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<PAGE> PAGE 2
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<PAGE> PAGE 3
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<PAGE> PAGE 4
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<PAGE> PAGE 6
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SIGNATURE ALAN MANDEL
TITLE TREASURER
<TABLE> <S> <C>
<ARTICLE> 6
<LEGEND>
This schedule contains summary financial information
extracted from The Salomon Brothers Capital Fund Inc
form N-SAR for the period ended June 30, 1997
and is qualified in its entirety by reference to
such financial statements.
</LEGEND>
<SERIES>
<NUMBER> 01
<NAME> Salomon Brothers Capital Fund Inc Class A
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> DEC-31-1997
<PERIOD-END> JUN-30-1997
<INVESTMENTS-AT-COST> 140,271,433
<INVESTMENTS-AT-VALUE> 166,877,614
<RECEIVABLES> 1,452,872
<ASSETS-OTHER> 1,137
<OTHER-ITEMS-ASSETS> 0
<TOTAL-ASSETS> 168,331,623
<PAYABLE-FOR-SECURITIES> 1,191,718
<SENIOR-LONG-TERM-DEBT> 0
<OTHER-ITEMS-LIABILITIES> 363,309
<TOTAL-LIABILITIES> 1,555,027
<SENIOR-EQUITY> 0
<PAID-IN-CAPITAL-COMMON> 124,376,067
<SHARES-COMMON-STOCK> 118,821
<SHARES-COMMON-PRIOR> 17,288
<ACCUMULATED-NII-CURRENT> 488,512
<OVERDISTRIBUTION-NII> 0
<ACCUMULATED-NET-GAINS> 15,305,958
<OVERDISTRIBUTION-GAINS> 0
<ACCUM-APPREC-OR-DEPREC> 26,606,059
<NET-ASSETS> 2,647,485
<DIVIDEND-INCOME> 14,135
<INTEREST-INCOME> 3,140
<OTHER-INCOME> 0
<EXPENSES-NET> 13,116
<NET-INVESTMENT-INCOME> 4,159
<REALIZED-GAINS-CURRENT> 171,053
<APPREC-INCREASE-CURRENT> 56,315
<NET-CHANGE-FROM-OPS> 231,527
<EQUALIZATION> 0
<DISTRIBUTIONS-OF-INCOME> 0
<DISTRIBUTIONS-OF-GAINS> (11,743)
<DISTRIBUTIONS-OTHER> 0
<NUMBER-OF-SHARES-SOLD> 110,303
<NUMBER-OF-SHARES-REDEEMED> 9,377
<SHARES-REINVESTED> 607
<NET-CHANGE-IN-ASSETS> 2,303,802
<ACCUMULATED-NII-PRIOR> 0
<ACCUMULATED-GAINS-PRIOR> 2,575,998
<OVERDISTRIB-NII-PRIOR> 333
<OVERDIST-NET-GAINS-PRIOR> 0
<GROSS-ADVISORY-FEES> 689,700
<INTEREST-EXPENSE> 0
<GROSS-EXPENSE> 963,780
<AVERAGE-NET-ASSETS> 1,735,416
<PER-SHARE-NAV-BEGIN> 19.88
<PER-SHARE-NII> 0.05
<PER-SHARE-GAIN-APPREC> 2.73
<PER-SHARE-DIVIDEND> 0.00
<PER-SHARE-DISTRIBUTIONS> (0.38)
<RETURNS-OF-CAPITAL> 0.00
<PER-SHARE-NAV-END> 22.28
<EXPENSE-RATIO> 1.52
<AVG-DEBT-OUTSTANDING> 0
<AVG-DEBT-PER-SHARE> 0.00
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 6
<LEGEND>
This schedule contains summary financial information
extracted from The Salomon Brothers Capital Fund Inc
form N-SAR for the period ended June 30, 1997
and is qualified in its entirety by reference to
such financial statements.
