UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment [ ]; Amendment Number:
This Amendment(Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing This Report:
Name: Lowe, Brockenbrough & Company, Inc.
Address: 6620 West Broad Street Suite 300
Richmond, Virginia 23230-1720
13F File Number: 28-1206
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Austin Brockenbrough, III
Title: Managing Director
Phone: (804) 288-0404
Signature, Place, and Date of Signing:
Austin Brockenbrough, III Richmond, Virginia
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total:
List of Other Included Managers:
No. 13F File Number Name
<TABLE>
PAGE 1 FORM 13(F) REPORTING MANAGER LOWE, BROCKENBROUGH & COMPANY, INC. I.D.#28-1206 QTR:3
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ITEM 6 ITEM 8
ITEM 4 INVESTMENT VOTING AUTHORITY
FAIR ITEM 5 DISCRETION (SHARES)
ITEM 1 ITEM 2 ITEM 3 MARKET SH/PRN SH/PRN PUT/CALL TYPE ITEM 7 (A)SOLE (B)SHARED (C)NONE
ISSUER CLASS SECID VALUE AMOUNT MGRS
----------------------------- ------ --------- --------- --------- ------ -------- --------- ------ --------- --------- ---------
ABBOTT LABS COM 002824100 18609297. 507245. SH SOLE 507245. 0. 0.
ALBEMARLE CORP COM 012653101 472616. 23484. SH SOLE 23484. 0. 0.
ALLIEDSIGNAL INC COM 019512102 209780. 3500. SH SOLE 3500. 0. 0.
AMERICAN HOME PRODS CORP COM 026609107 3443006. 82964. SH SOLE 82964. 0. 0.
AMERICAN INTL GROUP INC COM 026874107 35795353. 411739. SH SOLE 411739. 0. 0.
AMGEN INC COM 031162100 4277854. 52489. SH SOLE 52489. 0. 0.
AT&T CORP COM 001957109 1973573. 45370. SH SOLE 45370. 0. 0.
ATLANTIC RICHFIELD CO COM 048825103 3041610. 34320. SH SOLE 34320. 0. 0.
AUTOMATIC DATA PROCESSING INC COM 053015103 1763402. 39516. SH SOLE 39516. 0. 0.
AUTOZONE INC COM 053332102 22185817. 790600. SH SOLE 790600. 0. 0.
AVON PRODS INC COM 054303102 18998449. 765696. SH SOLE 765696. 0. 0.
BANK OF AMERICA CORPORATION COM 060505104 16727094. 300377. SH SOLE 300377. 0. 0.
BB&T CORP COM 054937107 483262. 14927. SH SOLE 14927. 0. 0.
BECTON DICKINSON & CO COM 075887109 993395. 35400. SH SOLE 35400. 0. 0.
BELL ATLANTIC CORP COM 077853109 1919738. 28520. SH SOLE 28520. 0. 0.
BELLSOUTH CORP COM 079860102 7290360. 162008. SH SOLE 162008. 0. 0.
BESTFOODS COM 08658U101 1325743. 27300. SH SOLE 27300. 0. 0.
BIOMET INC COM 090613100 233493. 8874. SH SOLE 8874. 0. 0.
BLACKROCK NORTH AMERN GV INCM COM 092475102 110682. 11000. SH SOLE 11000. 0. 0.
BLACKROCK STRATEGIC TERM TR COM 09247P108 178388. 20100. SH SOLE 20100. 0. 0.
BP AMOCO P L C ADR 055622104 6139096. 55401. SH SOLE 55401. 0. 0.
BRISTOL MYERS SQUIBB CO COM 110122108 20595992. 305126. SH SOLE 305126. 0. 0.
CADMUS COMMUNICATIONS CORP COM 127587103 601762. 54091. SH SOLE 54091. 0. 0.
CAMPBELL SOUP CO COM 134429109 390076. 9970. SH SOLE 9970. 0. 0.
CAPITAL ONE FINL CORP COM 14040H105 1150500. 29500. SH SOLE 29500. 0. 0.
CENDANT CORP COM 151313103 484575. 27300. SH SOLE 27300. 0. 0.
