UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13 F
FORM 13F COVER PAGE
Report for Calendar Year or Quarter ended: 9/30/99
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Brundage, Story and Rose, LLC
Address: 1 Broadway
5th Floor
New York, NY 10004
13F File Number: 28-640
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that is is understood that all required items, statements
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this report on Behalf of Reporting Manager:
Name: Eric Spiegel
Title: Vice President
Phone: (212) 530-723
Signature, Place, and Date of Signing:
Eric Spiegel New York, NY 9/30/99:
Report Type (Check Only One):
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of other Included Managers: 0
Form 13F Information Table Entry Total: 250
Form 13F Information Table Value Total: $1690523
List of Other Included Managers:
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE SEPTEMBER 30, 1999
VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP# (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- -------- -------- -------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T Corp COM 001957109 30914 710668 SH SOLE 158967 551700
Abbott Laboratories COM 002824100 20357 554871 SH SOLE 137400 417471
Adobe Systems, Inc COM 00724F101 16161 142391 SH SOLE 8125 134265
Alcoa, Inc COM 013817101 2262 36450 SH SOLE 130 36320
Allegheny Teledyne, Inc COM 017415100 188 11131 SH SOLE 11131
Allied Capital Corp COM 01903Q108 466 20756 SH SOLE 2010 18746
Allied Signal, Inc COM 019512102 29014 484066 SH SOLE 113959 370107
Allstate Corp COM 020002101 367 14730 SH SOLE 1758 12972
ALLTEL Corp COM 020039103 719 10218 SH SOLE 9728 490
America Online, Inc COM 02364J104 1879 18059 SH SOLE 1338 16721
American Express Co COM 025816109 36043 266987 SH SOLE 52536 214451
American Home Products Corp COM 026609107 34103 821767 SH SOLE 147183 674584
American Int'l Group, Inc COM 026874107 32055 368716 SH SOLE 69691 299025
American Tower Corp "A" COM 029912201 230 11700 SH SOLE 200 11500
Ameritech Corp (New) COM 030954101 757 11334 SH SOLE 3632 7702
Anadarko Petroleum Corp COM 032511107 717 23468 SH SOLE 3800 19668
Analog Devices, Inc COM 032654105 3266 63730 SH SOLE 63730
Anchor Bancorp Wisconsin, Inc COM 032839102 244 15000 SH SOLE 15000
Apache Corp COM 037411105 19334 447671 SH SOLE 97100 350571
Applied Materials, Inc COM 038222105 19911 256293 SH SOLE 36540 219753
Associates First Capital Corp COM 046008108 388 10768 SH SOLE 10768
Automatic Data COM 053015103 475 10650 SH SOLE 10650
AutoZone, Inc COM 053332102 8896 317017 SH SOLE 103350 213667
Avery Dennison Corp COM 053611109 36768 697026 SH SOLE 139101 557925
BP Amoco PLC Sponsored ADS COM 055622104 21806 196779 SH SOLE 18804 177975
Bank of America Corp COM 060505104 2569 46139 SH SOLE 11374 34765
Bank of New York COM 064057102 1751 52374 SH SOLE 34590 17784
Bank One Corp COM 06423A103 610 17532 SH SOLE 509 17023
BankBoston Corp COM 06605R106 11987 276355 SH SOLE 96685 179670
Becton Dickinson & Co COM 075887109 14388 512712 SH SOLE 167000 345712
Bed Bath & Beyond, Inc COM 075896100 1539 44050 SH SOLE 2750 41300
Bell Atlantic Corp COM 077853109 3459 51388 SH SOLE 4744 46644
BellSouth Corp COM 079860102 6818 151503 SH SOLE 13508 137995
BestFoods COM 08658U101 26538 546464 SH SOLE 125446 421017
Block (H & R), Inc COM 093671105 14223 327433 SH SOLE 91580 235853
