UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
FOR THE QUARTER ENDED
DECEMBER 31, 1998
Central and South West Corporation (CSW)
(Name of registered holding company)
1616 Woodall Rodgers Freeway
Dallas, Texas 75202
(Address of principal executive offices)
<PAGE>
ITEM 1 - ORGANIZATION CHART
<TABLE>
<CAPTION>
Energy or Percentage
Gas- of Voting
Name of Reporting Company related Date of State of Securities
(Ownership Information) Company Organization Organization Held Nature of Business
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Item 1 is only required to be reported for the first three
calendar quarters of the fiscal year.
</TABLE>
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
<TABLE>
<CAPTION>
Principal Consideration
Company Type of security amount of Issue or Cost of Person to whom received for
issuing security issued security renewal capital security issued each security
- -------------------------------------------------------------------------------------------------------
(000's)
<S> <C> <C> <C> <C> <C> <C>
DECO Loan note 1,845
Company Company Amount of
contributing receiving capital
capital capital contribution
- ----------------------------------------------------
(000's)
None
</TABLE>
<PAGE>
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions performed by reporting companies on behalf of associate
companies
<TABLE>
<CAPTION>
Direct Indirect
Reporting company Associated company Type of services costs costs Cost of Total amount
rendering services receiving services rendered charged charged capital billed
- -------------------------------------------------------------------------------------------------------
(000's) (000's) (000's)
<S> <C> <C> <C> <C> <C> <C>
Enershop, Inc. CSW/ICG Lease Management $14 $14
ChoiceCom, LLP
Enershop, Inc. CSW Power Lease Management 4 4
Marketing, Inc.
CSW Power Enershop, Inc. Lease Management 56 56
Marking, Inc.
CSW Power CSW/ICG Lease Management 32 32
Marketing, Inc. ChoiceCom, LLP
CSW Energy, Inc. Orange Plant services 423 $ 180 603
Cogeneration
CSW Energy, Inc. Polk Plant services 456 179 635
Cogeneration
CSW Energy, Inc. Sweeny Plant services 724 212 936
Cogeneration
CSW Energy, Inc. Sweeny G.P. II Administrative 129 129
Services
CSW Energy, Inc. DECO Administrative 19 19
Services
</TABLE>
Part II - Transactions performed by associate companies on behalf of reporting
companies
<TABLE>
<CAPTION>
Direct Indirect
Associate company Reporting company Type of services costs costs Cost of Total Amount
rendering services receiving services rendered charged charged capital billed
- -------------------------------------------------------------------------------------------------------
(000's) (000's) (000's)
<S> <C> <C> <C> <C> <C> <C>
CSW Power Enershop, Inc. Lease Management 56 56
Marketing, Inc.
Enershop, Inc. CSW Power Lease Management 4 4
Marketing, Inc.
C3 CSW Energy Meter Data
Communications, Services, Inc. Management 5 5
Inc.
</TABLE>
For other associate company transactions, please refer to the most recent annual
report on Form U-13-60 filed by Central and South West Corporation with the
Securities and Exchange Commission.
<PAGE>
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies (millions):
Total consolidated capitalization as
of December 31, 1998 $ 7,920 line 1
Total capitalization multiplied by 15% 1,188 line 2
(line 1 multiplied by 0.15)
Greater of $50 million or line 2 1,188 line 3
Total current aggregate investment: (Beginning 4/1/97)
(categorized by major line of energy-related
business)
Energy-related Category 1: Energy Services $ 16
Energy-related Category 5: Energy Marketing 8
Energy-related Category 7: Maintenance Services 0
Energy-related Category 8:
Qualifying Facility 7
Energy-related Categories 2,3,4,6,9,10 0
Total current aggregate investment 31 line 4
--------
Difference between the greater of $50 million or 15%
of capitalization and the total aggregate
investment of the registered holding
company system (line 3 less line 4) $ 1,157 line 5
========
Investments in gas-related companies (millions):
Total current aggregate investment: (Beginning 4/1/97)
(categorized by major line of energy-related
business)
Gas-related business Categories 1 and 2 0
Total current aggregate investment $0
========
<PAGE>
ITEM 5 - OTHER INVESTMENTS
<TABLE>
<CAPTION>
Major line of energy- Other investment in Other investment in
related business last U-9C-3 report this U-9C-3 report Reason for difference in other investment
- -------------------------------------------------------------------------------------------------------------
(000's) (000's)
<S> <C> <C> <C>
Energy services $ 2,696 $0 Amounts invested prior to April 1, 1997
are excluded from Item 4
Maintenance services 0 0
Qualifying facility $ 194,644 0 Amounts invested prior to April 1, 1997
are excluded from Item 4
</TABLE>
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
Financial Statements
Financial statements are only provided for the first three calendar
quarters of the fiscal year.
Exhibits
Exhibit A - Certificate of Central and South West Corporation
Please contact Mr. Steven K. Bargmann at (214) 777-2210 with inquiries
concerning this report.
SIGNATURE
Central and South West Corporation
/s/ Lawrence B. Connors
By: Lawrence B. Connors
(Name)
Controller
(Title)
March 29, 1999
(Date)
Exhibit A
CENTRAL AND SOUTH WEST CORPORATION
CERTIFICATE
The undersigned certifies that he is the duly designated and acting
Controller of Central and South West Corporation, a Delaware corporation, and
that a conformed copy of the Quarterly Report on Form U-9C-3 shall be filed with
the Specific State Commissions that have jurisdiction over the retail rates of
the public-utility companies that are associate companies of any of the
reporting companies. The names and addresses of the Specific State Commissions
are:
Arkansas Public Service Commission
1000 Center
P. O. Box 400
Little Rock, AR 72203-0400
Louisiana Public Service Commission
One American Place
P. O. Box 91154
Baton Rouge, LA 70821-9154
Oklahoma Corporation Commission
2101 N. Lincoln Blvd.
P. O. Box 52000-2000
Oklahoma City, OK 73152-2000
Public Utility Commission of Texas
1701 N. Congress Avenue
Austin, TX 78701
IN WITNESS WHEREOF, I have hereunto set my hand as of the 29th day of
March, 1999.
/s/ Lawrence B. Connors
Lawrence B. Connors
Controller
