<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000
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(Please read instructions before preparing form.)
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If amended report check here: [ ]
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Name of Institutional Investment Manager
125 High Street, 29th Floor Boston Ma 02110
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Business Address (Street) (City) (State) (Zip)
C. H. RITT III VICE PRESIDENT 617-342-3220
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Name, Phone No., and Title of Person Duly Authorized to submit this Report.
--------------------------------ATTENTION------------------------------------
Intentional misstatement or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 101 and 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It isunderstood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the city of Boston and State of Massachusetts on the 10th day
of November, 2000.
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC
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(Name of Institutional Investment Manager)
/s/ Charles H. Ritt III
---------------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (othere than the one filing this report): (List
in alphabetical order).
13F File Number will be assigned to Institutional Investment Managers after they
file their first report.
Name: 13F File No: Name: 13F File No.:
----------------------- ------------ -------------------------- -------------
1. AFFILIATED MANAGERS
GROUP, INC. PENDING 6.
----------------------- ------------ -------------------------- -------------
2. 7.
----------------------- ------------ -------------------------- -------------
3. 8.
----------------------- ------------ -------------------------- -------------
4. 9.
----------------------- ------------ -------------------------- -------------
5. 10.
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SEC 1685 (5/91)
Copyright (c) 1992, NRS Systems, Inc. (Portions of Software Only)
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AFLAC INC COMMON 001055102 237 3700 SH SOLE 2400 0 1300
AT&T CORP COMMON 001957109 351 11957 SH SOLE 0 0 11957
AT&T CORP COM LIB GRP A 001957208 4925 273600 SH SOLE 236100 0 37500
AT&T WIRELESS GROUP COM WIRLES GRP 001957406 2152 103100 SH SOLE 60200 0 42900
ATS MEDICAL PIPE COMMON 002083103 7168 475855 SH SOLE 413455 0 62400
ABBOTT LABS COMMON 002824100 2168 45590 SH SOLE 18665 0 26925
ABGENIX INC COMMON 00339B107 7471 92450 SH SOLE 80600 0 11850
ACCREDO HEALTH INC COMMON 00437V104 1349 27600 SH SOLE 27600 0 0
ACLARA BIOSCIENCES INC COMMON 00461P106 7473 246010 SH SOLE 197800 0 48210
ACTIVE POWER INC COMMON 00504W100 26217 422860 SH SOLE 336740 0 86120
ADAC LABS COM NEW 005313200 568 27300 SH SOLE 27300 0 0
ADVANCE PARADIGM INC COMMON 007491103 1377 32650 SH SOLE 32650 0 0
ADVANCED MARKETING SVCS COMMON 00753T105 2225 126225 SH SOLE 126225 0 0
ADVANTAGE LEARNING SYSTE COMMON 00757K100 11804 336650 SH SOLE 315800 0 20850
AETHER SYS INC COMMON 00808V105 185735 1760520 SH SOLE 1408905 0 351615
AETNA INC COMMON 008117103 213 3671 SH SOLE 0 0 3671
AFFILIATED MANAGERS GROU COMMON 008252108 47439 833176 SH SOLE 0 0 833176
AGILENT TECHNOLGIES COMMON 00846U101 334 6822 SH SOLE 3422 0 3400
AGILE SOFTWARE CORP DEL COMMON 00846X105 16350 181790 SH SOLE 108150 0 73640
ALBANY MOLECULAR RESH IN COMMON 012423109 1619 28820 SH SOLE 6500 0 22320
ALBERTA ENERGY LTD COMMON 012873105 416 10000 SH SOLE 0 0 10000
ALCATEL DEPOSITORY RECEI 013904305 249 3955 SH SOLE 205 0 3750
CAMBRIDGE ANTIBODY TECH BRITISH PD DENOM 0166225 937 15750 SH SOLE 15750 0 0
ALLAIRE CORP COMMON 016714107 142 16750 SH SOLE 9400 0 7350
ALLEGIANCE TELECOM INC COMMON 01747T102 1314 35275 SH SOLE 35275 0 0
ALLERGAN INC COMMON 018490102 12864 152350 SH SOLE 124150 0 28200
ALLIED RISER COMMUNICATI COMMON 019496108 12570 1897405 SH SOLE 1176815 0 720590
ALLIED RISER CONV. 019496AA6 4710 8000000 PRN SOLE 7600000 0 400000
ALLTEL CORP COMMON 020039103 591 11320 SH SOLE 8000 0 3320
ALPHA 1 BIOMEDICALS INC COMMON 020910105 8 115500 SH SOLE 0 0 115500
ALTEON WEBSYSTEMS INC COMMON 02145A109 42451 391650 SH SOLE 308635 0 83015
ALZA CORP DEL COMMON 022615108 16627 192225 SH SOLE 168020 0 24205
AMAZON COM INC COMMON 023135106 67599 1758680 SH SOLE 1090420 0 668260
AMERADA HESS CORP COMMON 023551104 669 10000 SH SOLE 0 0 10000
AMERICA ONLINE INC DEL COMMON 02364J104 34405 640091 SH SOLE 480620 0 159471
AMERICAN EXPRESS CO COMMON 025816109 30843 507700 SH SOLE 383805 0 123895
AMERICAN GENERAL CORP COMMON 026351106 784 10050 SH SOLE 50 0 10000
AMERICAN HOME PRODS CORP COMMON 026609107 493 8723 SH SOLE 443 0 8280
AMERICAN INTL GROUP INC COMMON 026874107 17633 184276 SH SOLE 143404 0 40872
AMERICAN MED SYS HLDGS I COMMON 02744M108 9359 598950 SH SOLE 519600 0 79350
AMERICAN SUPERCONDUCTOR COMMON 030111108 6395 130100 SH SOLE 116000 0 14100
AMGEN INC COMMON 031162100 19481 278980 SH SOLE 153165 0 125815
ANADARKO PETE CORP COMMON 032511107 178670 2688390 SH SOLE 2176200 0 512190
ANALOG DEVICES INC COMMON 032654105 284 3440 SH SOLE 40 0 3400
ANDREW CORP COMMON 034425108 21686 828095 SH SOLE 672190 0 155905
ANHEUSER BUSCH COS INC COMMON 035229103 3965 93710 SH SOLE 60850 0 32860
