<PAGE>
----------------------------
| OMB APPROVAL |
----------------------------
|OMB NUMBER: 3235-0006|
|EXPIRES: FEBRUARY 28, 1994|
|ESTIMATED AVERAGE BURDEN |
UNITED STATES |HOURS PER RESPONSE...24.60|
SECURITIES AND EXCHANGE COMMISSION ----------------------------
WASHINGTON, D.C. 20549
----------------------------
| SEC USE ONLY |
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| |
----------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
-----------------------------------------------
Please read instructions before preparing form.
-----------------------------------------------
Report for the Calendar Year or Quarter Ended June 30, 2000.
If amended report check here: [_]
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Name of Institutional Investment Manager
125 HIGH STREET, 29TH FLOOR BOSTON MA 02110
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Business Address (Street) (City) (State) (Zip)
C.H. RITT III VICE PRESIDENT 617-342-3220
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Name, Phone No., and Title of Person Duly Authorized to submit this Report.
-----------------------------------ATTENTION-----------------------------------
INTENTIONAL MISSTATEMENT OR OMISSIONS OF FACTS
CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 101 AND 15 U.S.C. 78ff(a).
-------------------------------------------------------------------------------
The institutional investment manager submitting this form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and scheudles remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the city of BOSTON and State of MA on the 11th day of AUGUST,
2000.
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC
-----------------------------------------
(Name of Institutional Investment Manager)
/s/ Charles H. Ritt
-------------------------------------------
CHARLES H. RITT
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Number will be assigned to Institutional Investment Managers after they
file their first report.
Name: 13F File No:
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1. AFFILIATED MANGERS GROUP, INC. PENDING
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2.
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3.
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4.
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5.
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6.
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7.
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8.
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9.
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10.
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<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AM COMMUNICATIONS INC COMMON 001674100 14 20000 SH SOLE 0 0 20000
AT&T CORP COMMON 001957109 823 26014 SH SOLE 0 0 26014
AT&T CORP COM LIB GRP A 001957208 1957 80700 SH SOLE 27000 0 53700
AT&T WIRELESS GROUP COM WIRLES GRP 001957406 13773 494100 SH SOLE 351400 0 142700
ABBOTT LABS COMMON 002824100 2043 45856 SH SOLE 18665 0 27191
ACCREDO HEALTH INC COMMON 00437V104 669 19350 SH SOLE 19350 0 0
ACLARA BIOSCIENCES INC COMMON 00461P106 31054 609650 SH SOLE 469985 0 139665
ACTIVE SOFTWARE INC COMMON 00504E100 42602 548375 SH SOLE 452985 0 95390
ADAC LABS COM NEW 005313200 463 19300 SH SOLE 19300 0 0
ADVANCE PARADIGM INC COMMON 007491103 472 23000 SH SOLE 23000 0 0
ADVANCED MARKETING SVCS COMMON 00753T105 1026 55625 SH SOLE 55625 0 0
ADVANCED FIBRE COMMUNICA COMMON 00754A105 372 8200 SH SOLE 8200 0 0
AETHER SYS INC COMMON 00808V105 379935 1853340 SH SOLE 1483620 0 369720
AETNA INC COMMON 008117103 236 3671 SH SOLE 0 0 3671
AFFYMETRIX INC COMMON 00826T108 339 2050 SH SOLE 1400 0 650
AGILENT TECHNOLGIES COMMON 00846U101 282 3822 SH SOLE 3422 0 400
AGILE SOFTWARE CORP DEL COMMON 00846X105 7054 99790 SH SOLE 61150 0 38640
AIR PRODS & CHEMS INC COMMON 009158106 10088 327400 SH SOLE 295050 0 32350
