UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rothschild/ Pell Rudman & Co.,Inc.
Address: 300 East Lombard Street
Suite 1100
Baltimore, MD 21202
13F File Number: 28-80
The institutional investment manager filing this report and the
person by whom it is signed hereby represents that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sharon Onesko
Title: Operations Manager
Phone: 410-539-4660
Signature, Place, and Date of Signing:
Sharon Onesko Baltimore, Maryland July 30, 1999
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
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FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ADELPHIA COMMUNICATIONS CORPCL COM 006848105 856 13450 SH SOLE 13450 0 0
AFFILIATED COMPUTER SVCS INCCL COM 008190100 1320 26067 SH SOLE 26067 0 0
AFLAC INC COM 001055102 1411 29469 SH SOLE 29469 0 0
ALKERMES INC PFD CON EX 3.25 PREFERRED STOCKS 01642T405 1438 30000 SH SOLE 30000 0 0
ALTERA CORP COM 021441100 2447 66485 SH SOLE 66485 0 0
ALZA CORP 0.000% 07/14/14 CONVERTIBLE BOND 022615AC2 327 500000 PRN SOLE 500000 0 0
ALZA CORP 5.000% 05/01/06 CONVERTIBLE BOND 022615AD0 8123 5924000 PRN SOLE 5924000 0 0
ALZA CORP 5.000% 05/01/06 CONVERTIBLE BOND 022615AD0 14 10000 PRN OTHER 0 0 10000
AMBAC FINL GROUP INC COM COM 023139108 1039 18185 SH SOLE 18185 0 0
AMERICA ONLINE INC COM 02364J104 278 2529 SH SOLE 2529 0 0
AMERICAN HOME PRODS CORP COM 026609107 5628 98100 SH SOLE 98100 0 0
AMERICAN INTL GROUP INC COM 026874107 6285 67005 SH SOLE 67005 0 0
AMERICAN TOWER CORP CL A COM 029912201 968 40328 SH SOLE 40328 0 0
AMGEN INC COM 031162100 4698 77175 SH SOLE 77175 0 0
AMSOUTH BANCORPORATION COM 032165102 3130 134992 SH SOLE 134992 0 0
AMX CORP COM COM 001801109 3466 246500 SH SOLE 246500 0 0
ANADARKO PETE CORP COM COM 032511107 3697 100425 SH SOLE 100425 0 0
APACHE CORP COM 037411105 1349 34600 SH SOLE 34600 0 0
APOLLO GROUP INC CL A COM 037604105 898 33825 SH SOLE 33825 0 0
APTARGROUP INC COM 038336103 720 24000 SH SOLE 24000 0 0
ARBOR SOFTWARE CV DB 4.500% 03 CONVERTIBLE BOND 038918AC2 3302 4700000 PRN SOLE 4700000 0 0
ASPECT TELECOMM CV 144A 0% 8/1 CONVERTIBLE BOND 045237AB0 649 3000000 PRN SOLE 3000000 0 0
ASSOCIATED ESTATES RLTY CORPCO COM 045604105 282 23850 SH SOLE 23850 0 0
ATHENA NEUROSCI ELAN CV DEB 4 CONVERTIBLE BOND 046854AB1 263 250000 PRN SOLE 250000 0 0
AT&T CORP COM 001957109 6715 120314 SH SOLE 120314 0 0
AUTOMATIC DATA PROCESSING COM 053015103 9961 226375 SH SOLE 226375 0 0
AVON PRODS INC COM 054303102 4448 80150 SH SOLE 80150 0 0
BANK ONE CORP COM 06423A103 5128 86101 SH SOLE 86101 0 0
BARRETT RES CORP PAR $0.01 COM 068480201 959 25000 SH SOLE 25000 0 0
BECTON DICKINSON & CO COM 075887109 430 14328 SH SOLE 14328 0 0
BED BATH & BEYOND INC COM 075896100 1973 51245 SH SOLE 51245 0 0
