CASTLE CONVERTIBLE FUND INC
NSAR-A, 1996-06-26
Previous: CANADA SOUTHERN PETROLEUM LTD, 8-K, 1996-06-26
Next: CHARMING SHOPPES INC, S-3/A, 1996-06-26



<PAGE>      PAGE  1
000 A000000 04/30/96
000 C000000 0000018180
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 U
001 A000000 CASTLE CONVERTIBLE FUND, INC.
001 B000000 811-2213
001 C000000 2128068800
002 A000000 75 MAIDEN LANE
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10038
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
020 A000001 LEHMAN BROTHERS INC.
020 B000001 13-2518466
020 C000001      6
020 A000002 W.H. REAVES & CO., INC.
020 B000002 22-2169006
020 C000002      2
020 A000003 SALOMON BROTHERS, INC.
020 B000003 13-3082694
020 C000003      2
020 C000004      0
020 C000005      0
020 C000006      0
020 C000007      0
020 C000008      0
020 C000009      0
020 C000010      0
021  000000       10
022 A000001 NATWEST BANK NATIONAL ASSOCIATION
022 B000001 22-1019783
022 C000001     77262
022 D000001         0
022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC
022 B000002 13-5674085
022 C000002     75228
022 D000002      2014
022 A000003 MORGAN STANLEY & CO., INC
022 B000003 13-2655998
022 C000003      4606
022 D000003      5452
<PAGE>      PAGE  2
022 A000004 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP
022 B000004 13-2741729
022 C000004       879
022 D000004      3263
022 A000005 UBS SECURITIES INC
022 B000005 13-2932996
022 C000005      3701
022 D000005         0
022 A000006 LEHMAN BROTHERS
022 B000006 13-2518466
022 C000006      1483
022 D000006       441
022 A000007 SMITH BARNEY INC
022 B000007 13-1912900
022 C000007      1065
022 D000007       623
022 A000008 WECHSLER & CO., INC.
022 B000008 13-1944376
022 C000008       529
022 D000008       483
022 A000009 SALOMON BROTHERS INC.
022 B000009 13-3082694
022 C000009       236
022 D000009       364
022 A000010 ALEX BROWN & SONS INC
022 B000010 52-1319768
022 C000010       559
022 D000010         0
023 C000000     167067
023 D000000      21567
055 A000000 Y
055 B000000 N
056  000000 Y
057  000000 N
062 A000000 Y
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   8.8
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000  53.4
062 Q000000   0.0
<PAGE>      PAGE  3
062 R000000  36.4
063 A000000   0
063 B000000  7.5
066 A000000 N
067  000000 N
068 A000000 N
068 B000000 N
069  000000 N
071 A000000     17375
071 B000000     23493
071 C000000     58379
071 D000000   30
072 A000000  6
072 B000000     1296
072 C000000      757
072 D000000        0
072 E000000        0
072 F000000      235
072 G000000        0
072 H000000        0
072 I000000        9
072 J000000        7
072 K000000        0
072 L000000       13
072 M000000       21
072 N000000        0
072 O000000        6
072 P000000        0
072 Q000000        9
072 R000000       11
072 S000000        2
072 T000000        0
072 U000000        0
072 V000000        0
072 W000000        8
072 X000000      321
072 Y000000        0
072 Z000000     1732
072AA000000     4375
072BB000000      348
072CC010000        0
072CC020000     2080
072DD010000     1900
072DD020000        0
072EE000000     1588
073 A010000   0.8500
073 A020000   0.0000
073 B000000   0.7100
073 C000000   0.0000
074 A000000        0
074 B000000        0
<PAGE>      PAGE  4
074 C000000     5609
074 D000000    34008
074 E000000    14958
074 F000000     8204
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000      300
074 K000000        0
074 L000000      669
074 M000000        7
074 N000000    63755
074 O000000        0
074 P000000       39
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000       47
074 S000000        0
074 T000000    63669
074 U010000     2236
074 U020000        0
074 V010000    28.47
074 V020000     0.00
074 W000000   0.0000
074 X000000     1236
074 Y000000        0
075 A000000        0
075 B000000    59152
076  000000    25.50
077 A000000 N
078  000000 N
SIGNATURE   GREGORY S. DUCH                              
TITLE       TREASURER           
 


<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000018180
<NAME> CASTLE CONVERTIBLE FUND INC.
<MULTIPLIER> 1
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          OCT-31-1996
<PERIOD-END>                               APR-30-1996
<INVESTMENTS-AT-COST>                         57699793
<INVESTMENTS-AT-VALUE>                        62778925
<RECEIVABLES>                                   968619
<ASSETS-OTHER>                                    7254
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                63754798
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                        86050
<TOTAL-LIABILITIES>                              86050
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                      54012068
<SHARES-COMMON-STOCK>                          2236003
<SHARES-COMMON-PRIOR>                          2236003
<ACCUMULATED-NII-CURRENT>                       683456
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                        3894092
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                       5079132
<NET-ASSETS>                                  63668748
<DIVIDEND-INCOME>                               757216
<INTEREST-INCOME>                              1295290
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                  320563
<NET-INVESTMENT-INCOME>                        1731943
<REALIZED-GAINS-CURRENT>                       4027651
<APPREC-INCREASE-CURRENT>                    (2080275)
<NET-CHANGE-FROM-OPS>                          3679319
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                    (1900604)
<DISTRIBUTIONS-OF-GAINS>                     (1587562)
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                              0
<NUMBER-OF-SHARES-REDEEMED>                          0
<SHARES-REINVESTED>                                  0
<NET-CHANGE-IN-ASSETS>                          191153
<ACCUMULATED-NII-PRIOR>                         852117
<ACCUMULATED-GAINS-PRIOR>                      1454003
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                           234869
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                 320563
<AVERAGE-NET-ASSETS>                          59151629
<PER-SHARE-NAV-BEGIN>                            28.39
<PER-SHARE-NII>                                    .77
<PER-SHARE-GAIN-APPREC>                            .87
<PER-SHARE-DIVIDEND>                             (.85)
<PER-SHARE-DISTRIBUTIONS>                        (.71)
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              28.47
<EXPENSE-RATIO>                                   1.03
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        

</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission