SPECIAL MEETING OF SHAREHOLDERS PRINCIPAL GROWTH FUND, INC.
HELD NOVEMBER 9, 1999
1. Election of the Board of Directors.
For Withheld
Aschenbrenner 4,734,297 165,183
Davis 4,730,017 169,464
Eucher 4,733,147 166,333
Ferguson 4,734,388 165,092
Gilbert 4,737,229 162,251
Griswell 4,730,023 169,457
Kimball 4,739,000 160,481
Lukavsky 4,734,309 165,172
2. Ratification of selection of Ernst & Young LLP as independent public
auditors.
In Favor Opposed Abstain
4,707,799 64,548 127,133
3. Amendment of Management Agreement to:
A. Provide transfer agency services through a separate agreement.
In Favor Opposed Abstain
4,463,874 219,803 215,804
B. Clarify changes to delegation provision.
In Favor Opposed Abstain
4,514,314 170,733 214,433
C. Modify management fee schedule.
In Favor Opposed Abstain Broker Non-Votes
3,876,803 532,210 215,844 274,624
4. Approval of changes to fundamental investment restrictions regarding:
A. Financial Futures and Options.
In Favor Opposed Abstain Broker Non-Votes
4,164,379 239,293 221,184 274,624
B. Short Sales.
In Favor Opposed Abstain Broker Non-Votes
4,140,096 257,257 227,504 274,624
C. Lending of Portfolio Securities.
In Favor Opposed Abstain Broker Non-Votes
4,126,324 268,548 229,984 274,624
D. Diversification.
In Favor Opposed Abstain Broker Non-Votes
4,247,628 166,066 211,162 274,624
