<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 9)
DATA DIMENSIONS, INC.
(Name of Issuer)
COMMON STOCK, $.01 PAR VALUE
(Title of Class of Securities)
237654108
(CUSIP Number)
Marcella Yano
Bay Partners
10600 N. De Anza Blvd. #100
Cupertino, CA 95014-2031
(408) 725-2444
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
April 16, 1996
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with the statement. / / (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Page 1 of 13 Pages
<PAGE> 2
SCHEDULE 13D
- -------------------- ------------------
CUSIP No. 237654108 Page 2 of 13 Pages
- -------------------- ------------------
- -------------------------------------------------------------------------------
1 NAME OF PERSON
BAY PARTNERS IV
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP* (a) /X/
(b) / /
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA, CALIFORNIA
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
143,630
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH 143,630
---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
143,630
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* / /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.10%
- -------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
PN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
Page 2 of 7 Pages
<PAGE> 3
SCHEDULE 13D
- -------------------- ------------------
CUSIP No. 23765418 Page 3 of 13 Pages
- -------------------- ------------------
- -------------------------------------------------------------------------------
1 NAME OF PERSON
CALIFORNIA BPIV, L.P.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP* (a) /X/
(b) / /
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA, CALIFORNIA
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
13,164
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH 13,164
---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
13,164
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* / /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.38%
- -------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
PN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
Page 2 of 7 Pages
<PAGE> 4
SCHEDULE 13D
- -------------------- ------------------
CUSIP No. 237654108 Page 4 of 13 Pages
- -------------------- ------------------
- -------------------------------------------------------------------------------
1 NAME OF PERSON
BAY MANAGEMENT COMPANY IV, L.P.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP* (a) /X/
(b) / /
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA, CALIFORNIA
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
143,630
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH 143,630
---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
143,630
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* / /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.10%
- -------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
PN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
Page 2 of 7 Pages
<PAGE> 5
SCHEDULE 13D
- -------------------- ------------------
CUSIP No. 237654108 Page 5 of 13 Pages
- -------------------- ------------------
- -------------------------------------------------------------------------------
1 NAME OF PERSON
JOHN BOSCH
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP* (a) /X/
(b) / /
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA, CALIFORNIA
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 156,794
OWNED BY EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH
---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
156,794
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
156,794
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* / /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.48%
- -------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
IN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
Page 2 of 7 Pages
<PAGE> 6
SCHEDULE 13D
- -------------------- ------------------
CUSIP No. 237654108 Page 6 of 13 Pages
- -------------------- ------------------
- -------------------------------------------------------------------------------
1 NAME OF PERSON
NEAL DEMPSEY
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP* (a) /X/
(b) / /
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA, CALIFORNIA
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 156,794
OWNED BY EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH
---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
156,794
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
156,794
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* / /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.48%
- -------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
IN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
Page 2 of 7 Pages
<PAGE> 7
SCHEDULE 13D
- -------------------- ------------------
CUSIP No. 237654108 Page 7 of 13 Pages
- -------------------- ------------------
- -------------------------------------------------------------------------------
1 NAME OF PERSON
JOHN FREIDENRICH
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP* (a) /X/
(b) / /
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA, CALIFORNIA
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF ---------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 156,794
OWNED BY EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH
---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
156,794
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
156,794
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* / /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.48%
- -------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
IN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT
Page 2 of 20 Pages
<PAGE> 8
CUSIP No. 237654108 Page 8 of 13 Pages
This statement constitutes Amendment No. 9 to the Schedule 13D (the "Schedule")
filed jointly by Bay Partners IV ("Bay"), Bay Management Company IV, L.P.,
California BPIV, L.P. ("BP"), John Freidenrich, John Bosch and Neal Dempsey with
respect to the common stock ("Stock") of Data Dimensions, Inc. ("DDI"). Only
those items which are hereby reported are amended. All other items remain
unchanged. All capitalized items shall have the meaning assigned to them in the
Schedule 13D, as amended to date, unless otherwise indicated herein.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Percentage ownership is calculated based upon 3,501,826 shares of common stock
outstanding as of March 29, 1996. On March 29, 1996, the Company completed a
public offering of 1,200,000 shares of common stock and effected a one-for-three
reverse stock split of the outstanding common stock in connection therewith. As
a result of the reverse stock split, the number of shares owned by Bay and BP
was proportionately reduced. In addition, the public offering further reduced
the percentage owned by the reporting persons.
a)
<TABLE>
<CAPTION>
SHARES
BENEFICIALLY PERCENTAGE
NAME OWNED OWNERSHIP
---- ----- ---------
<S> <C> <C>
Bay 143,630 4.10
BP 13,164 0.38
Bosch 156,794 4.48
Dempsey 156,794 4.48
Freidenrich 156,794 4.48
</TABLE>
b) Bay has sole voting and dispositive power with respect to the Stock owned
of record by it.
BP has sole voting and dispositive power with respect to the Stock owned of
record by it.
Freidenrich, Bosch and Dempsey have shared voting and dispositive power
with respect to the Stock owned of record by Bay and BP.
