SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2000
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of the Public Utility
Holding Company Act of 1935 by a Person Regularly Employed or
Retained by a Registered Holding Company or a Subsidiary
Thereof and Whose Employment Contemplates Only Routine
Expenses as Specified in Rule 71(b).
(To be filed in DUPLICATE. If acknowledgment is desired, file in
triplicate).
1. Name and business address of persons filing statement.
See attached Exhibit A.
2. Names and business addresses of any persons through whom the
undersigned propose to act in matters included within the exemption
provided by paragraph (b) of Rule 71.
None.
3. Registered holding companies and subsidiary companies by which the
undersigned are regularly employed or retained.
Central and South West Corporation and its subsidiaries.
4. Position or relationship in which the undersigned are employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship.
See attached Exhibit B.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar years by
the undersigned or others, directly or indirectly, for
services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as
supplementary statement only.)
See attached Exhibit C.
(b) Basis for compensation if other than salary.
None.
6. (To be answered in supplementary statement only. See instructions.)
Expenses incurred by the undersigned or any person named in item 2,
above, during the calendar year in connection with the activities
described in item 4, above, and the source or sources of reimbursement
for same.
Not applicable.
(a) Total amount of routine expenses charged to client:
(b) Itemized list of all other expenses:
Date: March 10, 1998
Central and South West Corporation
By: /s/ E.R. Brooks
E.R. Brooks
By: /s/ Larry B. Connors
Larry B. Connors
By: /s/ Glenn Files
Glenn Files
By: /s/ T.M. Hagan
T.M. Hagan
By: /s/ Wendy Hargus
Wendy Hargus
By: /s/ Stephen J. McDonnell
Stephen J. McDonnell
By: /s/ Ferd. C. Meyer, Jr.
Ferd. C. Meyer, Jr.
By: /s/ Glenn D. Rosilier
Glenn D. Rosilier
By: /s/ T.V. Shockley, III
T.V. Shockley, III
EXHIBIT A
Names, corporate affiliations and business addresses of
individuals who may act during 1998, 1999 and 2000 in matters included within
the exemption provided by paragraph (b) of Rule 71:
Central and South West Corporation
E. R. Brooks
Larry B. Connors
Glenn Files
T. M. Hagan
Wendy Hargus
Stephen J. McDonnell
Ferd. C. Meyer, Jr.
Glenn D. Rosilier
T. V. Shockley, III
the business address of each of whom is 1616 Woodall Rodgers Freeway, Dallas,
Texas 75202-1234.
EXHIBIT B
Central and South West Corporation
Name Position
E. R. Brooks Chairman and CEO
Larry B. Connors Controller
Glenn Files Senior Vice President, Electric
Operations of CSW; Board of Director
of Central and South West Services,
Inc., CSW Communications, Inc.; CSW
Credit, Inc., CSW Energy, Inc., CSW
International, Inc., CSW Leasing,
Inc., Enershop, inc., Central Power
& Light Co., Public Service Co. of
Oklahoma, Southwestern Electric Power
Co., and West Texas Utilities
Company.
T. M. Hagan Senior Vice President, External
Affairs - Supervise the
responsibility for liaison with
legislative and regulatory officials
at state and national levels
regarding any and all matters before
the Congress, State Legislatures,
and regulatory agencies affecting
the company and/or its subsidiary
companies.
Wendy Hargus Treasurer.
Stephen J. McDonnell Vice President of AEP Merger.
Ferd. C. Meyer, Jr. Executive Vice President and General
Counsel.
Glenn D. Rosilier Executive VP & CFO of CSW; President
and Director of CSW Credit, Inc. and
CSW Leasing, inc.; Board of Director
of Central and South West Services,
Inc., CSW Communications, Inc.,
CSW Energy, Inc., CSW International,
Inc. and Enershop, Inc.
T. V. Shockley, III President & COO of CSW; Director of
Central and South West Services,
Inc., CSW Communications, Inc.,
CSW Credit, Inc., CSW Energy, Inc.,
CSW International, Inc.,CSW Leasing,
Inc. and Enershop, Inc.; Vice
Chairman of the Board of
CSW International Two, Inc. and
CSW International Three, Inc.
EXHIBIT C
Central and South West Corporation
Name Prior Year Compensation To Be Received
E.R. Brooks 1,075,199 1,150,000
Larry B. Connors 160,000 165,000
Glenn Files 572,700 375,000
T.M. Hagan 309,645 215,000
Wendy Hargus 170,000 176,000
Stephen J. McDonnell 175,000 181,000
Ferd. C. Meyer, Jr. 345,000 345,000
Glenn D. Rosilier 334,750 334,750
T.V. Shockley, III 705,462 710,500
