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34-14852
FORM 13-F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Year Ended September 30 1999
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(Please read instructions before preparing form)
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If amended report check here: / /
Name of Institutional Investment Manager:
JOHN W. BRISTOL & CO., INC.
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Business Address:
233 BROADWAY, 41ST FLOOR, NEW YORK, NY 10279
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Street City State Zip
Name, Phone No., and Title of Person Duly Authorized to Submit This Report:
CHARLES H. MOTT, PRESIDENT 212-267-9000
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ATTENTION -- Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. it is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NEW YORK on the 12TH day of
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OCTOBER, 1999.
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JOHN W. BRISTOL & CO., INC.
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(Name of Institutional Investment Manager)
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file number of All Institutional Investment Managers with respect
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to which this schedule is filed (other than the one filing this report)
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
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1.
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2.
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3.
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SEC-1685
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1 2 3 4 5 6 7 8
9/30/99
REPORTING MANAGER; JOHN W. BRISTOL & CO. PAGE 1
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C>
AES CORP COMMON 00130H105 110434017 1871763 1809328 1809328
AMFM INC COMMON 001693100 43944667 723369 698748 698748
AIR PRODS & CHEMS INC COMMON 009158106 42742177 1461271 1413564 1413564
AMERICAN EXPRESS CO COMMON 025816109 92278305 683543 659787 659787
AMERICAN INTL GROUP INC COMMON 026874107 79761679 917460 884099 884099
ASTRAZENECA PLC COMMON 046353108 31220807 738954 714265 714265
AUTOZONE INC COMMON 053332102 74286236 2647171 2556804 2556804
AVON PRODUCTS INC COMMON 054303102 31808062 1281937 1238260 1238260
BAKER HUGHES INC COMMON 057224107 60247326 2077494 2006792 2006792
BECTON DICKINSON & CO COMMON 075887109 62452140 2225466 2152620 2152620
BELO A H CORP DEL COMMON 080555105 40391292 2111963 2041104 2041104
BLACK & DECKER CORP COMMON 091797100 59186055 1295454 1251807 1251807
BOSTON SCIENTIFIC CORP COMMON 101137107 41732510 1686162 1631198 1631198
BUYCO INC COMMON 124270109 0 25000 25000 25000
CF MARTIN & CO INC COMMON 125997106 0 35000 35000 35000
CABLEVISION SYS CORP COMMON 12686C109 41331385 568129 548582 548582
CAMPBELL SOUP CO VOTING COMMON 134429109 14302848 365568 365568 365568
CARLYLE INDS INC COMMON 143093102 114525 166461 166461 166461
CARNIVAL CORP COMMON 143658102 29918343 687778 665518 665518
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COLUMN TOTALS 856152372 21569943 20864505 20864505
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FORM 13F 9/30/99
REPORTING MANAGER; JOHN W. BRISTOL & CO. PAGE 2
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C>
CIRCUIT CITY/CARMAX GRP COMMON 172737306 3365722 997251 962713 962713
CITIGROUP INC COMMON 172967101 86547824 1966996 1895724 1895724
CONNECTIVITY TECHNOLOGIE COMMON 207865106 10714 28571 28571 28571
CORNING INC COMMON 219350105 128984437 1881268 1817765 1817765
DEVRY INC DEL COMMON 251893103 2684160 134208 134208 134208
DOLLAR GEN CORP COMMON 256669102 76904870 2490846 2406594 2406594
DOVER CORP COMMON 260003108 89819420 2197417 2116331 2116331
DOW CHEMICAL COMPANY COMMON 260543103 55132327 485213 468765 468765
E M C CORP MASS COMMON 268648102 56803508 795846 768677 768677
ELECTRONIC DATA SYS NEW COMMON 285661104 63409279 1197814 1156151 1156151
EQUITIES ENTERPRISES INC COMMON 29459V106 6300000 1575000 1575000 1575000
FDX CORP COMMON 31304N107 46998787 1208972 1168369 1168369
FEDERAL NATL MTG ASSN COMMON 313586109 96654158 1541841 1480025 1480025
FIRST UNION CORP COMMON 337358105 21381555 600184 579611 579611
FLOWERS INDS INC COMMON 343496105 34866000 2570765 2483133 2483133