AON CORP COMMON 037389103 9648 245800 SH SOLE 209800 0 36000
APACHE CORP COMMON 037411105 75697 1280285 SH SOLE 1085350 0 194935
APOLLO GROUP INC CL A 037604105 359 9000 SH SOLE 0 0 9000
APPLE COMPUTER INC COMMON 037833100 254 9850 SH SOLE 300 0 9550
APPLIED MICRO CIRCUITS C COMMON 03822W109 184491 891108 SH SOLE 778130 0 112978
ARGONAUT TECHNOLOGIES IN COMMON 040175101 25014 1347540 SH SOLE 1181335 0 166205
ARIBA INC COMMON 04033V104 214630 1498125 SH SOLE 1032885 0 465240
ARMOR HOLDINGS INC COMMON 042260109 351 23400 SH SOLE 23400 0 0
ART TECHNOLOGY GROUP INC COMMON 04289L107 109029 1150705 SH SOLE 901630 0 249075
ARTHROCARE CORP COMMON 043136100 3877 199445 SH SOLE 152160 0 47285
ASPECT MED SYS INC COMMON 045235108 534 43150 SH SOLE 43150 0 0
ASTROPOWER INC COMMON 04644A101 5797 146300 SH SOLE 127350 0 18950
ATMEL CORP COMMON 049513104 152 10000 SH SOLE 10000 0 0
AURORA BIOSCIENCES CORP COMMON 051920106 43646 641855 SH SOLE 504370 0 137485
AUTOMATIC DATA PROCESSIN COMMON 053015103 558 8339 SH SOLE 610 0 7729
AVANEX CORP RULE 144 COMMON 05348W109 7569 70291 SH SOLE 25 0 70266
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AVANT IMMUNOTHERAPEUTICS COMMON 053491106 324 30000 SH SOLE 0 0 30000
AVANTGO INC COMMON 05349M100 2345 117250 SH SOLE 90375 0 26875
AVENTIS DEPOSITORY RECEI 053561106 1570 20840 SH SOLE 20040 0 800
AVIRON COMMON 053762100 1309 22450 SH SOLE 22350 0 100
BJ SVCS CO COMMON 055482103 35747 584825 SH SOLE 505775 0 79050
BP AMOCO P L C DEPOSITORY RECEI 055622104 3947 74466 SH SOLE 22858 0 51608
BAKER HUGHES INC COMMON 057224107 1372 36950 SH SOLE 25450 0 11500
BALLARD PWR SYS INC COMMON 05858H104 251 2300 SH SOLE 1800 0 500
BANK NEW YORK INC COMMON 064057102 446 7952 SH SOLE 1200 0 6752
BARRICK GOLD CORP COMMON 067901108 265 17400 SH SOLE 17400 0 0
BARR LABS INC COMMON 068306109 6355 95830 SH SOLE 94250 0 1580
BARRETT RES CORP COM PAR $0.01 068480201 14607 386300 SH SOLE 338050 0 48250
BARRINGER TECHNOLOGIES I COM NEW 068509603 120 13050 SH SOLE 0 0 13050
BEA SYS INC COMMON 073325102 120678 1549640 SH SOLE 1177315 0 372325
BEAR STEARNS COS INC COMMON 073902108 201 3190 SH SOLE 3190 0 0
BENIHANA INC CL A 082047200 307 25600 SH SOLE 25600 0 0
BERRY PETE CO CL A 085789105 181 10000 SH SOLE 10000 0 0
BEVERLY ENTERPRISES INC COM NEW 087851309 951 160250 SH SOLE 160250 0 0
BLUE MARTINI SOFTWARE IN COMMON 095698106 1870 55200 SH SOLE 46550 0 8650
BOCA RESORTS INC CL A 09688T106 241 21900 SH SOLE 21900 0 0
BOEING CO COMMON 097023105 13898 220600 SH SOLE 190350 0 30250
BRISTOL MYERS SQUIBB CO COMMON 110122108 743 13005 SH SOLE 755 0 12250
BROADCOM RULE 145 COMMON 111320107 253615 1040472 SH SOLE 766690 0 273782
BROCADE COMMUNICATIONS S COMMON 111621108 316518 1341180 SH SOLE 1069375 0 271805
BROWN TOM INC COM NEW 115660201 18353 749100 SH SOLE 657500 0 91600
BRUKER DALTONICS INC COMMON 116795105 103589 2334400 SH SOLE 1908135 0 426265
BUFFETS INC COMMON 119882108 1513 110000 SH SOLE 110000 0 0
BURLINGTON RES INC COMMON 122014103 6992 189925 SH SOLE 160000 0 29925
BURNHAM PAC PPTYS INC COMMON 12232C108 107 17650 SH SOLE 600 0 17050
CBRL GROUP INC COMMON 12489V106 1479 102870 SH SOLE 33470 0 69400
CNET NETWORKS INC COMMON 12613R104 356 14600 SH SOLE 6300 0 8300
CV THERAPEUTICS INC COMMON 126667104 914 11750 SH SOLE 11750 0 0
CABOT CORP COMMON 127055101 627 19800 SH SOLE 19800 0 0
CABOT MICROELECTRONICS C COMMON 12709P103 595 12400 SH SOLE 12400 0 0
CALIPER TECHNOLOGIES COR COMMON 130876105 27741 478809 SH SOLE 373794 0 105015
CALPINE CORP COMMON 131347106 38466 368535 SH SOLE 331855 0 36680
CAMBRIDGE NEUROSCIENCE I COMMON 132426107 178 100000 SH SOLE 100000 0 0
CANADIAN NAT RES LTD COMMON 136385101 837 25000 SH SOLE 0 0 25000
CAPSTONE TURBINE CORP COMMON 14067D102 72874 1052325 SH SOLE 865225 0 187100
CAREER EDUCATION CORP COMMON 141665109 28433 638950 SH SOLE 566250 0 72700
CAREMARK RX INC COMMON 141705103 1057 93950 SH SOLE 93950 0 0
EROOM SER C PRIVATE PLACEMEN 146990106 2000 416667 SH SOLE 0 0 416667
CENDANT CORP COMMON 151313103 372 34200 SH SOLE 34200 0 0
CEPHALON INC COMMON 156708109 2093 43150 SH SOLE 43150 0 0
CEPHEID COMMON 15670R107 20938 2557300 SH SOLE 2387400 0 169900
CERETEK LLC COMMON 156990103 1200 18000 SH SOLE 18000 0 0
CHARLES RIV LABS INTL IN COMMON 159864107 49986 1470180 SH SOLE 1184820 0 285360
CHECKFREE CORP NEW COMMON 162813109 1835 43815 SH SOLE 3415 0 40400
CHEESECAKE FACTORY INC COMMON 163072101 6831 157950 SH SOLE 153900 0 4050
CHEVRON CORPORATION COMMON 166751107 1426 16732 SH SOLE 1100 0 15632
CHILES OFFSHORE INC COMMON 16888M104 5439 251500 SH SOLE 229100 0 22400
CHOICE ONE COMMUNICATION COMMON 17038P104 7546 619150 SH SOLE 396800 0 222350
CHRISTOPHER & BANKS CORP COMMON 171046105 1151 29600 SH SOLE 29600 0 0
CHUBB CORP COMMON 171232101 359 4540 SH SOLE 2140 0 2400
CIENA CORP. RULE 145 COMMON 171779101 138950 1131398 SH SOLE 843770 0 287628
CIMA LABS INC COMMON 171796105 1057 20300 SH SOLE 20300 0 0
CIPHERGEN BIOSYSTEMS INC COMMON 17252Y104 6077 189900 SH SOLE 142765 0 47135
CIRCLE INTL GROUP INC COMMON 172574105 363 12000 SH SOLE 12000 0 0
CISCO SYS INC RESTRICTED RULE 145 17275R102 97661 1767627 SH SOLE 1268092 0 499535
CITIGROUP INC COMMON 172967101 12857 237815 SH SOLE 199859 0 37956
CLICK COMMERCE INC COMMON 18681D109 9931 232300 SH SOLE 165900 0 66400
