SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
AMENDMENT No. 1
TO
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
AETNA CAPITAL L.L.C. AETNA LIFE AND CASUALTY COMPANY
- -------------------- -------------------------------
(Exact name of registrant as (Exact name of registrant as
specified in its charter) specified in its charter)
Delaware Connecticut
- -------- -----------
(State of incorporation or (State of incorporation or
organization) organization)
52-1874002 06-0843808
- ---------- ----------
(IRS Employer Identification (IRS Employer Identification Number)
Number)
c/o Aetna Life and Casualty Company
151 Farmington Avenue 151 Farmington Avenue
Hartford, Connecticut 06156 Hartford, Connecticut 06156
- ---------------------------- ----------------------------
(Address of principal executive (Address of principal executive offices)
offices)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which each
to be so registered class of stock is to be registered
------------------- ----------------------------------
% Cumulative Monthly Income New York Stock Exchange
Preferred Securities, Series A
Securities to be registered pursuant to Section 12(g) of the Act:
NONE
----
(Title of Class)
ITEM 1. DESCRIPTION OF REGISTRANTS' SECURITIES TO BE REGISTERED
For a full description of the % Cumulative Monthly Income Preferred
Securities, Series A (the "Securities") being registered hereby, reference is
made to the information contained under the captions "Description of the
Preferred Securities," "Description of the Guarantee" and "Description of the
Debentures and the Subordinated Indenture" in the Registrants' Registration
Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01) (the "Registration
Statement") and information contained under the captions "Certain Terms of the
Series A Preferred Securities" and "Certain Terms of the Series A Debentures"
in a Prospectus Supplement relating to the Securities to be filed by Aetna and
Aetna Capital L.L.C. pursuant to Rule 424(b) under the Securities Act of 1933,
as amended (the "Act"). The information contained in the foregoing
Registration Statement and Prospectus Supplement are incorporated herein by
reference.
ITEM 2. EXHIBITS
1. Specimen of Preferred Securities, incorporated herein by reference to
Exhibit 4.1 to the Registration Statement on Form S-3 (File Nos. 33-
52819 and 33-52819-01).
2.1 Certificate of Formation of Aetna Capital L.L.C., incorporated herein by
reference to Exhibit 3.1 to the Registration Statement on Form S-3 (File
Nos. 33-52819 and 33-52819-01).
2.2 Form of Amended and Restated Limited Liability Company Agreement of
Aetna Capital L.L.C., incorporated herein by reference to Exhibit 3.2
to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-
52819-01).
2.3 Form of Payment and Guarantee Agreement, incorporated herein by
reference to Exhibit 4.2 to the Registration Statement on Form S-3
(File Nos. 33-52819 and 33-52819-01).
2.4 Form of Debenture, incorporated herein by reference to Exhibit 4.3 to
the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-
52819-01).
2.5 Form of Subordinated Indenture, incorporated herein by reference to
Exhibit 4.4 to the Registration Statement on Form S-3 (File Nos. 33-
52819 and 33-52819-01).
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, Aetna Capital L.L.C. and Aetna Life and Casualty Company have duly
caused this Amendment No. 1 to the Registration Statement to be signed on
their behalf by the undersigned, thereto duly authorized.
AETNA CAPITAL L.L.C.
(Registrant)
By Aetna Life and Casualty Company,
as Managing Member
By: /s/ ROBERT E. BROATCH
------------------------------------
Robert E. Broatch
Senior Vice President, Finance
and Corporate Controller of Aetna
Life and Casualty Company
AETNA LIFE AND CASUALTY COMPANY
(Registrant)
By: /s/ ROBERT E. BROATCH
------------------------------------
Robert E. Broatch
Senior Vice President, Finance
and Corporate Controller of Aetna
Life and Casualty Company
Dated: November 9, 1994
INDEX TO EXHIBITS
Exhibit
Number Description
- ------- -----------
1. Specimen of Preferred Securities, incorporated herein by reference to
Exhibit 4.1 to the Registration Statement on Form S-3 (File Nos. 33-52819
and 33-52819-01).
2.1 Certificate of Formation of Aetna Capital L.L.C., incorporated herein by
reference to Exhibit 3.1 to the Registration Statement on Form S-3 (File
Nos. 33-52819 and 33-52819-01).
2.2 Form of Amended and Restated Limited Liability Company Agreement of Aetna
Capital L.L.C., incorporated herein by reference to Exhibit 3.2 to the
Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01).
2.3 Form of Payment and Guarantee Agreement, incorporated herein by reference
to Exhibit 4.2 to the Registration Statement on Form S-3 (File Nos.
33-52819 and 33-52819-01).
2.4 Form of Debenture, incorporated herein by reference to Exhibit 4.3 to the
Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01).
2.5 Form of Subordinated Indenture, incorporated herein by reference to
Exhibit 4.4 to the Registration Statement on Form S-3 (File Nos. 33-52819
and 33-52819-01).