Boeing Co COM 097023105 4982 116882 SH SOLE 7415 109467
Borders Group Inc COM 099709107 322 21900 SH SOLE 500 21400
Brady Corp "A" COM 104674106 374 11700 SH SOLE 11700
Bristol-Myers Squibb Co COM 110122108 31917 472837 SH SOLE 59826 413011
British Airways PLC COM 110419306 3538 61930 SH SOLE 5940 55990
Burlington Northern COM 12189T104 393 14274 SH SOLE 14274
Burlington Resources, Inc COM 122014103 4369 118894 SH SOLE 24075 94819
CBS Corp COM 12490K107 604 13050 SH SOLE 2150 10900
Cable & Wireless, PLC COM 126830207 1106 33383 SH SOLE 33383
Cadbury Schweppes COM 127209302 1115 40266 SH SOLE 500 39766
Campbell Soup Co COM 134429109 732 18700 SH SOLE 18700
Capital Properties, Inc (R I) COM 140430109 80 10600 SH SOLE 4000 6600
Carpenter Technology Corp COM 144285103 1935 78984 SH SOLE 11384 67600
Catalina Marketing Corp COM 148867104 10482 123595 SH SOLE 45945 77650
Caterpillar, Inc COM 149123101 858 15650 SH SOLE 15650
Chase Manhattan Corp (New) COM 16161A108 1673 22196 SH SOLE 6269 15927
Chevron Corp COM 166751107 12933 145722 SH SOLE 6659 139063
Chubb Corp COM 171232101 21735 437992 SH SOLE 81726 356265
Cisco Systems, Inc COM 17275R102 4130 60237 SH SOLE 9399 50838
Citigroup, Inc COM 172967101 24536 557632 SH SOLE 138854 418778
Coca-Cola Co COM 191216100 2694 55829 SH SOLE 1925 53904
Colgate-Palmolive Co COM 194162103 10494 229372 SH SOLE 33068 196304
Comcast Corp COM 200300200 402 10090 SH SOLE 3400 6690
Commerce Bancorp, Inc COM 200519106 812 19571 SH SOLE 19571
COMPAQ Computer Corp COM 204493100 11004 481046 SH SOLE 159009 322036
Computer Associates COM 204912109 774 12664 SH SOLE 200 12464
Computer Sciences Corp COM 205363104 26339 374593 SH SOLE 59380 315213
Conoco, Inc "B" COM 208251405 8280 302482 SH SOLE 120928 181554
Cooper Industries, Inc COM 216669101 565 12085 SH SOLE 120 11965
Corning, Inc COM 219350105 1258 18350 SH SOLE 1200 17150
Costco Wholesale Corp COM 22160K105 4166 57864 SH SOLE 3363 54501
CryoLife, Inc COM 228903100 213 17000 SH SOLE 17000
Cypress Bioscience, Inc COM 232674101 115 41850 SH SOLE 41850
Danaher Corp COM 235851102 10611 201397 SH SOLE 64152 137245
Deere & Co COM 244199105 549 14202 SH SOLE 550 13652
DiaSys Corp COM 252838107 2528 277000 SH SOLE 277000
Disney (Walt) Co COM 254687106 7138 274525 SH SOLE 49370 225154
Donnelley (R.R.) & Sons Co COM 257867101 1257 43517 SH SOLE 43517
Dow Chemical Co COM 260543103 1193 10501 SH SOLE 200 10301
Du Pont, E.I. COM 263534109 28399 469408 SH SOLE 84228 385179
Duke Energy Corp COM 264399106 7155 129796 SH SOLE 47221 82575
ECI Telecom, Ltd ORD COM 268258100 4377 177283 SH SOLE 24300 152983
EMC Corp COM 268648102 32925 461295 SH SOLE 82375 378920
Eastman Kodak Co COM 277461109 833 11020 SH SOLE 1233 9787
Ecolab, Inc COM 278865100 25840 757226 SH SOLE 166278 590948
El Paso Energy Corp COM 283905107 1750 43479 SH SOLE 21536 21943
Elan Corp., PLC ADR COM 284131208 676 20148 SH SOLE 1400 18748
Electronic Data Systems Corp COM 285661104 11247 212449 SH SOLE 25875 186574
Electronic Retailing Systems COM 285825105 23 24352 SH SOLE 24352
Emerson Electric Co COM 291011104 10242 162091 SH SOLE 10488 151603
Enron Corp COM 293561106 15455 376376 SH SOLE 67786 308590
Equifax, Inc COM 294429105 593 21084 SH SOLE 21084
Equity Investment Fund COM 294711379 13 11859 SH SOLE 11859
Evergreen Equity Trust COM 30023C848 372 33704 SH SOLE 33704
Exxon Corp COM 302290101 16951 223044 SH SOLE 53151 169893
