Effective August 1, 1938
Revised December 31, 1941
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON
Form U-12(I)-B (Annual Statement)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN
RULE U-71(b).
(To be filed in DUPLICATE. If acknowledgement is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
1. Name and business address of person filing statement.
Robert P. Wax, Vice President, Secretary, and General Counsel
Northeast Utilities Service Company
P.O. Box 270, Hartford, Connecticut 06141-0270
2. Name and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule U-71.
None.
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained.
Northeast Utilities Service Company, a subsidiary of Northeast
Utilities. The Service Company provides services for
Northeast Utilities and its subsidiaries.
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in item 3, and
brief description of nature of services to be rendered in each
such position or relationship.
The undersigned is Vice President, Secretary, and General
Counsel of Northeast Utilities Service Company. He will
represent Northeast Utilities system companies, as and when
appropriate, in connection with the issuance of securities,
rate matters, affiliations, acquisitions and dispositions, the
licensing of hydroelectric projects, and other matters before
the Securities and Exchange Commission, the Department of
Energy, Federal Energy Regulatory Commission, and Congress or
some of such bodies.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services rendered
by the undersigned, from each of the companies designated
in item 3. (Use column (a) as supplementary statement
only.)
Person or
company from
whom received
or to be
Salary or other compensations received
Name of recipient received during to be received
prior year (b)
(a)
Robert P. Wax $187,445.39 To be included Northeast
in supplemental Utilities
statement. Service
Company
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged
to client: None
(b) Itemized list of all other expenses: No other
expenses.
Date January 24, 1994 (Signed) /s/ R. P. Wax
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