BELCO OIL & GAS 6.5% CONV PFD CONVERTIBLE PREF 077410207 2020 118800 SH SOLE 118800 0 0
BELL ATLANTIC CORP COM 077853109 261 3996 SH SOLE 3996 0 0
BELLSOUTH CORP COM 079860102 249 5400 SH SOLE 5400 0 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670207 5515 2462 SH SOLE 2462 0 0
BISYS GROUP INC COM 055472104 910 15548 SH SOLE 15548 0 0
BLYTH INDS INC COM COM 09643P108 777 22846 SH SOLE 22846 0 0
BP AMOCO P L C ADR SPONSORED COM 055622104 7429 68472 SH SOLE 68472 0 0
BRIGHT HORIZONS FAMILY SOLUTCO COM 109195107 1453 77000 SH SOLE 77000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 1042 14800 SH SOLE 14800 0 0
CAMBREX CORP COM COM 132011107 901 34327 SH SOLE 34327 0 0
CAPITAL ONE FINL CORP COM COM 14040H105 2719 48825 SH SOLE 48825 0 0
CAREMATRIX CORP COM 141706101 568 45687 SH SOLE 45687 0 0
CAREMATRIX CORP 6 1/4% CV. DEB CONVERTIBLE BOND 141706AC5 345 500000 PRN SOLE 500000 0 0
CARNIVAL CORP CL A COM 143658102 9422 194271 SH SOLE 194271 0 0
CBS CORPORATION COM 12490K107 3420 78500 SH SOLE 78500 0 0
CENTOCOR CV DEBS 144A 4.750% 0 CONVERTIBLE BOND 152342AC5 199 175000 PRN SOLE 175000 0 0
CENTOCOR CV DEBS 4.750% 02/15/ CONVERTIBLE BOND 152342AE1 3194 2900000 PRN SOLE 2900000 0 0
CENTOCOR INC COM COM 152342101 1818 39000 SH SOLE 39000 0 0
CERIDIAN CORP COM 15677T106 1379 42198 SH SOLE 42198 0 0
CETUS CORP EURO CV DB 5.250% 0 CONVERTIBLE BOND 157199AA8 65 65000 PRN SOLE 65000 0 0
CHANCELLOR MEDIA CORP COM COM 158915108 2047 37127 SH SOLE 37127 0 0
CHEVRON CORP COM 166751107 1513 15916 SH SOLE 15916 0 0
CHIEFTAIN INTL FDG CORP PFD CV CONVERTIBLE PREF 168672202 4657 178250 SH SOLE 178250 0 0
CHUBB CORP COM 171232101 209 3008 SH SOLE 3008 0 0
CINTAS CORP COM 172908105 4402 65525 SH SOLE 65525 0 0
CISCO SYS INC COM 17275R102 86230 1336904 SH SOLE 1336904 0 0
CISCO SYS INC PUTS $52.5SP EXP OPTION - PUT 17275R8MX 313 1000 SH PUT SOLE 1000 0 0
CLARIFY INC COM COM 180492100 413 10000 SH SOLE 10000 0 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 3242 47025 SH SOLE 47025 0 0
CLOSURE MED CORP COM COM 189093107 5220 174000 SH SOLE 174000 0 0
COCA COLA CO COM 191216100 6212 100200 SH SOLE 100200 0 0
COLGATE PALMOLIVE CO COM 194162103 2078 42200 SH SOLE 42200 0 0
COMCAST CORP CL A SPL COM 200300200 4197 109185 SH SOLE 109185 0 0
COMPUTER SCIENCES CORP COM COM 205363104 5089 73557 SH SOLE 73557 0 0
CONCORD EFS INC COM COM 206197105 2157 50974 SH SOLE 50974 0 0
CONSOLIDATED GRAPHICS INC COM 209341106 1215 24305 SH SOLE 24305 0 0
CONVERTIBLE GROWTH CONVERTIBLE PREF CTF004448 6041 29026 SH SOLE 29026 0 0
CORNING INC COM 219350105 808 11518 SH SOLE 11518 0 0
CROWN CASTLE INTL CORP COM COM 228227104 1087 52247 SH SOLE 52247 0 0
CYTYC CORP COM COM 232946103 2574 132000 SH SOLE 132000 0 0
DAYTON HUDSON CORP COM 239753106 4774 73450 SH SOLE 73450 0 0
