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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
UNIVERSAL FRANCHISE OPPORTUNITIES CORP.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
202255303
202255113 202255105
(CUSIP Number)
Steven B. Rothschild, Esq.
Suite 200
747 Chestnut Ridge Rd.
Spring Valley, NY 10977
914-426-3117
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)
September 15, 1995
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with the statement /x/. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such
class.)(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
(Continued on following pages)
(Page 1 of 5 Pages)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 202255303 13D Page 2 of 5 Pages
202255113
202255105
1. NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Allen Wachtel
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
Not a member of a group
3. SEC USE ONLY
4. SOURCE OF FUNDS*
PF
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) or 2(e) / /
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES 7. SOLE VOTING POWER
BENEFICIALLY 192,300
OWNED BY EACH 8. SHARED VOTING POWER
REPORTING PERSON 4,800
WITH 9. SOLE DISPOSITIVE POWER
192,300
10. SHARED DISPOSITIVE POWER
4,800
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
197,100
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.47%
14. TYPE OF REPORTING PERSON*
IN
* SEE INSTRUCTIONS BEFORE FILLING OUT!
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SCHEDULE 13D
ALLAN WACHTEL
Item 1. SECURITY AND ISSUER
(a) Name of Issuer:
UNIVERSAL FRANCHISE OPPORTUNITIES CORP.
(b) Issuer's Principal Address:
3650 Silverside Road--Suite 1037
Wilmington, Del. 19810
(c) Class of Securities: Class A Common Stock
Item 2. IDENTITY AND BACKGROUND
(a) Name: Allan Wachtel
(b) Address: 78 Kings Court
Fort Lee, NJ 07024
(c) Present Occupation:
Sole owner of Mechanical Contracting Company
Wachtel Mechanical Services
162 Fifth Avenue
New York, NY 10010
(d) For at least the last five years, Mr. Wachtel has not been convicted in
a criminal proceeding (excluding traffic violations and other minor offenses).
(e) For at least the last five years, Mr. Wachtel has not been a party to a
civil proceeding of a judicial or administrative body of competent
jurisdiction, nor is subject to any judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to,
Federal or State securities laws or finding any violation with respect to such
laws.
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
(a) $32,544.50
(b) All of the funds were personal funds. No part of the funds were
borrowed or otherwise obtained for the purpose of acquiring, holding,
trading or voting the acquired securities.
Page 3 of 5 Pages
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Item 4. PURPOSE OF TRANSACTION
The purpose of the transaction was for investment, and is not part of any
plan or proposal with regard to such securities or the Issuer.
Item 5. INTEREST IN SECURITIES OF THE ISSUER
(a) and (b) Amount beneficially owned, or deemed beneficially owned, by Mr.
Wachtel, and to which Mr. Wachtel has sole or shared power to vote: 197,100 in
the aggregate (9.47% of Issuer's Class A Common Stock), comprised of the
following:
1. Owned individually: 166,100 (7.98% of Issuer's Class A Common Stock).
2. Owned jointly with spouse: 4,800 (.23% of Issuer's Class A Common
Stock).
3. Owned by Mr. Wachtel's IRA: 16,200 (.78% of Issuer's Class A Common
Stock).
4. Owned by Mr. Wachtel's wholly-owned corporation, Goldman Fire
Prevention Corp.: 10,000 (.48% of Issuer's Class A Common Stock).
Mr. Wachtel's wife, Marilyn Wachtel, beneficially owns, and has the power
to vote, an aggregate of 11,600 (.55%) additional shares of Issuer's Class A
Common Stock, comprised of the following. Mr. Wachtel disclaims any beneficial
interest therein:
1. Owned individually: 2,200 (.11% of Issuer's Class A Common Stock).
2. Owned by Mrs. Wachtel's IRA: 9,400 (.45% of Issuer's Class A Common
Stock).
(c) On August 1, 1995, Mr. Wachtel purchased 10,000 shares of Issuer's
Class A Common Stock, on the open market, for $.50 per share, or an aggregate
of $5,000.
(d) No other person is known to have the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of, any of
the foregoing securities.
Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF ISSUER
There are no contracts, arrangements, understandings or relationships (legal
or otherwise) among the persons named in
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Item 2 and between such persons and any person with respect to any securities
of the Issuer, including but not limited to transfer or voting of any of the
securities, finder's fees, joint ventures, loan or option arrangements, puts or
calls, guarantees of profits, division of profits or loss, or the giving or
withholding of proxies (including the occurrence of which would give another
person voting power or investment power over such securities).
Item 7. MATERIAL TO BE FILED AS EXHIBITS
None
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: September 20, 1995 /s/ ALLAN WACHTEL
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ALLAN WACHTEL
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