AIRGATE PCS INC COMMON 009367103 27959 531920 SH SOLE 376940 0 154980
AIRNET COMMUNICATIONS CO COMMON 00941P106 5044 193090 SH SOLE 130600 0 62490
ALBANY MOLECULAR RESH IN COMMON 012423109 5753 105680 SH SOLE 91120 0 14560
ALBERTA ENERGY LTD COMMON 012873105 405 10000 SH SOLE 0 0 10000
ALCATEL DEPOSITORY RECEI 013904305 263 3955 SH SOLE 205 0 3750
ALLAIRE CORP COMMON 016714107 98382 2677055 SH SOLE 2152945 0 524110
ALLEGIANCE TELECOM INC COMMON 01747T102 22347 349172 SH SOLE 262422 0 86750
ALLERGAN INC COMMON 018490102 8057 108150 SH SOLE 85000 0 23150
ALLIANCE SEMICONDUCTOR C COMMON 01877H100 2110 85900 SH SOLE 58100 0 27800
ALLIED CAP CORP NEW COMMON 01903Q108 382 22460 SH SOLE 22460 0 0
ALLIED RISER COMMUNICATI COMMON 019496108 40460 2864415 SH SOLE 1911925 0 952490
ALLIED RISER CONV. 019496AA6 8020 8000000 PRN SOLE 7600000 0 400000
ALLTEL CORP COMMON 020039103 1608 25960 SH SOLE 14740 0 11220
ALPHARMA INC CL A 020813101 517 8300 SH SOLE 8300 0 0
ALPHA 1 BIOMEDICALS INC COMMON 020910105 13 115500 SH SOLE 0 0 115500
ALTEON WEBSYSTEMS INC COMMON 02145A109 58613 585760 SH SOLE 429920 0 155840
ALZA CORP DEL COMMON 022615108 11672 197420 SH SOLE 173020 0 24400
AMAZON COM INC COMMON 023135106 1857 51150 SH SOLE 26290 0 24860
AMERADA HESS CORP COMMON 023551104 618 10000 SH SOLE 0 0 10000
AMERICA ONLINE INC DEL COMMON 02364J104 32640 619511 SH SOLE 452625 0 166886
AMERICAN CAPITAL STRATEG COMMON 024937104 2951 123615 SH SOLE 59415 0 64200
AMERICAN EXPRESS CO COMMON 025816109 26626 510815 SH SOLE 386620 0 124195
AMERICAN GENERAL CORP COMMON 026351106 613 10050 SH SOLE 50 0 10000
AMERICAN HOME PRODS CORP COMMON 026609107 512 8723 SH SOLE 443 0 8280
AMERICAN INTL GROUP INC COMMON 026874107 12994 110583 SH SOLE 91286 0 19297
AMGEN INC COMMON 031162100 22338 317975 SH SOLE 190560 0 127415
ANADARKO PETE CORP COMMON 032511107 52629 1067255 SH SOLE 950220 0 117035
ANALOG DEVICES INC COMMON 032654105 337 4440 SH SOLE 1040 0 3400
ANDREW CORP COMMON 034425108 68778 2049265 SH SOLE 1520915 0 528350
ANHEUSER BUSCH COS INC COMMON 035229103 3337 44680 SH SOLE 29050 0 15630
AON CORP COMMON 037389103 7775 250300 SH SOLE 214300 0 36000
APACHE CORP COMMON 037411105 73477 1249345 SH SOLE 1088525 0 160820
APOLLO GROUP INC CL A 037604105 252 9000 SH SOLE 0 0 9000
APPLE COMPUTER INC COMMON 037833100 516 9850 SH SOLE 300 0 9550
APPLIED MATLS INC COMMON 038222105 6869 75800 SH SOLE 63250 0 12550
APPLIED MICRO CIRCUITS C COMMON 03822W109 54886 555810 SH SOLE 470080 0 85730
ARIBA INC COMMON 04033V104 287243 2929650 SH SOLE 2244900 0 684750
ARMOR HOLDINGS INC COMMON 042260109 304 23400 SH SOLE 23400 0 0
ARQULE INC COMMON 04269E107 1017 52500 SH SOLE 52500 0 0
ART TECHNOLOGY GROUP INC COMMON 04289L107 123814 1226640 SH SOLE 954670 0 271970
ARTHROCARE CORP COMMON 043136100 5645 106005 SH SOLE 79630 0 26375
ASPECT MED SYS INC COMMON 045235108 14765 546840 SH SOLE 425100 0 121740
AURORA BIOSCIENCES CORP COMMON 051920106 42913 629345 SH SOLE 495210 0 134135
AUTOMATIC DATA PROCESSIN COMMON 053015103 447 8339 SH SOLE 610 0 7729
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AVANEX CORP COMMON 05348W109 5088 53279 SH SOLE 800 0 52479
AVANT IMMUNOTHERAPEUTICS COMMON 053491106 317 30000 SH SOLE 0 0 30000
AXENT TECHNOLOGIES INC COMMON 05459C108 731 29478 SH SOLE 0 0 29478
BJ SVCS CO COMMON 055482103 45914 734620 SH SOLE 652920 0 81700
BP AMOCO P L C DEPOSITORY RECEI 055622104 4248 75094 SH SOLE 22858 0 52236
BAKER HUGHES INC COMMON 057224107 856 26750 SH SOLE 15250 0 11500
BANK NEW YORK INC COMMON 064057102 370 7952 SH SOLE 1200 0 6752
BARRICK GOLD CORP COMMON 067901108 728 40000 SH SOLE 39000 0 1000
BARRETT RES CORP COM PAR $0.01 068480201 609 20000 SH SOLE 0 0 20000
BEA SYS INC COMMON 073325102 94216 1905755 SH SOLE 1427935 0 477820
BELL ATLANTIC CORP COMMON 077853109 459 9038 SH SOLE 320 0 8718
BENIHANA INC CL A 082047200 342 25600 SH SOLE 25600 0 0
BERKLEY PETE CORP COMMON 08449G106 284 45000 SH SOLE 0 0 45000
BERRY PETE CO CL A 085789105 170 10000 SH SOLE 10000 0 0
BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 2100 11800 SH SOLE 11800 0 0
BOCA RESORTS INC CL A 09688T106 216 21900 SH SOLE 21900 0 0
BOOKHAM TECHNOLOGY PLC DEPOSITORY RECEI 09856Q108 8094 136600 SH SOLE 126900 0 9700
BRAUNS FASHIONS CORP COMMON 105658108 616 16800 SH SOLE 16800 0 0
BRINKER INTL INC COMMON 109641100 1033 35330 SH SOLE 33130 0 2200
BRISTOL MYERS SQUIBB CO COMMON 110122108 18121 311095 SH SOLE 262445 0 48650
BROADBASE SOFTWARE COMMON 11130R100 4425 144500 SH SOLE 97700 0 46800
BROADCOM CORP CL A 111320107 308796 1410430 SH SOLE 1082015 0 328415
BROADVISION INC COMMON 111412102 473 9300 SH SOLE 9300 0 0
BROCADE COMMUNICATIONS S COMMON 111621108 297437 1621050 SH SOLE 1314735 0 306315
BROWN TOM INC COM NEW 115660201 330 14300 SH SOLE 14300 0 0
BUCA INC COMMON 117769109 1682 107660 SH SOLE 102645 0 5015
BUFFETS INC COMMON 119882108 1396 110000 SH SOLE 110000 0 0
BURLINGTON RES INC COMMON 122014103 9484 247950 SH SOLE 227400 0 20550
BURNHAM PAC PPTYS INC COMMON 12232C108 121 17650 SH SOLE 600 0 17050
CBRL GROUP INC COMMON 12489V106 12598 857720 SH SOLE 727020 0 130700
CV THERAPEUTICS INC COMMON 126667104 575 8300 SH SOLE 8300 0 0
CALIPER TECHNOLOGIES COR COMMON 130876105 13760 299130 SH SOLE 228265 0 70865
CALPINE CORP COMMON 131347106 25748 391600 SH SOLE 355160 0 36440
CANADIAN NAT RES LTD COMMON 136385101 871 30000 SH SOLE 0 0 30000
CAPSTONE TURBINE CORP COMMON 14067D102 21499 477100 SH SOLE 373475 0 103625
CAREER EDUCATION CORP COMMON 141665109 15764 325025 SH SOLE 286775 0 38250
CENDANT CORP COMMON 151313103 263 18800 SH SOLE 18800 0 0
CEPHALON INC COMMON 156708109 449 7500 SH SOLE 7500 0 0
CEPHEID COMMON 15670R107 22384 2540000 SH SOLE 2364400 0 175600
CERETEK LLC COMMON 156990103 800 18000 SH SOLE 18000 0 0
CHARLES RIV LABS INTL IN COMMON 159864107 9112 410690 SH SOLE 321265 0 89425
CHECKFREE CORP NEW COMMON 162813109 2500 48481 SH SOLE 3415 0 45066
CHEESECAKE FACTORY INC COMMON 163072101 5379 195585 SH SOLE 191535 0 4050
CHEVRON CORPORATION COMMON 166751107 1843 21732 SH SOLE 1100 0 20632
CHOICE ONE COMMUNICATION COMMON 17038P104 74524 1826010 SH SOLE 1401410 0 424600
CHUBB CORP COMMON 171232101 332 5400 SH SOLE 3000 0 2400
CIENA CORP COMMON 171779101 122840 736946 SH SOLE 594942 0 142004
CIRCLE INTL GROUP INC COMMON 172574105 302 12000 SH SOLE 12000 0 0
CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 4524 136310 SH SOLE 113560 0 22750
CISCO SYS INC COMMON 17275R102 125424 1973237 SH SOLE 1590261 0 382976
CITIGROUP INC COMMON 172967101 10760 178594 SH SOLE 150124 0 28470
CLARENT CORP DEL COMMON 180461105 2846 39800 SH SOLE 26900 0 12900
CLARUS CORP COMMON 182707109 2321 59702 SH SOLE 37310 0 22392
CLEAR CHANNEL COMMUNICAT COMMON 184502102 32541 433875 SH SOLE 353465 0 80410
CLICK COMMERCE INC COMMON 18681D109 423 18700 SH SOLE 15900 0 2800
COASTAL CORP COMMON 190441105 632 10380 SH SOLE 380 0 10000
COBALT NETWORKS INC COMMON 19074R101 17818 307875 SH SOLE 188875 0 119000
COCA COLA CO COMMON 191216100 497 8646 SH SOLE 1510 0 7136
COLE KENNETH PRODTNS INC CL A 193294105 468 11700 SH SOLE 11700 0 0
COMPUCREDIT CORP COMMON 20478N100 651 21700 SH SOLE 21700 0 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 61522 661530 SH SOLE 530720 0 130810
CONCORD COMMUNICATIONS I COMMON 206186108 480 12030 SH SOLE 11225 0 805
CONEXANT SYSTEMS INC COMMON 207142100 5164 106197 SH SOLE 89200 0 16997
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONNETICS CORP COMMON 208192104 7359 551366 SH SOLE 392564 0 158802
CONOCO INC CL A 208251306 375 17050 SH SOLE 16800 0 250
COOPER CAMERON CORP COMMON 216640102 3825 57950 SH SOLE 42200 0 15750
COORS ADOLPH CO CL B 217016104 23310 385285 SH SOLE 293830 0 91455
COPPER MTN NETWORKS INC COMMON 217510106 8013 90925 SH SOLE 0 0 90925
