FORM U-12(I)-B (THREE-YEAR STATEMENT)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
Three-Year Period Ending 1997
FORM U-12(I)-B (Three-Year Statement)
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY
OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES
AS SPECIFIED IN RULE U-71(b).
(To be filed in DUPLICATE. If acknowledgement is desired, file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
1.NAME AND BUSINESS ADDRESS OF PERSON FILING STATEMENT.
Robert P. Wax, Vice President, Secretary and General Counsel
Northeast Utilities Service Company
P.O. Box 270, Hartford, Connecticut 06141-0270
2. NAME AND BUSINESS ADDRESSES OF ANY PERSONS THROUGH WHOM THE UNDERSIGNED
PROPOSES TO ACT IN MATTERS INCLUDED WITHIN THE EXEMPTION PROVIDED BY
PARAGRAPH (B) OF RULE U-71.
None.
3. REGISTERED HOLDING COMPANIES AND SUBSIDIARY COMPANIES BY WHICH THE
UNDERSIGNED IS REGULARLY EMPLOYED OR RETAINED.
Northeast Utilities Service Company, a subsidiary of Northeast Utilities. The
Service Company provides services for Northeast Utilities and its subsidiaries
4. POSITION OR RELATIONSHIP IN WHICH THE UNDERSIGNED IS EMPLOYED OR RETAINED BY
EACH OF THE COMPANIES NAMED IN ITEM 3, AND BRIEF DESCRIPTION OF NATURE OF
SERVICES TO BE RENDERED IN EACH SUCH POSITION OR RELATIONSHIP.
The undersigned is Vice President, Secretary and General Counsel of Northeast
Utilities Service Company. He will represent Northeast Utilities system
companies, as and when appropriate, in connection with the issuance of
securities, rate matters, affiliations, acquisitions and dispositions, the
licensing of hydroelectric projects, and other matters before the Securities
and Exchange Commission, the Department of Energy and Congress or some of such
bodies.
5. (A) COMPENSATION RECEIVED DURING THE CURRENT YEAR AND ESTIMATED TO BE
RECEIVED OVER THE NEXT TWO CALENDAR YEARS BY THE UNDERSIGNED OR OTHERS,
DIRECTLY OR INDIRECTLY, FOR SERVICES RENDERED BY THE UNDERSIGNED, FROM EACH
OF THE COMPANIES DESIGNATED IN ITEM 3. (USE COLUMN (A) AS SUPPLEMENTARY
STATEMENT ONLY.)
Person or
company from
whom received
Salary or other compensation or to be
Name of recipient received
to be received
(a) (b)
Robert P. Wax $ 198,437.42 To be included Northeast Utilities
in supplemental Service Company
statement.
(b) Basis for compensation if other than salary.
6. (TO BE ANSWERED IN SUPPLEMENTARY STATEMENT ONLY. SEE INSTRUCTIONS.)
EXPENSES INCURRED BY THE UNDERSIGNED OR ANY PERSON NAMED IN ITEM 2, ABOVE,
DURING THE CALENDAR YEAR IN CONNECTION WITH THE ACTIVITIES DESCRIBED IN
ITEM 4, ABOVE, AND THE SOURCE OR SOURCES OF REIMBURSEMENT FOR SAME.
(a)
Total amount of routine expenses
charged to client:$ None
(b) Itemized list of all other expenses: No other expenses.
Date January 26, 1995 (Signed) /s/ Robert P. Wax