COASTAL CORP COMMON 190441105 769 10380 SH SOLE 380 0 10000
COBALT RESTRICTED 144 RULE 144 19074R101 3296 56945 SH SOLE 0 0 56945
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COCA COLA CO COMMON 191216100 483 8766 SH SOLE 1630 0 7136
COMMERCE ONE INC DEL COMMON 200693109 534 6800 SH SOLE 3000 0 3800
COMMUNITY HEALTH SYS INC COMMON 203668108 903 28100 SH SOLE 28100 0 0
COMPUCREDIT CORP COMMON 20478N100 1325 23630 SH SOLE 23630 0 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 23914 221430 SH SOLE 144230 0 77200
CONEXANT SYSTEMS RESTR COMMON 207142100 736 17572 SH SOLE 0 0 17572
CONNETICS RESTRICTED COMMON 208192104 21991 911556 SH SOLE 717364 0 194192
CONOCO INC CL A 208251306 445 17050 SH SOLE 16800 0 250
COOPER CAMERON CORP COMMON 216640102 4675 63450 SH SOLE 47700 0 15750
COORS ADOLPH CO CL B 217016104 24829 392945 SH SOLE 299670 0 93275
COR THERAPEUTICS INC COMMON 217753102 9210 147800 SH SOLE 131300 0 16500
COREL CORPORATION COMMON 21868Q109 74 20000 SH SOLE 20000 0 0
CORECOMM LTD NEW COMMON 21869Q108 287 36112 SH SOLE 36112 0 0
CORILLIAN CORP COMMON 218725109 1738 180595 SH SOLE 171790 0 8805
CORIO INC COMMON 218875102 5562 726400 SH SOLE 510500 0 215900
CORNING INC COMMON 219350105 1115 3755 SH SOLE 2920 0 835
CORPORATE EXECUTIVE BRD COMMON 21988R102 590 14660 SH SOLE 7980 0 6680
CORVAS INTL INC COMMON 221005101 1447 62250 SH SOLE 62250 0 0
CORVIS CORP COMMON 221009103 18158 297450 SH SOLE 254645 0 42805
COSINE COMMUNICATIONS IN COMMON 221222102 10735 193200 SH SOLE 158125 0 35075
COSTCO WHSL CORP NEW COMMON 22160K105 3135 89730 SH SOLE 43810 0 45920
COVAD COMMUNICATIONS GRO COMMON 222814204 8079 604000 SH SOLE 430600 0 173400
CRITICAL PATH INC COMMON 22674V100 3393 55855 SH SOLE 42755 0 13100
CURAGEN CORP COMMON 23126R101 504 9450 SH SOLE 9450 0 0
CYTYC CORP COMMON 232946103 46193 1071140 SH SOLE 849880 0 221260
DTE ENERGY CO COMMON 233331107 21519 562585 SH SOLE 503310 0 59275
DELL COMPUTER CORP COMMON 247025109 321 10425 SH SOLE 10000 0 425
DENDRITE INTL INC COMMON 248239105 1188 44300 SH SOLE 44300 0 0
DENDREON CORP COMMON 24823Q107 983 41700 SH SOLE 41700 0 0
DEVON ENERGY CORP NEW COMMON 25179M103 23116 384306 SH SOLE 335765 0 48541
DIAMOND OFFSHORE DRILLIN COMMON 25271C102 2232 54435 SH SOLE 54285 0 150
DIGEX INC DEL CL A 253756100 515 10990 SH SOLE 6945 0 4045
DIGITAL INSIGHT CORP COMMON 25385P106 44050 1227865 SH SOLE 916190 0 311675
DIGITALTHINK INC COMMON 25388M100 18090 429435 SH SOLE 260350 0 169085
DISNEY WALT CO COM DISNEY 254687106 1984 51878 SH SOLE 47312 0 4566
DITECH COMMUNICATIONS CO COMMON 25500M103 45246 1103570 SH SOLE 900470 0 203100
DIVINE INTERVENTURES INC CL A 255404105 227 60500 SH SOLE 25900 0 34600
DOCENT INC COMMON 25608L106 3690 201500 SH SOLE 149425 0 52075
DOLLAR TREE STORES INC COMMON 256747106 9915 244430 SH SOLE 244430 0 0
DONALDSON LUFKIN & JENRE COM DLJ 257661108 218 2440 SH SOLE 2440 0 0
DOUBLECLICK INC COMMON 258609304 1504 46988 SH SOLE 0 0 46988
DOW JONES & CO INC COMMON 260561105 598 9880 SH SOLE 7865 0 2015
DU PONT E I DE NEMOURS & COMMON 263534109 328 7918 SH SOLE 300 0 7618
DUKE ENERGY CORP COMMON 264399106 1206 14063 SH SOLE 458 0 13605
DURAMED PHARMACEUTICALS COMMON 266354109 733 125500 SH SOLE 125500 0 0
DURECT CORP COMMON 266605104 6564 437600 SH SOLE 424750 0 12850
DYAX CORP RESTRICTED LOCK UP UNTIL 02 26746E103 300 18871 SH SOLE 18871 0 0
DYNEGY INC NEW CL A 26816Q101 319 5600 SH SOLE 5600 0 0
E M C CORP MASS COMMON 268648102 148299 1496085 SH SOLE 1213490 0 282595
ENSCO INTL INC COMMON 26874Q100 1645 43000 SH SOLE 3000 0 40000
EOG RES INC COMMON 26875P101 488 12550 SH SOLE 10450 0 2100
EPIX MEDICAL INC COMMON 26881Q101 1136 81150 SH SOLE 81150 0 0
E PIPHANY INC COMMON 26881V100 32314 419326 SH SOLE 277415 0 141911
EBAY INC COMMON 278642103 43396 631785 SH SOLE 398330 0 233455
ECHOSTAR COMMUNICATIONS CL A 278762109 805 15260 SH SOLE 6660 0 8600
EDEN BIOSCIENCE CORP COMMON 279445100 2059 62400 SH SOLE 54900 0 7500
EDISON SCHOOLS INC CL A 281033100 20922 658950 SH SOLE 586100 0 72850
EDUCATION MGMT CORP COMMON 28139T101 458 17000 SH SOLE 0 0 17000
EL PASO ENERGY CORP DEL COMMON 283905107 625 10150 SH SOLE 0 0 10150
ELAN PLC DEPOSITORY RECEI 284131208 288 5260 SH SOLE 4260 0 1000
ELANTEC SEMICONDUCTOR IN COMMON 284155108 40338 404900 SH SOLE 311500 0 93400
ELOQUENT INC COMMON 290140102 39 14000 SH SOLE 1850 0 12150
EMCOR GROUP INC COMMON 29084Q100 286 11000 SH SOLE 11000 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EMERGE INTERACTIVE INC CL A 29088W103 267 16800 SH SOLE 7300 0 9500
EMERSON ELEC CO COMMON 291011104 2718 40566 SH SOLE 24845 0 15721
EMMIS COMMUNICATIONS COR CL A 291525103 208 8400 SH SOLE 8400 0 0
EMULEX CORP COM NEW 292475209 152147 1242020 SH SOLE 1056120 0 185900
ENERGY CONVERSION DEVICE COMMON 292659109 7107 191100 SH SOLE 166850 0 24250
ENERGIS PLC ADR DEPOSITORY RECEI 29266H100 364 10375 SH SOLE 3750 0 6625
ENRON CORP COMMON 293561106 126711 1446057 SH SOLE 1020960 0 425097
ENSIGN RESOURCE SVC GROU COMMON 29357T104 1222 35000 SH SOLE 0 0 35000
ENTRAVISION COMMUNICATIO CL A 29382R107 46695 2687500 SH SOLE 2193250 0 494250
ENTROPIN INC COMMON 293844106 573 59500 SH SOLE 59500 0 0
ENTRUST TECH (ESCROW) RESTR 1 YR FROM 293848107 200 9125 SH SOLE 0 0 9125
ENZON INC COMMON 293904108 12025 182200 SH SOLE 182200 0 0