COR THERAPEUTICS INC COMMON 217753102 853 10000 SH SOLE 10000 0 0
COREL CORPORATION COMMON 21868Q109 79 20000 SH SOLE 20000 0 0
CORILLIAN CORP COMMON 218725109 3874 233030 SH SOLE 215030 0 18000
CORIXA CORP COMMON 21887F100 534 12437 SH SOLE 12200 0 237
CORNING INC COMMON 219350105 1013 3755 SH SOLE 2920 0 835
CORPORATE EXECUTIVE BRD COMMON 21988R102 550 9190 SH SOLE 5850 0 3340
COSTCO WHSL CORP NEW COMMON 22160K105 3083 93410 SH SOLE 45510 0 47900
CREDENCE SYS CORP COMMON 225302108 17143 310625 SH SOLE 236265 0 74360
CRITICAL PATH INC COMMON 22674V100 3904 66955 SH SOLE 47355 0 19600
CROSSROADS SYSTEMS SER E PFD STOCK PRIV P 227990108 5113 225000 SH SOLE 0 0 225000
CUBIST PHARMACEUTICALS I COMMON 229678107 561 11400 SH SOLE 11400 0 0
CURAGEN CORP COMMON 23126R101 381 10000 SH SOLE 10000 0 0
CYPRESS SEMICONDUCTOR CO COMMON 232806109 21441 507491 SH SOLE 369626 0 137865
CYTYC CORP COMMON 232946103 39735 744450 SH SOLE 621640 0 122810
DTE ENERGY CO COMMON 233331107 17211 563135 SH SOLE 508460 0 54675
DELL COMPUTER CORP COMMON 247025109 19505 395540 SH SOLE 322485 0 73055
DELTA & PINE LD CO COMMON 247357106 568 22650 SH SOLE 22650 0 0
DENDRITE INTL INC COMMON 248239105 580 17400 SH SOLE 17400 0 0
DEVON ENERGY CORP NEW COMMON 25179M103 21343 379850 SH SOLE 335600 0 44250
DIAMOND OFFSHORE DRILLIN COMMON 25271C102 1912 54435 SH SOLE 54285 0 150
DIAMOND TECHNOLOGY PARTN CL A 252762109 5606 63700 SH SOLE 43200 0 20500
DIGEX INC DEL CL A 253756100 1068 15715 SH SOLE 11070 0 4645
DIGITAL INSIGHT CORP COMMON 25385P106 45824 1347760 SH SOLE 1046385 0 301375
DIGITALTHINK INC COMMON 25388M100 387 10780 SH SOLE 8750 0 2030
DISNEY WALT CO COM DISNEY 254687106 23726 611298 SH SOLE 540342 0 70956
DITECH COMMUNICATIONS CO COMMON 25500M103 150334 1589785 SH SOLE 1259360 0 330425
DIVERSA CORP COMMON 255064107 530 16000 SH SOLE 16000 0 0
DOCUMENTUM INC COMMON 256159104 4639 51900 SH SOLE 35200 0 16700
DOLLAR TREE STORES INC COMMON 256747106 6391 161550 SH SOLE 161550 0 0
DOUBLECLICK INC COMMON 258609304 2018 52940 SH SOLE 0 0 52940
DOW JONES & CO INC COMMON 260561105 1160 15840 SH SOLE 8125 0 7715
DU PONT E I DE NEMOURS & COMMON 263534109 346 7918 SH SOLE 300 0 7618
DYNATECH CORP NEW COMMON 268140100 1680 92700 SH SOLE 62900 0 29800
E M C CORP MASS COMMON 268648102 95448 1240590 SH SOLE 1039080 0 201510
ENSCO INTL INC COMMON 26874Q100 1540 43000 SH SOLE 3000 0 40000
EPIX MEDICAL INC COMMON 26881Q101 4077 274100 SH SOLE 274100 0 0
E PIPHANY INC COMMON 26881V100 81177 757339 SH SOLE 552170 0 205169
E-TEK DYNAMICS INC COMMON 269240107 501 1900 SH SOLE 0 0 1900
EBAY INC COMMON 278642103 5546 102110 SH SOLE 57750 0 44360
EBENX INC COMMON 278668108 9722 458855 SH SOLE 348080 0 110775
ECHOSTAR COMMUNICATIONS CL A 278762109 515 15560 SH SOLE 4860 0 10700
EDUCATION MGMT CORP COMMON 28139T101 307 17000 SH SOLE 0 0 17000
EDWARDS LIFESCIENCES COR COMMON 28176E108 574 31000 SH SOLE 31000 0 0
EL PASO ENERGY CORP DEL COMMON 283905107 517 10150 SH SOLE 0 0 10150
ELAN PLC DEPOSITORY RECEI 284131208 255 5260 SH SOLE 4260 0 1000
ELOQUENT INC COMMON 290140102 128 14200 SH SOLE 2050 0 12150
EMCOR GROUP INC COMMON 29084Q100 664 28625 SH SOLE 24825 0 3800
EMERGE INTERACTIVE INC CL A 29088W103 513 28600 SH SOLE 8800 0 19800
EMERSON ELEC CO COMMON 291011104 2031 33646 SH SOLE 17925 0 15721
EMMIS COMMUNICATIONS COR CL A 291525103 348 8400 SH SOLE 8400 0 0
ENDOSONICS CORP COMMON 29264K105 291 51800 SH SOLE 51800 0 0
ENERGIS PLC ADR DEPOSITORY RECEI 29266H100 386 2075 SH SOLE 750 0 1325
ENRON CORP COMMON 293561106 29304 454332 SH SOLE 346195 0 108137
ENSIGN RESOURCE SVC GROU COMMON 29357T104 1153 35000 SH SOLE 0 0 35000
ENTERCOM COMMUNICATIONS CL A 293639100 1412 28960 SH SOLE 16000 0 12960
ENTRUST TECHNOLOGIES INC COMMON 293848107 7472 92122 SH SOLE 650 0 91472
ENZON INC COMMON 293904108 7744 182200 SH SOLE 182200 0 0
