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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
OMB APPROVAL
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Expires: December 31, 2001
Estimated average burden hours
per response...............0.5
/ / Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
(Print or Type Response)
1. Name and Address of Reporting Person*
Rossin Ada E.
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(Last) (First) (Middle)
621 Trotwood Circle
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(Street)
Pittsburgh PA 15241
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(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carpenter Technology Corporation (CRS)
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3. IRS or Social Security Number of Reporting Person (Voluntary)
###-##-####
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4. Statement for Month/Year
July 1999
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5. If Amendment, Date of Original (Month/Year)
July 1998
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
/ / Director
/ X / 10% Owner
/ / Officer (Give Title)
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/ / Other (Specify)
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SEC 1474 (7-96)
<PAGE>
7. Individual or Joint/Group Filing (Check Applicable Line)
/ X / Form filed by One Reporting Person
/ / Form filed by More than One Reporting Person
<TABLE>
<CAPTION>
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TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form: Indirect
Date Code (Instr. 3, 4 and 5) Benefici- Direct (D) Beneficial
(Instr. 8) ally Owned or In- Ownership
--------- ----------- -------------------------- at End of direct (I) (Instr. 4)
(Month/ Amount (A) or (D) Price Month (Instr. 4)
Day/ (Instr. 3
Year) and 4)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock, $5.00 par
value 07/01/98 J(1) 1,000 A 2,001,000 D
----------------------- --------- ----- ----- ------- -------- ------- ---------- ------------ ---------
Common Stock, $5.00 par
value 07/01/98 J(1) 1,000 A 1,000 I (2)
------------------------ -------- ----- ----- ------- -------- ------- ---------- ------------ ---------
Common Stock, $5.00 par
value 07/01/98 J(1) 2,000 D 276,650 I (3)
----------------------- --------- ----- ----- ------- -------- ------- ---------- ------------ ---------
Common Stock, $5.00 par
value N/A 108,844 I (4)
------------------------ -------- ----- ----- ------- -------- ------- ---------- ------------ ---------
----------------------- --------- ----- ----- ------- -------- ------- ---------- ------------ ---------
------------------------ -------- ----- ----- ------- -------- ------- ---------- ------------ ---------
----------------------- --------- ----- ----- ------- -------- ------- ---------- ------------ ---------
====================================================================================================================================
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
</TABLE>
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SEC 1474 (7-96)
<PAGE>
<TABLE>
<CAPTION>
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TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
====================================================================================================================================
1. Title of 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and
Derivative sion or action action Derivative Exercisable Amount of
Security Exercise Date Code Securities and Under-
(Instr. 3) Price of (Month/ (Instr. 8) Acquired (A) Expiration lying
Deriva- Day/ or Disposed Date Securities
tive Year) of (D)(Instr. (Month/Day/ (Instr. 3
Security 3, 4 and 5) Year) and 4)
Date Expir- Amount or
Exer- ation Number of
(A) (D) cisable Date Title Shares
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Not Applicable
--------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ----------
--------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ----------
--------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ----------
--------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ----------
--------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ----------
--------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ----------
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Table II (continued)
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8. Price of 9. Number of 10. Ownership 11. Nature of
Derivative Derivative Form of Indirect
Security Securities Derivative Beneficial
(Instr. 5) Benefic- Security: Ownership
ially Direct (D) (Instr. 4)
Owned at or Indirect
End of Year (I)(Instr. 4)
(Instr. 4)
<C> <C> <C> <C>
------------ ------------- ------------- ------------
------------ ------------- ------------- ------------
------------ ------------- ------------- ------------
------------ ------------- ------------- ------------
------------ ------------- ------------- ------------
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====================================================================================================================================
====================================================================================================================================
</TABLE>
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SEC 1474 (7-96)
<PAGE>
Explanation of Responses:
(1) Payment in kind of quarterly unitrust amount from the Peter C. and Ada E.
Rossin Charitable Remainder Unitrust dated April 8, 1998 to Peter C. and
Ada E. Rossin as current income beneficiaries.
(2) Indirect ownership as spouse of transferee, Peter C. Rossin.
(3) Indirect ownership as trustee of the Peter C. and Ada E. Rossin Charitable
Remainder Unitrust dated April 8, 1998.
(4) Indirect ownership as co-trustee of trusts created pursuant to
an irrevocable Deed of Trust dated July 12, 1989 (Peter C. and Ada E.
Rossin, Grantors).
** Intentional misstatements or omissions of facts constitute federal
criminal violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays a
currently valid OMB Number.
/s/ Ada E. Rossin
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Ada E. Rossin
August 13, 1999
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Date
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SEC 1474 (7-96)