EQUINIX INC COMMON 29444U106 12898 1453345 SH SOLE 1318920 0 134425
EQUITY OFFICE PROPERTIES COMMON 294741103 6888 221750 SH SOLE 188050 0 33700
ESPEED INC CL A 296643109 1927 67750 SH SOLE 48990 0 18760
ESPERION THERAPEUTICS IN COMMON 29664R106 9862 571700 SH SOLE 553800 0 17900
ESSEX ENERGY FUND LP ESSEX PERF FUND 296996101 10754 6500 SH SOLE 6500 0 0
EXAR CORP COMMON 300645108 10651 88025 SH SOLE 67125 0 20900
ESSEX INT/MED/ENT LP RAYMOND SHAMIE I 301990107 772 500 SH SOLE 0 0 500
EXODUS COMMUNICATIONS IN COMMON 302088109 12618 255550 SH SOLE 198400 0 57150
EXPRESS SCRIPTS INC CL A 302182100 849 11750 SH SOLE 11750 0 0
EXTREME NETWORKS INC COMMON 30226D106 209824 1832520 SH SOLE 1548275 0 284245
EXXON MOBIL CORP COMMON 30231G102 4630 51950 SH SOLE 17309 0 34641
ESSEX HIGH TECH (USA) LP LP INVESTOR JO 304991102 8723 1000 SH SOLE 1000 0 0
ESSEX GLOB FINL SERV FD EPF INVESTOR 304992100 3745 3800 SH SOLE 3800 0 0
FASTENAL CO COMMON 311900104 2881 50000 SH SOLE 50000 0 0
ESSEX LIFE SCIENCES FD EPF INVESTOR 311990105 25191 10000 SH SOLE 10000 0 0
ESSEX HIGH TECH FUND LP COMMON 313999104 1267 180 SH SOLE 0 0 180
ESSEX HIGH TECH (USA) LP RAYMOND SHAMIE I 31399J102 831 500 SH SOLE 0 0 500
FINISAR COMMON 31787A101 93671 1936360 SH SOLE 1556340 0 380020
ESSEX PERFORMANCE FUND COMMON 330995101 4069 110053 SH SOLE 0 0 110053
FLAMEL TECHNOLOGIES SA DEPOSITORY RECEI 338488109 649 91150 SH SOLE 87450 0 3700
FLEXPORT EMRGING GROWTH COMMON 339994105 1756 390000 SH SOLE 0 0 390000
FLEXPORT LARGE CAP COMMON 339996100 1737 650000 SH SOLE 0 0 650000
FOREST LABS INC COMMON 345838106 47407 413355 SH SOLE 406430 0 6925
FORRESTER RESH INC COMMON 346563109 41695 654040 SH SOLE 564565 0 89475
FOUNDATION HEALTH SYS IN COMMON 350404109 1116 67100 SH SOLE 67100 0 0
FOUNDRY NETWORKS INC COMMON 35063R100 1787 26703 SH SOLE 0 0 26703
FOX ENTMT GROUP INC CL A 35138T107 1643 62000 SH SOLE 55360 0 6640
FREEMARKETS INC COMMON 356602102 7035 123150 SH SOLE 100500 0 22650
FUELCELL ENERGY INC COMMON 35952H106 11798 122600 SH SOLE 107000 0 15600
GALLAGHER ARTHUR J & CO COMMON 363576109 2517 42570 SH SOLE 17710 0 24860
ESSEX TELECOMM LP RAYMOND SHAMIE I 363990102 764 500 SH SOLE 0 0 500
GANNETT INC COMMON 364730101 677 12770 SH SOLE 12500 0 270
GEMSTAR-TV GUIDE INTL IN COMMON 36866W106 41576 476861 SH SOLE 372321 0 104540
GENAISSANCE PHARMACEUTIC COMMON 36867W105 4492 217150 SH SOLE 188250 0 28900
GENENCOR INTL INC COMMON 368709101 1185 40000 SH SOLE 40000 0 0
GENENTECH INC COM NEW 368710406 140976 759210 SH SOLE 603040 0 156170
GENERAL ELEC CO COMMON 369604103 18910 327795 SH SOLE 213077 0 114718
GENTA INC COM NEW 37245M207 1280 133900 SH SOLE 133900 0 0
GETTY IMAGES INC COMMON 374276103 11665 383250 SH SOLE 294150 0 89100
GILLETTE CO COMMON 375766102 238 7700 SH SOLE 0 0 7700
GLOBAL MARINE INC COMMON 379352404 1853 60000 SH SOLE 10000 0 50000
GLOBESPAN INC COMMON 379571102 281981 2311320 SH SOLE 1911790 0 399530
GOLDMAN SACHS GROUP INC COMMON 38141G104 219 1920 SH SOLE 1120 0 800
DEJA.COM INC SER D SERIES D 383990108 1000 277008 SH SOLE 0 0 277008
GRANT PRIDECO INC COMMON 38821G101 7695 350770 SH SOLE 276825 0 73945
GRIC COMMUNICATIONS INC COMMON 398081109 1051 144910 SH SOLE 111320 0 33590
GUIDANT CORP COMMON 401698105 3697 52300 SH SOLE 52300 0 0
HCA-HEALTHCARE CO COMMON 404119109 1329 35800 SH SOLE 35800 0 0
HNC SOFTWARE INC COMMON 40425P107 6369 77850 SH SOLE 66700 0 11150
HALLIBURTON CO COMMON 406216101 28730 587075 SH SOLE 507545 0 79530
DISETRONIC HLDG AG NEW COMMON 4069290 1541 1513 SH SOLE 1441 0 72
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HANDLEMAN CO DEL COMMON 410252100 1238 100000 SH SOLE 100000 0 0
HANDSPRING INC COMMON 410293104 37342 540700 SH SOLE 363100 0 177600
HARTFORD FINL SVCS GROUP COMMON 416515104 229 3140 SH SOLE 2340 0 800
HEALTHSOUTH CORP COMMON 421924101 510 62800 SH SOLE 62800 0 0
HEMASURE PIPE PRIV PLACEMENT 423504109 652 453600 SH SOLE 453600 0 0
HENRY JACK & ASSOC INC COMMON 426281101 32306 744800 SH SOLE 718100 0 26700
HEWLETT PACKARD CO COMMON 428236103 1032 10636 SH SOLE 9086 0 1550
HOME DEPOT INC COMMON 437076102 70694 1332273 SH SOLE 1138012 0 194261
HOMESTORE COM INC COMMON 437852106 36961 790600 SH SOLE 501000 0 289600
HONEYWELL INTL INC COMMON 438516106 293 8220 SH SOLE 8000 0 220
HOUSEHOLD INTL INC COMMON 441815107 355 6267 SH SOLE 6267 0 0
HUMANA INC COMMON 444859102 7423 690550 SH SOLE 615050 0 75500
ICN PHARMACEUTICALS INC COMMON 448924100 28056 843790 SH SOLE 645310 0 198480
I-MANY INC COMMON 44973Q103 3296 165300 SH SOLE 140500 0 24800
IRT CORP COMMON 450052303 4 15893 SH SOLE 0 0 15893
ITXC CORP COMMON 45069F109 4979 340425 SH SOLE 238950 0 101475
IBASIS INC COMMON 450732102 3180 200306 SH SOLE 39700 0 160606
IBEAM BROADCASTING CORP COMMON 45073P101 9479 1391450 SH SOLE 853500 0 537950
IMMUNOGEN INC COMMON 45253H101 1326 38800 SH SOLE 38800 0 0
IMPATH INC COMMON 45255G101 3784 59950 SH SOLE 52400 0 7550
IMPERIAL OIL LTD COM NEW 453038408 782 30000 SH SOLE 0 0 30000
INAMED CORP COMMON 453235103 8232 292690 SH SOLE 238400 0 54290
INCO LTD COMMON 453258402 222 13750 SH SOLE 3750 0 10000
INFINITY BROADCASTING CP CL A 45662S102 2102 63700 SH SOLE 45600 0 18100
INFORMATICA CORP COMMON 45666Q102 9129 97900 SH SOLE 91900 0 6000
INFOSYS TECHNOLOGIES LTD DEPOSITORY RECEI 456788108 660 5000 SH SOLE 0 0 5000
