SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12B-25
Commission File Number 0-05097
NOTIFICATION OF LATE FILING
(Check [ ] Form 10-K [ ] Form 11-K [ ] Form 20-F [X] Form 10-Q [ ] Form N-SAR
One):
For Period Ended: DECEMBER 31, 1996
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[ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q
[ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR
[ ] Transition Report on Form 11-K
For the Transition Period Ended:
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READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. PLEASE PRINT OR TYPE.
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
PART I. REGISTRANT INFORMATION
Full name of registrant UNITED VANGUARD HOMES, INC.
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Former name if applicable
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4 CEDAR SWAMP ROAD, GLEN COVE, NEW YORK 11542
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Address of principal executive office
PART II. RULE 12B-25 (B) AND (C)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed.
(Check appropriate box.)
[ ] (a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
[X] (b) The subject annual report, semi-annual report, transition report on
Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will be filed
on or before the 15th calendar day following the prescribed due date;
or the subject quarterly report or transition report on Form 10-Q, or
portion thereof will be filed on or before the fifth calendar day
following the prescribed due date; and
[ ] (c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
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PART III. NARRATIVE
State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F,
10-Q, N-SAR or the transition report portion thereof could not be filed within
the prescribed time period. (Attach extra sheets if needed.)
Registrant's Quarterly Report on Form 10-QSB for the quarter ended
December 31, 1996 (the "Report") will be filed as soon as Registrant completes
compiling the required information, which is expected to be completed on or
before February 19, 1997.
PART IV. OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
PAUL D'ANDREA (516) 759-1188
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(Name) (Area Code) (Telephone number)
(2) Have all other periodic reports required under Section 13 or 15(d)
of the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).
[X] Yes [ ] No
(3) Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or
portion thereof?
[X] Yes [ ] No
If so: attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons why a
reasonable estimate of the results cannot be made.
United Vanguard Homes, Inc.
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(Name of registrant as specified in charter)
Has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date FEBRUARY 18, 1997 By/S/ PAUL D'ANDREA
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Name: Paul D'Andrea
Title: Vice President - Finance
INSTRUCTION. The form may be signed by an executive officer of
the registrant or by any other duly authorized representative. The name
and title of the person signing the form shall be typed or printed
beneath the signature. If the statement is signed on behalf of the
registrant by an authorized representative (other than an executive
officer), evidence of the representative's authority to sign on behalf
of the registrant shall be filed with the form.
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ATTACHMENT TO FORM 12B-25
OF
UNITED VANGUARD HOMES, INC.
PART IV -- OTHER INFORMATION
Registrant anticipates writing off $1,000,000 of expenses incurred
during the nine-month period ended December 31, 1996 in connection with its
proposed public offerings, Registration Statement Nos. 33-80812 and 333-09037,
which offerings were deferred in October 1996.
If implemented, this write-off will result in negative earnings per
share for the nine months ended December 31, 1996 compared with $.46 for the
nine months ended December 31, 1995, on a fully diluted basis.
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