Each of the Stockholders disclaims beneficial ownership of the shares of
Common Stock owned by any of the other Stockholders.
c) Transactions During Past 60 Days. Bay and BP sold or distributed common
stock as follows:
<PAGE> 9
CUSIP No. 237654108 Page 9 of 13 Pages
<TABLE>
<CAPTION>
Distribution/
Trade Date Price/Sh No.of Shs. Entity
---------- -------- ---------- ------
<S> <C> <C> <C>
4/10/96 $28.6875 92,000 Bay
2,133 BP
4/10/96 -- 5,867 BP distribution to John Freidenrich*
4/15/96 $28.473 15,225 Bay
525 BP
4/15/96 -- 875 Bay distribution to John Freidenrich*
-- 875 BP distribution to John Freidenrich*
4/16/96 $29.625 19,570 Bay
675 BP
$31.35 8,700 Bay
300 BP
$30.75 13,050 Bay
450 BP
$31.00 22,509 Bay
1,491 BP
4/16/96 -- 2,875 Bay distribution to John Freidenrich*
-- 2,875 BP distribution to John Freidenrich*
</TABLE>
* Mr. Freidenrich concurrently gifted these shares to a charitable
organization.
Prior to February 20, 1996, 84,334 of the shares beneficially owned by Bay and
7,333 of the shares beneficially owned by BP were held in the form of Warrants
exercisable at $0.24 per share. On February 20, 1996, these Warrants were
converted into common stock on a net exercise basis pursuant to which Bay
received 76,530 shares and BP received 6,654 shares resulting in a reduction of
shares beneficially owned.
e) Effective April 16, 1996, the reporting parties ceased to be the
beneficial owners of more than five percent of the common stock of the Company.
Item 7. MATERIAL TO BE FILED AS EXHIBITS
Item 7 is hereby amended by the addition of the following:
Exhibit 3 - Joint Filing Agreement executed by Bay, Bay Management, BP,
Freidenrich, Bosch and Dempsey.
<PAGE> 10
CUSIP No. 237654108 Page 10 of 13 Pages
Pages
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: June 5, 1996
BAY PARTNERS IV
By Bay Management Company IV, L.P.
By: /s/ John Freidenrich
----------------------------------
John Freidenrich, General Partner
BAY MANAGEMENT COMPANY IV, L.P.
By: /s/ John Freidenrich
----------------------------------
John Freidenrich, General Partner
CALIFORNIA BPIV, L.P.
By: /s/ John Freidenrich
----------------------------------
John Freidenrich, General Partner
/s/ John Freidenrich
----------------------------------
JOHN FREIDENRICH
/s/ John Bosch
----------------------------------
JOHN BOSCH
/s/ Neal Dempsey
----------------------------------
NEAL DEMPSEY
<PAGE> 11
CUSIP No. 237654108 Page 11 of 13 Pages
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth above in this statement is true, complete and
correct.
Date: June 5, 1996
/s/ John Freidenrich
- ----------------------------
John Freidenrich
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth above in this statement is true, complete and
correct.
Date: June 5, 1996
/s/ John Bosch
- ----------------------------
John Bosch
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth above in this statement is true, complete and
correct.
Date: June 5, 1996
/s/ Neal Dempsey
- ----------------------------
Neal Dempsey
<PAGE> 12
CUSIP No. 237654108 Page 12 of 13 Pages
INDEX OF EXHIBITS
<TABLE>
<CAPTION>
Page No in
Consecutively
Exhibit Name Numbered Copy
------- ---- -------------
<S> <C> <C>
3 Joint Filing Agreement 13
</TABLE>
<PAGE> 13
CUSIP No. 237654108 Page 13 of 13 Pages
JOINT FILING AGREEMENT
WHEREAS, the statement or amended statement on Schedule 13D to which this
agreement is an exhibit (the "Joint Statement") is being filed on behalf of two
or more persons (collectively the "Filing Persons"); and
WHEREAS, the Filing Persons prefer to file the Joint Statement on behalf
of all of Filing Persons rather than individual statements on Schedule 13D on
behalf of each of the Filing Persons;
NOW, THEREFORE, the undersigned hereby agree as follows with each of the
other Filing Persons:
1. Each of the Filing Persons is individually eligible to use the Joint
Statement.
2. Each of the Filing Persons is responsible for the timely filing of the
Joint Statement and any amendments thereto.
3. Each of the Filing Persons is responsible for the completeness and
accuracy of the information concerning such person contained in the Joint
Statement.
4. None of the Filing Persons is responsible for the completeness of
accuracy of the information concerning the other Filing Persons contained in the
Joint Statement; unless such person knows or has reason to believe that such
information is inaccurate.
5. The undersigned agree that the Joint Statement is, and any amendment
thereto will be, filed on behalf of each of the Filing Persons.
Dated: June 5, 1996
BAY PARTNERS IV BAY MANAGEMENT COMPANY IV, L.P.
By Bay Management Company IV,
General Partner
By: /s/ John Freidenrich
---------------------------------
John Freidenrich, General Partner
By: /s/ John Freidenrich
--------------------------------
John Freidenrich, General Partner
/s/ John Freidenrich
CALIFORNIA BPIV, L.P. ------------------------------------
JOHN FREIDENRICH
By: /s/ John Freidenrich
--------------------------------
John Freidenrich, General Partner
/s/ John Bosch
------------------------------------
JOHN BOSCH
/s/ Neal Dempsey
------------------------------------
NEAL DEMPSEY