EPITOPE INC COMMON 294261102 344 25000 SH SOLE 25000 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EQUITY OFFICE PROPERTIES COMMON 294741103 334 12100 SH SOLE 4600 0 7500
ERICSSON L M TEL CO DEPOSITORY RECEI 294821400 21546 1077280 SH SOLE 801875 0 275405
ESPEED INC CL A 296643109 32128 739640 SH SOLE 528645 0 210995
ESSEX ENERGY FUND LP ESSEX PERF FUND 296996101 9659 6500 SH SOLE 6500 0 0
ESSEX INT/MED/ENT LP RAYMOND SHAMIE I 301990107 750 500 SH SOLE 0 0 500
EXFO ELECTRO OPTICAL ENG SUB VTG SHS 302043104 1731 39450 SH SOLE 27975 0 11475
EXODUS COMMUNICATIONS IN COMMON 302088109 20056 435400 SH SOLE 300600 0 134800
EXPRESS SCRIPTS INC CL A 302182100 516 8300 SH SOLE 8300 0 0
EXTREME NETWORKS INC COMMON 30226D106 159845 1515115 SH SOLE 1214890 0 300225
EXXON MOBIL CORP COMMON 30231G102 4400 56050 SH SOLE 19809 0 36241
F Y I INC COMMON 302712104 276 8200 SH SOLE 8200 0 0
ESSEX HIGH TECH (USA) LP LP INVESTOR JO 304991102 8723 1000 SH SOLE 1000 0 0
ESSEX GLOB FINL SERV FD EPF INVESTOR 304992100 3012 3800 SH SOLE 3800 0 0
FASTENAL CO COMMON 311900104 2784 55000 SH SOLE 55000 0 0
ESSEX LIFE SCIENCES FD EPF INVESTOR 311990105 20692 10000 SH SOLE 10000 0 0
ESSEX HIGH TECH FUND LP COMMON 313999104 1267 180 SH SOLE 0 0 180
ESSEX HIGH TECH (USA) LP RAYMOND SHAMIE I 31399J102 753 500 SH SOLE 0 0 500
ESSEX PERFORMANCE FUND COMMON 330995101 3460 110053 SH SOLE 0 0 110053
FIRSTWORLD COMMUNICATION COM SER B 337625305 8882 845920 SH SOLE 651140 0 194780
FLAMEL TECHNOLOGIES SA DEPOSITORY RECEI 338488109 323 61450 SH SOLE 61450 0 0
FLEXPORT EMRGING GROWTH COMMON 339994105 1580 390000 SH SOLE 0 0 390000
FLEXPORT LARGE CAP COMMON 339996100 1622 650000 SH SOLE 0 0 650000
FOREST LABS INC COMMON 345838106 42994 425685 SH SOLE 418620 0 7065
FORRESTER RESH INC COMMON 346563109 49466 679365 SH SOLE 580215 0 99150
FOUNDRY NETWORKS INC COMMON 35063R100 14566 132415 SH SOLE 98260 0 34155
FOX ENTMT GROUP INC CL A 35138T107 3482 114640 SH SOLE 67800 0 46840
FREEMARKETS INC COMMON 356602102 726 15300 SH SOLE 15300 0 0
FUSION MED TECHNOLOGIES COMMON 361128101 303 19000 SH SOLE 19000 0 0
GTE CORP COMMON 362320103 763 12262 SH SOLE 9050 0 3212
GALLAGHER ARTHUR J & CO COMMON 363576109 918 21860 SH SOLE 16460 0 5400
ESSEX TELECOMM LP RAYMOND SHAMIE I 363990102 772 500 SH SOLE 0 0 500
GANNETT INC COMMON 364730101 764 12770 SH SOLE 12500 0 270
GEERLINGS & WADE INC COMMON 368473104 36 12000 SH SOLE 0 0 12000
GEMSTAR-TV GUIDE INTL IN COMMON 36866W106 31200 507711 SH SOLE 387271 0 120440
GENENTECH INC COM NEW 368710406 131448 764230 SH SOLE 608170 0 156060
GENERAL ELEC CO COMMON 369604103 16738 315815 SH SOLE 204147 0 111668
GETTY IMAGES INC COMMON 374276103 19656 530350 SH SOLE 341650 0 188700
GILLETTE CO COMMON 375766102 269 7700 SH SOLE 0 0 7700
GLOBAL INDS LTD COMMON 379336100 18633 987155 SH SOLE 749695 0 237460
GLOBAL MARINE INC COMMON 379352404 1691 60000 SH SOLE 10000 0 50000
GLOBESPAN INC COMMON 379571102 218560 1790330 SH SOLE 1470485 0 319845
GOLDMAN SACHS GROUP INC COMMON 38141G104 228 2400 SH SOLE 1600 0 800
GOLF TR AMER INC COMMON 38168B103 269 16930 SH SOLE 12700 0 4230
DEJA.COM INC SER D PREFFERRED 383990108 1000 277008 SH SOLE 0 0 277008
GRANITE BROADCASTING COR COMMON 387241102 148 20000 SH SOLE 20000 0 0
GRANT PRIDECO INC COMMON 38821G101 10186 407450 SH SOLE 332525 0 74925
GRIC COMMUNICATIONS INC COMMON 398081109 3033 169110 SH SOLE 130120 0 38990
HNC SOFTWARE INC COMMON 40425P107 20164 326550 SH SOLE 323300 0 3250
HALLIBURTON CO COMMON 406216101 32070 679625 SH SOLE 597495 0 82130
HANDLEMAN CO DEL COMMON 410252100 1250 100000 SH SOLE 100000 0 0
HANDSPRING INC COMMON 410293104 9415 348700 SH SOLE 236700 0 112000
HARMON INDS INC NEW COMMON 413136102 2735 206450 SH SOLE 206450 0 0
HARTFORD FINL SVCS GROUP COMMON 416515104 223 3980 SH SOLE 3180 0 800
HEALTHSOUTH CORP COMMON 421924101 318 44200 SH SOLE 44200 0 0
HEMASURE PIPE PRIV PLACEMENT 423504109 2013 402600 SH SOLE 402600 0 0
HEWLETT PACKARD CO COMMON 428236103 1331 10656 SH SOLE 9106 0 1550
