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Previous: MCM CORP, 10-Q, 1999-08-16 |
Next: OPTELECOM INC, 10-Q, 1999-08-16 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
-------------
Check here if Amendment [ ]: [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: DAVID L. KELLER, SR. VICE PRESIDENT
Address: 227 MAIN STREET
EVANSVILLE, INDIANA
47708
Form 13F File Number: 28-5504
-------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID L. KELLER
Title: SR. VICE PRESIDENT
Phone: 812-464-9705
Signature, Place, and Date of Signing:
/s/ David L. Keller Evansville, Indiana August 13, 1999
- --------------------- ------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager (s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager (s).)
List of Other Managers Reporting for this Manager:
(If there are no entries in this list, omit this section.)
Form 13F File Number Name
28-5504 /s/ David L. Keller
--------------------- ----------------------
[Repeat as necessary]
<PAGE> 2
<TABLE>
<CAPTION>
THE NATIONAL CITY BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F
OF EVANSVILLE AS OF 6/30/99
INVESTMENT
MARKET DISCRETION
VALUE SHS OR SH/ PUT/ SOLE SHR OTHER
ISSUER AND TITLE OF CLASS CUSIP (X$1000) PRIN AMT PRIN CALL (A) (B) (C) MGRS
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP 001957109 1,115 19,970 SH X
AT & T CORP 001957109 22 390 SH X X
ABBOTT LABORATORIES INC 002824100 1,575 34,700 SH X
ABBOTT LABORATORIES INC 002824100 18 400 SH X X
AIR PRODUCTS & CHEMICALS INC 009158106 343 8,520 SH X
AIRTOUCH COMM 00949T100 1,928 17,906 SH X
AIRTOUCH COMM 00949T100 86 800 SH X X
AMERICAN EXPRESS CO 025816109 1,535 11,800 SH X
AMERICAN EXPRESS CO 025816109 52 400 SH X X
AMERICAN GENERAL CORP 026351106 1,055 14,000 SH X
AMERICAN HOME PRODUCTS CORP 026609107 2,826 49,256 SH X
AMERICAN HOME PRODUCTS CORP 026609107 275 4,800 SH X X
AMERICAN INTL. GROUP 026874107 1,854 15,811 SH X
AMERICAN INTL. GROUP 026874107 82 703 SH X X
AMERITECH CORP 030954101 1,381 18,794 SH X
ANDREW CORP 034425108 322 17,025 SH X
ANDREW CORP 034425108 9 500 SH X X
ATLANTIC RICHFIELD CO 048825103 532 6,364 SH X
ATLANTIC RICHFIELD CO 048825103 42 500 SH X X
AUTOMATIC DATA PROCESS 053015103 493 11,200 SH X
BP AMOCO P L C ADR SPONSORED 055622104 2,497 23,015 SH X
BP AMOCO P L C ADR SPONSORED 055622104 115 1,058 SH X X
BANK OF AMERICA CORP COM 060505104 1,339 18,260 SH X
BANK ONE CORP COM 06423A103 2,194 36,838 SH X
BANK ONE CORP COM 06423A103 328 5,500 SH X X
BARNES & NOBLE INC COM 067774109 1,163 42,500 SH X
BARNES & NOBLE INC COM 067774109 192 7,000 SH X X
BELL ATLANTIC CORPORATION 077853109 444 6,792 SH X X
BELL ATLANTIC CORPORATION 077853109 52 800 SH X
BELL SOUTH CORPORATION 079860102 559 12,116 SH X
BERKSHIRE HATHAWAY INC 084670108 692 9 SH X X
BESTFOODS 08658U101 497 10,040 SH X
BESTFOODS 08658U101 40 800 SH X
