<PAGE> 1
SCHEDULE 13D/A
(RULE 13d-101)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and
Amendments Thereto Filed Pursuant to Rule 13d-2(a)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
CONE MILLS CORPORATION
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.10 par value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
206814 10 5
- --------------------------------------------------------------------------------
(CUSIP Number)
Albert A. Woodward, Esq.
Maun & Simon, PLC
2000 Midwest Plaza Building West
801 Nicollet Mall
Minneapolis, Minnesota 55402
(612) 904-7400
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
March 1, 2000
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box / /.
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE> 2
CUSIP NO. 206814 10 5 13D PAGE 2 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Marc H. Kozberg
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
100,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
255,000
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
100,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH 255,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.393%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 3
CUSIP NO. 206814 10 5 13D PAGE 3 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Bruce E. Hendry
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,252,700
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING 1,252,700
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH -0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,252,700
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.915%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 4
CUSIP NO. 206814 10 5 13D PAGE 4 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Dr. Demetra Nicoloff
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 276,200
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY 255,000
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING 276,200
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH 255,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
531,200
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.084%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 5
CUSIP NO. 206814 10 5 13D PAGE 5 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Marvin W. Goldstein
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBE OF 98,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY 2,000
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING 98,000
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH 2,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.294%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 6
CUSIP NO. 206814 10 5 13D PAGE 6 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Charmel Limited Partnership 41-1859157
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 676,600
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING 676,600
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH -0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
676,600
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.655%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
PN
- --------------------------------------------------------------------------------
<PAGE> 7
CUSIP NO. 13D PAGE 7 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Charmel Enterprises, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
HC
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
676,600
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
676,600
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
676,600
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.655%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
CO
- --------------------------------------------------------------------------------
<PAGE> 8
CUSIP NO. 13D PAGE 8 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Melanie Barry
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
676,600
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
676,600
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
676,600
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.655%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 9
CUSIP NO. 13D PAGE 9 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Charles Barry
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
811,600
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
811,600
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
811,600
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.185%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 10
CUSIP NO. 13D PAGE 10 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
James A. Potter
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
49,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
260,500
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
49,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
260,500
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
312,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.224%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 11
CUSIP NO. 13D PAGE 11 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
G. James Spinner
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
81,100
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
255,000
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
81,100
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
255,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
336,100
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.319%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 12
CUSIP NO. 13D PAGE 12 OF 12 PAGES
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Irvin Kessler
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
136,500
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
205,000
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
136,500
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
205,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
341,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.344%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
- --------------------------------------------------------------------------------
<PAGE> 13
INTRODUCTION
The members of this Section 13(d) filing group (the "Reporting
Persons") originally filed a Schedule 13D relating to Cone Mills Corporation
(the "Company") on December 16, 1998. The original filing was amended on January
19, 1999, February 16, 1999, March 9, 1999, June 16, 1999, September 30, 1999
and November 4, 1999. This filing is the seventh amendment to the original
Schedule 13D filing.
The Reporting Persons' responses to items 1, 3, 4, and 6 remain
unchanged, and the Reporting Persons hereby restate the information contained in
the original filing and subsequent amendments thereto for those items.
ITEM 2. IDENTITY AND BACKGROUND
This statement is filed jointly by the individuals and entity
identified below (collectively the "Holders"). There have been no changes in the
background, occupations, or addresses of the Holders since the filing of the
last Schedule 13D Amendment to which this filing is an amendment, except that
Arbitrade LLC, Arbitrade Holdings LLC, Deephaven Opportunity Trading Fund LP,
and Deephaven Investment Advisors LLC, Efraim Gildor, Peter Hajas, Mark Lyons,
and Merrill Ferguson have withdrawn from the Schedule 13D investor group.