HOME DEPOT INC COMMON 437076102 70255 1406858 SH SOLE 1209217 0 197641
HOMEGROCER COM INC COMMON 43740K100 2296 380700 SH SOLE 253400 0 127300
HOMESTORE COM INC COMMON 437852106 24523 840200 SH SOLE 520900 0 319300
HONEYWELL INTL INC COMMON 438516106 277 8220 SH SOLE 8000 0 220
HOUSEHOLD INTL INC COMMON 441815107 216 5187 SH SOLE 5187 0 0
ICN PHARMACEUTICALS INC COMMON 448924100 14724 529405 SH SOLE 403825 0 125580
HYPERION SOLUTIONS CORP COMMON 44914M104 5917 182400 SH SOLE 123500 0 58900
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IRT CORP COMMON 450052303 4 15893 SH SOLE 0 0 15893
ITXC CORP COMMON 45069F109 56896 1606960 SH SOLE 1148695 0 458265
IXL ENTERPRISES INC COMMON 450718101 312 21549 SH SOLE 0 0 21549
IBASIS 144 RESTRICTION COMMON 450732102 1938 57847 SH SOLE 0 0 57847
IBEAM BROADCASTING CORP COMMON 45073P101 35747 1985925 SH SOLE 1289615 0 696310
IMPCO TECHNOLOGIES INC COMMON 45255W106 606 14300 SH SOLE 14300 0 0
IMPERIAL OIL LTD COM NEW 453038408 731 30000 SH SOLE 0 0 30000
INAMED CORP COMMON 453235103 17303 472440 SH SOLE 396750 0 75690
INCO LTD COMMON 453258402 211 13750 SH SOLE 3750 0 10000
INFINEON TECHNOLOGIES AG DEPOSITORY RECEI 45662N103 2972 37500 SH SOLE 36200 0 1300
INFINITY BROADCASTING CP CL A 45662S102 2551 70000 SH SOLE 49700 0 20300
INFOSYS TECHNOLOGIES LTD DEPOSITORY RECEI 456788108 886 5000 SH SOLE 0 0 5000
INFOSPACE INC COMMON 45678T102 768 13900 SH SOLE 4500 0 9400
INKTOMI CORP COMMON 457277101 169343 1432072 SH SOLE 1143210 0 288862
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JDS UNIPHASE CORP COMMON 46612J101 149050 1243382 SH SOLE 981279 0 262103
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LUBRIZOL CORP COMMON 549271104 202 9600 SH SOLE 9600 0 0
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MBNA CORP COMMON 55262L100 217 8000 SH SOLE 7800 0 200
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MKS INSTRUMENT INC COMMON 55306N104 2299 58770 SH SOLE 58700 0 70
MPSI SYSTEMS (UNRESTR) DTC POSITION 553412206 33 20500 SH SOLE 0 0 20500
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MARSH & MCLENNAN COS INC COMMON 571748102 3825 36620 SH SOLE 27805 0 8815
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MEDIA METRIX INC COMMON 58440X103 234 9190 SH SOLE 6850 0 2340
MEDICIS PHARMACEUTICAL C CL A NEW 584690309 496 8700 SH SOLE 8700 0 0
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MICROSOFT CORP COMMON 594918104 94201 1177518 SH SOLE 939940 0 237578
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MEDIGENE AG EURO DENOMINATIO 5997936 985 15000 SH SOLE 15000 0 0
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MODEM MEDIA INC CL A 607533106 323 26000 SH SOLE 21000 0 5000
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NET2000 COMMUNICATIONS I COMMON 64122G103 10283 627940 SH SOLE 480990 0 146950
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</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEW YORK TIMES CO CL A 650111107 687 17400 SH SOLE 17400 0 0
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NVIDIA CORP COMMON 67066G104 496 7800 SH SOLE 4400 0 3400
OM GROUP INC COMMON 670872100 365 8300 SH SOLE 8300 0 0
OSI PHARMACEUTICALS INC COMMON 671040103 568 19700 SH SOLE 19700 0 0
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OMNICOM GROUP INC COMMON 681919106 6025 67645 SH SOLE 36555 0 31090
ONI SYSTEMS CORP COMMON 68273F103 18794 160350 SH SOLE 125830 0 34520
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OPEN MKT INC COMMON 68370M100 149 10800 SH SOLE 10800 0 0
ORACLE CORP COMMON 68389X105 20496 243824 SH SOLE 200364 0 43460
ORAPHARMA INC COMMON 68554E106 1013 101260 SH SOLE 95890 0 5370
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OSCA INC CL A 687836106 19198 1137670 SH SOLE 945240 0 192430
OUTBACK STEAKHOUSE INC COMMON 689899102 13029 445425 SH SOLE 371316 0 74109
UNITED MICROELECTRONIC TAIWAN DENOMINAT 6916628 40 14400 SH SOLE 0 0 14400