INFOVISTA S A DEPOSITORY RECEI 456817105 55519 1762500 SH SOLE 1548440 0 214060
INKTOMI CORP RULE 144 COMMON 457277101 91298 800857 SH SOLE 614800 0 186057
INTEL CORP COMMON 458140100 5264 126650 SH SOLE 98220 0 28430
INTERNAP NETWORK SVCS CO COMMON 45885A102 26211 811160 SH SOLE 552930 0 258230
INTERMUNE PHARMACEUTICAL COMMON 45885B100 871 16050 SH SOLE 16050 0 0
INTERNATIONAL BUSINESS M COMMON 459200101 1042 9262 SH SOLE 2246 0 7016
INTERNET SEC SYS INC COMMON 46060X107 4540 60427 SH SOLE 0 0 60427
INTERSIL HLDG CORP CL A 46069S109 7242 145200 SH SOLE 145200 0 0
INTERNET COM CORP COMMON 460967102 5077 164100 SH SOLE 131800 0 32300
INTERWOVEN INC RULE 144 COMMON 46114T102 11918 105408 SH SOLE 23500 0 81908
INTUIT COMMON 461202103 62817 1102055 SH SOLE 890825 0 211230
INVITROGEN CORP COMMON 46185R100 88662 1246560 SH SOLE 994340 0 252220
INVESTORS FINL SERVICES COMMON 461915100 265 4200 SH SOLE 4200 0 0
IONICS INC COMMON 462218108 1336 62700 SH SOLE 35900 0 26800
I2 TECHNOLOGIES INC COMMON 465754109 167822 897142 SH SOLE 725206 0 171936
IVAX CORP COMMON 465823102 784 17050 SH SOLE 17050 0 0
JDS UNIPHASE CORP COMMON 46612J101 118097 1247227 SH SOLE 973689 0 273538
JAMESON INNS INC COMMON 470457102 120 15700 SH SOLE 0 0 15700
JOHNSON & JOHNSON COMMON 478160104 1596 16985 SH SOLE 493 0 16492
JUNIPER NETWORKS INC COMMON 48203R104 160480 732993 SH SOLE 557420 0 175573
JUPITER MEDIA METRIX INC COMMON 48206U104 314 19705 SH SOLE 6850 0 12855
K V PHARMACEUTICAL CO CL A 482740206 2768 78800 SH SOLE 78800 0 0
KANA COMMUNICATIONS COMMON 483600102 2360 106070 SH SOLE 74700 0 31370
KERR MCGEE CORP COMMON 492386107 724 10922 SH SOLE 0 0 10922
KESTREL SOLUTIONS SER C PRIVATE PLACEMEN 492990106 400 125000 SH SOLE 0 0 125000
KEYCORP NEW COMMON 493267108 456 18000 SH SOLE 0 0 18000
KEYSPAN CORP COMMON 49337W100 926 23080 SH SOLE 20330 0 2750
KINDER MORGAN ENERGY PAR UT LTD PARTNER 494550106 659 13900 SH SOLE 13900 0 0
KING PHARMACEUTICALS INC COMMON 495582108 120614 3607146 SH SOLE 3075001 0 532145
L-3 COMMUNICATIONS HLDGS COMMON 502424104 17649 312365 SH SOLE 220455 0 91910
LA JOLLA PHARMACEUTICAL COMMON 503459109 1063 114150 SH SOLE 114150 0 0
LANTE CORP COMMON 516540101 4293 858585 SH SOLE 602915 0 255670
LEARNING TREE INTL INC COMMON 522015106 1610 33800 SH SOLE 23700 0 10100
LEHMAN BROS HLDGS INC COMMON 524908100 269 1820 SH SOLE 1420 0 400
LEVEL 3 COMMUNICATIONS I COMMON 52729N100 918 11900 SH SOLE 11250 0 650
LEXMARK INTL NEW CL A 529771107 10099 269300 SH SOLE 192100 0 77200
LIBERTY PPTY TR SH BEN INT 531172104 215 7800 SH SOLE 900 0 6900
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LIFEMINDERS INC COMMON 53220Q105 372 16200 SH SOLE 7000 0 9200
LILLY ELI & CO COMMON 532457108 523 6450 SH SOLE 1630 0 4820
LINEAR TECHNOLOGY CORP COMMON 535678106 343 5300 SH SOLE 5300 0 0
LION BIOSCIENCE AKTIENGE DEPOSITORY RECEI 536191109 3561 36200 SH SOLE 30350 0 5850
LIVING.COM SER B PFD PRIVATE PLACEMEN 538990102 0 79893 SH SOLE 0 0 79893
LOOKSMART, LTD SER C PRIVATE PLACEMEN 543442107 10030 896500 SH SOLE 412100 0 484400
LUCENT TECHNOLOGIES INC COMMON 549463107 274 8976 SH SOLE 312 0 8664
LYCOS INC COMMON 550818108 6981 101519 SH SOLE 45779 0 55740
LYNX THERAPEUTICS INC COM NEW 551812308 1588 50700 SH SOLE 50700 0 0
MBNA CORP COMMON 55262L100 218 5650 SH SOLE 5450 0 200
MDS, INC PIPE PRIVATE PLACEMEN 55269P302 15838 387100 SH SOLE 321950 0 65150
MKS INSTRUMENT INC COMMON 55306N104 1609 58770 SH SOLE 58700 0 70
MORPHOSYS AG EURO DENOMINATIO 5531000 800 4600 SH SOLE 4600 0 0
MPSI SYSTEMS (UNRESTR) DTC POSITION 553412206 37 20500 SH SOLE 0 0 20500
MACROVISION CORP COMMON 555904101 41699 514805 SH SOLE 430220 0 84585
MAINSPRING INC COMMON 56062U100 2753 370200 SH SOLE 269750 0 100450
MAMAMEDIA SER D PRIVATE PLACEMEN 561994104 903 167220 SH SOLE 74627 0 92593
MANOR CARE INC NEW COMMON 564055101 889 56675 SH SOLE 56550 0 125
MANUGISTICS GROUP INC COMMON 565011103 11932 121600 SH SOLE 92100 0 29500
MARINE DRILLING COS INC COM PAR $0.01 568240204 2951 103300 SH SOLE 102300 0 1000
TECAN AG HOMBRECHTIKON SWISS FRANCS DEN 5696200 1544 1450 SH SOLE 1400 0 50
H. LUNDBECK A/S DANISH KRONE DEN 5700480 716 12350 SH SOLE 12350 0 0
MARSH & MCLENNAN COS INC COMMON 571748102 6314 47560 SH SOLE 29370 0 18190
VERSATEL TELECOM INTL NV COMMON 5731532 4703 204200 SH SOLE 204200 0 0
MATHSOFT INC COMMON 576798102 41 20000 SH SOLE 0 0 20000
MATRIXONE INC COMMON 57685P304 3244 81098 SH SOLE 0 0 81098
MAXIM INTEGRATED PRODS I COMMON 57772K101 53578 666080 SH SOLE 486150 0 179930
MCDATA CORP CL B 580031102 90030 732600 SH SOLE 639440 0 93160
MCGRAW HILL COS INC COMMON 580645109 45273 712265 SH SOLE 590360 0 121905
MCKESSON HBOC INC COMMON 58155Q103 957 31316 SH SOLE 31000 0 316
MCLEODUSA INC CL A 582266102 511 35700 SH SOLE 0 0 35700
MECHANICAL TECHNOLOGY IN COMMON 583538103 114 10500 SH SOLE 10500 0 0
MEDAREX INC COMMON 583916101 7026 59890 SH SOLE 45350 0 14540
MEDIMMUNE INC COMMON 584699102 74654 966390 SH SOLE 834753 0 131637
MEDTRONIC INC COMMON 585055106 68192 1316130 SH SOLE 1068930 0 247200
MERCATOR SOFTWARE INC COMMON 587587106 252 15200 SH SOLE 15200 0 0
MERCK & CO INC COMMON 589331107 1017 13668 SH SOLE 2050 0 11618
MERIT MED SYS INC COMMON 589889104 838 132700 SH SOLE 132700 0 0
METASOLV SOFTWARE INC COMMON 591393103 96705 2365875 SH SOLE 1795850 0 570025