</LEGEND>
<SERIES>
<NUMBER> 02
<NAME> Salomon Brothers Capital Fund Inc Class B
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> DEC-31-1997
<PERIOD-END> JUN-30-1997
<INVESTMENTS-AT-COST> 140,271,433
<INVESTMENTS-AT-VALUE> 166,877,614
<RECEIVABLES> 1,452,872
<ASSETS-OTHER> 1,137
<OTHER-ITEMS-ASSETS> 0
<TOTAL-ASSETS> 168,331,623
<PAYABLE-FOR-SECURITIES> 1,191,718
<SENIOR-LONG-TERM-DEBT> 0
<OTHER-ITEMS-LIABILITIES> 363,309
<TOTAL-LIABILITIES> 1,555,027
<SENIOR-EQUITY> 0
<PAID-IN-CAPITAL-COMMON> 124,376,067
<SHARES-COMMON-STOCK> 45,622
<SHARES-COMMON-PRIOR> 11,001
<ACCUMULATED-NII-CURRENT> 488,512
<OVERDISTRIBUTION-NII> 0
<ACCUMULATED-NET-GAINS> 15,305,958
<OVERDISTRIBUTION-GAINS> 0
<ACCUM-APPREC-OR-DEPREC> 26,606,059
<NET-ASSETS> 1,014,382
<DIVIDEND-INCOME> 5,162
<INTEREST-INCOME> 1,147
<OTHER-INCOME> 0
<EXPENSES-NET> 7,162
<NET-INVESTMENT-INCOME> (853)
<REALIZED-GAINS-CURRENT> 63,963
<APPREC-INCREASE-CURRENT> 20,321
<NET-CHANGE-FROM-OPS> 83,431
<EQUALIZATION> 0
<DISTRIBUTIONS-OF-INCOME> 0
<DISTRIBUTIONS-OF-GAINS> (9,584)
<DISTRIBUTIONS-OTHER> 0
<NUMBER-OF-SHARES-SOLD> 48,143
<NUMBER-OF-SHARES-REDEEMED> 14,003
<SHARES-REINVESTED> 481
<NET-CHANGE-IN-ASSETS> 795,481
<ACCUMULATED-NII-PRIOR> 0
<ACCUMULATED-GAINS-PRIOR> 2,575,998
<OVERDISTRIB-NII-PRIOR> 333
<OVERDIST-NET-GAINS-PRIOR> 0
<GROSS-ADVISORY-FEES> 689,700
<INTEREST-EXPENSE> 0
<GROSS-EXPENSE> 963,780
<AVERAGE-NET-ASSETS> 634,425
<PER-SHARE-NAV-BEGIN> 19.90
<PER-SHARE-NII> (0.03)
<PER-SHARE-GAIN-APPREC> 2.74
<PER-SHARE-DIVIDEND> 0.00
<PER-SHARE-DISTRIBUTIONS> (0.38)
<RETURNS-OF-CAPITAL> 0.00
<PER-SHARE-NAV-END> 22.23
<EXPENSE-RATIO> 2.28
<AVG-DEBT-OUTSTANDING> 0
<AVG-DEBT-PER-SHARE> 0.00
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 6
<LEGEND>
This schedule contains summary financial information
extracted from The Salomon Brothers Capital Fund Inc
form N-SAR for the period ended June 30, 1997
and is qualified in its entirety by reference to
such financial statements.
</LEGEND>
<SERIES>
<NUMBER> 03
<NAME> Salomon Brothers Capital Fund Inc Class C
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> DEC-31-1997
<PERIOD-END> JUN-30-1997
<INVESTMENTS-AT-COST> 140,271,433
<INVESTMENTS-AT-VALUE> 166,877,614
<RECEIVABLES> 1,452,872
<ASSETS-OTHER> 1,137
<OTHER-ITEMS-ASSETS> 0
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<PAYABLE-FOR-SECURITIES> 1,191,718
<SENIOR-LONG-TERM-DEBT> 0
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<TOTAL-LIABILITIES> 1,555,027
<SENIOR-EQUITY> 0
<PAID-IN-CAPITAL-COMMON> 124,376,067
<SHARES-COMMON-STOCK> 45,049
<SHARES-COMMON-PRIOR> 6,531
<ACCUMULATED-NII-CURRENT> 488,512
<OVERDISTRIBUTION-NII> 0
<ACCUMULATED-NET-GAINS> 15,305,958
<OVERDISTRIBUTION-GAINS> 0
<ACCUM-APPREC-OR-DEPREC> 26,606,059
<NET-ASSETS> 1,002,459
<DIVIDEND-INCOME> 3,886
<INTEREST-INCOME> 863
<OTHER-INCOME> 0
<EXPENSES-NET> 5,438
<NET-INVESTMENT-INCOME> (689)