CHESAPEAKE CORP COM 165159104 1235773. 40852. SH SOLE 40852. 0. 0.
CHEVRON CORPORATION COM 166751107 827150. 9320. SH SOLE 9320. 0. 0.
CIRCUIT CITY STORE INC COM 172737108 9376229. 222254. SH SOLE 222254. 0. 0.
CISCO SYS INC COM 17275R102 39123054. 570623. SH SOLE 570623. 0. 0.
CITIGROUP INC COM 172967101 9203876. 209179. SH SOLE 209179. 0. 0.
COASTAL CORP COM 190441105 19700931. 481250. SH SOLE 481250. 0. 0.
COCA COLA CO COM 191216100 13694942. 283833. SH SOLE 283833. 0. 0.
COLGATE PALMOLIVE CO COM 194162103 241560. 5280. SH SOLE 5280. 0. 0.
COMPUTER SCIENCES COR COM 205363104 40420611. 574875. SH SOLE 574875. 0. 0.
CONOCO INC CL B 208251405 1031791. 37691. SH SOLE 37691. 0. 0.
CRANE CO COM 224399105 13346649. 594850. SH SOLE 594850. 0. 0.
CSX CORP COM 126408103 281794. 6650. SH SOLE 6650. 0. 0.
DAYTON HUDSON CORP COM 239753106 22006717. 366400. SH SOLE 366400. 0. 0.
DIEBOLD INC COM 253651103 945812. 40900. SH SOLE 40900. 0. 0.
DISNEY WALT CO COM 254687106 7750730. 298105. SH SOLE 298105. 0. 0.
DOMINION RES INC VA COM 257470104 733056. 16245. SH SOLE 16245. 0. 0.
DOW CHEM CO COM 260543103 681750. 6000. SH SOLE 6000. 0. 0.
DU PONT E I DE NEMOUR CO COM 263534109 5755910. 95139. SH SOLE 95139. 0. 0.
E M C CORP MASS COM 268648102 13092174. 183428. SH SOLE 183428. 0. 0.
EMERSON ELEC CO COM 291011104 1654741. 26188. SH SOLE 26188. 0. 0.
ENDESA S A ADR 29258N107 554625. 29000. SH SOLE 29000. 0. 0.
ENRON CORP COM 293561106 270188. 6580. SH SOLE 6580. 0. 0.
EQUIFAX INC COM 294429105 18963984. 674275. SH SOLE 674275. 0. 0.
EXXON CORP COM 302290101 17727912. 233262. SH SOLE 233262. 0. 0.
FEDERAL HOME LN MTG CORP COM 313400301 223600. 4300. SH SOLE 4300. 0. 0.
FEDERAL NATL MTG ASSN COM 313586109 32112920. 512274. SH SOLE 512274. 0. 0.
FIRST UN CORP COM 337358105 1597603. 44845. SH SOLE 44845. 0. 0.
FIRST VA BANKS INC COM 337477103 210187. 4825. SH SOLE 4825. 0. 0.
FLEXTRONICS INTL LTD ORD Y2573F102 564414. 9700. SH SOLE 9700. 0. 0.
FLUOR CORP COM 343861100 483000. 12000. SH SOLE 12000. 0. 0.
FORT JAMES CORP COM 347471104 336683. 12616. SH SOLE 12616. 0. 0.
FORTUNE BRANDS INC COM 349631101 237747. 7372. SH SOLE 7372. 0. 0.
GANNETT INC COM 364730101 1384017. 20004. SH SOLE 20004. 0. 0.
GENERAL ELEC CO COM 369604103 63232588. 533329. SH SOLE 533329. 0. 0.
GENERAL MTRS CORP COM 370442105 297251. 4723. SH SOLE 4723. 0. 0.
GENZYME CORP COM 372917104 274428. 6090. SH SOLE 6090. 0. 0.
GILLETTE CO COM 375766102 8221951. 242271. SH SOLE 242271. 0. 0.
GTE CORP COM 362320103 673271. 8758. SH SOLE 8758. 0. 0.
HALLIBURTON CO COM 406216101 18164025. 443025. SH SOLE 443025. 0. 0.
HEILIG MEYERS CO COM 422893107 71250. 15000. SH SOLE 15000. 0. 0.
HEINZ H J CO COM 423074103 10049100. 233700. SH SOLE 233700. 0. 0.
HEWLETT PACKARD CO COM 428236103 27135067. 299009. SH SOLE 299009. 0. 0.
HOME DEPOT INC COM 437076102 7994401. 116494. SH SOLE 116494. 0. 0.
HONEYWELL INC COM 438506107 443022. 3980. SH SOLE 3980. 0. 0.
HYPERION 1999 TERM TR INC COM 448913103 209475. 29400. SH SOLE 29400. 0. 0.
INTEL CORP COM 458140100 48612755. 654171. SH SOLE 654171. 0. 0.
INTERNATIONAL BUSINESS MACH COM 459200101 3958878. 32718. SH SOLE 32718. 0. 0.
INTERPUBLIC GROUP COS INC COM 460690100 23859656. 580174. SH SOLE 580174. 0. 0.
INTL PAPER CO COM 460146103 287026. 5972. SH SOLE 5972. 0. 0.
JEFFERSON PILOT CORP COM 475070108 17954586. 284150. SH SOLE 284150. 0. 0.
JOHNSON & JOHNSON COM 478160104 2172844. 23650. SH SOLE 23650. 0. 0.
KELLOGG CO COM 487836108 492297. 13150. SH SOLE 13150. 0. 0.
KIMBERLY CLARK CORP COM 494368103 19032728. 360810. SH SOLE 360810. 0. 0.
LIBERTY ALL STAR EQUITY FD SH 530158104 273005. 23234. SH SOLE 23234. 0. 0.
LILLY ELI & CO COM 532457108 17705150. 275837. SH SOLE 275837. 0. 0.
LUCENT TECHNOLOGIES INC COM 549463107 21231057. 327261. SH SOLE 327261. 0. 0.
MARKEL CORP COM 570535104 3586621. 19700. SH SOLE 19700. 0. 0.
MAY DEPT STORES CO COM 577778103 253164. 6948. SH SOLE 6948. 0. 0.
MCDONALDS CORP COM 580135101 7679643. 177564. SH SOLE 177564. 0. 0.
MCI WORLDCOM INC COM 55268B106 20510480. 285363. SH SOLE 285363. 0. 0.
MEDIA GEN INC CL A 584404107 5357419. 104535. SH SOLE 104535. 0. 0.
MEDIAONE GROUP INC COM 58440J104 13302054. 194725. SH SOLE 194725. 0. 0.
MERCK & CO INC COM 589331107 33675473. 519587. SH SOLE 519587. 0. 0.
MERRILL LYNCH & CO INC COM 590188108 228401. 3390. SH SOLE 3390. 0. 0.
MFS GOVT MKTS INCOME TR SH T 552939100 73500. 12000. SH SOLE 12000. 0. 0.
MICROSOFT CORP COM 594918104 25136479. 277561. SH SOLE 277561. 0. 0.
MINNESOTA MNG & MFG CO COM 604059105 566766. 5900. SH SOLE 5900. 0. 0.
MOBIL CORP COM 607059102 18639959. 185012. SH SOLE 185012. 0. 0.
MONSANTO CO COM 611662107 302447. 8475. SH SOLE 8475. 0. 0.
MORGAN J P & CO INC COM 616880100 788325. 6900. SH SOLE 6900. 0. 0.
MOTOROLA INC COM 620076109 1013232. 11514. SH SOLE 11514. 0. 0.
NORFOLK SOUTHERN CORP COM 655844108 1536248. 62704. SH SOLE 62704. 0. 0.
ONE VALLEY BANCORP INC COM 682419106 8123750. 235471. SH SOLE 235471. 0. 0.
ORACLE CORP COM 68389X105 16671746. 366412. SH SOLE 366412. 0. 0.
PARTNERRE LTD COM 66852T105 319700. 9200. SH SOLE 9200. 0. 0.
PEPSICO INC COM 713448108 3299338. 108175. SH SOLE 108175. 0. 0.
PFIZER INC COM 717081103 1842504. 51359. SH SOLE 51359. 0. 0.
PHILIP MORRIS COS INC COM 718154107 5449305. 159397. SH SOLE 159397. 0. 0.
PROCTER & GAMBLE CO COM 742718109 10650562. 113606. SH SOLE 113606. 0. 0.
PROVIDIAN FINL CORP COM 74406A102 391976. 4950. SH SOLE 4950. 0. 0.
RALSTON PURINA CO COM 751277302 250875. 9000. SH SOLE 9000. 0. 0.
RAYTHEON CO CL B 755111408 282862. 5700. SH SOLE 5700. 0. 0.
ROYAL DUTCH PETE CO NY REG 780257804 2755242. 46650. SH SOLE 46650. 0. 0.
SARA LEE CORP COM 803111103 285175. 12200. SH SOLE 12200. 0. 0.
SBC COMMUNICATIONS INC COM 78387G103 768361. 15048. SH SOLE 15048. 0. 0.
SCHERING PLOUGH CORP COM 806605101 26324110. 603418. SH SOLE 603418. 0. 0.
SCHLUMBERGER LTD COM 806857108 6757799. 108451. SH SOLE 108451. 0. 0.
SMITHKLINE BEECHAM PLC ADR 832378301 593538. 10300. SH SOLE 10300. 0. 0.
SPRINT CORP COM 852061100 757981. 13972. SH SOLE 13972. 0. 0.
SPRINT CORP COM 852061506 264173. 3543. SH SOLE 3543. 0. 0.
ST JOE CO COM 790148100 1416192. 65680. SH SOLE 65680. 0. 0.
STARBUCKS CORP COM 855244109 218073. 8800. SH SOLE 8800. 0. 0.
SUN MICROSYSTEMS INC COM 866810104 1450800. 15600. SH SOLE 15600. 0. 0.
SUNTRUST BKS INC COM 867914103 9674479. 147140. SH SOLE 147140. 0. 0.
SUPERVALU INC COM 868536103 228021. 10335. SH SOLE 10335. 0. 0.
SWISS HELVETIA FD INC COM 870875101 486387. 34284. SH SOLE 34284. 0. 0.
SYSCO CORP COM 871829107 21298412. 607450. SH SOLE 607450. 0. 0.
TEXACO INC COM 881694103 6014171. 95274. SH SOLE 95274. 0. 0.
TEXAS INSTRS INC COM 882508104 329000. 4000. SH SOLE 4000. 0. 0.
TREDEGAR CORP COM 894650100 1658914. 77610. SH SOLE 77610. 0. 0.
TRIGON HEALTHCARE INC COM 89618L100 512431. 17519. SH SOLE 17519. 0. 0.
TYCO INTL LTD NEW COM 902124106 43627978. 422547. SH SOLE 422547. 0. 0.
UNILEVER N V NYSHS 904784709 218954. 3214. SH SOLE 3214. 0. 0.
UNION PAC CORP COM 907818108 360465. 7500. SH SOLE 7500. 0. 0.
UNITED DOMINION REALTY TR INC COM 910197102 2505329. 223950. SH SOLE 223950. 0. 0.
UNITED TECHNOLOGIES CORP COM 913017109 236121. 3981. SH SOLE 3981. 0. 0.
UNIVERSAL CORP VA COM 913456109 747018. 28594. SH SOLE 28594. 0. 0.
UNOCAL CORP COM 915289102 353312. 9533. SH SOLE 9533. 0. 0.
VODAFONE AIRTOUCH PLC ADR 92857T107 944343. 3972. SH SOLE 3972. 0. 0.
WACHOVIA CORP COM 929771103 14025128. 178380. SH SOLE 178380. 0. 0.
WAL MART STORES INC COM 931142103 1982384. 41680. SH SOLE 41680. 0. 0.
WARNER LAMBERT CO COM 934488107 864202. 13020. SH SOLE 13020. 0. 0.
WILLIAMS COS INC DEL COM 969457100 1679655. 44642. SH SOLE 44642. 0. 0.