BIOMET, INC 090613100 1,709 43,000 SH X
BIOMET, INC 090613100 20 500 SH X X
BOEING CO 097023105 637 14,480 SH X
BOEING CO 097023105 31 700 SH X X
BRISTOL MYERS SQUIBB CORP 110122108 4,039 57,338 SH X
BRISTOL MYERS SQUIBB CORP 110122108 2,098 29,792 SH X X
CNB BANCSHARES INC EVANSVILLE IN 126126101 1,909 33,493 SH X
CNB BANCSHARES INC EVANSVILLE IN 126126101 402 7,052 SH X X
CHEVRON CORP 166751107 406 4,272 SH X
CHEVRON CORP 166751107 280 2,944 SH X X
<CAPTION>
VOTING AUTHORITY
SOLE SHARED OTHER
ISSUER AND TITLE OF CLASS (A) (B) (C)
<S> <C> <C> <C>
AT & T CORP 19,370 600
AT & T CORP 390
ABBOTT LABORATORIES INC 34,700
ABBOTT LABORATORIES INC 400
AIR PRODUCTS & CHEMICALS INC 8,520
AIRTOUCH COMM 17,906
AIRTOUCH COMM 800
AMERICAN EXPRESS CO 11,800
AMERICAN EXPRESS CO 400
AMERICAN GENERAL CORP 14,000
AMERICAN HOME PRODUCTS CORP 49,256
AMERICAN HOME PRODUCTS CORP 2,100 2,700
AMERICAN INTL. GROUP 13,279 2,532
AMERICAN INTL. GROUP 378 325
AMERITECH CORP 16,914 1,880
ANDREW CORP 17,025
ANDREW CORP 500
ATLANTIC RICHFIELD CO 6,364
ATLANTIC RICHFIELD CO 500
AUTOMATIC DATA PROCESS 11,200
BP AMOCO P L C ADR SPONSORED 21,507 1,111 397
BP AMOCO P L C ADR SPONSORED 1,058
BANK OF AMERICA CORP COM 17,478 782
BANK ONE CORP COM 34,625 2,213
BANK ONE CORP COM 2,300 3,200
BARNES & NOBLE INC COM 42,500
BARNES & NOBLE INC COM 2,600 4,400
BELL ATLANTIC CORPORATION 6,792 -
BELL ATLANTIC CORPORATION 800
BELL SOUTH CORPORATION 11,396 720
BERKSHIRE HATHAWAY INC 9
BESTFOODS 10,040
BESTFOODS 800
BIOMET, INC 43,000
BIOMET, INC 500
BOEING CO 14,480
BOEING CO 500 200
BRISTOL MYERS SQUIBB CORP 52,238 5,000 100
BRISTOL MYERS SQUIBB CORP 1,400 28,392
CNB BANCSHARES INC EVANSVILLE IN 33,493 -
CNB BANCSHARES INC EVANSVILLE IN 6,337 715
CHEVRON CORP 3,288 984
CHEVRON CORP 2,544 400
</TABLE>
Page 1 of 4
<PAGE> 3
<TABLE>
<CAPTION>
THE NATIONAL CITY BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F
OF EVANSVILLE AS OF 6/30/99
INVESTMENT
MARKET DISCRETION
VALUE SHS OR SH/ PUT/ SOLE SHR OTHER
ISSUER AND TITLE OF CLASS CUSIP (X$1000) PRIN AMT PRIN CALL (A) (B) (C) MGRS
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CISCO SYSTEM INC COM 17275R102 2,044 31,692 SH X
CISCO SYSTEM INC COM 17275R102 400 6,200 SH X X
CITIGROUP INC COM 172967101 1,582 33,300 SH X
CITIGROUP INC COM 172967101 255 5,370 SH X X
COCA COLA CO 191216100 2,364 38,137 SH X
COCA COLA CO 191216100 37 600 SH X X
COLGATE PALMOLIVE CO 194162103 281 2,852 SH X
COMPAQ COMPUTER CO 204493100 397 16,775 SH X
COMPAQ COMPUTER CO 204493100 156 6,600 SH X X
COMPUTER ASSOCIATES INTL INC 204912109 1,090 19,900 SH X
DOLLAR GENERAL CORPORATION 256669102 1,085 37,418 SH X
DOLLAR GENERAL CORPORATION 256669102 123 4,250 SH X X
E.I. DU PONT & CO 263534109 1,866 27,320 SH X
E.I. DU PONT & CO 263534109 14 200 SH X X
DUPREE KENTUCKY TAX FREE INC FD 266155100 179 24,013 SH X
EMERSON ELECTRIC CO 291011104 1,633 25,950 SH X
