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OMB APPROVAL
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OMB Number: 3235-0058
UNITED STATES Expires: June 30, 1994
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
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Washington, D.C. 20549
FORM 12b-25 SEC FILE NUMBER
2-34215; 811-1911
NOTIFICATION OF LATE FILING ------------------
CUSIP NUMBER
N/A
(CHECK ONE): / / Form 10-K / / Form 20-F / / Form 11-K
/ / Form 10-Q /X/ Form N-SAR
For Period Ended: October 31, 1995
[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:______________________________________
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READ INSTRUCTION (ON BACK PAGE) BEFORE PREPARING FORM. PLEASE PRINT OR TYPE.
NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS
VERIFIED ANY INFORMATION CONTAINED HEREIN.
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If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
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PART I -- REGISTRANT INFORMATION
Schroder Capital Funds, Inc.
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Full Name of Registrant
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Former Name if Applicable
Two Portland Square
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Address of Principal Executive Office (STREET AND NUMBER)
Portland, ME 04101
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City, State and Zip Code
PART II -- RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12B-25(b), the
following should be completed. (Check box if appropriate)
| (a) The reasons described in reasonable detail in
| Part III of this form could not be eliminated without
| unreasonable effort or expense;
|
| (b) The subject annual report, semi-annual report,
| transition report on Form 10-K, Form 20-F, 11-K,
/X/ | Form N-SAR, or portion thereof, will be filed on or before the
| fifteenth calendar day following the prescribed due date; or the
| subject quarterly report of transition report on Form 10-Q, or
| portion thereof will be filed on or before the fifth calendar
| day following the prescribed due date; and
|
| (c) The accountant's statement or other exhibit
| required by Rule 12b-25(c) has been attached if applicable.
PART III -- NARRATIVE
State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-Q,
N-SAR, or the transition report or portion thereof, could not be filed
within the prescribed time period. (ATTACH EXTRA SHEETS IF NEEDED)
(Attach Extra Sheets if Needed)
SEC 1344 (11-91)
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PART IV -- OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Beth P. Hanson (207) 879-6200 extension 6104
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months (or for such shorter)
period that the registrant was required to file such reports) been filed?
If answer is no, identify report(s). /X/ Yes / / No
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(3) It is anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by
the earnings statements to be included in the subject report or
portion thereof? / / Yes /X/ No
If so, attach a explanation of the anticipated change, both
narratively, and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be made.
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Schroder Capital Funds, Inc.
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(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date December 26, 1995 By /s/ Thomas G. Sheehan, Assistant
------------------ Treasurer and Assistant Secretary
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INSTRUCTION: The form may be signed by an executive officer of the
registrant or by any other duly authorized representative. the name and
title of the person signing the form shall be typed or printed beneath the
signature. If the statement is signed on behalf of the registrant by an
authorized representative (other than an executive officer), evidence of
the representative's authority to sign on behalf of the registrant shall be
filed with the form.
ATTENTION
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS (SEE 18 U.S.C. 1001).
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GENERAL INSTRUCTIONS
1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General
Rules and Regulations under the Securities Exchange Act of 1934.
2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and
Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3
of the General Rules and Regulations under the Act. The information
contained in or filed with the form will be made a matter of public
record in the Commission files.
3. A manually signed copy of the form and amendments thereto shall be filed
with each national securities exchange on which any class of securities
of the registrant is registered.
4. Amendments to the notifications must also be filed on form 12b-25 but
need not restate information that has been correctly furnished. The
form shall be clearly identified as an amended notification.
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ATTACHMENT TO FORM 12b-25
DECEMBER 26, 1995
Form N-SAR will be filed within the prescribed 15 day period
consistent with Part II of this form. Due to an unavoidable
delay in obtaining certain information, preparation of Form N-SAR
has taken more time than expected. Accordingly, the Registrant
will need the prescribed 15 day extension period to file Form N-
SAR. Form N-SAR will be electronically filed simultaneously with
the mailing of Form SE as soon as possible.