Federal National Mortgage Assn COM 313586109 40396 644399 SH SOLE 159513 484885
Fifth Third Bancorp COM 316773100 960 15774 SH SOLE 15774
First Data Corp COM 319963104 10739 244770 SH SOLE 40475 204295
First Union Corp COM 337358105 1005 28200 SH SOLE 10900 17300
Firstar Corp (New) COM 33763V109 9553 372812 SH SOLE 74502 298309
Fleet Financial Group, Inc COM 338915101 433 11836 SH SOLE 5388 6448
Ford Motor Co COM 345370100 1175 23393 SH SOLE 586 22807
GS Financial Products US LP COM 362276107 1461 33400 SH SOLE 33400
GTE Corp COM 362320103 10508 136689 SH SOLE 19487 117202
Gannett Co, Inc COM 364730101 7296 105450 SH SOLE 13710 91740
General Electric Co COM 369604103 58484 493278 SH SOLE 56323 436954
General Motors Corp COM 370442105 1113 17679 SH SOLE 1690 15989
Gillette Co COM 375766102 9704 285935 SH SOLE 97416 188519
Glaxo Wellcome PLC ADR COM 37733W105 874 16804 SH SOLE 1640 15164
Great Lakes Chemical Corp COM 390568103 3611 94859 SH SOLE 12158 82701
Guidant Corp COM 401698105 854 15918 SH SOLE 5076 10842
HSB Group, Inc COM 40428N109 1296 36829 SH SOLE 4275 32554
Harte-Hanks, Inc COM 416196103 312 12400 SH SOLE 12400
Hartford Financial Services COM 416515104 642 15700 SH SOLE 9200 6500
Heinz (H.J.) Co COM 423074103 910 21152 SH SOLE 5663 15489
Hewlett-Packard Co COM 428236103 34812 383608 SH SOLE 55442 328166
Home Depot, Inc COM 437076102 6060 88299 SH SOLE 8900 79399
Honeywell, Inc COM 438506107 14147 127090 SH SOLE 13425 113665
Hubbell, Inc "A" COM 443510102 608 18094 SH SOLE 18094
Hubbell, Inc "B" COM 443510201 3449 108208 SH SOLE 11324 96884
Investor AB "B" Shares COM 4469630S0 314 28000 SH SOLE 4500 23500
IMC Global, Inc COM 449669100 236 16200 SH SOLE 2200 14000
Illinois Tool Works, Inc COM 452308109 18866 253016 SH SOLE 49650 203366
Ingersoll-Rand Co COM 456866102 1537 27980 SH SOLE 450 27530
Intel Corp COM 458140100 25098 337733 SH SOLE 76950 260782
Int'l Business Machines Corp COM 459200101 11542 95384 SH SOLE 14460 80924
Int'l Flavors & Fragrances Inc COM 459506101 5174 149957 SH SOLE 10003 139953
International Paper Co COM 460146103 2551 53068 SH SOLE 2352 50716
Investment Co of America COM 461308108 1172 36657 SH SOLE 36657
Ionics, Inc COM 462218108 4563 140945 SH SOLE 22500 118445
Johnson & Johnson COM 478160104 21530 234340 SH SOLE 48550 185790
KFX, Inc COM 48245L107 261 181900 SH SOLE 181900
Keane, Inc COM 486665102 351 15400 SH SOLE 6000 9400
Keycorp (New) COM 493267108 546 21168 SH SOLE 21168
Landstar Systems Inc COM 515098101 14384 413941 SH SOLE 167870 246071
LEAP Wireless International, COM 521863100 286 12165 SH SOLE 5500 6665
Lehman Brothers Holdings, Inc COM 524908100 4158 71230 SH SOLE 11700 59530
Lilly (Eli) & Co COM 532457108 8536 132978 SH SOLE 69964 63014
Lincoln Electric Holdings, Inc COM 533900106 715 34243 SH SOLE 34243
Lucent Technologies, Inc COM 549463107 15862 244506 SH SOLE 20007 224499
Luxottica Group S.p.A. COM 55068R202 191 10000 SH SOLE 10000
MBIA, Inc COM 55262C100 3032 65025 SH SOLE 16550 48475
MCI WorldCom, Inc COM 55268B106 3662 50946 SH SOLE 21125 29821
Marshall & Ilsley Corp COM 571834100 697 12220 SH SOLE 12220
May Department Stores Co COM 577778103 443 12145 SH SOLE 12145
Mc Donald's Corp COM 580135101 16840 389372 SH SOLE 122840 266532
McNaughton Apparel Group Inc COM 582524104 175 20000 SH SOLE 20000
Merck & Co., Inc COM 589331107 18809 290201 SH SOLE 37253 252947