<REALIZED-GAINS-CURRENT> 44,446
<APPREC-INCREASE-CURRENT> 28,452
<NET-CHANGE-FROM-OPS> 72,209
<EQUALIZATION> 0
<DISTRIBUTIONS-OF-INCOME> 0
<DISTRIBUTIONS-OF-GAINS> (3,102)
<DISTRIBUTIONS-OTHER> 0
<NUMBER-OF-SHARES-SOLD> 43,576
<NUMBER-OF-SHARES-REDEEMED> 5,213
<SHARES-REINVESTED> 155
<NET-CHANGE-IN-ASSETS> 872,452
<ACCUMULATED-NII-PRIOR> 0
<ACCUMULATED-GAINS-PRIOR> 2,575,998
<OVERDISTRIB-NII-PRIOR> 333
<OVERDIST-NET-GAINS-PRIOR> 0
<GROSS-ADVISORY-FEES> 689,700
<INTEREST-EXPENSE> 0
<GROSS-EXPENSE> 963,780
<AVERAGE-NET-ASSETS> 480,608
<PER-SHARE-NAV-BEGIN> 19.91
<PER-SHARE-NII> (0.03)
<PER-SHARE-GAIN-APPREC> 2.75
<PER-SHARE-DIVIDEND> 0.00
<PER-SHARE-DISTRIBUTIONS> (0.38)
<RETURNS-OF-CAPITAL> 0.00
<PER-SHARE-NAV-END> 22.25
<EXPENSE-RATIO> 2.28
<AVG-DEBT-OUTSTANDING> 0
<AVG-DEBT-PER-SHARE> 0.00
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 6
<LEGEND>
This schedule contains summary financial information
extracted from The Salomon Brothers Capital Fund Inc
form N-SAR for the period ended June 30, 1997
and is qualified in its entirety by reference to
such financial statements.
</LEGEND>
<SERIES>
<NUMBER> 04
<NAME> Salomon Brothers Capital Fund Inc Class O
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> DEC-31-1997
<PERIOD-END> JUN-30-1997
<INVESTMENTS-AT-COST> 140,271,433
<INVESTMENTS-AT-VALUE> 166,877,614
<RECEIVABLES> 1,452,872
<ASSETS-OTHER> 1,137
<OTHER-ITEMS-ASSETS> 0
<TOTAL-ASSETS> 168,331,623
<PAYABLE-FOR-SECURITIES> 1,191,718
<SENIOR-LONG-TERM-DEBT> 0
<OTHER-ITEMS-LIABILITIES> 363,309
<TOTAL-LIABILITIES> 1,555,027
<SENIOR-EQUITY> 0
<PAID-IN-CAPITAL-COMMON> 124,376,067
<SHARES-COMMON-STOCK> 7,258,812
<SHARES-COMMON-PRIOR> 6,839,481
<ACCUMULATED-NII-CURRENT> 488,512
<OVERDISTRIBUTION-NII> 0
<ACCUMULATED-NET-GAINS> 15,305,958
<OVERDISTRIBUTION-GAINS> 0
<ACCUM-APPREC-OR-DEPREC> 26,606,059
<NET-ASSETS> 162,112,270
<DIVIDEND-INCOME> 1,165,390
<INTEREST-INCOME> 258,898
<OTHER-INCOME> 0
<EXPENSES-NET> 938,060
<NET-INVESTMENT-INCOME> 486,228
<REALIZED-GAINS-CURRENT> 15,088,947
<APPREC-INCREASE-CURRENT> 4,758,770
<NET-CHANGE-FROM-OPS> 20,333,945
<EQUALIZATION> 0
<DISTRIBUTIONS-OF-INCOME> 0
<DISTRIBUTIONS-OF-GAINS> (2,614,000)
<DISTRIBUTIONS-OTHER> 0
<NUMBER-OF-SHARES-SOLD> 931,204
<NUMBER-OF-SHARES-REDEEMED> 637,082
<SHARES-REINVESTED> 125,209
<NET-CHANGE-IN-ASSETS> 26,169,491
<ACCUMULATED-NII-PRIOR> 0
<ACCUMULATED-GAINS-PRIOR> 2,575,998
<OVERDISTRIB-NII-PRIOR> 333
<OVERDIST-NET-GAINS-PRIOR> 0
<GROSS-ADVISORY-FEES> 689,700
<INTEREST-EXPENSE> 0
<GROSS-EXPENSE> 963,780
<AVERAGE-NET-ASSETS> 149,260,683
<PER-SHARE-NAV-BEGIN> 19.88
<PER-SHARE-NII> 0.07
<PER-SHARE-GAIN-APPREC> 2.76
<PER-SHARE-DIVIDEND> 0.00
<PER-SHARE-DISTRIBUTIONS> (0.38)
<RETURNS-OF-CAPITAL> 0.00
<PER-SHARE-NAV-END> 22.33
<EXPENSE-RATIO> 1.27
<AVG-DEBT-OUTSTANDING> 0
<AVG-DEBT-PER-SHARE> 0.00
</TABLE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: AmerUS Life Holdings, Inc.