DEVON ENERGY CORP COM COM 251799102 1162 32442 SH SOLE 32442 0 0
DEVRY INC COM 251893103 9961 445164 SH SOLE 445164 0 0
DIONEX CORP COM COM 254546104 1068 26377 SH SOLE 26377 0 0
DOLLAR GEN CORP COM 256669102 1487 51293 SH SOLE 51293 0 0
DOLLAR GENERAL STRYPES 8.500% CONVERTIBLE PREF 256678103 386 9000 SH SOLE 9000 0 0
DOLLAR TREE STORES INC COM COM 256747106 1344 30550 SH SOLE 30550 0 0
DONALDSON INC COM 257651109 8451 344928 SH SOLE 344928 0 0
E M C CORP MASS COM 268648102 12524 227700 SH SOLE 227700 0 0
ELAN CORP 144A LYON 0.000% 12/ CONVERTIBLE BOND 284129AA1 255 500000 PRN SOLE 500000 0 0
ELAN PLC ADR COM 284131208 1138 41000 SH SOLE 41000 0 0
EMC CORP 144A 3.250% 03/15/02 CONVERTIBLE BOND 268648AC6 4412 908000 PRN SOLE 908000 0 0
EMC CORP CNV 3.250% 03/15/02 CONVERTIBLE BOND 26865YAA2 923 190000 PRN SOLE 190000 0 0
EMERSON ELEC CO COM 291011104 4061 64525 SH SOLE 64525 0 0
ENRON CORP COM 293561106 8809 107761 SH SOLE 107761 0 0
ENTERCOM COMMUNICATIONS CORPCL COM 293639100 1290 30175 SH SOLE 30175 0 0
EXODUS COMMUNICATIONS INC COM COM 302088109 1282 10687 SH SOLE 10687 0 0
EXXON CORP COM 302290101 2131 27630 SH SOLE 27630 0 0
FANNIE MAE COM 313586109 6757 99000 SH SOLE 99000 0 0
FELCOR LODGING TR INC PFD CONV CONVERTIBLE PREF 31430F200 2648 130350 SH SOLE 130350 0 0
FIFTH THIRD BANCORP COM COM 316773100 200 3000 SH SOLE 3000 0 0
FIRST AMERN CORP TENN COM COM 318900107 431 10363 SH SOLE 10363 0 0
FIRSTAR CORPORATION COM 33763V109 4746 169490 SH SOLE 169490 0 0
FISERV INC COM 337738108 6498 207535 SH SOLE 207535 0 0
FOODMAKER INC NEW COM NEW COM 344839204 1291 45499 SH SOLE 45499 0 0
FREDDIE MAC COM 313400301 2261 38975 SH SOLE 38975 0 0
GARTNER GROUP INC NEW CL A COM 366651107 555 27072 SH SOLE 27072 0 0
GENERAL DYNAMICS CORP COM COM 369550108 4544 65975 SH SOLE 65975 0 0
GENERAL ELEC CO COM 369604103 1949 17252 SH SOLE 17252 0 0
GENZYME CORP COM 372917104 954 19664 SH SOLE 19664 0 0
GILLETTE COMPANY COM 375766102 13153 320798 SH SOLE 320798 0 0
GLOBAL TELESYSTEMS GROUP INCCD COM 37936U104 641 15820 SH SOLE 15820 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 5339 73900 SH SOLE 73900 0 0
GRAINGER W W INC COM 384802104 12864 239061 SH SOLE 239061 0 0
GTE CORP COM 362320103 332 4400 SH SOLE 4400 0 0
HARLEY DAVIDSON INC COM 412822108 999 18367 SH SOLE 18367 0 0
HEALTH CARE PROP EURO CONV 6.0 CONVERTIBLE BOND VV3030796 1654 1705000 PRN SOLE 1705000 0 0
HEWLETT PACKARD CO COM 428236103 8565 85225 SH SOLE 85225 0 0
HISPANIC BROADCASTING CO COM 43357B104 1671 22020 SH SOLE 22020 0 0
HLTH MGMT ASSOC INC NEW CL A COM 421933102 832 73983 SH SOLE 73983 0 0
HOME DEPOT INC COM 437076102 13093 203186 SH SOLE 203186 0 0
HOME DEPOT, INC. CVT SUB DE 3. CONVERTIBLE BOND 437076AE2 1625 580000 PRN SOLE 580000 0 0
HONEYWELL INC COM COM 438506107 267 2300 SH SOLE 2300 0 0
