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Previous: FIDELITY COMMONWEALTH TRUST, NSAR-B, EX-27, 2000-06-27 |
Next: FIDELITY COMMONWEALTH TRUST, NSAR-B, EX-99, 2000-06-27 |
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FORM NSAR Q77.O Transactions effected pursuant to Rule 10F3 Fidelity Commonwealth Trust |
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Series Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
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|
4 |
FID LARGE CAP STOCK FUND |
12/08/1999 |
12/13/1999 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
200 |
4,200 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
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|
4 |
FID LARGE CAP STOCK FUND |
04/05/2000 |
04/10/2000 |
Ulticom |
4,250,000 |
55,250,000 |
13 |
200 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
|||
|
4 |
FID LARGE CAP STOCK FUND |
12/06/1999 |
12/10/1999 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
500 |
7,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
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|
4 |
FID LARGE CAP STOCK FUND |
12/07/1999 |
12/10/1999 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
600 |
6,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
4 |
FID LARGE CAP STOCK FUND |
11/22/1999 |
11/29/1999 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
200 |
3,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
||
|
4 |
FID LARGE CAP STOCK FUND |
11/19/1999 |
11/24/1999 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
300 |
3,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
||
|
4 |
FID LARGE CAP STOCK FUND |
11/12/1999 |
11/17/1999 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
200 |
2,600 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
||
|
4 |
FID LARGE CAP STOCK FUND |
02/15/2000 |
02/18/2000 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
200 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
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|
4 |
FID LARGE CAP STOCK FUND |
12/08/1999 |
12/13/1999 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
200 |
3,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
4 |
FID LARGE CAP STOCK FUND |
02/10/2000 |
02/15/2000 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
300 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|||
|
4 |
FID LARGE CAP STOCK FUND |
02/03/2000 |
02/09/2000 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
1,500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
4 |
FID LARGE CAP STOCK FUND |
02/04/2000 |
02/09/2000 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|||
|
4 |
FID LARGE CAP STOCK FUND |
02/03/2000 |
02/09/2000 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
400 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
||||
|
4 |
FID LARGE CAP STOCK FUND |
04/12/2000 |
04/18/2000 |
Nuance |
4,400,000 |
74,800,000 |
17 |
500 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
12/08/1999 |
12/13/1999 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
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|
5 |
FIDELITY SMALL CAP STOCK FUND |
12/09/1999 |
12/15/1999 |
Tularik |
6,950,000 |
97,300,000 |
14 |
400 |
5,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
|
|
5 |
FIDELITY SMALL CAP STOCK FUND |
02/03/2000 |
02/09/2000 |
Heidrick & Struggles International |
3,000,000 |
99,000,000 |
33 |
40,000 |
1,320,000 |
LEHM |
Lehman Brothers Inc. |
Goldman Sachs & Co. |
The Robinson-Humphrey Company, LLC |
Fidelity Capital Markets |
|
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|
5 |
FIDELITY SMALL CAP STOCK FUND |
04/05/2000 |
04/10/2000 |
Ulticom |
4,250,000 |
55,250,000 |
13 |
100 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
|||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
12/06/1999 |
12/10/1999 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
300 |
4,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
12/07/1999 |
12/10/1999 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
400 |
4,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
5 |
FIDELITY SMALL CAP STOCK FUND |
11/22/1999 |
11/29/1999 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
200 |
3,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
11/19/1999 |
11/24/1999 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
200 |
2,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
11/12/1999 |
11/17/1999 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
100 |
1,300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
02/15/2000 |
02/18/2000 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
200 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
||||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
12/08/1999 |
12/13/1999 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
5 |
FIDELITY SMALL CAP STOCK FUND |
02/10/2000 |
02/15/2000 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
200 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
02/03/2000 |
02/09/2000 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
1,000 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
5 |
FIDELITY SMALL CAP STOCK FUND |
02/04/2000 |
02/09/2000 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
02/03/2000 |
02/09/2000 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
300 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
||||
|
5 |
FIDELITY SMALL CAP STOCK FUND |
04/12/2000 |
04/18/2000 |
Nuance |
4,400,000 |
74,800,000 |
17 |
400 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
||
|
6 |
FID MID CAP STOCK FUND |
12/08/1999 |
12/13/1999 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
300 |
6,300 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
||
|
6 |
FID MID CAP STOCK FUND |
04/05/2000 |
04/10/2000 |
Ulticom |
4,250,000 |
55,250,000 |
13 |
600 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
|||
|
6 |
FID MID CAP STOCK FUND |
12/06/1999 |
12/10/1999 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
1,000 |
14,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
||
|
6 |
FID MID CAP STOCK FUND |
12/07/1999 |
12/10/1999 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
1,200 |
13,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
6 |
FID MID CAP STOCK FUND |
11/22/1999 |
11/29/1999 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
500 |
7,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
||
|
6 |
FID MID CAP STOCK FUND |
11/19/1999 |
11/24/1999 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
700 |
8,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
||
|
6 |
FID MID CAP STOCK FUND |
02/01/2000 |
02/07/2000 |
Metricom, Inc. |
5,000,000 |
435,000,000 |
87 |
55,300 |
27,161,400 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
|
|
|
6 |
FID MID CAP STOCK FUND |
02/01/2000 |
02/07/2000 |
Metricom, Inc. |
5,000,000 |
435,000,000 |
87 |
2,200 |
27,161,400 |
SELZ |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
|
|
|
6 |
FID MID CAP STOCK FUND |
11/12/1999 |
11/17/1999 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
400 |
5,200 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
||
|
6 |
FID MID CAP STOCK FUND |
02/15/2000 |
02/18/2000 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
500 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
||||
|
6 |
FID MID CAP STOCK FUND |
12/08/1999 |
12/13/1999 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
400 |
6,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
6 |
FID MID CAP STOCK FUND |
02/10/2000 |
02/15/2000 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
700 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|||
|
6 |
FID MID CAP STOCK FUND |
02/03/2000 |
02/09/2000 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
3,900 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
6 |
FID MID CAP STOCK FUND |
02/04/2000 |
02/09/2000 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
400 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|||
|
6 |
FID MID CAP STOCK FUND |
02/03/2000 |
02/09/2000 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
900 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
||||
|
6 |
FID MID CAP STOCK FUND |
04/12/2000 |
04/18/2000 |
Nuance |
4,400,000 |
74,800,000 |
17 |
1,900 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
||
|
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