<PAGE> 1
--------------------------
OMB APPROVAL
--------------------------
OMB Number: 3235-0145
Expires: October 31, 1994
Estimated average burden
hours per form ..... 14.90
--------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 9)*
CHICAGO RIVET & MACHINE CO., (CRV)
- -------------------------------------------------------------------------------
(Name of Issuer)
Common Shares, $1.00 par value
- -------------------------------------------------------------------------------
(Title of Class of Securities)
168088 10 2
- -------------------------------------------------------
(CUSIP Number)
c/o Walter W. Morrissey, 1301 W. 22nd St., Ste. 401,
Oak Brook, IL 60523, 630/571-1300
- -------------------------------------------------------------------------------
(Name, Address and Telephone number of Person Authorized to Receive Notices
and Communications)
February 4, 1998
-------------------------------------------------------
(Date of event which requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acuisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting benefical ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information with would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE> 2
SCHEDULE 13D
- -------------------------- -----------------
CUSIP No.: 168088 10 2 Page 2 of 6 Pages
- -------------------------- -----------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN A. MORRISSEY (SS# ###-##-####)
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not Applicable
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEMS 2(d) OR 2(e)
Not Applicable
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 92,570
BENEFICIALLY --------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING -0-
PERSON --------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
92,570
--------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
92,570
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.9%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
In
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
2 of 6
<PAGE> 3
SCHEDULE 13D
- -------------------------- -----------------
CUSIP No.: 168088 10 2 Page 3 of 6 Pages
- -------------------------- -----------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
WALTER W. MORRISSEY (SS# ###-##-####)
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not Applicable
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEMS 2(d) OR 2(e)
Not Applicable
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 84,120
BENEFICIALLY --------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING -0-
PERSON --------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
84,120
--------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,120
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.2%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
In
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
3 of 6
<PAGE> 4
AMENDMENT NO. 9
TO
SCHEDULE 13D
FEBRUARY 4, 1998
This Amendment No. 9 to Schedule 13D ("Statement") amends the Schedule 13D
with respect to the Common Shares, $1.00 par value (the "Shares"), of Chicago
Rivet & Machine Co. (the "Company") filed by John A. Morrissey and Walter W.
Morrissey on or about January 9, 1986 with the Securities and Exchange
Commission, as modified by Amendment No. 1 to Schedule 13D ("Amendment No. 1")
filed on December 19, 1989, by Amendment No. 2 to Schedule 13D ("Amendment No.
2") filed on April 30, 1991, by Amendment No. 3 to Schedule 13D ("Amendment No.
3") filed on October 11, 1994, by Amendment No. 4 to Schedule 13D ("Amendment
No. 4") filed on May 10, 1995, by Amendment No. 6 to Schedule 13D ("Amendment
No. 6") filed on February 8, 1997, by Amendment No. 7 to Schedule 13D filed on
March 31, 1997 ("Amendment No. 7") and by Amendment No. 8 to Schedule 13D filed
August 25, 1997.
ITEM 1. SECURITY AND ISSUER.
Item No. 1 is amended and restated in its entirety as follows:
The class of equity securities to which this "Statement" relates is the
class of Common Shares, $1.00 par value (the "Shares") of Chicago Rivet &
Machine Co., an Illinois Corporation (the "Company"), the principal executive
offices of the Company are located at 901 Frontenac Road, P.O. Box 3061,
Naperville, Illinois 60566.
ITEM 2. IDENTITY AND BACKGROUND.
No Change.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
No Change.
ITEM 4. PURPOSE OF TRANSACTION.
No Change.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is amended and restated to the extent set forth below on behalf of
reporting persons John A. Morrissey and Walter W. Morrissey as follows:
(a) and (b) This section is being restated to reflect the 2-for-1 stock
split that occurred on September 19, 1997. As of the date of filing this
"Statement", John A. Morrissey beneficially
Page 4 of 6
<PAGE> 5
owns 92,570 Shares with sole voting and dispositive power, consisting of
88,452 Shares registered in his own name, 4,000 Shares registered in the name
of his spouse in which he disclaims any beneficial interest and voting and
dispositive power, and 118 Shares owned by an adult family member in which he
disclaims any beneficial interest and voting and dispositive power, for a total
of 92,570 shares, or approximately 7.9% of the outstanding shares.
As of the date of filing this Statement, Walter W. Morrissey beneficially
owns, 84,120 Shares with sole voting and dispositive power or approximately
7.2% of the outstanding shares.
There is no change to the remainder of Paragraphs (a) and (b) of Item 5.
(c). No Change.
(d). No Change.
(e) No Change.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
No Change.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Item 7 is amended to add the following Exhibit:
Exhibit "1" - Agreement to File Amendment No. 9 to Schedule 13D between
John A. Morrissey and Walter W. Morrissey.
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we
certify that the information set forth in this statement is true, complete and
correct.
DATED: February 4, 1998
/s/ John A. Morrissey
-----------------------------------
John A. Morrissey
/s/ Walter W. Morrissey
-----------------------------------
Walter W. Morrissey
Page 5 of 6
<PAGE> 6
EXHIBIT "1"
AGREEMENT TO FILE SCHEDULE 13D
The persons named below hereby agree to file one Schedule 13D with respect
to their respective Common Shares of Chicago Rivet & Machine Co. reported in
such Schedule. Such persons qualify for a single filing in accordance with the
requirements of Rule 13D-1(f).
DATED: February 4, 1998
/s/ John A. Morrissey
-----------------------------------
John A. Morrissey
/s/ Walter W. Morrissey
-----------------------------------
Walter W. Morrissey
Page 6 of 6