HUBBELL INC CL B COM 443510201 1271 28004 SH SOLE 28004 0 0
I B M COM 459200101 3597 27832 SH SOLE 27832 0 0
IGEN INTL SER B CVPFD RESTR 7. CONVERTIBLE BOND BLANK BLA 555 250000 PRN SOLE 250000 0 0
IMAX CORP COM 45245E109 563 25000 SH SOLE 25000 0 0
IMAX CORP CONV NON-144A 5.750% CONVERTIBLE BOND U45090AA2 755 500000 PRN SOLE 500000 0 0
INTEL CORP COM 458140100 6103 102575 SH SOLE 102575 0 0
INTERIM SERVICES CV DB 4.500% CONVERTIBLE BOND 45868PAA8 730 900000 PRN SOLE 900000 0 0
INTERPUBLIC GROUP COS INC COM 460690100 4333 100050 SH SOLE 100050 0 0
JDN RLTY CORP COM COM 465917102 4361 194905 SH SOLE 194905 0 0
JOHNSON & JOHNSON COM 478160104 37551 383170 SH SOLE 383170 0 0
JONES APPAREL GROUP INC COM COM 480074103 1241 36159 SH SOLE 36159 0 0
KERR MCGEE CORP 7.500% 05/15/1 CONVERTIBLE BOND 492386AL1 10 10000 PRN SOLE 10000 0 0
KEY ENERGY SVCS INC COM COM 492914106 1097 308000 SH SOLE 308000 0 0
KIMBERLY CLARK CORP COM 494368103 283 4964 SH SOLE 4964 0 0
KINDER MORGAN EGY PTNS L P UT COM 494550106 7036 190150 SH SOLE 190150 0 0
LASON INC COM COM 51808R107 1297 26145 SH SOLE 26145 0 0
LERNOUT&HAUSPIE L&H CAP TR I 1 CONVERTIBLE PREF 501608202 2816 85000 SH SOLE 85000 0 0
LEXMARK INTL GROUP INC CL A COM 529771107 3309 50514 SH SOLE 50514 0 0
LIBERTY MEDIA CL A COM 001957208 8339 226900 SH SOLE 226900 0 0
LIEBERT CORP. CV. (EMR) 8.000% CONVERTIBLE BOND 531735AA6 23 5000 PRN SOLE 5000 0 0
LINCARE HLDGS INC COM 532791100 954 38176 SH SOLE 38176 0 0
LINEAR TECHNOLOGY CORP COM 535678106 2911 43287 SH SOLE 43287 0 0
LUCENT TECHNOLOGIES INC COM COM 549463107 272 4033 SH SOLE 4033 0 0
L-3 COMMUNICATIONS HLDGS INCCO COM 502424104 1095 22675 SH SOLE 22675 0 0
MASCO CORP COM COM 574599106 4501 155875 SH SOLE 155875 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 3057 45969 SH SOLE 45969 0 0
MAY DEPT STORES CO COM 577778103 417 10200 SH SOLE 10200 0 0
MBIA INC COM 55262C100 7559 116749 SH SOLE 116749 0 0
MBNA CORP COM 55262L100 2452 80061 SH SOLE 80061 0 0
MCI WORLDCOM COM 55268B106 8877 103148 SH SOLE 103148 0 0
MEAD CORP COM 582834107 270 6460 SH SOLE 6460 0 0
MEDIAONE GROUP INC PFD SER D 4 CONVERTIBLE PREF 58440J203 1356 9050 SH SOLE 9050 0 0
MEDQUIST INC COM 584949101 1464 33465 SH SOLE 33465 0 0
MEDTRONIC INC COM 585055106 15837 203361 SH SOLE 203361 0 0
MENS WEARHOUSE INC COM COM 587118100 1013 39710 SH SOLE 39710 0 0
MERCANTILE BANKSHARES CORP COM 587405101 2087 58991 SH SOLE 58991 0 0
MERCK & CO INC COM 589331107 449 6100 SH SOLE 6100 0 0
MERCURY INTERACTIVE CALLS $30S OPTION - CALL 294 500 SH CALL SOLE 500 0 0
MERCURY INTERACTIVE CORP COM 589405109 2140 60500 SH SOLE 60500 0 0
METZLER GROUP INC COM COM 592903108 927 33556 SH SOLE 33556 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 1764 37237 SH SOLE 37237 0 0
MICROSOFT CORP COM 594918104 559 6200 SH SOLE 6200 0 0