DATE OF PURCHASE: January 28, 1997
NUMBER OF SHARES PURCHASED: 23,300
AGGREGATE PURCHASE PRICE: $384,450
PRICE PER SHARE: $16.50
UNDERWRITING SPREAD: $1.15
% GROSS UNDERWRITING SPREAD: 6.97%
SHARES OFFERED: 4,663,190
TOTAL OFFERING: $76,942,635
4% OF OFFERING: $3,077,705
3% OF TOTAL ASSETS: $4,331,164(3% of 144,372,138)
BROKER: Goldman, Sachs & Co.
Note: A total of 40,000 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $660,000.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
101
<PAGE>
U.S. Underwriters
Goldman , Sachs & Co.
ABN Amro Chicago Corporation
Donaldson, Lufkin & Jenrette Securities Corporation
Salomon Brothers, Inc.
Alex. Brown & Sons, Inc.
Conning & Co.
Dain Bosworth, Inc.
Dean Witter Reynolds, Inc.
A.G. Edwards & Sons, Inc.
EVEREN Securities, Inc.
Fahnestock & Co., Inc.
Fox-Pitt, Kelton, Inc.
Janney Montgomery Scott, Inc.
Edward D. Jones & Co., L.P.
Ladenburg, Thalman & Co., Inc.
Principal Financial Securities, Inc.
The Robinson - Humphrey Company, Inc.
Sandler O'Neill & Partners, L.P.
Stephens, Inc.
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Doncasters
DATE OF PURCHASE: January 29, 1997
NUMBER OF SHARES PURCHASED: 1,000
AGGREGATE PURCHASE PRICE: $16,500
PRICE PER SHARE: $16.50
UNDERWRITING SPREAD: $1.15
% GROSS UNDERWRITING SPREAD: 6.97%
SHARES OFFERED: 8,000,000
TOTAL OFFERING: $132,000,000
4% OF OFFERING: $5,280,000
3% OF TOTAL ASSETS: $4,225,913(3% of 141,863,753)
BROKER: Credit Suisse First Boston
Note: A total of 4,900 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $80,850.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
101
<PAGE>
U.S. Underwriters
Credit Suisse First Boston Corp.
Schroder Wertheim & Co., Inc
D.A. Davidson & Co., Inc.
Donaldson, Lufkin & Jenrette Securities Corp.
Fahnestock & Co. Inc.
Gabelli & Company, Inc.
Goldman, Sachs & Co.
C.L. King & Associates, Inc.
Merrill Lynch, Pierce, Fenner & Smith
Morgan Stanley & Co., Inc.
Oppenheimer & Co., Inc.
PaineWebber, Inc.
Ragen Mackenzie, Inc.
Salomon Brothers, Inc.
Smith Barney, Inc.
Sutro & Co., Inc
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Hanover Compressor Company
DATE OF PURCHASE: June 30, 1997
NUMBER OF SHARES PURCHASED: 1,000
AGGREGATE PURCHASE PRICE: $19,500
PRICE PER SHARE: $19.50
UNDERWRITING SPREAD: $1.32
% GROSS UNDERWRITING SPREAD: 6.77%
SHARES OFFERED: 6,613,494
TOTAL OFFERING: $128,963,000
4% OF OFFERING: $5,158,525
3% OF TOTAL ASSETS: $5,049,949(3% of 168,331,624)
BROKER: Goldman, Sachs & Co.
Note: A total of 4,900 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $95,550.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
<PAGE>
U.S. Underwriters
Goldman, Sachs & Co.
Credit Suisse First Boston Corporation
Salomon Brothers
Dillon, Read & Co.,Inc.
Donaldson, Lufkin & Jenrette Securities Corporation
Rauscher Pierce Refsnes,Inc.
Schroder Wertheim & Co. Incorporated
Smith Barney,Inc.
Allen & Company, Inc.
George K. Baum & Company
Genesis Merchant Group Securities,L.L.C.
George McKelvey Co.,Inc.
Raymond James & Associates,Inc.
The Robinson - Humphrey Company,Inc.
Simmons & Company International
Stephens, Inc.