EMERSON ELECTRIC CO 291011104 63 1,000 SH X X
EXXON CORP 302290101 2,056 26,656 SH X
EXXON CORP 302290101 216 2,800 SH X X
FIRST INDIANA CORP 32054R108 517 24,200 SH X
FISERV INC 337738108 1,248 39,850 SH X
FISERV INC 337738108 311 9,937 SH X X
FORUM INVESTORS BOND FUND-ERISA 34A903508 17,795 1,722,675 SH X
FORUM INVESTORS BOND FUND-ERISA 34A903508 33 3,209 SH X X
FORD MOTOR CO 345370100 177 3,128 SH X
FORD MOTOR CO 345370100 63 1,120 SH X X
FORTUNE BRANDS INC COM 349631101 249 6,022 SH X
FORTUNE BRANDS INC COM 349631101 29 700 SH X X
FORUM TAXSAVER BOND FUND 349903500 10,366 1,003,524 SH X
FORUM INVESTORS BOND FUND 349903500 22,576 2,253,058 SH X
FORUM INVESTORS BOND FUND 349903500 3,652 364,464 SH X X
GTE CORP 362320103 819 10,844 SH X
GTE CORP 362320103 193 2,550 SH X X
GENERAL ELECTRIC CO 362320103 8,182 72,404 SH X
GENERAL ELECTRIC CO 369604103 668 5,915 SH X X
GENERAL MOTORS CORP 369604103 241 3,652 SH X
GILLETTE CO 373298108 816 19,900 SH X
GILLETTE CO 375766102 197 4,800 SH X X
HEINZ H J CO 406216101 310 6,190 SH X
HEWLETT PACKARD CO 423074103 1,101 10,960 SH X
HOME DEPOT INC 428236103 1,195 18,550 SH X
HOME DEPOT INC 437076102 336 5,215 SH X X
HUBBELL INC CLASS B 437076102 227 5,000 SH X
<CAPTION>
VOTING AUTHORITY
SOLE SHARED OTHER
ISSUER AND TITLE OF CLASS (A) (B) (C)
<S> <C> <C> <C>
CISCO SYSTEM INC COM 31,692
CISCO SYSTEM INC COM 2,200 4,000
CITIGROUP INC COM 33,300
CITIGROUP INC COM 4,950 420
COCA COLA CO 38,137
COCA COLA CO 200 400
COLGATE PALMOLIVE CO 2,852
COMPAQ COMPUTER CO 16,775
COMPAQ COMPUTER CO 2,600 4,000
COMPUTER ASSOCIATES INTL INC 19,900
DOLLAR GENERAL CORPORATION 37,418
DOLLAR GENERAL CORPORATION 4,250
E.I. DU PONT & CO 27,320
E.I. DU PONT & CO 200
DUPREE KENTUCKY TAX FREE INC FD 24,013
EMERSON ELECTRIC CO 25,950
EMERSON ELECTRIC CO 200 800
EXXON CORP 23,358 3,298
EXXON CORP 2,800
FIRST INDIANA CORP 24,200
FISERV INC 39,850
FISERV INC 4,500 5,100 337
FORUM INVESTORS BOND FUND-ERISA 1,722,675
FORUM INVESTORS BOND FUND-ERISA 3,209
FORD MOTOR CO 3,128
FORD MOTOR CO 1,120
FORTUNE BRANDS INC COM 6,022
FORTUNE BRANDS INC COM 700
FORUM TAXSAVER BOND FUND 979,681 23,843
FORUM INVESTORS BOND FUND 2,190,420 32,041 30,597
FORUM INVESTORS BOND FUND 109,115 255,349
GTE CORP 9,658 1,186
GTE CORP 300 2,250
GENERAL ELECTRIC CO 72,404
GENERAL ELECTRIC CO 2,880 3,035
GENERAL MOTORS CORP 3,652
GILLETTE CO 15,900 4,000
GILLETTE CO 2,000 2,800
HEINZ H J CO 6,190
HEWLETT PACKARD CO 10,960
HOME DEPOT INC 18,550
HOME DEPOT INC 1,800 3,415
HUBBELL INC CLASS B 5,000
</TABLE>
Page 2 of 4
<PAGE> 4
<TABLE>
<CAPTION>
THE NATIONAL CITY BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F
OF EVANSVILLE AS OF 6/30/99
INVESTMENT
MARKET DISCRETION
VALUE SHS OR SH/ PUT/ SOLE SHR OTHER
ISSUER AND TITLE OF CLASS CUSIP (X$1000) PRIN AMT PRIN CALL (A) (B) (C) MGRS
