SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-C
REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ
INTERDEALER QUOTATION SYSTEM
Filed pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934 and Rule 13a-17
or 15d-17 thereunder
Chaparral Resources, Inc.
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(Exact name of issuer as specified in charter)
621-17th Street, Suite 1301, Denver, Colorado 80293
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(Address of principal executive office)
Issuer's telephone number, including area code: (303) 293-2340
I. CHANGE IN NUMBER OF SHARES OUTSTANDING
Indicate any change (increase or decrease) of 5% or more in the number of
shares outstanding:
1. Title of security: $0.10 par value common stock
2. Number of shares outstanding before the change: 26,869,192
3. Number of shares outstanding after the change: 36,744,192
4. Effective date of change: April 2, 4 and 5, 1996
5. Method change:
Specify method (such as merger, acquisition, exchange,
distribution, stock split, reverse split, acquisition of stock
for treasury, etc.)
Issuance of 75,000 shares upon exercise of a warrant,
issuance of 9,200,000 shares pursuant to a private placement and
issuance of 600,000 shares upon conversion of promissory notes.
Give brief description of transaction:
On April 2, 1996, 75,000 shares were issued upon the exercise of
a warrant. On April 4, 1996 and April 5, 1996, subscribers purchased
9,200,000 shares of common stock pursuant to a private placement
memorandum dated March 4, 1996. Effective April 5, 1996, the issuer
issued 600,000 shares of common stock upon conversion of the $300,000
of principal of two outstanding promissory notes.
II. CHANGE IN NAME OF ISSUER
1. Name prior to change:
2. Name after change:
3. Effective date of charter amendment changing name:
4. Date of shareholder approval of change, if required:
Date: April 9, 1996
CHAPARRAL RESOURCES, INC.
/s/ Matthew R. Hoovler
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Matthew R. Hoovler, Vice President
(Officer's signature and title)