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Hertz Corporation
DATE OF PURCHASE: April 25, 1997
NUMBER OF SHARES PURCHASED: 3,400
AGGREGATE PURCHASE PRICE: $81,600
PRICE PER SHARE: $24.00
UNDERWRITING SPREAD: $1.26
% GROSS UNDERWRITING SPREAD: 5.25%
SHARES OFFERED: 20,010,000
TOTAL OFFERING: $480,240,000
4% OF OFFERING: $19,209,600
3% OF TOTAL ASSETS: $4,486,984(3% of 149,566,133)
BROKER: J.P. Morgan & Co.
Note: A total of 49,700 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $1,192,800.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
<PAGE>
U.S. Underwriters
J.P. Morgan Securities, Inc.
Goldman , Sachs & Co.
Lehman Brothers, Inc.
Salomon Brothers, Inc.
Smith Barney, Inc.
ABN AMRO Securities Chicago Corporation
Bear, Stearns & Co., Inc.
Alex. Brown & Sons, Inc,
Chase Securities, Inc.
Citicorp Securities, Inc.
Credit Suisse First Boston Corporation
Dean Witter Reynolds, Inc.
Deutsche Morgan Grenfell, Inc.
Donaldson, Lufkin & Jenrette Securities Corporation
A.G. Edwards & Sons, Inc.
Merrill Lynch, Pierce, Fenner & Smith
Montgomery Securities
Oppenheimer & Co., Inc.
PaineWebber, Inc.
Prudential Securities, Inc.
Sanford C. Bernstein & Co., Inc.
William Blair & Company, L.L.C.
J. C. Bradford & Co.
Furman Selz, LLC
Legg Mason Wood Walker, Inc.
McDonald & Company Securities, Inc.
Neuberger & Berman, LLC
Piper jaffray, Inc.
The Robinson - Humphrey Company, Inc.
Charles Schwab & Co., Inc.
Stephens, Inc.
Sutro & Co., Inc.
Blaylock & Partners, L.P.
First of Michigan Corporation
WR Lazard, Laidlaw & Luther
NatCity Investments, Inc.
Roney & Co., LLC
Samuel A. Ramirez & Co., Inc.
Muriel Siebert & Co., Inc.
Stifel, Nicolaus & Company, Inc.
Sturdivant & Co., Inc.
International Underwriters
J.P. Morgan Securities, Limited
Goldman Sachs International
ABN AMRO Rothschild
Banque Nationale de Paris
Commerzbank Aktiengesellschaft
Credit Lyonnais Securities
Morgan Grenfell & Co., Limited
Lehman Brothers International (Europe)
Salomon Brothers International Limited
Smith Barney Inc.
Barclay's De Zoete Wedd, Limited
Bayerische Vereinsbank Aktiengesellschaft
CIBC wood Gundy plc
HSBC Investment Bank plc
Kleinwort Benson Limited
J. Henry Schroder & Co., Limited
Nomura International plc
RBC Dominion Securities, Inc.
Societe Generale
Sumitomo Finance International plc
The Toronto-Dominion Bank
UBS Limited
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Lear Corporation
DATE OF PURCHASE: June 24, 1997
NUMBER OF SHARES PURCHASED: 33,300
AGGREGATE PURCHASE PRICE: $1,332,000
PRICE PER SHARE: $40.00
UNDERWRITING SPREAD: $1.20
% GROSS UNDERWRITING SPREAD: 3.00%
SHARES OFFERED: 10,284,854
TOTAL OFFERING: $411,394,160
4% OF OFFERING: $16,455,766
3% OF TOTAL ASSETS: $4,989,896(3% of 166,329,883)
BROKER: Lehman Brothers
Note: The above represents the only stock purchased by funds in the Salomon
Brothers complex.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
<PAGE>
U.S. Underwriters
Lehman Brothers, Inc.
Donaldson,Lufkin & Jenrette Securities Corporation
Morgan Stanley & Co., Inc
Salomon Brothers, Inc.
Schroder Wertheim & Co., Inc
PaineWebber, Inc.
Robert W. Baird & Co., Inc
Bear, Stearns & Co., Inc.
Credit Suisse First Boston Corporation
Furman Selz, LLC
McDonald & Company Securities, Inc.
Nesbitt Burns Securities, Inc.
Scotia Capital Markets (USA), Inc.
First of Michigan Corporation
Edward D. Jones & Co., L.P.
Mesirow Financial, Inc.
Neuberger & Berman, LLC
Olde Discount Corportation
Roney & Co., LLC
Stifel, Nicolaus & Co., Inc.
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Nationwide Financial Services, Inc.
DATE OF PURCHASE: March 5, 1997
NUMBER OF SHARES PURCHASED: 10,300
AGGREGATE PURCHASE PRICE: $242,050
PRICE PER SHARE: $23.50
UNDERWRITING SPREAD: $1.23
% GROSS UNDERWRITING SPREAD: 5.23%
SHARES OFFERED: 20,540,000
TOTAL OFFERING: $482,690,000
4% OF OFFERING: $19,307,600
3% OF TOTAL ASSETS: $4,703,664(3% of 156,788,816)
BROKER: Credit Suisse First Boston
Note: A total of 150,100 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $3,527,350.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
101
<PAGE>
U.S. Underwriters
Credit Suisse First Boston Corporation
Morgan Stanley & Co., Inc.
Merrill Lynch, Pierce, Fenner & Smith
Bear, Stearns & Co., Inc.
Alex. Brown & Sons, Inc.
Dean Witter Reynolds, Inc.
Deutsche Morgan Grenfell, Inc.
Dillon, Read & Co., Inc.
Donaldson, Lufkin & Jenrette Securities Corporation
A.G. Edwards & Sons, Inc.
Goldman , Sachs & Co.
Invemed Associates, Inc.
Lehman Brothers, Inc.
J.P. Morgan Securities, Inc.
Oppenheimer & Co., Inc.
PaineWebber, Inc
Prudential Securities, Inc.
Salomon Brothers, Inc.
Schroder Wertheim & Co., Inc.
Smith Barney, Inc.
Wasserstein Perella Securities, Inc.
Conning & Co.
Advest, Inc.
M.R. Beal & Co.
Sanford C. Bernstein & Co., Inc.
Blaylock & Partners, L.P.
Dain Bosworth, Inc.
Doley Securities, Inc.
Dowling & Partners Securities, LLC
Everen Securities, Inc.
Fox-Pitt, Kelton, Inc.
Furman Selz LLC
Janney Montgomery Scott, Inc.
Ladenburg, Thalman & Co., Inc.
WR Lazard, Laidlaw & Luther
McDonald & Company Securities, Inc.
Neuberger & Berman, LLC
The Ohio Company
Ormes Capital Markets, Inc.
Paulsen Securities
Ragen Mackenzie, Inc.
Raymond James & Associates, Inc.
The Robinson - Humphrey Company, Inc.
Sands Brothers & Co., Ltd
Stephens, Inc.
Trilon International, Inc.
Utendahl Capital Partners, L.P.
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Polo Ralph Lauren
DATE OF PURCHASE: June 11, 1997
NUMBER OF SHARES PURCHASED: 3,400
AGGREGATE PURCHASE PRICE: $88,400
PRICE PER SHARE: $26.00
UNDERWRITING SPREAD: $1.43
% GROSS UNDERWRITING SPREAD: 5.50%
SHARES OFFERED: 29,500,000
TOTAL OFFERING: $767,000,000
4% OF OFFERING: $30,680,000
3% OF TOTAL ASSETS: $4,961,124(3% of 165,370,790)
BROKER: Goldman, Sachs & Co.
Note: A total of 49,700 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $1,292,200.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
<PAGE>
U.S. Underwriters
Goldman , Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith
Morgan Stanley & Co., Inc.
Advest, Inc.
Robert W. Baird & Co., Inc.
Bear, Stearns & Co., Inc.
William Blair & Company, L.L.C.
Blaylock & Partners, L.P.
The Buckingham Research Group, Inc.
Chase Securities, Inc.
Dain Bosworth, Inc.
Dillon, Read & Co., Inc.
Donaldson, Lufkin & Jenrette Securities Corp
A.G. Edwards & Sons, Inc.
EVEREN Securities, Inc.
Furman Selz, LLC
Gerard Klauer Mattison & Co., LLC
J.J.B. Hillard, W.L. Lyons, Inc.
Interstate / Johnson Lane Corporation
Edward D. Jones & Co., L.P.
Lazard Freres & Co., LLC
Legg Mason Wood Walker, Inc.
Montgomery Securities
J.P. Morgan Securities, Inc.
Principal Financial Securities, Inc.
Prudential Securities, Inc.
Rauscher Pierce Refsnes, Inc.
Robertson, Stephens & Co., LLC
Roney & Co., LLC
Salomon Brothers, Inc.
Charles Schwab & Co., Inc.
Scott & Stringfellow, Inc.
Muriel Siebert & Co., Inc.
Smith Barney, Inc.
Stephens, Inc.
Stifel, Nicolaus & Co, Inc
Sutro & Co., Inc.
Tucker Anthony, Inc.
Wasserstein Perella Securities, Inc.
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Provident Companies, Inc.
DATE OF PURCHASE: May 5, 1997
NUMBER OF SHARES PURCHASED: 13,800
AGGREGATE PURCHASE PRICE: $731,400
PRICE PER SHARE: $53.00
UNDERWRITING SPREAD: $1.855
% GROSS UNDERWRITING SPREAD: 3.50%
SHARES OFFERED: 5,917,500
TOTAL OFFERING: $313,627,500
4% OF OFFERING: $12,545,100
3% OF TOTAL ASSETS: $4,700,417(3% of 156,680,556)
BROKER: Morgan Stanley & Co.
Note: A total of 201,400 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of
$10,674,200.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
<PAGE>
U.S. Underwriters
Morgan Stanley & Co., Inc.
Salomon Brothers, Inc.
Advest, Inc.
Sanford C. Bernstein & Co., Inc.
J. C. Bradford & Co.
Donaldson, Lufkin & Jenrette Securities Corporation
A.G. Edwards & Sons, Inc.
Fox-Pitt, Kelton, Inc.
Moors & Cabot, Inc.
The Robinson-Humphrey Company, Inc.
Wasserstein Perella Securities, Inc.
International Underwriters
Morgan Stanley & Co. International Limited
Salomon Brothers International Limited
Donaldson, Lufkin & Jenrette Securities Corporation
Fox-Pitt, Kelton N.V.
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Ryanair Holdings plc
DATE OF PURCHASE: May 29, 1997
NUMBER OF SHARES PURCHASED: 700
AGGREGATE PURCHASE PRICE: $10,311
PRICE PER SHARE: $14.73
UNDERWRITING SPREAD: $.8838
% GROSS UNDERWRITING SPREAD: 6.00%
SHARES OFFERED: 54,167,596
TOTAL OFFERING: $159,577,738
4% OF OFFERING: $6,383,110
3% OF TOTAL ASSETS: $4,874,861(3% of 162,495,368)
BROKER: Morgan Stanley
Note: A total of 2,900 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $42,717.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
<PAGE>
U.S. Underwriters
Morgan Stanley & Co., Inc.
Credit Suisse First Boston Corporation
The Robinson - Humphrey Co., Inc.
Dillon, Read & Co., Inc.
Merrill Lynch, Pierce, Fenner & Smith
PaineWebber, Inc.
Salomon Brothers, Inc.
Edward D. Jones & Co., L.P.
Scott & Stringfellow, Inc.
International Underwriters
Morgan Stanley & Co. International Limited
The Investment Bank of Ireland, Ltd
Credit Suisse First Boston (Europe), Ltd
The Robinson - Humphrey Company, Inc.
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Tosco Corporation
DATE OF PURCHASE: May 1, 1997
NUMBER OF SHARES PURCHASED: 50,000
AGGREGATE PURCHASE PRICE: $1,425,000
PRICE PER SHARE: $28.50
UNDERWRITING SPREAD: $.925
% GROSS UNDERWRITING SPREAD: 3.25%
SHARES OFFERED: 22,000,000
TOTAL OFFERING: $627,000,000
4% OF OFFERING: $25,080,000
3% OF TOTAL ASSETS: $4,567,308(3% of 152,243,611)
BROKER: Morgan Stanley & Co.
Note: The above represents the only stock purchased by funds in the Salomon
Brothers complex.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
<PAGE>
U.S. Underwriters
Morgan Stanley & Co., Inc.
Bear, Stearns & Co., Inc.
Credit Suisse First Boston Corporation
Oppenheimer & Co., Inc.
Salomon Brothers, Inc.
Smith Barney, Inc.
Donaldson, Lufkin & Jenrette Securities Corporation
Furman Selz, LLC
Lehman Brothers, Inc.
Neuberger & Berman, LLC
Schroder Wertheim & Co. Inc.
UBS Securities, Inc.
International Underwriters
Morgan Stanley & Co. International Limited
Credit Suisse First Boston (Europe), Ltd
Salomon Brothers International Limited
J. Henry Schroder & Co., Limited
UBS Limited
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: U.S. Rentals, Inc.
DATE OF PURCHASE: February 21, 1997
NUMBER OF SHARES PURCHASED: 5,200
AGGREGATE PURCHASE PRICE: $104,000
PRICE PER SHARE: $20.00
UNDERWRITING SPREAD: $1.25
% GROSS UNDERWRITING SPREAD: 6.25%
SHARES OFFERED: 10,000,000
TOTAL OFFERING: $200,000,000
4% OF OFFERING: $8,000,000
3% OF TOTAL ASSETS: $4,657,975(3% of 155,265,817)
BROKER: Donaldson, Lufkin & Jenrette
Note: A total of 24,500 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $490,000.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
101
<PAGE>
U.S. Underwriters
Donaldson, Lufkin & Jenrette Securities Corporation
Merrill Lynch, Pierce, Fenner & Smith
Salomon Brothers, Inc.