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTEL CORP 443510201 1,303 21,896 SH X
INTEL CORP 458140100 89 1,500 SH X X
INTERNATIONAL BUSINESS MACHINES 458140100 3,277 25,354 SH X
INTERNATIONAL BUSINESS MACHINES 459200101 39 300 SH X X
IPALCO ENTERPRISES, INC 459200101 337 15,900 SH X
IPALCO ENTERPRISES, INC 462613100 55 2,600 SH X X
IRWIN FINL CORP 462613100 874 44,800 SH X
JOHNSON & JOHNSON 464119106 1,882 19,200 SH X
JOHNSON & JOHNSON 478160104 78 800 SH X X
KEYCORP 478160104 322 10,014 SH X
KIMBERLY CLARK CORP 493267108 268 4,694 SH X
KIMBERLY CLARK CORP 494368103 57 1,000 SH X X
LILLY ELI & CO 494368103 524 7,313 SH X
LUCENT TECHNOLOGIES INC COM 532457108 928 13,760 SH X
MCI WORLDCOM INC COM 55268B106 1,188 13,800 SH X
MCI WORLDCOM INC COM 55268B106 280 3,250 SH X X
MERCK & CO INC 589331107 452 6,144 SH X
MINNESOTA MINING & MFG CO 604059105 1,188 13,662 SH X
MOBIL CORP 607059102 1,156 11,708 SH X
NATIONAL CITY BANCSHARES 635313109 13,911 435,569 SH X
NATIONAL CITY BANCSHARES 635313109 2,672 83,673 SH X X
NATIONAL CITY CORP 635405103 248 3,789 SH X
OLD NATIONAL BANCORP EVANSVILLE IN 680033107 966 32,130 SH X
OLD NATIONAL BANCORP EVANSVILLE IN 680033107 26 880 SH X X
PNC BANK CORP 693475105 231 4,000 SH X
PNC BANK CORP 693475105 58 1,000 SH X X
PEPSICO INC 713448108 2,089 53,993 SH X
PFIZER INC 717081103 1,019 9,351 SH X
PFIZER INC 717081103 98 900 SH X X
PHARMACEUTICAL PROD DEV INC COM 717124101 441 16,100 SH X
PHILIP MORRIS COMPANIES INC 718154107 1,099 27,338 SH X
PHILIP MORRIS COMPANIES INC 718154107 169 4,200 SH X X
PROCTER & GAMBLE CO 742718109 507 5,678 SH X
QUAKER OATS CO 747402105 266 4,000 SH X
ROBERT HALF INTERNATIONAL INC COM 770323103 470 18,200 SH X
ROBERT HALF INTERNATIONAL INC COM 770323103 170 6,600 SH X X
T. ROWE PRICE FLORIDA INSURED BOND 77957R804 335 32,056 SH X
ROYAL DUTCH PETROLEUM COMPANY 780257804 499 8,280 SH X
SBC COMMUNICATIONS INC 78387G103 1,768 30,487 SH X
SBC COMMUNICATIONS INC 78387G103 46 800 SH X X
SCHERING PLOUGH CORP 806605101 446 8,500 SH X
SCHLUMBERGER LTD 806857108 1,026 16,115 SH X
SIGCORP INC 826912107 2,043 72,153 SH X
<CAPTION>
VOTING AUTHORITY
SOLE SHARED OTHER
ISSUER AND TITLE OF CLASS (A) (B) (C)
<S> <C> <C> <C>
INTEL CORP 21,896
INTEL CORP 1,500
INTERNATIONAL BUSINESS MACHINES 25,354
INTERNATIONAL BUSINESS MACHINES 300
IPALCO ENTERPRISES, INC 15,900
IPALCO ENTERPRISES, INC 2,600
IRWIN FINL CORP 44,800
JOHNSON & JOHNSON 19,200
JOHNSON & JOHNSON 800
KEYCORP 10,014
KIMBERLY CLARK CORP 4,694
KIMBERLY CLARK CORP 1,000
LILLY ELI & CO 7,313
LUCENT TECHNOLOGIES INC COM 11,556 2,204
MCI WORLDCOM INC COM 13,800
MCI WORLDCOM INC COM 1,200 2,050
MERCK & CO INC 6,144
MINNESOTA MINING & MFG CO 13,662
MOBIL CORP 11,708
NATIONAL CITY BANCSHARES 353,659 81,910
NATIONAL CITY BANCSHARES 75,800 4,463 3,410
NATIONAL CITY CORP 3,789
OLD NATIONAL BANCORP EVANSVILLE IN 21,888 10,242
