CASTLE CONVERTIBLE FUND INC
NSAR-A, 1995-06-29
Previous: BRUSH WELLMAN INC, S-8, 1995-06-29
Next: CBS INC, 11-K, 1995-06-29



<PAGE>      PAGE  1
000 A000000 04/30/95
000 C000000 0000018180
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 U
001 A000000 CASTLE CONVERTIBLE FUND, INC.
001 B000000 811-2213
001 C000000 2128068800
002 A000000 75 MAIDEN LANE
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10038
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
015 A000001 NATWEST BANK NATIONAL ASSOCIATION
015 B000001 C
015 C010001 JERSEY CITY
015 C020001 NJ
015 C030001 07302
015 E010001 X
020 A000001 MORGAN STANLEY & CO., INC
020 B000001 13-2655998
020 C000001      5
020 A000002 J.P. MORGAN
020 B000002 13-3224016
020 C000002      1
020 C000003      0
020 C000004      0
020 C000005      0
020 C000006      0
020 C000007      0
020 C000008      0
020 C000009      0
020 C000010      0
021  000000        6
022 A000001 NATWEST BANK NATIONAL ASSOCIATION
022 B000001 22-1019783
022 C000001     74090
022 D000001         0
022 A000002 DONALSON LUFKIN JENRETTE SECURITIES CORP
022 B000002 13-2741729
022 C000002       101
022 D000002      6079
<PAGE>      PAGE  2
022 A000003 MORGAN STANLEY & CO., INC
022 B000003 13-2655998
022 C000003      3778
022 D000003       940
022 A000004 BEAR STEARNS & CO
022 B000004 13-3299429
022 C000004      1766
022 D000004         0
022 A000005 SMITH BARNEY INC
022 B000005 13-3371860
022 C000005      1683
022 D000005         0
022 A000006 GOLDMAN SACHS
022 B000006 13-5108880
022 C000006         0
022 D000006      1423
022 A000007 J.P. MORGAN
022 B000007 13-3224106
022 C000007      1219
022 D000007         0
022 A000008 ROBERTON STEPHENS & CO
022 B000008 94-2386395
022 C000008         0
022 D000008      1147
022 A000009 SALOMON BROTHERS INC
022 B000009 13-3082694
022 C000009       909
022 D000009         0
022 A000010 WECHSLER & KRUMHOLZ, INC
022 B000010 13-1944376
022 C000010         0
022 D000010       746
023 C000000      84780
023 D000000      12803
024  000000 N
055 A000000 N
055 B000000 N
056  000000 Y
057  000000 N
062 A000000 Y
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   5.2
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
<PAGE>      PAGE  3
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000  60.3
062 Q000000   0.0
062 R000000  33.1
063 A000000   0
063 B000000 10.0
066 A000000 N
067  000000 N
068 A000000 N
068 B000000 N
069  000000 N
071 A000000     11298
071 B000000     14771
071 C000000     52771
071 D000000   21
072 A000000  6
072 B000000     1439
072 C000000      702
072 D000000        0
072 E000000        0
072 F000000      209
072 G000000        0
072 H000000        0
072 I000000        9
072 J000000        7
072 K000000        0
072 L000000       12
072 M000000       19
072 N000000        0
072 O000000        0
072 P000000        0
072 Q000000        9
072 R000000       11
072 S000000        2
072 T000000        0
072 U000000        0
072 V000000        0
072 W000000       14
072 X000000      292
072 Y000000        0
072 Z000000     1849
072AA000000     2969
072BB000000      952
072CC010000        0
072CC020000      159
072DD010000     1782
072DD020000        0
072EE000000     1798
073 A010000   0.8000
<PAGE>      PAGE  4
073 A020000   0.0000
073 B000000   0.8100
073 C000000   0.0000
074 A000000       51
074 B000000        0
074 C000000     3025
074 D000000    34824
074 E000000    12743
074 F000000     6341
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000        0
074 K000000        0
074 L000000      801
074 M000000        8
074 N000000    57793
074 O000000        0
074 P000000       35
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000       39
074 S000000        0
074 T000000    57719
074 U010000     2236
074 U020000        0
074 V010000    25.81
074 V020000     0.00
074 W000000   0.0000
074 X000000     1373
074 Y000000        0
075 A000000        0
075 B000000    56318
076  000000    23.50
077 A000000 N
086 A010000     16
086 A020000    386
086 B010000      0
086 B020000      0
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
SIGNATURE   GREGORY S. DUCH                              
TITLE       TREASURER           
 


<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000018180
<NAME> CASTLE CONVERTIBLE FUND, INC
<MULTIPLIER> 1000
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          OCT-31-1995
<PERIOD-END>                               APR-30-1995
<INVESTMENTS-AT-COST>                            55555
<INVESTMENTS-AT-VALUE>                           56933
<RECEIVABLES>                                      801
<ASSETS-OTHER>                                      59
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                   57793
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                           74
<TOTAL-LIABILITIES>                                 74
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                         54012
<SHARES-COMMON-STOCK>                             2236
<SHARES-COMMON-PRIOR>                             2220
<ACCUMULATED-NII-CURRENT>                          592
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                           1737
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                          1378
<NET-ASSETS>                                     57719
<DIVIDEND-INCOME>                                  702
<INTEREST-INCOME>                                 1439
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                     292
<NET-INVESTMENT-INCOME>                           1849
<REALIZED-GAINS-CURRENT>                          2017
<APPREC-INCREASE-CURRENT>                        (159)
<NET-CHANGE-FROM-OPS>                             3706
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                         1782
<DISTRIBUTIONS-OF-GAINS>                          1798
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                              0
<NUMBER-OF-SHARES-REDEEMED>                          0
<SHARES-REINVESTED>                                 16
<NET-CHANGE-IN-ASSETS>                             512
<ACCUMULATED-NII-PRIOR>                            526
<ACCUMULATED-GAINS-PRIOR>                         1519
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                              209
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                    292
<AVERAGE-NET-ASSETS>                             56318
<PER-SHARE-NAV-BEGIN>                            25.77
<PER-SHARE-NII>                                    .83
<PER-SHARE-GAIN-APPREC>                            .82
<PER-SHARE-DIVIDEND>                               .80
<PER-SHARE-DISTRIBUTIONS>                          .81
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              25.81
<EXPENSE-RATIO>                                   1.05
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        

</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission