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Previous: FIDELITY COMMONWEALTH TRUST, NSAR-A, EX-27, 2000-12-29 |
Next: CONCORDE GAMING CORP, NT 10-K, 2000-12-29 |
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FORM NSAR |
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Q77.O Transactions effected pursuant to Rule 10F3 |
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Fidelity Commonwealth Trust |
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Series Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
|
4 |
FID LARGE CAP STOCK FUND |
26-Jun-00 |
30-Jun-00 |
Stratos Lightwave |
8,750,000 |
183,750,000 |
21.00 |
500 |
10,500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|
4 |
FID LARGE CAP STOCK FUND |
20-Jul-00 |
26-Jul-00 |
Telarian |
4,200,000 |
67,200,000 |
16.00 |
200 |
4,800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|
4 |
FID LARGE CAP STOCK FUND |
02-Aug-00 |
08-Aug-00 |
Rosetta Inpharmatics |
7,200,000 |
100,800,000 |
14.00 |
300 |
2,800 |
LEHM |
0 |
Lehman Brothers |
FCM |
Lazard |
Prudential Vector Healthcare |
0 |
|
4 |
FID LARGE CAP STOCK FUND |
21-Sep-00 |
26-Sep-00 |
TTM Technologies |
7,500,000 |
120,000,000 |
16.00 |
700 |
8,000 |
RSSF |
Robertson Stephens |
Chase H&Q |
DLJ |
First Union |
0 |
0 |
|
4 |
FID LARGE CAP STOCK FUND |
04-Oct-00 |
11-Oct-00 |
TNPC Inc |
21,000,000 |
441,000,000 |
21.00 |
1,600 |
21,000 |
FBCO |
0 |
Credit Suise |
DLJ |
FCM |
Chase H&Q |
CIBC World |
|
4 |
FID LARGE CAP STOCK FUND |
28-Sep-00 |
04-Oct-00 |
Simple Technology |
6,364,000 |
70,004,000 |
11.00 |
700 |
5,500 |
LEHM |
Lehman Brothers |
Banc of America |
Fid. Capital Markets |
0 |
0 |
0 |
|
4 |
FID LARGE CAP STOCK FUND |
18-Aug-00 |
23-Aug-00 |
Peco III Inc. |
5,000,000 |
75,000,000 |
15.00 |
500 |
6,000 |
RSSF |
0 |
Robertson Stephens |
CIBC World Markets |
Needham & Co. |
FCM |
0 |
|
4 |
FID LARGE CAP STOCK FUND |
17-Aug-00 |
23-Aug-00 |
Integrated Telecom Express |
5,600,000 |
100,800,000 |
18.00 |
500 |
7,200 |
LEHM |
0 |
Lehman Brothers |
Bear stearns & Co. |
Wit Soundview |
FCM |
0 |
|
4 |
FID LARGE CAP STOCK FUND |
09-Aug-00 |
14-Aug-00 |
H Power Corp. |
7,000,000 |
112,000,000 |
16.00 |
300 |
4,800 |
LEHM |
0 |
Lehman Brothers |
CIBC World Markets |
Deutsche Banc Alex Brown |
Josephthal & Co. |
FCM |
|
4 |
FID LARGE CAP STOCK FUND |
12-May-00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8.00 |
700 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
26-Jun-00 |
30-Jun-00 |
E FUNDS |
5,250,000 |
68,250,000 |
13.00 |
200,000 |
2,600,000 |
LEHM |
Lehman Brothers |
Bear Stearns |
FAC/Equities |
John G. Kinnard |
Fid. Capital Markets |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
20-Jul-00 |
26-Jul-00 |
Telarian |
4,200,000 |
67,200,000 |
16.00 |
200 |
4,800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
04-Oct-00 |
11-Oct-00 |
TNPC Inc |
21,000,000 |
441,000,000 |
21.00 |
2,000 |
21,000 |
FBCO |
0 |
Credit Suise |
DLJ |
FCM |
Chase H&Q |
CIBC World |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
21-Sep-00 |
26-Sep-00 |
TTM Technologies |
7,500,000 |
120,000,000 |
16.00 |
700 |
8,000 |
RSSF |
Robertson Stephens |
Chase H&Q |
DLJ |
First Union |
0 |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
28-Sep-00 |
04-Oct-00 |
Simple Technology |
6,364,000 |
70,004,000 |
11.00 |
700 |
5,500 |
LEHM |
Lehman Brothers |
Banc of America |
Fid. Capital Markets |
0 |
0 |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
02-Aug-00 |
08-Aug-00 |
Rosetta Inpharmatics |
7,200,000 |
100,800,000 |
14.00 |
300 |
2,800 |
LEHM |
0 |
Lehman Brothers |
FCM |
Lazard |
Prudential Vector Healthcare |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
18-Aug-00 |
23-Aug-00 |
Peco III Inc. |
5,000,000 |
75,000,000 |
15.00 |
500 |
6,000 |
RSSF |
0 |
Robertson Stephens |
CIBC World Markets |
Needham & Co. |
FCM |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
17-Aug-00 |
23-Aug-00 |
Integrated Telecom Express |
5,600,000 |
100,800,000 |
18.00 |
500 |
7,200 |
LEHM |
0 |
Lehman Brothers |
Bear stearns & Co. |
Wit Soundview |
FCM |
0 |
|
5 |
FIDELITY SMALL CAP STOCK FUND |
09-Aug-00 |
14-Aug-00 |
H Power Corp. |
7,000,000 |
112,000,000 |
16.00 |
300 |
4,800 |
LEHM |
0 |
Lehman Brothers |
CIBC World Markets |
Deutsche Banc Alex Brown |
Josephthal & Co. |
FCM |
|
6 |
FID MID CAP STOCK FUND |
26-Jun-00 |
30-Jun-00 |
Stratos Lightwave |
8,750,000 |
183,750,000 |
21.00 |
1,900 |
10,500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|
6 |
FID MID CAP STOCK FUND |
20-Jul-00 |
26-Jul-00 |
Telarian |
4,200,000 |
67,200,000 |
16.00 |
1,100 |
4,800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|
6 |
FID MID CAP STOCK FUND |
02-Aug-00 |
08-Aug-00 |
Rosetta Inpharmatics |
7,200,000 |
100,800,000 |
14.00 |
1,500 |
2,800 |
LEHM |
0 |
Lehman Brothers |
FCM |
Lazard |
Prudential Vector Healthcare |
0 |
|
6 |
FID MID CAP STOCK FUND |
21-Sep-00 |
26-Sep-00 |
TTM Technologies |
7,500,000 |
120,000,000 |
16.00 |
3,800 |
8,000 |
RSSF |
Robertson Stephens |
Chase H&Q |
DLJ |
First Union |
0 |
0 |
|
6 |
FID MID CAP STOCK FUND |
04-Oct-00 |
11-Oct-00 |
TNPC Inc |
21,000,000 |
441,000,000 |
21.00 |
9,700 |
21,000 |
FBCO |
0 |
Credit Suise |
DLJ |
FCM |
Chase H&Q |
CIBC World |
|
6 |
FID MID CAP STOCK FUND |
28-Sep-00 |
04-Oct-00 |
Simple Technology |
6,364,000 |
70,004,000 |
11.00 |
4,000 |
5,500 |
LEHM |
Lehman Brothers |
Banc of America |
Fid. Capital Markets |
0 |
0 |
0 |
|
6 |
FID MID CAP STOCK FUND |
18-Aug-00 |
23-Aug-00 |
Peco III Inc. |
5,000,000 |
75,000,000 |
15.00 |
2,200 |
6,000 |
RSSF |
0 |
Robertson Stephens |
CIBC World Markets |
Needham & Co. |
FCM |
0 |
|
6 |
FID MID CAP STOCK FUND |
17-Aug-00 |
23-Aug-00 |
Integrated Telecom Express |
5,600,000 |
100,800,000 |
18.00 |
2,500 |
7,200 |
LEHM |
0 |
Lehman Brothers |
Bear stearns & Co. |
Wit Soundview |
FCM |
0 |
|
6 |
FID MID CAP STOCK FUND |
09-Aug-00 |
14-Aug-00 |
H Power Corp. |
7,000,000 |
112,000,000 |
16.00 |
1,600 |
4,800 |
LEHM |
0 |
Lehman Brothers |
CIBC World Markets |
Deutsche Banc Alex Brown |
Josephthal & Co. |
FCM |
|
6 |
FID MID CAP STOCK FUND |
12-May-00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8.00 |
2,500 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
|
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