIN ENERGY CORP COM 976657106 265 10,565 SH SOLE SOLE
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WOLVERINE WORLD WIDE INC COM 978097103 560 40,000 SH SOLE SOLE
XEROX CORP COM 984121103 1,772 30,000 SH SOLE SOLE
XL CAPITAL LTD CLASS A COM G98255105 3,504 62,016 SH SOLE SOLE
674,631
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