METAWAVE COMMUNICATIONS COMMON 591409107 1509 82400 SH SOLE 76000 0 6400
METRICOM INC COMMON 591596101 2750 106800 SH SOLE 106800 0 0
METROMEDIA FIBER NETWORK CL A 591689104 5404 222290 SH SOLE 207100 0 15190
METTLER TOLEDO INTERNATI COMMON 592688105 890 20235 SH SOLE 20235 0 0
MICROSOFT CORP COMMON 594918104 68860 1141713 SH SOLE 916190 0 225523
MICROMUSE INC COMMON 595094103 312524 1555330 SH SOLE 1258595 0 296735
MICROTUNE SER D PRIVATE PLCMT 01 59514P109 58609 1390209 SH SOLE 770200 0 620009
SERONO SA B SWISS FRAC DENOM 5981070 6348 5200 SH SOLE 5200 0 0
AU SYSTEM AKTIEBOLOG SWEDISH KRONA DE 5981939 23091 2815700 SH SOLE 2497300 0 318400
MILLENNIUM PHARMACEUTICA COMMON 599902103 9545 65350 SH SOLE 45950 0 19400
MILLIPORE CORP COMMON 601073109 14598 301370 SH SOLE 273195 0 28175
MINIMED INC COMMON 60365K108 4925 55100 SH SOLE 46300 0 8800
MINNESOTA MNG & MFG CO COMMON 604059105 386 4235 SH SOLE 470 0 3765
MODEM MEDIA INC CL A 607533106 104 24000 SH SOLE 19000 0 5000
MONTANA POWER CO COMMON 612085100 4442 133100 SH SOLE 75840 0 57260
MORGAN STANLEY DEAN WITT COM NEW 617446448 17550 191937 SH SOLE 168251 0 23686
MOTOROLA INC COMMON 620076109 1574 63681 SH SOLE 0 0 63681
MOTOROLA INC/CV/LYON NOTE 9/0 620076AE9 385 250000 PRN SOLE 250000 0 0
MYLAN LABS INC COMMON 628530107 1731 64250 SH SOLE 64250 0 0
MYRIAD GENETICS INC COMMON 62855J104 4984 57700 SH SOLE 40100 0 17600
MYPOINTS COM INC COMMON 62855T102 633 115050 SH SOLE 114125 0 925
NPS PHARMACEUTICALS INC COMMON 62936P103 1304 23050 SH SOLE 23050 0 0
NRG ENERGY INC COMMON 629377102 49023 1343105 SH SOLE 1040255 0 302850
NTL INC COMMON 629407107 301 6489 SH SOLE 6489 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NUI CORP COMMON 629430109 216 7154 SH SOLE 7154 0 0
NABORS INDS INC COMMON 629568106 11045 210785 SH SOLE 157985 0 52800
NATIONAL INFO CONSORTIUM COMMON 636491102 915 230605 SH SOLE 226305 0 4300
NATIONAL-OILWELL INC COMMON 637071101 219 7000 SH SOLE 7000 0 0
NATURAL MICROSYSTEMS COR COMMON 638882100 6106 113500 SH SOLE 105500 0 8000
NEOFORMA COM INC COMMON 640475109 302 81076 SH SOLE 81076 0 0
NETWORKS ASSOCS INC COMMON 640938106 443 19600 SH SOLE 8500 0 11100
NETEGRITY INC COMMON 64110P107 16359 233700 SH SOLE 233700 0 0
NETRO CORP COMMON 64114R109 1007 17000 SH SOLE 13100 0 3900
NETSCOUT SYS INC COMMON 64115T104 756 31824 SH SOLE 0 0 31824
NETWORK APPLIANCE INC COMMON 64120L104 180923 1420395 SH SOLE 1156355 0 264040
NETWORK ENGINES INC COMMON 64121A107 686 16750 SH SOLE 7200 0 9550
NEW FOCUS INC COMMON 644383101 368 4650 SH SOLE 2800 0 1850
NEW YORK TIMES CO CL A 650111107 684 17400 SH SOLE 17400 0 0
NEWMONT MINING CORP COMMON 651639106 2151 126500 SH SOLE 105650 0 20850
NEWPARK RES INC COM PAR $.01NEW 651718504 1850 200000 SH SOLE 200000 0 0
NEWS CORP LTD DEPOSITORY RECEI 652487703 420 7500 SH SOLE 2500 0 5000
NEXMED INC COMMON 652903105 477 24300 SH SOLE 24300 0 0
NEXTCARD INC COMMON 65332K107 15329 1685650 SH SOLE 1146300 0 539350
NEXTEL COMMUNICATIONS IN CL A 65332V103 259 5540 SH SOLE 0 0 5540
NIKU CORP COMMON 654113109 15480 635095 SH SOLE 516660 0 118435
NOBLE AFFILIATES INC COMMON 654894104 6848 184450 SH SOLE 160800 0 23650
NOKIA CORP ORD. 654902204 105978 2661930 SH SOLE 2095085 0 566845
NOBLE DRILLING CORP COMMON 655042109 1541 30675 SH SOLE 12475 0 18200
NORTEL NETWORKS CORP NEW COMMON 656568102 5542 93037 SH SOLE 51400 0 41637
NORTH AMERN SCIENTIFIC I COMMON 65715D100 1070 33700 SH SOLE 33700 0 0
NORTHERN TR CORP COMMON 665859104 252 2840 SH SOLE 2840 0 0
NUANCE COMMUNICATIONS IN COMMON 669967101 11122 91400 SH SOLE 67500 0 23900
NOVOSTE CORP COMMON 67010C100 2623 61710 SH SOLE 52010 0 9700
NVIDIA CORP COMMON 67066G104 639 7800 SH SOLE 4400 0 3400
NYCOMED AMERSHAM PLC DEPOSITORY RECEI 67066H102 742 15300 SH SOLE 14700 0 600
OSI PHARMACEUTICALS INC COMMON 671040103 2776 39650 SH SOLE 39650 0 0
OCCIDENTAL PETE CORP DEL COMMON 674599105 229 10500 SH SOLE 500 0 10000
OFFICEMAX INC COMMON 67622M108 36 10000 SH SOLE 0 0 10000
SOFTBANK CORP JAPAN ISSUE 6770620 6711 71800 SH SOLE 47200 0 24600
OMNICARE INC COMMON 681904108 2111 130900 SH SOLE 130900 0 0
ONI SYSTEMS CORP COMMON 68273F103 17599 203900 SH SOLE 191700 0 12200
OPNET TECHNOLOGIES INC COMMON 683757108 43129 1134985 SH SOLE 913875 0 221110
ORACLE CORP COMMON 68389X105 18957 240724 SH SOLE 203064 0 37660
ORAPHARMA INC COMMON 68554E106 1517 112900 SH SOLE 112900 0 0
OSCA INC CL A 687836106 16834 1012545 SH SOLE 875115 0 137430
OUTBACK STEAKHOUSE INC COMMON 689899102 408 15040 SH SOLE 15040 0 0
OXFORD HEALTH PLANS INC COMMON 691471106 11086 360700 SH SOLE 290500 0 70200
PE CORP - BIO GROUP COMMON 69332S102 384873 3303635 SH SOLE 2596390 0 707245
PE CORP - CELERA GEN CELERA GEN GRP 69332S201 173542 1741950 SH SOLE 1420455 0 321495
P F CHANGS CHINA BISTRO COMMON 69333Y108 431 12480 SH SOLE 12480 0 0
PMC-SIERRA INC COMMON 69344F106 131437 610625 SH SOLE 465910 0 144715
PACKARD BIOSCIENCE INC COMMON 695172205 76806 3938785 SH SOLE 3586935 0 351850
PALM INC COMMON 696642107 149306 2820421 SH SOLE 1908631 0 911790
PARTHUS TECHNOLOGIES PLC DEPOSITORY RECEI 70211Y103 853 21200 SH SOLE 13100 0 8100
PECO II INC COMMON 705221109 69795 1490950 SH SOLE 1149950 0 341000
PENN WEST PETE LTD COM NEW 707886602 693 30000 SH SOLE 0 0 30000
PEOPLEPC INC COMMON 709776108 3611 614625 SH SOLE 554850 0 59775