1. Marc H. Kozberg
2. Bruce E. Hendry
3. James A. Potter
4. Susan N. Potter
5. Dr. Demetre Nicoloff
6. G. James Spinner
7. Robert H. Paymar
8. Stanley I. Barenbaum
9. Summit Capital Appreciation Fund LP
10. SCA Management Partners, L.L.P.
11. The Temple Company, L.L.P.
12. Charmel Limited Partnership
13. Charmel Enterprises, Inc.
14. Richard Fitzgerald
15. Charles Barry
16. Melanie Barry
17. Irvin Kessler
18. Marvin W. Goldstein
Page 13
<PAGE> 14
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Information with respect to the aggregate number, and percentage, of
all outstanding Common Stock beneficially owned as of February 29, 2000 by each
of the Holders is set forth below:
<TABLE>
<CAPTION>
Number of Shares Percentage of
Name of Common Stock Outstanding Shares
---- --------------- ------------------
<S> <C> <C>
Marc H. Kozberg(1) 355,000 1.393%
Bruce E. Hendry 1,252,700 4.915%
Dr. Demetre Nicoloff(1) 531,200 2.084%
G. James Spinner(1) 336,100 1.319%
Robert H. Paymar(1) 405,000 1.589%
Stanley I. Barenbaum(1) 310,000 1.216%
James A. Potter(1)(2) 312,000 1.224%
Susan N. Potter 6,500 <0.1%
Summit Capital
Appreciation Fund LP 255,000 1.%
SCA Management
Partners, L.L.P.(1) 255,000 1.%
The Temple Company,
L.L.P. 135,000 .53%
Charmel Limited Partnership 676,600 2.655%
Charmel Enterprises, Inc.(4) 676,600 2.655%
Richard Fitzgerald(3) 135,000 .53%
Charles Barry(3)(4) 811,600 3.185%
Melanie Barry(4) 676,600 2.655%
Irvin Kessler(5) 341,500 1.344%
Marvin W. Goldstein 75,000 .294%
</TABLE>
(1) Includes 255,000 shares of Common Stock owned by Summit Capital
Appreciation Fund LP
(2) Includes 6,500 shares of Common Stock controlled as custodian f/b/o minor
children, 6,500 shares of Common Stock owned by Susan N. Potter and 1,000
shares owned jointly with Susan N. Potter
(3) Includes 135,000 shares of Common Stock owned by The Temple Company,
L.L.P.
(4) Includes 676,600 shares of Common Stock owned by Charmel Limited
Partnership
(5) Includes 205,000 shares of Common Stock owned by Deephaven Opportunity
Trading Fund, L.L.P.
The Holders' response to Items 7 through 13 of the cover pages of the
statement are incorporated herein by reference. Cover pages have been included
in this filing only to the extent a Holder's beneficial ownership in the
securities of the Issuer has changed since the most recent filing of a Schedule
13D amendment to which this statement is an amendment.
According to the Issuer's most recent Form 10-Q filing with the SEC,
the Issuer has 25,485,717 shares of Common Stock outstanding. The Holders, as of
February 29, 2000, collectively own 3,480,100 shares of the Issuer's Common
Stock, constituting approximately 13.5% of the Issuer's outstanding voting
Common Stock. Transactions by the Holders in
Page 14
<PAGE> 15
Common Stock of the Issuer not previously reported by the Holders in a Schedule
13D filing relating to the securities of the Issuer, and occurring in the
previous 60 days, are as follows:
<TABLE>
<CAPTION>
TYPE OF NUMBER OF PRICE/
NAME DATE TRANSACTION SHARES SHARE
---- ---- ----------- ------ -----
<S> <C> <C> <C> <C>
Arbitrade Holdings, LLC 01/12/00 Sell 324,300 4.1250
Arbitrade Holdings, LLC 01/12/00 Sell 2,200 4.1875
Irvin Kessler 01/12/00 Buy 136,500 4.1250
Marvin Goldstein 01/12/00 Buy 25,000 4.1250
Marvin Goldstein 02/14/00 Buy 14,500 3.8777
Dr. Demetre Nicoloff 02/14/00 Buy 4,000 3.8777
Marvin Goldstein 02/15/00 Buy 1,000 3.8750
Marvin Goldstein 02/17/00 Buy 4,800 3.9297
Marvin Goldstein 02/18/00 Buy 4,700 3.9053
Dr. Demetre Nicoloff 02/18/00 Buy 11,200 3.9053
Charmel* 02/22/00 Buy 1,700 3.8750
Charmel* 02/23/00 Buy 38,000 3.9046
Charmel* 02/24/00 Buy 5,700 3.9375
Charmel* 02/25/00 Buy 30,000 3.8875
Charmel* 02/28/00 Buy 4,600 3.9375
Charmel* 02/29/00 Buy 3,400 3.9375
*Charmel Limited Partnership
TOTAL PURCHASES 285,100
TOTAL SALES (326,500)
---------
NET (41,400)
</TABLE>
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit A -- Agreement as to joint filing pursuant to Regulation
Section 240.13d-1(f)(1)(iii).