Metrika Systems Corp COM 59159M106 1070 186166 SH SOLE 186166
Microsoft Corp COM 594918104 13596 150127 SH SOLE 30526 119601
Minnesota Mining & Mfg Co COM 604059105 6896 71788 SH SOLE 10518 61270
Mobil Corp COM 607059102 31252 310196 SH SOLE 50061 260135
Molex, Inc COM 608554101 3054 83967 SH SOLE 2738 81229
Molex, Inc Cl "A" COM 608554200 26865 829798 SH SOLE 249405 580393
Monsanto Co COM 611662107 7402 207421 SH SOLE 94341 113080
Montana Power Co COM 612085100 915 30072 SH SOLE 5100 24972
Morgan (J.P.) & Co., Inc COM 616880100 10222 89473 SH SOLE 13138 76335
Motorola, Inc COM 620076109 12192 138549 SH SOLE 29182 109366
Development Bank of Singapore COM 6265513R4 159 13000 SH SOLE 13000
Nanophase Technologies Corp COM 630079101 59 30000 SH SOLE 30000
National Equity Trust COM 635870629 29 30700 SH SOLE 30700
Hutchison Whampoa COM 6448068S3 181 20000 SH SOLE 20000
Newbridge Networks Corp COM 650901101 3485 133729 SH SOLE 20710 113019
NIKE, Inc "B" COM 654106103 5528 97200 SH SOLE 50850 46350
NiSource, Inc COM 65473P105 321 14531 SH SOLE 14531
Noble Affiliates, Inc COM 654894104 9572 330055 SH SOLE 80472 249583
Norfolk Southern Corp COM 655844108 471 19214 SH SOLE 2400 16814
Nortel Networks Corp COM 656569100 15386 301691 SH SOLE 106950 194741
Mitsubishi Corp COM 6596785S1 102 15000 SH SOLE 15000
nStor Technologies, Inc COM 67018N108 27 12500 SH SOLE 12500
Onix Systems COM 67088G108 675 121433 SH SOLE 121433
Office Depot COM 676220106 13134 1250850 SH SOLE 330925 919925
Old Kent Financial Corp COM 679833103 5565 149906 SH SOLE 16860 133046
PPG Industries, Inc COM 693506107 1067 17780 SH SOLE 820 16960
PepsiCo, Inc COM 713448108 21412 702040 SH SOLE 159764 542276
Pfizer, Inc COM 717081103 7645 213100 SH SOLE 40893 172207
Philip Morris Companies, Inc COM 718154107 560 16384 SH SOLE 5519 10865
Phillips Petroleum Co COM 718507106 4324 88690 SH SOLE 13070 75620
Pioneer Hi-Bred COM 723686101 736 18550 SH SOLE 5850 12700
Pitney-Bowes, Inc COM 724479100 1494 24511 SH SOLE 24511
Placer Dome, Inc COM 725906101 424 28525 SH SOLE 28525
Procter & Gamble Co COM 742718109 11657 124343 SH SOLE 12455 111888
QUALCOMM, Inc COM 747525103 9638 50945 SH SOLE 18370 32575
Questar Corp COM 748356102 838 46220 SH SOLE 4100 42120
Regeneron Pharmaceuticals, Inc COM 75886F107 81 10000 SH SOLE 10000
Rentech, Inc COM 760112102 18 35000 SH SOLE 35000
Robert Half International, Inc COM 770323103 261 11000 SH SOLE 11000
Royal Dutch Petroleum Co COM 780257804 12188 206363 SH SOLE 17613 188749
Royce Mico-Cap Trust Inc COM 780915104 103 12100 SH SOLE 12100
SBC Communications, Inc COM 78387G103 5409 105934 SH SOLE 14156 91778
Safeskin Corp COM 786454108 618 75200 SH SOLE 34950 40250
Salomon Brothers Investor COM 795478106 402 18721 SH SOLE 18721
San Juan Basin COM 798241105 687 77400 SH SOLE 19200 58200
Schering-Plough Corp COM 806605101 51398 1178185 SH SOLE 160929 1017255
Schlumberger, Ltd COM 806857108 3521 56513 SH SOLE 10275 46238
Schulman (A.), Inc COM 808194104 553 31921 SH SOLE 2862 29059
Shell Transport & Trading COM 822703609 12910 283726 SH SOLE 27535 256191
Smith Barney Funds, Inc COM 831800107 228 12921 SH SOLE 12921
SmithKline Beecham PLC COM 832378301 10961 190205 SH SOLE 44880 145325
Sonoco Products Co COM 835495102 5520 241978 SH SOLE 20171 221807
Staples, Inc COM 855030102 283 12970 SH SOLE 12970
Sterling Commerce, Inc COM 859205106 641 34525 SH SOLE 11775 22750
