File No. 70-9075
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 3 TO
FORM U-1 APPLICATION-DECLARATION
UNDER THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
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CENTRAL POWER AND LIGHT COMPANY
539 North Carancahua Street
Corpus Christi, Texas 78401-2802
PUBLIC SERVICE COMPANY OF OKLAHOMA
212 East Sixth Street
Tulsa, Oklahoma 74119-1212
SOUTHWESTERN ELECTRIC POWER COMPANY
428 Travis Street
Shreveport, Louisiana 71156-0001
WEST TEXAS UTILITIES COMPANY
301 Cypress Street
Abilene, Texas 79601-5820
CENTRAL AND SOUTH WEST SERVICES, INC.
Williams Tower 2
2 West 2nd Street
Tulsa, Oklahoma 74103
(Names of companies filing this statement and addresses
of principal executive offices)
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CENTRAL AND SOUTH WEST CORPORATION
(Name of top registered holding company parent)
-----------------------------
Wendy G. Hargus, Treasurer
Central and South West Corporation
1616 Woodall Rodgers Freeway
Dallas, Texas 75202
Joris M. Hogan, Esq.
Milbank, Tweed, Hadley & McCloy
1 Chase Manhattan Plaza
New York, New York 10005-1413
(Names and addresses of agents for service)
<PAGE>
Central Power and Light Company, Public Service Company of
Oklahoma, Southwestern Electric Power Company and West Texas Utilities Company
(the "Operating Companies"), wholly owned public utility subsidiaries of Central
and South West Corporation ("CSW"), a registered holding company under the
Public Utility Holding Company Act of 1935, as amended (the "Act"), and Central
and South West Services, Inc., a wholly owned subsidiary of CSW that is
authorized to provide services to associate companies pursuant to Section 13(b)
of the Act and rules of the Securities and Exchange Commission (the
"Commission") promulgated thereunder (the "Service Company"), hereby submit for
filing this Amendment No. 3 to the Form U-1 Application-Declaration in this File
No. 70-9075 (the "Application") for the purpose of amending Items 1 and 6
thereof. In all other respects, the Application as previously filed and amended
will remain the same. Item 1. Description of the Proposed Transactions.
Item 1 is hereby amended by amending and restating the third paragraph
thereof to read as follows:
"It is requested that the Commission reserve jurisdiction over
the possible future inclusion of warranty plans for the servicing and repair of
home entertainment video and audio systems and personal computer systems. It is
also requested that the Commission reserve jurisdiction over the offering of the
Plans in the states of Arkansas and Louisiana pending completion of the record."
Item 6. Exhibits and Financial Statements.
Item 6 is hereby amended to file the following exhibit:
Exhibit 5 - Approvals of the Public Utility Commissions of Arkansas and
Louisiana (to be filed by Amendment).
<PAGE>
S I G N A T U R E
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, as amended, the undersigned company has duly caused this
document to be signed on its behalf by the undersigned thereunto duly
authorized.
Dated: October 28, 1997
CENTRAL POWER AND LIGHT COMPANY
By:/s/WENDY G. HARGUS
Wendy G. Hargus
Treasurer
PUBLIC SERVICE COMPANY OF OKLAHOMA
By:/s/WENDY G. HARGUS
Wendy G. Hargus
Treasurer
SOUTHWESTERN ELECTRIC POWER COMPANY
By:/s/WENDY G. HARGUS
Wendy G. Hargus
Treasurer
WEST TEXAS UTILITIES COMPANY
By:/s/WENDY G. HARGUS
Wendy G. Hargus
Treasurer
CENTRAL AND SOUTH WEST SERVICES,INC.
By:/s/WENDY G. HARGUS
Wendy G. Hargus
Treasurer
<PAGE>
Exhibit Index
Exhibit Transmission
Number Exhibit Method
- -------- ------- ------------
1 Preliminary opinion of ___
Milbank, Tweed, Hadley &
McCloy, counsel to the
Applicants (previously
filed).
2 Final or "Past Tense" ___
opinion of Milbank, Tweed,
Hadley & McCloy, counsel
to the Applicants (to be
filed with the Certificate
of Notification).
3 Financial Statements as ___
of June 30, 1997
(previously filed)
4 Proposed notice of ___
proceeding (previously
filed).
5 Approvals of the Public ___
Utility Commissions of
Arkansas and Louisiana
(to be filed by
Amendment).