PE CORP - BIO GROUP COMMON 69332S102 211860 3216095 SH SOLE 2509445 0 706650
PE CORP - CELERA GEN CELERA GEN GRP 69332S201 111890 1216195 SH SOLE 974645 0 241550
P F CHANGS CHINA BISTRO COMMON 69333Y108 1697 53140 SH SOLE 49590 0 3550
PMC-SIERRA INC COMMON 69344F106 78254 440400 SH SOLE 318615 0 121785
PACKARD BIOSCIENCE INC COMMON 695172205 61466 3615635 SH SOLE 3336635 0 279000
PALM INC COMMON 696642107 10778 322950 SH SOLE 217600 0 105350
PARADIGM GENETICS INC COMMON 69900R106 423 34700 SH SOLE 34700 0 0
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PARAMOUNT RES LTD COMMON 699320107 290 28400 SH SOLE 0 0 28400
PARTHUS TECHNOLOGIES PLC DEPOSITORY RECEI 70211Y103 2067 72525 SH SOLE 57950 0 14575
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PERITUS SOFTWARE SVC RESTRICTED STOCK 714006103 3 10088 SH SOLE 0 0 10088
PETROLEUM GEO-SVCS A/S DEPOSITORY RECEI 716597109 8472 496500 SH SOLE 495900 0 600
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PHYSIOMETRIX PIPE PRIV PLACEMENT 718928104 4793 216630 SH SOLE 183930 0 32700
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POGO PRODUCING CO COMMON 730448107 247 11165 SH SOLE 11165 0 0
POLYCOM INC COMMON 73172K104 75675 804255 SH SOLE 678060 0 126195
PORTAL SOFTWARE INC COMMON 736126103 73066 1143890 SH SOLE 1011030 0 132860
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PRENTISS PPTYS TR SH BEN INT 740706106 379 15775 SH SOLE 7750 0 8025
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PRICELINE COM INC COMMON 741503106 11870 312500 SH SOLE 202400 0 110100
PRIDE INTL INC COMMON 741932107 21966 887500 SH SOLE 632090 0 255410
PROBUSINESS SERVICES INC COMMON 742674104 545 20500 SH SOLE 17100 0 3400
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DYAX CORP CV PFD $0. 743997892 103 28944 SH SOLE 28944 0 0
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QRS CORP COMMON 74726X105 764 31100 SH SOLE 25000 0 6100
QUEST SOFTWARE INC COMMON 74834T103 27410 494980 SH SOLE 377130 0 117850
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R & B FALCON CORP COMMON 74912E101 40709 1727690 SH SOLE 1436065 0 291625
RADIO ONE CL D CL D NON VTG 75040P405 207 9400 SH SOLE 9400 0 0
RATIONAL SOFTWARE CORP COM NEW 75409P202 21063 226635 SH SOLE 168985 0 57650
RAVISENT TECHNOLOGIES IN COMMON 754440105 126 17875 SH SOLE 6990 0 10885
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RED HAT INC COMMON 756577102 3427 126637 SH SOLE 110090 0 16547
REDBACK NETWORKS INC COMMON 757209101 458829 2561502 SH SOLE 1816982 0 744520
REDIFF COM INDIA LTD DEPOSITORY RECEI 757479100 190 13600 SH SOLE 13000 0 600
REPSOL S A DEPOSITORY RECEI 76026T205 238 12000 SH SOLE 0 0 12000
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RURAL CELLULAR CORP CL A 781904107 858 11200 SH SOLE 11200 0 0
SBC COMMUNICATIONS INC COMMON 78387G103 777 17963 SH SOLE 890 0 17073
SDL INC COMMON 784076101 93827 329000 SH SOLE 285535 0 43465
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ST JUDE MED INC COMMON 790849103 1521 33150 SH SOLE 33150 0 0
ST MARY LD & EXPL CO COMMON 792228108 530 12600 SH SOLE 12600 0 0
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SANGSTAT MED CORP COMMON 801003104 440 15250 SH SOLE 15250 0 0
SATYAM INFOWAY LTD DEPOSITORY RECEI 804099109 257 11550 SH SOLE 3000 0 8550
SBS BROADCASTING SA NOTE 7.000 12/0 805906AB0 710 390000 PRN SOLE 390000 0 0
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SCHLUMBERGER LTD COMMON 806857108 79540 1065865 SH SOLE 832935 0 232930
SCIENT CORP COMMON 80864H109 9562 216704 SH SOLE 137480 0 79224
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SELECTICA INC COMMON 816288104 1766 25200 SH SOLE 23975 0 1225
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SEQUENOM INC COMMON 817337108 38861 856450 SH SOLE 483400 0 373050
SHAW GROUP INC COMMON 820280105 7284 154565 SH SOLE 128265 0 26300