MINIMED INC COM 60365K108 2732 35504 SH SOLE 35504 0 0
MINNESOTA MNG & MFG CO COM 604059105 2060 23700 SH SOLE 23700 0 0
MOBIL CORP COM 607059102 863 8744 SH SOLE 8744 0 0
MOLEX INC COM 608554101 907 24503 SH SOLE 24503 0 0
MOLEX INC CL A COM 608554200 2914 92496 SH SOLE 92496 0 0
MOTOROLA INC COM 620076109 4804 50700 SH SOLE 50700 0 0
NATIONAL CITY CORP COM 635405103 1397 42666 SH SOLE 42666 0 0
NATIONAL DATA CORP COM 635621105 1070 25030 SH SOLE 25030 0 0
NEWELL FINL TR 144A 5.250% 12/ CONVERTIBLE PREF 651195208 279 5000 SH SOLE 5000 0 0
NEWELL FINL TR REG'D 5.250% 12 CONVERTIBLE PREF 651195307 4266 76525 SH SOLE 76525 0 0
NEWELL RUBBERMAID INC. COM 651229106 12340 266094 SH SOLE 266094 0 0
NEWPARK RESOURCES INC COM 651718504 1800 202800 SH SOLE 202800 0 0
NORTHERN TR CORP COM 665859104 8186 84388 SH SOLE 84388 0 0
NOVA CORP GA COM COM 669784100 837 33495 SH SOLE 33495 0 0
NTL INC COM 629407107 2299 26675 SH SOLE 26675 0 0
OMNICOM GROUP COM 681919106 12499 156237 SH SOLE 156237 0 0
OUTDOOR SYS INC COM 690057104 2858 78294 SH SOLE 78294 0 0
PACIFICARE HLTH SYS INC DEL CO COM 695112102 798 11094 SH SOLE 11094 0 0
PAPA JOHNS INTL INC COM COM 698813102 1150 25726 SH SOLE 25726 0 0
PATTERSON DENTAL CO COM 703412106 1101 31690 SH SOLE 31690 0 0
PAYCHEX INC COM 704326107 1754 55037 SH SOLE 55037 0 0
PENTAIR INC COM 709631105 1369 29918 SH SOLE 29918 0 0
PFIZER INC COM 717081103 706 19425 SH SOLE 19425 0 0
PITNEY BOWES INC COM 724479100 18949 294922 SH SOLE 294922 0 0
PITTWAY CORP DEL CL A COM 725790208 14369 420294 SH SOLE 420294 0 0
PLANTRONICS INC NEW COM 727493108 2315 35554 SH SOLE 35554 0 0
PMC-SIERRA INC COM COM 69344F106 2947 50000 SH SOLE 50000 0 0
PROCTER & GAMBLE COMPANY COM 742718109 2100 23525 SH SOLE 23525 0 0
PROGRESSIVE CORP OHIO COM 743315103 1489 10272 SH SOLE 10272 0 0
PROVANT INC COM COM 743724106 3136 201500 SH SOLE 201500 0 0
R.F - CONVRT GROWTH & INCOME CONVERTIBLE PREF RF0004448 1082 4267 SH SOLE 4267 0 0
ROYAL DUTCH PETROLEUM CO NEW 1 COM 780257804 1042 17300 SH SOLE 17300 0 0
SAFEWAY INC COM NEW COM 786514208 4587 92670 SH SOLE 92670 0 0
SANMINA CORP COM COM 800907107 1578 20799 SH SOLE 20799 0 0
SCHERING PLOUGH CORP COM 806605101 2456 46775 SH SOLE 46775 0 0
SERVICEMASTER COMPANY COM 81760N109 16016 854161 SH SOLE 854161 0 0
SFX ENTMT INC CL A COM 784178105 1304 30554 SH SOLE 30554 0 0
SIGMA ALDRICH CORP COM 826552101 1378 40000 SH SOLE 40000 0 0
SOFTKEY INTL CV DB 5.500% 11/0 CONVERTIBLE BOND 83402NAA7 3225 3295000 PRN SOLE 3295000 0 0
SOLECTRON CORP COM 834182107 3407 51085 SH SOLE 51085 0 0
STORAGE USA INC COM COM 861907103 792 24750 SH SOLE 24750 0 0
SUN MICROSYSTEMS INC COM 866810104 2108 30600 SH SOLE 30600 0 0
SYBRON INTL COM 87114F106 9364 339734 SH SOLE 339734 0 0
SYSCO CORP COM 871829107 5417 181696 SH SOLE 181696 0 0
