UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment [ ]; Amendment Number:
This Amendment(Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing This Report:
Name: Lowe, Brockenbrough & Company, Inc.
Address: 6620 West Broad Street Suite 300
Richmond, Virginia 23230-1720
13F File Number: 28-1206
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Austin Brockenbrough, III
Title: Managing Director
Phone: (804) 288-0404
Signature, Place, and Date of Signing:
Austin Brockenbrough, III Richmond, Virginia
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total:
List of Other Included Managers:
No. 13F File Number Name
<TABLE>
PAGE 1 FORM 13(F) REPORTING MANAGER LOWE, BROCKENBROUGH & COMPANY, INC. I.D.#28-1206 QTR:4
13F REPORT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ITEM 5 ITEM 6 ITEM 8
ITEM 4 SHARES INVESTMENT DISCRETION VOTING AUTHORITY
FAIR OR (SHARES) (SHARES)
ITEM 1 ITEM 2 ITEM 3 MARKET PRINCIPAL(A)SOLE (B)SHARED (C)SHARED ITEM 7 (A)SOLE (B)SHARED (C)NONE
ISSUER CLASS SECID VALUE AMOUNT (OTHER) MGRS
- ----------------------------- -------- ---------- -------- --------- ------- --------- --------- ------- ------- --------- -------
ABBOTT LABS COM 002824100 22992416. 491165. 491165. 0. 0. 491165. 0. 0.
AIR PRODS & CHEMS INC COM 009158106 1256975. 36700. 36700. 0. 0. 36700. 0. 0.
AIRTOUCH COMMUNICATIONS INC COM 00949T100 215474. 2230. 2230. 0. 0. 2230. 0. 0.
ALBEMARLE CORP COM 012653101 597751. 28550. 28550. 0. 0. 28550. 0. 0.
AMERICAN HOME PRODS CORP COM 026609107 5467950. 83800. 83800. 0. 0. 83800. 0. 0.
AMERICAN INTL GROUP INC COM 026874107 42590697. 353084. 353084. 0. 0. 353084. 0. 0.
AMGEN INC COM 031162100 4370828. 58375. 58375. 0. 0. 58375. 0. 0.
AMP INC COM 031897101 476096. 8899. 8899. 0. 0. 8899. 0. 0.
ASCEND COMMUNICATIONS INC COM 043491109 18904893. 225900. 225900. 0. 0. 225900. 0. 0.
AT&T CORP COM 001957109 761486. 9541. 9541. 0. 0. 9541. 0. 0.
ATLANTIC RICHFIELD CO COM 048825103 2639812. 36100. 36100. 0. 0. 36100. 0. 0.
AUTOMATIC DATA PROCESSING INC COM 053015103 1717724. 41516. 41516. 0. 0. 41516. 0. 0.
AUTOZONE INC COM 053332102 21109866. 694975. 694975. 0. 0. 694975. 0. 0.
AVON PRODS INC COM 054303102 24239095. 515046. 515046. 0. 0. 515046. 0. 0.
BANKAMERICA CORP NEW COM 06605F102 21171186. 299769. 299769. 0. 0. 299769. 0. 0.
BB&T CORP COM 054937107 691719. 19115. 19115. 0. 0. 19115. 0. 0.
BECTON DICKINSON & CO COM 075887109 9353875. 244150. 244150. 0. 0. 244150. 0. 0.
BELL ATLANTIC CORP COM 077853109 1010171. 19544. 19544. 0. 0. 19544. 0. 0.
BELLSOUTH CORP COM 079860102 921746. 23008. 23008. 0. 0. 23008. 0. 0.
BESTFOODS COM 08658U101 1326575. 28225. 28225. 0. 0. 28225. 0. 0.
BIOMET INC COM 090613100 317631. 7574. 7574. 0. 0. 7574. 0. 0.
BORG-WARNER AUTOMOTIVE INC COM 099724106 417399. 8730. 8730. 0. 0. 8730. 0. 0.
BP AMOCO P L C SPONS ADR 055622104 5875784. 58176. 58176. 0. 0. 58176. 0. 0.
BRISTOL MYERS SQUIBB CO COM 110122108 20183408. 314751. 314751. 0. 0. 314751. 0. 0.
CADMUS COMMUNICATIONS CORP COM 127587103 893996. 62191. 62191. 0. 0. 62191. 0. 0.
CAMPBELL SOUP CO COM 134429109 405649. 9970. 9970. 0. 0. 9970. 0. 0.
CAPITAL ONE FINL CORP COM 14040H105 1346769. 8919. 8919. 0. 0. 8919. 0. 0.
CENDANT CORP COM 151313103 999648. 62725. 62725. 0. 0. 62725. 0. 0.
CHESAPEAKE CORP COM 165159104 1354270. 49927. 49927. 0. 0. 49927. 0. 0.
CHEVRON CORPORATION COM 166751107 888920. 10016. 10016. 0. 0. 10016. 0. 0.
CIRCUIT CITY STORE INC COM 172737108 8885052. 115955. 115955. 0. 0. 115955. 0. 0.
CISCO SYS INC COM 17275R102 36524136. 333365. 333365. 0. 0. 333365. 0. 0.
CITIGROUP INC COM 172967101 8867447. 138825. 138825. 0. 0. 138825. 0. 0.
COASTAL CORP COM 190441105 19210125. 582125. 582125. 0. 0. 582125. 0. 0.
COCA COLA CO COM 191216100 16370370. 266727. 266727. 0. 0. 266727. 0. 0.
COLGATE PALMOLIVE CO COM 194162103 279680. 3040. 3040. 0. 0. 3040. 0. 0.
COMPAQ COMPUTER CORP COM 204493100 222886. 7034. 7034. 0. 0. 7034. 0. 0.
COMPUTER SCIENCES CORP COM 205363104 32905249. 596250. 596250. 0. 0. 596250. 0. 0.
CONAGRA INC COM 205887102 347859. 13575. 13575. 0. 0. 13575. 0. 0.
CRANE CO COM 224399105 16318364. 674675. 674675. 0. 0. 674675. 0. 0.
CSX CORP COM 126408103 280346. 7200. 7200. 0. 0. 7200. 0. 0.
DAYTON HUDSON CORP COM 239753106 18625019. 279550. 279550. 0. 0. 279550. 0. 0.
DIEBOLD INC COM 253651103 3163800. 131825. 131825. 0. 0. 131825. 0. 0.
DISNEY WALT CO COM 254687106 10737502. 344980. 344980. 0. 0. 344980. 0. 0.
DOMINION RES INC VA COM 257470104 670333. 18148. 18148. 0. 0. 18148. 0. 0.
DOW CHEM CO COM 260543103 573100. 6150. 6150. 0. 0. 6150. 0. 0.
DU PONT E I DE NEMOURS & CO COM 263534109 2296817. 39558. 39558. 0. 0. 39558. 0. 0.
E M C CORP MASS COM 268648102 455301. 3564. 3564. 0. 0. 3564. 0. 0.
EMERSON ELEC CO COM 291011104 1193623. 22548. 22548. 0. 0. 22548. 0. 0.
ENDESA S A SPONS ADR 29258N107 845750. 34000. 34000. 0. 0. 34000. 0. 0.
EQUIFAX INC COM 294429105 19532734. 568225. 568225. 0. 0. 568225. 0. 0.
EXXON CORP COM 302290101 16436148. 232932. 232932. 0. 0. 232932. 0. 0.
FEDERAL HOME LN MTG CORP COM 313400301 206323. 3600. 3600. 0. 0. 3600. 0. 0.
FEDERAL NATL MTG ASSN COM 313586109 33224350. 479774. 479774. 0. 0. 479774. 0. 0.
FIRST UN CORP COM 337358105 19500871. 364932. 364932. 0. 0. 364932. 0. 0.
FLEXTRONICS INTL LTD ORD Y2573F102 510000. 10000. 10000. 0. 0. 10000. 0. 0.
FLUOR CORP COM 343861100 398925. 14775. 14775. 0. 0. 14775. 0. 0.
FORT JAMES CORP COM 347471104 399763. 12616. 12616. 0. 0. 12616. 0. 0.
GANNETT INC COM 364730101 1033200. 16400. 16400. 0. 0. 16400. 0. 0.
GENERAL ELEC CO COM 369604103 58433375. 528211. 528211. 0. 0. 528211. 0. 0.
GENERAL MTRS CORP COM 370442105 437001. 5023. 5023. 0. 0. 5023. 0. 0.
GILLETTE CO COM 375766102 15084873. 253796. 253796. 0. 0. 253796. 0. 0.
GLAXO WELLCOME PLC SPONS ADR 37733W105 209044. 3123. 3123. 0. 0. 3123. 0. 0.
GTE CORP COM 362320103 583825. 9650. 9650. 0. 0. 9650. 0. 0.
HALLIBURTON CO COM 406216101 17092075. 443950. 443950. 0. 0. 443950. 0. 0.
HCR MANOR CARE INC COM 404134108 2288158. 100305. 100305. 0. 0. 100305. 0. 0.
HEALTHSOUTH CORP COM 421924101 137988. 13300. 13300. 0. 0. 13300. 0. 0.
HEINZ H J CO COM 423074103 16053019. 338850. 338850. 0. 0. 338850. 0. 0.
HEWLETT PACKARD CO COM 428236103 21487521. 316869. 316869. 0. 0. 316869. 0. 0.
HOME DEPOT INC COM 437076102 600962. 9654. 9654. 0. 0. 9654. 0. 0.
HONEYWELL INC COM 438506107 301732. 3980. 3980. 0. 0. 3980. 0. 0.
INTEL CORP COM 458140100 40948634. 344468. 344468. 0. 0. 344468. 0. 0.
INTERNATIONAL BUSINESS MACHS COM 459200101 1614393. 9108. 9108. 0. 0. 9108. 0. 0.
INTERPUBLIC GROUP COS INC COM 460690100 17475695. 224407. 224407. 0. 0. 224407. 0. 0.
INTL PAPER CO COM 460146103 326949. 7750. 7750. 0. 0. 7750. 0. 0.
JEFFERSON PILOT CORP COM 475070108 18735314. 276536. 276536. 0. 0. 276536. 0. 0.
JOHNSON & JOHNSON COM 478160104 2178550. 23300. 23300. 0. 0. 23300. 0. 0.
KELLOGG CO COM 487836108 644119. 19050. 19050. 0. 0. 19050. 0. 0.
KIMBERLY CLARK CORP COM 494368103 17864202. 372660. 372660. 0. 0. 372660. 0. 0.
LIBERTY ALL STAR EQUITY FD SH BEN IN 530158104 297680. 23234. 23234. 0. 0. 23234. 0. 0.
LILLY ELI & CO COM 532457108 13232607. 155907. 155907. 0. 0. 155907. 0. 0.
LUCENT TECHNOLOGIES INC COM 549463107 7488720. 69340. 69340. 0. 0. 69340. 0. 0.
MARKEL CORP COM 570535104 847175. 4700. 4700. 0. 0. 4700. 0. 0.
MAY DEPT STORES CO COM 577778103 312218. 7980. 7980. 0. 0. 7980. 0. 0.
MCDONALDS CORP COM 580135101 8693742. 191864. 191864. 0. 0. 191864. 0. 0.
MCI WORLDCOM INC COM 55268B106 21961800. 247982. 247982. 0. 0. 247982. 0. 0.
MCKESSON HBOC INC COM 58155Q103 28226946. 427681. 427681. 0. 0. 427681. 0. 0.
MEDIA GEN INC CL A 584404107 4707428. 101235. 0. 0. 101235. 0. 0. 101235.
MERCANTILE BANKSHARES CORP COM 587405101 222000. 6000. 6000. 0. 0. 6000. 0. 0.
MERCK & CO INC COM 589331107 39313652. 490654. 490654. 0. 0. 490654. 0. 0.
MERRILL LYNCH & CO INC COM 590188108 300015. 3390. 3390. 0. 0. 3390. 0. 0.
MICROSOFT CORP COM 594918104 22734457. 253662. 253662. 0. 0. 253662. 0. 0.
MINNESOTA MNG & MFG CO COM 604059105 1025875. 14500. 14500. 0. 0. 14500. 0. 0.
MOBIL CORP COM 607059102 13742256. 156162. 156162. 0. 0. 156162. 0. 0.
MONSANTO CO COM 611662107 389316. 8475. 8475. 0. 0. 8475. 0. 0.
MORGAN J P & CO INC COM 616880100 604538. 4900. 4900. 0. 0. 4900. 0. 0.
MOTOROLA INC COM 620076109 766488. 10464. 10464. 0. 0. 10464. 0. 0.
NORFOLK SOUTHERN CORP COM 655844108 2193002. 83147. 83147. 0. 0. 83147. 0. 0.
ONE VALLEY BANCORP INC COM 682419106 8212051. 235471. 0. 0. 235471. 0. 0. 235471.
ORACLE CORP COM 68389X105 9773626. 370564. 370564. 0. 0. 370564. 0. 0.
PEPSICO INC COM 713448108 4815103. 122875. 122875. 0. 0. 122875. 0. 0.
PFIZER INC COM 717081103 2521088. 18170. 18170. 0. 0. 18170. 0. 0.
PHILIP MORRIS COS INC COM 718154107 6739225. 191526. 191526. 0. 0. 191526. 0. 0.
PROCTER & GAMBLE CO COM 742718109 11800037. 120486. 120486. 0. 0. 120486. 0. 0.
PROVIDIAN FINL CORP COM 74406A102 544500. 4950. 4950. 0. 0. 4950. 0. 0.
QUAKER OATS CO COM 747402105 242775. 3900. 3900. 0. 0. 3900. 0. 0.
RALSTON PURINA CO COM 751277302 240183. 9000. 9000. 0. 0. 9000. 0. 0.
RAYTHEON CO CL B 755111408 263812. 4500. 4500. 0. 0. 4500. 0. 0.
RICHFOOD HLDGS INC COM 763408101 449568. 20850. 20850. 0. 0. 20850. 0. 0.
ROYAL DUTCH PETE CO NY REG 780257804 2767700. 53225. 53225. 0. 0. 53225. 0. 0.
SARA LEE CORP COM 803111103 17056462. 689150. 689150. 0. 0. 689150. 0. 0.
SBC COMMUNICATIONS INC COM 78387G103 474116. 10048. 10048. 0. 0. 10048. 0. 0.
SCHERING PLOUGH CORP COM 806605101 23434730. 424158. 424158. 0. 0. 424158. 0. 0.
SCHLUMBERGER LTD COM 806857108 14913797. 247791. 247791. 0. 0. 247791. 0. 0.
SHERWIN WILLIAMS CO COM 824348106 220078. 7825. 7825. 0. 0. 7825. 0. 0.
SMITHKLINE BEECHAM PLC ADR ORD 832378301 221650. 3100. 3100. 0. 0. 3100. 0. 0.
SPRINT CORP COM 852061100 656064. 6686. 6686. 0. 0. 6686. 0. 0.
STARBUCKS CORP COM 855244109 246946. 8800. 8800. 0. 0. 8800. 0. 0.
SUN MICROSYSTEMS INC COM 866810104 1125558. 9000. 9000. 0. 0. 9000. 0. 0.
SUNDSTRAND CORP COM 867323107 22698700. 326600. 326600. 0. 0. 326600. 0. 0.
SUNTRUST BKS INC COM 867914103 9441106. 151664. 151664. 0. 0. 151664. 0. 0.
SWISS HELVETIA FD INC COM 870875101 482102. 34284. 34284. 0. 0. 34284. 0. 0.
SYSCO CORP COM 871829107 19927393. 757350. 757350. 0. 0. 757350. 0. 0.
TEXACO INC COM 881694103 5733509. 101031. 101031. 0. 0. 101031. 0. 0.
TREDEGAR INDS INC COM 894650100 1967903. 63610. 63610. 0. 0. 63610. 0. 0.
TRIGON HEALTHCARE INC COM 89618L100 259820. 7586. 7586. 0. 0. 7586. 0. 0.
TYCO INTL LTD NEW COM 902124106 40254046. 561032. 561032. 0. 0. 561032. 0. 0.
UNILEVER N V COM 904784501 239173. 3600. 3600. 0. 0. 3600. 0. 0.
UNION PAC CORP COM 907818108 239932. 4490. 4490. 0. 0. 4490. 0. 0.
UNITED DOMINION REALTY TR INC COM 910197102 2627075. 256300. 256300. 0. 0. 256300. 0. 0.
UNITED TECHNOLOGIES CORP COM 913017109 216699. 1600. 1600. 0. 0. 1600. 0. 0.
UNIVERSAL CORP VA COM 913456109 559654. 21894. 21894. 0. 0. 21894. 0. 0.
WACHOVIA CORP COM 929771103 18086434. 222775. 222775. 0. 0. 222775. 0. 0.
WAL MART STORES INC COM 931142103 1939614. 21040. 21040. 0. 0. 21040. 0. 0.
WALGREEN CO COM 931422109 237300. 8400. 8400. 0. 0. 8400. 0. 0.
WARNER LAMBERT CO COM 934488107 809575. 12220. 12220. 0. 0. 12220. 0. 0.
WILLIAMS COS INC DEL COM 969457100 1901530. 48140. 48140. 0. 0. 48140. 0. 0.