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SIGMA ALDRICH CORP COMMON 826552101 2706 92500 SH SOLE 66200 0 26300
SILICON STORAGE TECHNOLO COMMON 827057100 53773 608890 SH SOLE 504840 0 104050
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SITARA NETWORKS SER E PRIVATE PLACEMEN 829990100 1184 181818 SH SOLE 0 0 181818
SMARTFORCE PUB LTD CO DEPOSITORY RECEI 83170A206 40198 837450 SH SOLE 761000 0 76450
SMITH INTL INC COMMON 832110100 58435 802540 SH SOLE 706795 0 95745
SOFTECH INC COMMON 834021107 33 31000 SH SOLE 0 0 31000
SOFTWARE COM INC COMMON 83402P104 2358 18155 SH SOLE 6155 0 12000
SONERA GROUP PLC DEPOSITORY RECEI 835433202 841 18285 SH SOLE 13385 0 4900
SONIC INNOVATIONS INC COMMON 83545M109 12414 668765 SH SOLE 633465 0 35300
SONIC FNDRY PRIVATE PLCM PIPE 83545R108 3855 203942 SH SOLE 133302 0 70640
SONY CORP DEPOSITORY RECEI 835699307 66125 701130 SH SOLE 570990 0 130140
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SPRINT CORP COM FON GROUP 852061100 434 8514 SH SOLE 0 0 8514
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ST ASSEMBLY TEST SVSC LT DEPOSITORY RECEI 85227G102 23748 922245 SH SOLE 757710 0 164535
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</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STANFORD MICRODEVICES IN COMMON 854399102 37114 854415 SH SOLE 681000 0 173415
STAPLES INC COMMON 855030102 1099 71506 SH SOLE 34520 0 36986
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STATE STR CORP COMMON 857477103 8917 84074 SH SOLE 75175 0 8899
STEELCASE INC CL A 858155203 170 10000 SH SOLE 10000 0 0
STERICYCLE INC COMMON 858912108 445 18550 SH SOLE 18550 0 0
STMICROELECTRONICS N V COMMON 861012102 894 13925 SH SOLE 0 0 13925
STORAGENETWORKS INC COMMON 86211E103 5424 60100 SH SOLE 40700 0 19400
STRATOS LIGHTWAVE INC COMMON 863100103 18696 670695 SH SOLE 514120 0 156575
STREAMLINE COM INC COMMON 863239109 239 81300 SH SOLE 81300 0 0
STUDENT ADVANTAGE INC COMMON 86386Q105 747 102200 SH SOLE 102200 0 0
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SUNCOR ENERGY INC COMMON 867229106 933 40000 SH SOLE 0 0 40000
SUNGARD DATA SYS INC COMMON 867363103 206 6656 SH SOLE 0 0 6656
SWITCHBOARD INC COMMON 871045100 108 10800 SH SOLE 5200 0 5600
SYBRON INTL CORP COMMON 87114F106 19718 995230 SH SOLE 757085 0 238145
SYCAMORE NETWORKS INC COMMON 871206108 15808 143217 SH SOLE 82600 0 60617
SYMBOL TECHNOLOGIES INC COMMON 871508107 7487 138652 SH SOLE 114037 0 24615
SYMYX TECHNOLOGIES COMMON 87155S108 32967 773695 SH SOLE 620335 0 153360
TMP WORLDWIDE INC COMMON 872941109 4193 56800 SH SOLE 52800 0 4000
TV GUIDE INC CL A 87307Q109 993 29000 SH SOLE 9100 0 19900
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TEKELEC COMMON 879101103 5710 118500 SH SOLE 80900 0 37600
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TELEFONOS DE MEXICO S A DEPOSITORY RECEI 879403780 571 10000 SH SOLE 0 0 10000
TELLABS INC COMMON 879664100 44104 644445 SH SOLE 463885 0 180560
TELESYSTEM INTL WIRELESS SUB VTG SHS 879946101 14161 765450 SH SOLE 552205 0 213245
TENFOLD CORP COMMON 88033A103 7559 459890 SH SOLE 345670 0 114220
TERADYNE INC COMMON 880770102 1344 18286 SH SOLE 8550 0 9736
TERRA NETWORKS S A DEPOSITORY RECEI 88100W103 263 7225 SH SOLE 5100 0 2125
TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 76014 1371160 SH SOLE 1237725 0 133435
TEXACO INC COMMON 881694103 1009 18940 SH SOLE 5200 0 13740
TEXAS INSTRS INC COMMON 882508104 21771 316950 SH SOLE 222450 0 94500
3COM CORP COMMON 885535104 202 3500 SH SOLE 3500 0 0
THREE FIVE SYS INC COMMON 88554L108 41700 706775 SH SOLE 563285 0 143490
TIME WARNER TELECOM INC CL A 887319101 8672 134705 SH SOLE 103075 0 31630
TIMES MIRROR CO NEW COM SER A 887364107 249 2625 SH SOLE 0 0 2625
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TOTAL FINA ELF S A DEPOSITORY RECEI 89151E109 518 6750 SH SOLE 5000 0 1750
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