ABN Amro Chicago Corporation
Bear, Stearns & Co., Inc.
Credit Suisse First Boston Corporation
Deutsche Morgan Grenfell, Inc.
Furman Selz, LLC
Goldman, Sachs & Co.
Montgomery Securities
Morgan Stanley & Co. Inc.
PaineWebber, Inc.
Prudential Securities, Inc.
Robertson, Stephens & Company, LLC
Schroder Wertheim & Co., Inc.
William Blair & Company, L.L.C.
Advest, Inc.
Arnhold & S. Bleichroeder, Inc.
Robert W. Baird & Co. Inc.
Cleary Gull Reiland & Mcdevitt, Inc.
Crowell, Weedon & Co.
First of Michigan Corporation
Friedman, Billings, Ramsey & Co., Inc.
GS2 Securitites, Inc.
Interstate / Johnson Lane Corporation
Janney Montgomery Scott, Inc.
Legg Mason Wood Walker, Inc.
McDonald & Company Securities, Inc.
Ormes Capital Markets, Inc.
Parker / Hunter,Inc.
Pennsylvania Merchant Group,Ltd.
Principal Financial Securities, Inc.
Redwine & Co.
Ryan, Beck & Co.
Sands Brothers & Co., Ltd.
Stephens, Inc.
Sutro & Co., Inc.
Tucker Anthony Inc.
Wheat First Butcher Singer
International Underwriters
Donaldson, Lufkin & Jenrette Securities Corporation
Merrill Lynch International Limited
Salomon Brothers International Limited
Cazenove & Co.
ING Bank N.V.
Kleinwort Benson Limited
Societe Generale
<PAGE>
SALOMON BROTHERS CAPITAL FUND
PURCHASE PURSUANT TO
RULE 10f-3 OF ICA
NAME OF STOCK: Vail Resorts, Inc.
DATE OF PURCHASE: February 3, 1997
NUMBER OF SHARES PURCHASED: 2,000
AGGREGATE PURCHASE PRICE: $44,000
PRICE PER SHARE: $22.00
UNDERWRITING SPREAD: $1.43
% GROSS UNDERWRITING SPREAD: 6.50%
SHARES OFFERED: 12,100,000
TOTAL OFFERING: $266,200,000
4% OF OFFERING: $10,648,000
3% OF TOTAL ASSETS: $4,352,690(3% of 145,089,670)
BROKER: Bear, Stearns
Note: A total of 9,800 shares was purchased by funds in the Salomon Brothers
complex for an aggregate purchase price of $215,600.
The above purchase was made in accordance with the procedures adopted by the
Board of Directors pursuant to Rule 10(f)3 of the Investment Company Act of
1940, as amended.
101
<PAGE>
U.S. Underwriters
Bear, Stearns & Co., Inc.
Furman Selz LLC
Goldman , Sachs & Co.
Salomon Brothers
Schroder Wertheim & Co., Inc.
Smith Barney, Inc.
Alex. Brown & Sons, Inc.
BT Securities Corporation
Cowen & Company
Dean Witter Reynolds, Inc.
Dillon, Read & Co., Inc.
Donaldson,Lufkin & Jenrette Securities Corporation
Hambrecht & Quist, LLC
Lazard Freres & Co., LLC
Lehman Brothers, Inc.
Merrill Lynch, Pierce, Fenner & Smith
Montgomery Securities
Morgan Stanley & Co., Inc.
Oppenheimer & Co., Inc.
Wasserstein Perella Securities, Inc.
Allen & Company, Inc.
Blaylock & Partners, L.P.
Brean Murray & Co., Inc.
Dain Bosworth, Inc.
Doft & Co., Inc.
Gerard Klauer Mattison & Co., LLC
Hanifen, Imhoff, Inc.
Janco Partners, Inc.
Jefferies & Company, Inc.
Josephthal Lyon & Ross, Inc.
Ladenburg, Thalman & Co., Inc.
Legg Mason Wood Walker, Inc.
Ormes Capital Markets, Inc.
Piper jaffray, Inc.
Raymond James & Associates, Inc.
The Robinson - Humphrey Company, Inc.
Sands Brothers & Co., Ltd
Sutro & Co., Inc.
Tucker Anthony, Inc.
