UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 1)
CONSOLIDATED-TOMOKA LAND CO.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
210226106
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(CUSIP Number)
Matthew Nimetz
Norris Nissim Paul, Weiss, Rifkind, Wharton &
John A. Levin & Co., Inc. Garrison
One Rockefeller Plaza 1285 Avenue of the Americas
New York, New York 10020 New York, New York 10019-6064
(212) 332-8400 (212) 373-3000
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 27, 1999
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(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box |_|.
Check the following box if a fee is being paid with the statement |_|.
Exhibit Index is at Page 6
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CUSIP No. 210226106
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John Andrew Levin ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
285,885 shares of Common Stock
--------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 0 shares of Common Stock
OWNED BY --------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 285,885 shares of Common Stock
WITH --------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0 shares of Common Stock
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
285,885 shares of Common Stock
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.5%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
2
<PAGE>
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
This Amendment No. 1 to the statement on Schedule 13D dated September 30, 1999
and filed with the Securities and Exchange Commission (the "Commission") by John
A. Levin ("Levin"), on behalf of himself and accounts managed by him for members
of his family and trusts for their benefit, relates to the disposition of shares
of common stock (the "Common Stock") of Consolidated-Tomoka Land Co. ("CTO").
The statement on Schedule 13D, as amended, shall remain unchanged and in full
force and effect.
Item 4. Purpose of Transaction
On September 27, 1999, Levin sold 197,540 shares in market transactions. Levin
may sell additional shares, but reserves his right to refrain from selling
shares and to hold such shares, and perhaps to buy additional CTO shares,
depending on market conditions and other relevant factors.
Item 5. Interest in Securities of Issuer
The responses to Items 7, 8, 9, 10, 11 and 13 of the inside cover pages of this
Schedule 13D are hereby incorporated by reference in response to this Item 5.
The trading dates, number of shares of Common Stock purchased and average price
per share for all transactions in the Common Stock by Levin during the past 60
days are set forth on Exhibit 99.1 hereto. All such transactions were open
market transactions and were effected on the New York Stock Exchange.
Item 6. Contracts, Arrangements, Understandings or Relationships with respect to
Securities of the Issuer.
None.
Item 7. Exhibits
The following are filed herewith as exhibits to this Schedule 13D:
99.1 Table of Transactions in Common Stock by Levin.
3
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SIGNATURE
After reasonable inquiry and to their best knowledge and belief, the
undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: October 1, 1999
/s/ JOHN A. LEVIN
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John A. Levin
4
<PAGE>
INDEX TO EXHIBITS
Exhibit No. Description
99.1 Table of Transactions in Common Stock by Levin.
5
Exhibit 99.1
TRANSACTIONS IN COMMON STOCK BY LEVIN
CONSOLIDATED-TOMOKA LAND CO.
No. of Shares Average price Date Buy/Sell
------------- ------------- ---- --------
483,425 $13.75 Sept. 24/99 Buy(1)
197,540 $13.1576 Sept. 27/99 Sell
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(1) Received in distribution of common shares of CTO made by BKF in accordance
with the Plan.