OLD NATIONAL BANCORP EVANSVILLE IN 871 9
PNC BANK CORP 4,000
PNC BANK CORP 1,000
PEPSICO INC 46,693 4,300 3,000
PFIZER INC 9,351
PFIZER INC 500 400
PHARMACEUTICAL PROD DEV INC COM 16,100
PHILIP MORRIS COMPANIES INC 27,338
PHILIP MORRIS COMPANIES INC 300 3,900
PROCTER & GAMBLE CO 5,678
QUAKER OATS CO 4,000
ROBERT HALF INTERNATIONAL INC COM 18,200
ROBERT HALF INTERNATIONAL INC COM 2,200 4,400
T. ROWE PRICE FLORIDA INSURED BOND 32,056
ROYAL DUTCH PETROLEUM COMPANY 8,280
SBC COMMUNICATIONS INC 28,207 2,280
SBC COMMUNICATIONS INC 800
SCHERING PLOUGH CORP 8,500
SCHLUMBERGER LTD 16,115
SIGCORP INC 59,649 12,504
</TABLE>
Page 3 of 4
<PAGE> 5
<TABLE>
<CAPTION>
THE NATIONAL CITY BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F
OF EVANSVILLE AS OF 6/30/99
INVESTMENT
MARKET DISCRETION
VALUE SHS OR SH/ PUT/ SOLE SHR OTHER
ISSUER AND TITLE OF CLASS CUSIP (X$1000) PRIN AMT PRIN CALL (A) (B) (C) MGRS
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SIGCORP INC 826912107 292 10,326 SH X X
SMITH BARNEY US GVT SEC FUND 831800206 153 11,839 SH X
STAPLES INC 855030102 1,731 55,950 SH X
STAPLES INC 855030102 13 420 SH X X
SYSCO CORP 871829107 550 18,450 SH X
SYSCO CORP 871829107 30 1,000 SH X X
UNITED TECHNOLOGIES CO 913017109 1,067 14,824 SH X
UNITED TECHNOLOGIES CO 913017109 29 400 SH X X
VANGUARD BOND INDEX FUND #84 921937108 5,423 552,802 SH X
VANGUARD BOND INDEX FUND #84 921937108 43 4,332 SH X X
VANGAURD FIXED INCOME SEC #49 922031604 397 39,603 SH X
VASOMEDICAL INC COM 922321104 26 16,000 SH X
VANGUARD MUNI BOND FD INTER TERM 922907209 342 26,304 SH X
VANGUARD MUNI BOND FD INTER TERM 922907209 204 15,671 SH X X
VODAFONE GROUP 92857T107 236 1,200 SH X
WAL-MART STORES INC 931142103 607 12,576 SH X
WAL-MART STORES INC 931142103 29 600 SH X X
WARNER LAMBERT CO 934488107 1,076 15,570 SH X
WELLS FARGO & CO NEW COM 949746101 1,000 23,381 SH X
XEROX CORP 984121103 329 5,564 SH X
XEROX CORP 984121103 35 600 SH X X
---------------------
FINAL TOTALS 182,842 8,421,937
=====================
<CAPTION>
VOTING AUTHORITY
SOLE SHARED OTHER
ISSUER AND TITLE OF CLASS (A) (B) (C)
<S> <C> <C> <C>
SIGCORP INC 9,548 778
SMITH BARNEY US GVT SEC FUND 11,839
STAPLES INC 55,950
STAPLES INC 420
SYSCO CORP 18,450
SYSCO CORP 600 400
UNITED TECHNOLOGIES CO 14,824
UNITED TECHNOLOGIES CO 400
VANGUARD BOND INDEX FUND #84 531,756 10,634 10,412
VANGUARD BOND INDEX FUND #84 4,332
VANGAURD FIXED INCOME SEC #49 39,603
VASOMEDICAL INC COM 16,000
VANGUARD MUNI BOND FD INTER TERM 26,304
VANGUARD MUNI BOND FD INTER TERM 15,671
VODAFONE GROUP 1,200
WAL-MART STORES INC 10,576 2,000
WAL-MART STORES INC 600
WARNER LAMBERT CO 15,570
WELLS FARGO & CO NEW COM 23,381
XEROX CORP 5,564
XEROX CORP 600
----------------------------------
FINAL TOTALS 7,809,000 446,713 166,224
==================================
</TABLE>
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