Page 15
<PAGE> 16
SIGNATURES
After reasonable inquiry, and to the best of each of the undersigned's
knowledge and belief, each of the undersigned certifies that the information set
forth in this statement is true, complete and correct.
Dated: , 2000
-----------------
/s/ Bruce E. Henry
- ----------------------------------
Bruce E. Hendry CHARMEL LIMITED PARTNERSHIP
/s/ Marc H. Kozberg By: Charmel Enterprises, Inc.
- ----------------------------------
Marc H. Kozberg
By: /s/ Charles Berry
/s/ Dr. Demetre Nicoloff ----------------------------
- ---------------------------------- Charles Barry, President
Dr. Demetre Nicoloff
CHARMEL ENTERPRISES, INC.
/s/ G. James Spinner
- ---------------------------------- By: /s/ Charles Barry
G. James Spinner --------------------------------
Charles Barry, President
/s/ Robert H. Paymar
- ---------------------------------- /s/ Richard Fitzgerald
Robert H. Paymar -----------------------------------
Richard Fitzgerald
/s/ Stanley I. Barenbaum
- ---------------------------------- /s/ Charles Barry
Stanley I. Barenbaum -----------------------------------
Charles Barry
/s/ James A. Potter
- ---------------------------------- /s/ Melanie Barry
James A. Potter -----------------------------------
Melanie Barry
/s/ Susan N. Potter
- ---------------------------------- /s/ Irvin Kessler
Susan N. Potter -----------------------------------
Irvin Kessler
SUMMIT CAPITAL APPRECIATION
FUND LP /s/ Marvin W. Goldstein
-----------------------------------
By: SCA Management Partners L.L.P. Marvin W. Goldstein
By: /s/ Marc H. Kozberg
------------------------------
Marc H. Kozberg, a partner
SCA MANAGEMENT PARTNERS, L.L.P.
By: /s/ Marc H. Kozberg
------------------------------------
Marc H. Kozberg, a partner
THE TEMPLE COMPANY, L.L.P.
By: /s/ Charles Barry
------------------------------------
Charles Barry, a partner
Page 16
<PAGE> 17
EXHIBIT A
AGREEMENT AS TO JOINT FILING
Pursuant to Regulation Section 240.13d-1(f)(1)(iii), the undersigned
acknowledge and agree that the attached Schedule 13D Amendment relating to Cone
Mills Corporation is being filed on behalf of each of the undersigned.
THE TEMPLE COMPANY, L.L.P.
By: /s/ Charles Barry
--------------------------------
/s/ Bruce E. Henry Charles Barry, a partner
- ----------------------------------
Bruce E. Hendry CHARMEL LIMITED PARTNERSHIP
/s/ Marc H. Kozberg By: Charmel Enterprises, Inc.
- ----------------------------------
Marc H. Kozberg
By: /s/ Charles Berry
/s/ Dr. Demetre Nicoloff ---------------------------
- ---------------------------------- Charles Barry, President
Dr. Demetre Nicoloff
CHARMEL ENTERPRISES, INC.
/s/ G. James Spinner
- ---------------------------------- By: /s/ Charles Barry
G. James Spinner --------------------------------
Charles Barry, President
/s/ Robert H. Paymar
- ---------------------------------- /s/ Richard Fitzgerald
Robert H. Paymar -----------------------------------
Richard Fitzgerald
/s/ Stanley I. Barenbaum
- ---------------------------------- /s/ Charles Barry
Stanley I. Barenbaum -----------------------------------
Charles Barry
/s/ James A. Potter
- ---------------------------------- /s/ Melanie Barry
James A. Potter -----------------------------------
Melanie Barry
/s/ Susan N. Potter
- ---------------------------------- /s/ Irvin Kessler
Susan N. Potter -----------------------------------
Irvin Kessler
SUMMIT CAPITAL APPRECIATION
FUND LP /s/ Marvin W. Goldstein
-----------------------------------
By: SCA Management Partners L.L.P. Marvin W. Goldstein
By: /s/ Marc H. Kozberg
------------------------------
Marc H. Kozberg, a partner
SCA MANAGEMENT PARTNERS, L.L.P.
By: /s/ Marc H. Kozberg
------------------------------------
Marc H. Kozberg, a partner
Page 17
