SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 1
FORM 10-Q/A
Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
For the quarterly period ended December 27, 1996
Commission File Number 2-60487
United Grocers, Inc.
(Exact name of registrant as specified in its charter)
Oregon 93-0301970
(State or other jurisdiction of (IRS Employer identification No.)
incorporation or organization)
6433 S.E. Lake Road
P.O. Box 22187
Milwaukie, Oregon 97269
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (503) 833-1000
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 of 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes [X] No [ ] .
Indicate the number of shares outstanding for each of the issuer's classes of
common stock, as of the latest practicable date.
Class Outstanding at February 7, 1997
Common shares, $5 par value 626,645 shares
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<PAGE>
Part II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K.
(a) Exhibits are listed on the attached Exhibit Index following the
signature page of this report.
(b) No report on Form 8-K was filed during the quarter for which this report
is filed.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: April 4, 1997 UNITED GROCERS, INC.
(Registrant)
By /s/ John W. White
John W. White
Vice-President
(Principal Accounting
Officer)
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<PAGE>
EXHIBIT INDEX
Exhibit No. Description
- ----------- -----------
27 Financial Data Schedule
-3-
WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
<TABLE> <S> <C>
<ARTICLE> 5
<LEGEND> This schedule contains summary financial information
extracted from the consolidated financial statements of
United Grocers, Inc., for the fiscal quarter ended
December 27, 1996, and is qualified in its entirety by
reference to such financial statements.
</LEGEND>
<MULTIPLIER> 1
<PERIOD-TYPE> 3-MOS
<FISCAL-YEAR-END> OCT-03-1997
<PERIOD-START> SEP-28-1996
<PERIOD-END> DEC-27-1996
<S> <C>
<CASH> 12,902,532
<SECURITIES> 46,857,941
<RECEIVABLES> 77,815,617
<ALLOWANCES> 1,991,123
<INVENTORY> 102,294,073
<CURRENT-ASSETS> 248,643,824
<PP&E> 116,855,706
<DEPRECIATION> 45,869,968
<TOTAL-ASSETS> 381,008,623
<CURRENT-LIABILITIES> 189,268,043
<BONDS> 146,918,512
0
<COMMON> 27,227,700
<OTHER-SE> 13,058,213
<TOTAL-LIABILITY-AND-EQUITY> 381,008,623
<SALES> 331,840,876
<TOTAL-REVENUES> 331,840,876
<CGS> 287,785,689
<TOTAL-COSTS> 33,313,640
<OTHER-EXPENSES> 4,254,448
<LOSS-PROVISION> 601,211
<INTEREST-EXPENSE> 4,071,050
<INCOME-PRETAX> (1,080,096)
<INCOME-TAX> ( 378,200)
<INCOME-CONTINUING> ( 701,896)
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> ( 701,896)
<EPS-PRIMARY> 0
<EPS-DILUTED> 0
</TABLE>
