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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities and Exchange Act of 1934
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Date of Report: September 24, 1997
(Date of earliest event reported)
SALOMON SMITH BARNEY HOLDINGS INC.
(Exact name of registrant as specified in its charter)
Delaware 1-4346 22-1660266
(State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer
Incorporation) Identification Number)
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388 Greenwich Street
New York, New York 10013
(Address of Principal Executive Office)
Registrant's telephone number, including area code: (212) 816-6000
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Salomon Smith Barney Holdings Inc. hereby amends its Current
Report on Form 8-K originally filed with the Securities and Exchange Commission
(the "Commission") on November 21, 1997 (the "Report"), as set forth in more
detail below:
ITEM 5. OTHER EVENTS
The second paragraph of Item 5 of the Report is hereby amended
to read in its entirety as follows:
"Smith Barney's Quarterly Report on Form 10-Q for the quarter
ended September 30, 1997, which includes the unaudited condensed consolidated
financial statements of Smith Barney and its subsidiaries as of September 30,
1997 and for the nine-month periods ended September 30, 1997 and 1996, is being
filed as Exhibit 99.02 to this Form 8-K and is incorporated by reference
herein."
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
Item 7 of the Report is hereby amended by deleting in its
entirety Exhibit 99.01 to the Report and by deleting any and all references to
such exhibit in Item 7.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report or amendment to be signed on
its behalf by the undersigned, thereunto duly authorized.
Dated: December 1, 1997
Salomon Smith Barney Holdings Inc.
By: /s/ Robert H. Mundheim
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Name: Robert H. Mundheim
Title: General Counsel
