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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-QSB/A-1
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES AND EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 1998
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES ACT OF 1934
For the transition period from to.
Commission File No. 0-6119
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Tri-Valley Corporation
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(Exact name of registrant as specified in its charter)
Delaware No. 84-0617433
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(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
230 South Montclair Street, Suite 101, Bakersfield, California 93309
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(Address of principal executive offices)
(805) 837-9300
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(Registrant's telephone number, including area code)
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the Registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
[ ] [X ]
No Yes
The number of shares of Registrant's common stock outstanding at September 30,
1998 was 19,063,248.
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ITEM 4. Submission of Matters to a Vote of Security Holders
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Tri-Valley Corporation held its annual shareholder meeting in San Francisco,
California on August 22, 1998. Over 89% (17,032,377 out of 19,063,248) of the
issued and outstanding shares voted. The items voted on and the results are:
Votes For Votes Against Abstain
- - Election of Directors:
Name
F. Lynn Blystone 15,974,413 953,789 104,175
Earl H. Beistline 16,892,205 35,997 104,175
Milton J. Carlson 16,885,902 42,300 104,175
Dennis P. Lockhart 16,893,202 35,000 104,175
Loren J. Millar 16,898,202 30,000 104,175
- - Appoint Brown, Armstrong, Randall & Reyes as independent accountants for
the Company:
16,955,332 43,995 33,050
- - Approve incentive stock option plan
14,524,525 2,269,082 238,770
SIGNATURES
Pursuant to the requirement of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
TRI-VALLEY CORPORATION
(Registrant)
March 23, 1998 /s/ F. Lynn Blystone
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F. Lynn Blystone
President and Chief Executive Officer