Summit Bancorp COM 866005101 1346 41494 SH SOLE 150 41344
Sun Microsystems COM 866810104 3661 39368 SH SOLE 300 39068
Sunrise Technologies COM 86769L103 189 40000 SH SOLE 40000
Supertex, Inc COM 868532102 170 10400 SH SOLE 10400
Sysco Corp COM 871829107 9353 266760 SH SOLE 117000 149760
Templeton Funds, Inc COM 880196209 157 15331 SH SOLE 15331
Texaco, Inc COM 881694103 1458 23102 SH SOLE 5216 17886
Texas Instruments, Inc COM 882508104 839 10200 SH SOLE 10200
Thermo Electron Corp COM 883556102 18311 1362695 SH SOLE 426035 936660
Thermo Instrument Systems, Inc COM 883559106 294 27500 SH SOLE 25000 2500
Thermedics Detection, Inc COM 88355E105 768 82500 SH SOLE 82500
Thermo Bioanalysis Corp COM 88355H108 1204 65500 SH SOLE 65500
Thermo Cardiosystems Inc COM 88355K200 1434 201200 SH SOLE 200400 800
Thermo Optek COM 883582108 2891 345200 SH SOLE 345200
Thermo Vision Corp COM 883600108 780 116594 SH SOLE 116594
Thermo Quest COM 883655102 750 74100 SH SOLE 74100
Thermotrex Corp COM 883666109 1465 234400 SH SOLE 234400
Thermedics Inc COM 883901100 619 83900 SH SOLE 83900
Thomas & Betts Corp COM 884315102 6148 120557 SH SOLE 15193 105364
Time Warner, Inc COM 887315109 920 15140 SH SOLE 2510 12630
Trex Medical Corp COM 89531R101 282 68400 SH SOLE 68400
Trinity Industries, Inc COM 896522109 471 15250 SH SOLE 15250
Tyco International Ltd (New) COM 902124106 1252 12127 SH SOLE 542 11585
Unilever, N.V. COM 904784709 8921 130944 SH SOLE 8449 122495
Union Pacific Corp COM 907818108 784 16311 SH SOLE 3850 12461
United Technologies Corp COM 913017109 1811 30532 SH SOLE 190 30342
Unocal Corp COM 915289102 387 10432 SH SOLE 2428 8004
Vista Bancorp, Inc COM 92830R103 299 17325 SH SOLE 17325
Vodafone AirTouch PLC COM 92857T107 56158 236204 SH SOLE 40591 195613
Vulcan Materials Co COM 929160109 5874 160386 SH SOLE 3800 156586
Wal-Mart Stores Inc COM 931142103 2168 45584 SH SOLE 2700 42884
Walgreen Co COM 931422109 1758 69290 SH SOLE 4100 65190
Warner-Lambert Co COM 934488107 6792 102329 SH SOLE 6945 95384
Washington Mutual Investors COM 939330106 669 20731 SH SOLE 20731
Waste Management, Inc (New) DE COM 94106L109 2248 116764 SH SOLE 57825 58939
Wells Fargo & Co (New) COM 949746101 697 17585 SH SOLE 8000 9585
West Pharmaceutical COM 955306105 524 13800 SH SOLE 13800
Westvaco Corp COM 961548104 2022 78898 SH SOLE 450 78448
Willamette Industries, Inc COM 969133107 8393 194616 SH SOLE 55412 139204
Williams Companies, Inc COM 969457100 571 15166 SH SOLE 15166
Wilmington Trust Corp (DE) COM 971807102 1197 24650 SH SOLE 3800 20850
Wireless Telecom Group, Inc COM 976524108 158 90000 SH SOLE 90000
Xerox Corp COM 984121103 8241 196500 SH SOLE 16300 180200
Young Broadcasting Corp COM 987434107 9463 180675 SH SOLE 60025 120650
Thermo Information Solutions COM MS000736 500 50000 SH SOLE 50000
Trex Communications COM MS000775 600 150000 SH SOLE 150000
Thermo Trilogy COM MS000809 413 50000 SH SOLE 50000
Cendant Corp Income Prides CONVERTIBLE DEB 151313301 494 17000 SH SOLE 17000
Rockefeller Center Properties, CONVERTIBLE DEB 4745868S6 200 250000 SH SOLE 17000
Sizeler Property Invs, Inc CONVERTIBLE DEB 830137AA3 9 10000 SH SOLE 17000
Waste Management Inc CONVERTIBLE DEB 94106LAA7 22 25000 SH SOLE 17000
Thermo Electron Corp CONVERTIBLE DEB U88356AF4 2131 2435000 SH SOLE 17000
KFX Inc CONVERTIBLE DEB VV3082342 330 500000 SH SOLE 17000
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