S&P 500 INDEX PUT NEW $1225SP OPTION - PUT 7839819UE 134 100 SH PUT SOLE 100 0 0
S&P 500 PUT OPTS SP107.50 12/1 OPTION - PUT 7839359XH 108 750 SH PUT SOLE 750 0 0
TCA CABLE TV INC COM COM 872241104 1636 29482 SH SOLE 29482 0 0
TCF FINL CORP COM 872275102 1088 39048 SH SOLE 39048 0 0
TELESOFT CORP COM COM 879924108 67 15000 SH SOLE 15000 0 0
THERMO ECOTEK CV DB 144A 4.875 CONVERTIBLE BOND 88355RAB2 645 750000 PRN SOLE 750000 0 0
THERMO ELECT 144-A CONV 4.250% CONVERTIBLE BOND 883556AF9 22 25000 PRN SOLE 25000 0 0
THERMO ELECTRON CO COM 883556102 1141 56875 SH SOLE 56875 0 0
THERMO FIBERTEK EUROCV 144A 4. CONVERTIBLE BOND 88355WAA3 669 800000 PRN SOLE 800000 0 0
THERMO INSTR SYS INC COM 883559106 779 48671 SH SOLE 48671 0 0
TJX COS INC NEW COM 872540109 2132 64003 SH SOLE 64003 0 0
TRANSACTION SYS ARCHITECTS CL COM 893416107 886 22713 SH SOLE 22713 0 0
TRIBUNE CO "TLC" "DECS" CONVERTIBLE PREF 896047206 703 25000 SH SOLE 25000 0 0
TV GUIDE INC CL A COM 87307Q109 885 24153 SH SOLE 24153 0 0
U S FOODSERVICE COM COM 90331R101 1144 26829 SH SOLE 26829 0 0
UNIPHASE CORP COM COM 909149106 1529 9212 SH SOLE 9212 0 0
UNITED DOMINION RLTY TR INC CO COM 910197102 493 41970 SH SOLE 41970 0 0
UNITED STATIONERS INC COM COM 913004107 719 32690 SH SOLE 32690 0 0
UNITED STS CELLULAR CORP COM 911684108 1342 25085 SH SOLE 25085 0 0
UNITED TECHNOLOGIES CORP COM 913017109 4761 66125 SH SOLE 66125 0 0
UNIVISION COMMUNICATIONS INCCL COM 914906102 2045 31463 SH SOLE 31463 0 0
UNOCAL CORP 6.250% 09/01/26 CONVERTIBLE PREF 91528T207 5603 100500 SH SOLE 100500 0 0
USA NETWORKS INC. COM 902984103 990 24675 SH SOLE 24675 0 0
V I TECHNOLOGIES INC COM COM 917920100 213 42500 SH SOLE 42500 0 0
VALUEVISION INTL INC CL A COM 92047K107 914 46000 SH SOLE 46000 0 0
VITESSE SEMICONDUCTOR CORP COM COM 928497106 1438 21325 SH SOLE 21325 0 0
VODAFONE AIRTOUCH PLC ADR COM 92857T107 11028 55981 SH SOLE 55981 0 0
WALGREEN COMPANY COM 931422109 3775 128525 SH SOLE 128525 0 0
WARNER LAMBERT CO COM 934488107 6437 93120 SH SOLE 93120 0 0
WATERS CORP COM COM 941848103 1116 21004 SH SOLE 21004 0 0
WEINGARTEN RLTY INVS COM 948741103 288 6904 SH SOLE 6904 0 0
WESTPOINT STEVENS INC COM COM 961238102 1133 38011 SH SOLE 38011 0 0
WORLD ACCESS CVDB 144A 4.500% CONVERTIBLE BOND 98141AAA9 325 500000 PRN SOLE 500000 0 0
XEROX CORP COM 984121103 4180 70775 SH SOLE 70775 0 0
XILINX INC COM 983919101 2504 43737 SH SOLE 43737 0 0
XOMED SURGICAL PRODS INC COM COM 98412V107 1242 25500 SH SOLE 25500 0 0
YOUNG & RUBICAM INC COM 987425105 1534 33760 SH SOLE 33760 0 0
(PAGE>
[TEXT]
FORM 13F SUMMARY PAGE
AS OF DATE: 06/30/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 237
FORM 13F INFORMATION TABLE VALUE TOTAL: $804,142,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
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