PERITUS SOFTWARE SVC RESTRICTED STOCK 714006103 2 10088 SH SOLE 0 0 10088
PERKINELMER INC COMMON 714046109 11847 113500 SH SOLE 97300 0 16200
PETROLEUM GEO-SVCS A/S DEPOSITORY RECEI 716597109 8565 496500 SH SOLE 495900 0 600
PFIZER INC COMMON 717081103 6885 153215 SH SOLE 82615 0 70600
PHARMACOPEIA INC COMMON 71713B104 19591 768286 SH SOLE 577500 0 190786
PHILLIPS PETE CO COMMON 718507106 51326 817950 SH SOLE 653785 0 164165
PHYSIOMETRIX INC COMMON 718928104 307 13890 SH SOLE 13890 0 0
PHONE COM INC COMMON 71920Q100 419486 3691843 SH SOLE 2896445 0 795398
PIER 1 IMPORTS INC COMMON 720279108 5034 371200 SH SOLE 362110 0 9090
PIXAR COMMON 725811103 6097 189800 SH SOLE 189800 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POGO PRODUCING CO COMMON 730448107 283 11165 SH SOLE 11165 0 0
POLYCOM INC COMMON 73172K104 125374 1872130 SH SOLE 1501800 0 370330
PORTAL SOFTWARE INC COMMON 736126103 21696 542390 SH SOLE 432480 0 109910
PRENTISS PPTYS TR SH BEN INT 740706106 401 15350 SH SOLE 7750 0 7600
PRIDE INTL INC COMMON 741932107 2115 79800 SH SOLE 19800 0 60000
PROCTER & GAMBLE CO COMMON 742718109 270 4034 SH SOLE 230 0 3804
PROTEIN DESIGN LABS INC COMMON 74369L103 221430 1837596 SH SOLE 1500971 0 336625
PROTON ENERGY SYS INC COMMON 74371K101 3544 123800 SH SOLE 98200 0 25600
PURCHASEPRO COM COMMON 746144104 703 8000 SH SOLE 3400 0 4600
QLT INC COMMON 746927102 236456 3336245 SH SOLE 2700350 0 635895
QUEST SOFTWARE INC COMMON 74834T103 30881 497200 SH SOLE 374150 0 123050
QWEST COMMUNICATIONS INT COMMON 749121109 1191 24790 SH SOLE 13675 0 11115
R & B FALCON CORP COMMON 74912E101 24780 888970 SH SOLE 802650 0 86320
RAMBUS INC DEL COMMON 750917106 7878 99800 SH SOLE 71400 0 28400
RATIONAL SOFTWARE CORP COM NEW 75409P202 25334 365170 SH SOLE 276870 0 88300
RAVISENT TECHNOLOGIES IN COMMON 754440105 29 10205 SH SOLE 6590 0 3615
READ-RITE CORP COMMON 755246105 3990 354700 SH SOLE 311900 0 42800
REALNETWORKS INC COMMON 75605L104 1998 50270 SH SOLE 38170 0 12100
RED HAT INC RESTRICTED 756577102 738 43267 SH SOLE 11600 0 31667
REDBACK NETWORKS INC COMMON 757209101 328114 2000695 SH SOLE 1552837 0 447858
RETEK INC COMMON 76128Q109 5496 103700 SH SOLE 90400 0 13300
RIO ALTO EXPL LTD COMMON 766892103 213 10000 SH SOLE 0 0 10000
RITE AID CORP COMMON 767754104 40 10000 SH SOLE 0 0 10000
ROWAN COS INC COMMON 779382100 3401 117275 SH SOLE 64660 0 52615
ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 3225 53802 SH SOLE 11520 0 42282
RURAL CELLULAR CORP CL A 781904107 763 11200 SH SOLE 11200 0 0
SBC COMMUNICATIONS INC COMMON 78387G103 886 17710 SH SOLE 890 0 16820
SDL INC COMMON 784076101 107568 347765 SH SOLE 303865 0 43900
ST JUDE MED INC COMMON 790849103 2412 47300 SH SOLE 47300 0 0
ST MARY LD & EXPL CO COMMON 792228108 581 25200 SH SOLE 25200 0 0
ST PAUL COS INC COMMON 792860108 1114 22600 SH SOLE 20800 0 1800
SANGAMO BIOSCIENCES INC COMMON 800677106 2959 76350 SH SOLE 66950 0 9400
SATYAM INFOWAY LTD DEPOSITORY RECEI 804099109 154 11350 SH SOLE 2800 0 8550
SBS BROADCASTING SA NOTE 7.000 12/0 805906AB0 515 390000 PRN SOLE 390000 0 0
SCHERING PLOUGH CORP COMMON 806605101 223 4800 SH SOLE 1600 0 3200
SCHLUMBERGER LTD COMMON 806857108 82872 1006800 SH SOLE 769235 0 237565
SCREAMINGMEDIA INC COMMON 810883108 3814 406875 SH SOLE 341375 0 65500
SEAGRAM LTD COMMON 811850106 16352 284700 SH SOLE 272410 0 12290
SELECTICA INC COMMON 816288104 253 6335 SH SOLE 5175 0 1160
SEPRACOR INC COMMON 817315104 94446 769810 SH SOLE 702110 0 67700
SEQUENOM INC COMMON 817337108 39349 934100 SH SOLE 598050 0 336050
SERONO S A DEPOSITORY RECEI 81752M101 71123 2351180 SH SOLE 1934465 0 416715
SHAW GROUP INC COMMON 820280105 27575 391140 SH SOLE 356440 0 34700
SIEBEL SYS INC COMMON 826170102 23200 208420 SH SOLE 153380 0 55040
SIGMA ALDRICH CORP COMMON 826552101 2356 71400 SH SOLE 56200 0 15200
SILVERSTREAM SOFTWARE IN COMMON 827907106 15879 527110 SH SOLE 219143 0 307967
SIRIUS SATELLITE RADIO I COMMON 82966U103 4125 78015 SH SOLE 63840 0 14175
SIPEX CORP COMMON 829909100 4804 114200 SH SOLE 82400 0 31800
SITARA NETWORKS SER E PRIVATE PLACEMEN 829990100 1184 181818 SH SOLE 0 0 181818
SMARTFORCE PUB LTD CO DEPOSITORY RECEI 83170A206 49353 1041750 SH SOLE 924700 0 117050
SMITH INTL INC COMMON 832110100 44205 541980 SH SOLE 464775 0 77205
SOFTECH INC COMMON 834021107 27 31000 SH SOLE 0 0 31000
SOFTWARE COM INC COMMON 83402P104 10408 57365 SH SOLE 32565 0 24800
SONERA GROUP PLC DEPOSITORY RECEI 835433202 449 17785 SH SOLE 13385 0 4400
SONY CORP DEPOSITORY RECEI 835699307 60303 597430 SH SOLE 498850 0 98580
SOUTHERN ENERGY INC DEL COMMON 842816100 114752 3657450 SH SOLE 3048055 0 609395
SPEECHWORKS INTL INC COMMON 84764M101 30027 484310 SH SOLE 430150 0 54160
SPRINT CORP COM FON GROUP 852061100 235 8014 SH SOLE 0 0 8014
STANFORD MICRODEVICES IN COMMON 854399102 35986 672630 SH SOLE 531415 0 141215
STAPLES INC COMMON 855030102 172 12105 SH SOLE 8405 0 3700
STATE STR CORP COMMON 857477103 10603 81564 SH SOLE 72665 0 8899
STEELCASE INC CL A 858155203 168 10000 SH SOLE 10000 0 0
STERICYCLE INC COMMON 858912108 722 29450 SH SOLE 29450 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STMICROELECTRONICS N V COMMON 861012102 602 12650 SH SOLE 0 0 12650
STORAGENETWORKS INC COMMON 86211E103 1497 14650 SH SOLE 8700 0 5950