FRANKLIN RES INC COMMON 354613101 48274477 1579533 1525576 1525576
GENERAL ELEC CO COMMON 369604103 86775894 731900 730392 730392
GENESIS LTD COMMON 371998105 20000 20000 20000 20000
GILLETTE CO COMMON 375766102 54612327 1609203 1541366 1541366
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COLUMN TOTALS 959545460 23612828 22858971 22858971
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FORM 13F 9/30/99
REPORTING MANAGER; JOHN W. BRISTOL & CO. PAGE 3
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C>
GRAINGER W W INC COMMON 384802104 105401928 2193018 2114133 2114133
HERSHEY FOODS CORP COMMON 427866108 55148526 1132704 1096654 1096654
HEWLETT PACKARD CO COMMON 428236103 67854864 747712 722675 722675
HOME DEPOT INC COMMON 437076102 59045362 860406 830559 830559
INFINITY BROADCASTING CP COMMON 45662S102 44065980 1503317 1451940 1451940
INTEL CORP COMMON 458140100 159186070 2142117 2061527 2061527
INTERNATIONAL BUSINESS M COMMON 459200101 150456845 1243445 1193276 1193276
JOHNSON & JOHNSON COMMON 478160104 126894718 1381167 1346715 1346715
JUSTISS OIL INC COMMON 482196102 771435 17143 17143 17143
LEGGETT & PLATT INC COMMON 524660107 25273159 1283716 1240463 1240463
MBNA CORP COMMON 55262L100 38051661 1668018 1612468 1612468
MACDERMID INC COMMON 554273102 15917679 467308 451308 451308
MARITZ INC COMMON 570995100 173511 63325 63325 63325
MASCO CORP COMMON 574599106 58132781 1875251 1811113 1811113
MCCORMICK & CO INC COMMON 579780206 53627342 1621999 1550053 1550053
MCDONALDS CORP COMMON 580135101 137783947 3185756 3073293 3073293
MERCK & CO INC COMMON 589331107 93752448 1446518 1395501 1395501
MOLEX INC COMMON 608554101 7403367 203529 197461 197461
MOLEX INC CLASS A COMMON 608554200 50449768 1558294 1509015 1509015
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COLUMN TOTALS 1249391390 24594743 23738622 23738622
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FORM 13F 9/30/99
REPORTING MANAGER; JOHN W. BRISTOL & CO. PAGE 4
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C>
MOTOROLA INC COMMON 620076109 76498224 869298 840238 840238
NESTLE S A COMMON 641069406 808090 8600 8600 8600
OFFICE DEPOT INC COMMON 676220106 49675206 4730972 4571073 4571073
PRIAM CORP COMMON 705993103 0 13770 13770 13770
PEQUOT ENDOW. PARTNERSHP COMMON 713993103 50981 20924 20924 20924
PHILIP MORRIS COS COMMON 718154107 67451903 1972999 1971052 1971052
PRECISION CASTPARTS CORP COMMON 740189105 31825957 1043474 1008230 1008230
PRINCETON U STORE CAP COMMON 741998108 453700 100 100 100
REPUBLIC N Y CORP COMMON 760719104 30572467 497619 479188 479188
RESEARCH LIBRARY GROUP COMMON 761997105 492605 492605 492605 492605
RIDGEPOINT RES LTD COMMON 765990106 123 12292 12292 12292
ROYAL DUTCH PETE CO COMMON 780257804 1771875 30000 30000 30000
SCHLUMBERGER LTD COMMON 806857108 65058176 1044063 1009018 1009018
SNAP ON INC COMMON 833034101 55778483 1716261 1657814 1657814
SOLA INTL INC COMMON 834092108 11058754 713468 687303 687303
SONOCO PRODS CO COMMON 835495102 25487403 1117256 1080361 1080361
STEEL DYNAMICS INC COMMON 858119100 14605596 931034 895361 895361
SYSCO CORP COMMON 871829107 103629217 2955557 2832993 2832993
TEVA PHARMACEUTICAL INDS COMMON 881624209 48070726 955443 923049 923049
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COLUMN TOTALS 583289487 19125735 18533971 18533971
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<TABLE>
FORM 13F 9/30/99
REPORTING MANAGER; JOHN W. BRISTOL & CO. PAGE 5
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C>
TEXAS INSTRS INC COMMON 882508104 77851764 946526 918629 918629
3COM CORP COMMON 885535104 31542746 1097139 1059361 1059361
UNITED HEALTHCARE CORP COMMON 910581107 93660193 1923701 1846066 1846066
UNIVERSAL DISPLAY CORP COMMON 91347P105 438078 127441 127441 127441
UNUMPROVIDENT CORP COMMON 91529Y106 61022731 2072959 2003514 2003514
VLASIC FOODS INTL INC COMMON 928559103 253607 36556 36556 36556
WISCONSIN CENT TRANSN CO COMMON 976592105 24166404 1765582 1701054 1701054
YOUNG & RUBICAM INC COMMON 987425105 44939136 1021344 987414 987414
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COLUMN TOTALS 333874658 8991248 8680035 8680035
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REPORT TOTALS 3982253368 97894497 94676104 94676104
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