STRATOS LIGHTWAVE INC COMMON 863100103 23715 735350 SH SOLE 568725 0 166625
STREAMLINE COM INC COMMON 863239109 41 81300 SH SOLE 81300 0 0
STUDENT ADVANTAGE INC COMMON 86386Q105 754 102200 SH SOLE 102200 0 0
SUN MICROSYSTEMS INC COMMON 866810104 57335 491094 SH SOLE 389460 0 101634
SUNCOR ENERGY INC COMMON 867229106 885 40000 SH SOLE 0 0 40000
SUNGARD DATA SYS INC COMMON 867363103 285 6656 SH SOLE 0 0 6656
SWITCHBOARD INC COMMON 871045100 70 10800 SH SOLE 5200 0 5600
SYBRON INTL CORP COMMON 87114F106 1739 72450 SH SOLE 63150 0 9300
SYCAMORE NETWORKS INC COMMON 871206108 7756 71817 SH SOLE 35950 0 35867
SYMBOL TECHNOLOGIES INC COMMON 871508107 4623 128652 SH SOLE 104037 0 24615
SYMYX TECHNOLOGIES COMMON 87155S108 35423 816659 SH SOLE 666899 0 149760
SYNQUEST INC COMMON 87160X100 621 47300 SH SOLE 40300 0 7000
TMP WORLDWIDE INC COMMON 872941109 4532 56300 SH SOLE 52300 0 4000
TALARIAN CORP COMMON 874090103 226 11800 SH SOLE 8900 0 2900
TALISMAN ENERGY INC COMMON 87425E103 877 25000 SH SOLE 0 0 25000
TELAXIS COMMUNICATIONS C COMMON 879202109 119 19495 SH SOLE 14110 0 5385
TELEFONOS DE MEXICO S A DEPOSITORY RECEI 879403780 532 10000 SH SOLE 0 0 10000
TELESYSTEM INTL WIRELESS SUB VTG SHS 879946101 369 26275 SH SOLE 14800 0 11475
TENET HEALTHCARE CORP COMMON 88033G100 831 22850 SH SOLE 22850 0 0
TERADYNE INC COMMON 880770102 640 18286 SH SOLE 8550 0 9736
TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 105844 1446210 SH SOLE 1288115 0 158095
TEXACO INC COMMON 881694103 748 14240 SH SOLE 500 0 13740
TEXAS INSTRS INC COMMON 882508104 321 6800 SH SOLE 0 0 6800
THERMO ELECTRON CORP COMMON 883556102 936 36000 SH SOLE 36000 0 0
360NETWORKS INC SUB VTG SHS 88575T205 5326 271400 SH SOLE 193300 0 78100
TIME WARNER TELECOM INC CL A 887319101 6480 134135 SH SOLE 102505 0 31630
TIMES MIRROR CO NEW COM SER A 887364107 249 2625 SH SOLE 0 0 2625
TOTAL FINA ELF S A DEPOSITORY RECEI 89151E109 540 7350 SH SOLE 5000 0 2350
TRANSGENOMIC INC COMMON 89365K206 1087 47900 SH SOLE 39565 0 8335
TRANSKARYOTIC THERAPIES COMMON 893735100 1057 24550 SH SOLE 24550 0 0
TRANSWITCH CORP COMMON 894065101 43230 678110 SH SOLE 516280 0 161830
TRIBUNE CO NEW COMMON 896047107 1509 34586 SH SOLE 24455 0 10131
TRINTECH GROUP PLC DEPOSITORY RECEI 896682101 566 28130 SH SOLE 21890 0 6240
TRITEL INC CL A 89675X104 381 26630 SH SOLE 17180 0 9450
TRITON PCS HLDGS INC CL A 89677M106 29872 1086250 SH SOLE 833725 0 252525
TULARIK INC COMMON 899165104 60705 1839542 SH SOLE 1436570 0 402972
TUMBLEWEED COMMUNICATION COMMON 899690101 42399 831344 SH SOLE 600914 0 230430
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TYCO INTL LTD NEW COMMON 902124106 594 11460 SH SOLE 9460 0 2000
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USA NETWORKS INC COMMON 902984103 381 17350 SH SOLE 16900 0 450
UNITED PARCEL SERVICE IN CL B 911312106 277 4920 SH SOLE 3420 0 1500
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</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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WILLIAMS COS INC DEL COMMON 969457100 52213 1235802 SH SOLE 981542 0 254260
WILLIAMS CLAYTON ENERGY COMMON 969490101 9659 238500 SH SOLE 216750 0 21750
WILSON GREATBATCH TECHNO COMMON 972232102 4218 184400 SH SOLE 150825 0 33575
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XO COMMUNICATIONS INC CL A 983764101 7945 225801 SH SOLE 194761 0 31040
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YOUNG & RUBICAM INC COMMON 987425105 5123 103500 SH SOLE 103500 0 0
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STAPLES.COM PRIVATE PLACEMEN 9B999N281 1500 461539 SH SOLE 0 0 461539
AXSUN SER B PRIVATE PLACEMEN 9B999N612 1000 166667 SH SOLE 0 0 166667
KESTRAL SER D PRIVATE PLACEMEN 9B999N679 232 17829 SH SOLE 0 0 17829
MULTITUDE SER E PRIVATE PLACEMEN 9B999N703 1500 700935 SH SOLE 0 0 700935
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HIRE.COM SER D PRIV PLACEMENT 9B999Z482 1000 967961 SH SOLE 0 0 967961
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OBJECT FX SER E COMMON 9J999F224 500 5000 SH SOLE 0 0 5000
NIKU SER D COMMON 9J999H6N0 2000 400000 SH SOLE 0 0 400000
SOFTCOM, INC SER B PRIV PLACEMENT 9M999K127 500 227273 SH SOLE 0 0 227273
ACE LTD ORD G0070K103 19436 495180 SH SOLE 447080 0 48100
AMDOCS LTD ORD G02602103 95441 1530120 SH SOLE 1277430 0 252690
FLAG TELECOM HOLDINGS LT ORD G3529L102 4162 378400 SH SOLE 280200 0 98200
GLOBAL CROSSING LTD COMMON G3921A100 19512 629435 SH SOLE 450200 0 179235
OPENTV CORP CL A G67543101 477 14335 SH SOLE 10310 0 4025
ORIENT-EXPRESS HOTELS LT CL A G67743107 2400 124700 SH SOLE 117750 0 6950
SANTA FE INTL CORP ORD G7805C108 1803 40000 SH SOLE 0 0 40000
TRANSOCEAN SEDCO FOREX I ORD G90078109 13583 231690 SH SOLE 141373 0 90317
TRITON ENERGY LTD ORD G90751101 2309 59200 SH SOLE 24200 0 35000
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STOLT OFFSHORE S A COMMON L8873E103 446 30000 SH SOLE 0 0 30000
AUDIOCODES LTD ORD M15342104 82692 971420 SH SOLE 792850 0 178570
CHECK POINT SOFTWARE TEC ORD M22465104 23373 148400 SH SOLE 86000 0 62400
PRECISE SOFTWARE SOLUTIO ORD M41450103 647 15000 SH SOLE 15000 0 0
RADVISION LTD ORD M81869105 407 14425 SH SOLE 10925 0 3500
CORE LABORATORIES N V COMMON N22717107 13663 556235 SH SOLE 499225 0 57010
QIAGEN N V ORD N72482107 15391 326590 SH SOLE 306260 0 20330
</TABLE>
