OMB APPROVAL
OMB Number 3235-0330
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-SAR
SEMI-ANNUAL REPORT
FOR REGISTERED
INVESTMENT COMPANIES
<PAGE>
FORM N-SAR
SEMI-ANNUAL REPORT
FOR REGISTERED INVESTMENT COMPANIES
Report for six month period ending: / / (a)
or fiscal year ending: 12/31/95 (b)
Is this an amendment to a previous filing? (Y/N): N
Y/N
Those items or sub-items with a box "___" after the item number
should be completed only if the answer has changed from the
previous filing on this form.
1. A. Registrant Name: The Tax Exempt Bond Fund of Virginia
B. File Number: 811-02858
C. Telephone Number: (804) 649-3000
2. A. Street: 823 East Main Street
B. City: Richmond C. State: VA D. Zip Code: 23219 Zip Ext:
E. Foreign County Foreign Postal Code:
3. Is this the first filing on this form by Registrant? (Y/N) N
4. Is this the last filing on this form by Registrant? (Y/N) N
5. Is Registrant a small business investment company
(SBIC)? (Y/N) N
[If answer is "Y" (Yes), complete only items 89 through 110.]
6. Is Registrant a unit investment trust (UIT)? (Y/N) Y
[If answer is "Y" (Yes), complete only items 111
through 132.]
7. A. Is Registrant a series or multiple portfolio
company? (Y/N) ___
[If answer is "N" (No), go to item 8.]
B. How many separate series or portfolios did Registrant have
at the end of the period? ___
01
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 2, "X" box: __
C. List the name of each series or portfolio and give a
consecutive number to each series or portfolio starting with
the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH
SERIES OR PORTFOLIO IN THE SERIES INFORMATION BLOCK IN THE
TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND
IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFORMATION IS
REQUIRED EACH TIME THE FORM IS FILED.
Is this the
Series last filing
Number Series Name for this series?
(Y/N)
1
(NOTE: See item D(8) of the general instructions to the form for
information on how to complete the form for series
companies.)
02
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 3, "X" box: ___
8. A. __ Adviser Name (If any): _______________________________
B. __ Is than an Adviser or a Sub-adviser? (A or S): ___
C. __ File Number: 801 - __________
D. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
8. A. __ Adviser Name (If any): ______________________________
B. __ Is this an Adviser or a Sub-adviser? (A or S): ___
C. __ File Number: 801 - __________
D. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
8. A. __ Adviser Name (If any): _______________________________
B. __ Is this an Adviser or a Sub-adviser? (A or S): ___
C. __ File Number: 801 - __________
D. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
THE NEXT ITEM NUMBER IS 10.
03
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Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 4, "X" box: ___
ADMINISTRATOR
10.A. __ Administrator Name (If any): _________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
10.A. __ Administrator Name (If any): _________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
10.A. __ Administrator Name (If any): _________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
10.A. __ Administrator Name (If any): ________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
04
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 5, "X" box: ___
PRINCIPAL UNDERWRITER
11.A. __ Underwriter Name (If any): ____________________________
B. __ File Number: 8- __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
11.A. __ Underwriter Name (If any): ____________________________
B. __ File Number: 8- __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
11.A. __ Underwriter Name (If any): ____________________________
B. __ File Number: 8- __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
11.A. __ Underwriter Name (If any): ____________________________
B. __ File Number: 8- __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
05
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 6, "X" box: ___
SHAREHOLDER SERVICING AGENT
12.A. __ Agent Name (If any): _________________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
12.A. __ Agent Name (If any): _________________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
12.A. __ Agent Name (If any): _________________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
12.A. __ Agent Name (If any): _________________________________
B. __ File Number (If any): __________
C. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
06
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 7, "X" box: ___
INDEPENDENT PUBLIC ACCOUNTANT
13.A. __ Accountant Name: _____________________________________
B. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
C. __ Foreign Country:_____________ Foreign Postal Code:____
13.A. __ Accountant Name: _____________________________________
B. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
C. __ Foreign Country:_____________ Foreign Postal Code:____
13.A. __ Accountant Name: _____________________________________
B. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
C. __ Foreign Country:_____________ Foreign Postal Code:____
13.A. __ Accountant Name: _____________________________________
B. __ City:__________ State:__ Zip Code:_____ Zip Ext.:_____
C. __ Foreign Country:_____________ Foreign Postal Code:____
07
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 8, "X" box: ___
AFFILIATED BROKER/DEALER
14.A. __ Broker/Dealer Name (If any): _________________________
B. __ File Number: 8 - __________
14.A. __ Broker/Dealer Name (If any): _________________________
B. __ File Number: 8 - __________
14.A. __ Broker/Dealer Name (If any): _________________________
B. __ File Number: 8 - __________
14.A. __ Broker/Dealer Name (If any): _________________________
B. __ File Number: 8 - __________
14.A. __ Broker/Dealer Name (If any): _________________________
B. __ File Number: 8 - __________
08
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 9, "X" box: ___
CUSTODIAN/SUB-CUSTODIAN
15.A. __ Custodian/Sub-custodian Name:__________________________
B. __ Is this a Custodian or Sub-custodian? (C or S): ___
C. __ City:___________ State:__ Zip Code:_____ Zip Ext:_____
D. __ Foreign Country:_____________ Foreign Postal Code:____
E. __ Mark one of the following with an "X":
TYPE OF CUSTODY
Member Insurance
Nat'l Foreign Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
THE NEXT ITEM NUMBER IS 18.
SCREEN NUMBER: 09
- -----------------------------------------------------------------
18. __ Does Registrant's/Series' custodian(s) maintain some
or all of Registrant's/Series' securities in a central
depository or book-entry system pursuant to Rule
17f-4? (Y/N) ___
Y/N
19. Family of investment companies information:
A. __ Is Registrant part of a family of investment
companies? (Y/N) ___
Y/N
B. __ If "Y" (Yes), state the number of registered management
investment companies in the family: __________
(NOTE: Count as a separate company each series of a
series company and each portfolio of a multiple
portfolio company; exclude all series of unit
investment trusts from this number.)
C. __ Identify the family using 10 letters:_ _ _ _ _ _ _ _ _ _
(NOTE: In filing this form, use this identification
consistently for all investment companies in the
family including any unit investment trusts.
This designation is for purposes of this form
only.)
09
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 10, "X" box: ___
PORTFOLIO TRANSACTIONS
20. Brokerage commissions paid on portfolio transactions of
Registrant:
List the 10 brokers which received the largest amount of
brokerage commissions (excluding dealer concessions in
underwritings) by virtue of direct or indirect
participation in Registrant's portfolio transactions, set
forth in order of size of gross commissions during the
current reporting period:
Gross Commissions
Name of Broker IRS Number Received from Registrant*
($000's omitted)
- ----------------------------------------------------------------
21. Aggregate brokerage commissions paid by Registrant
during current reporting period ($000's
omitted): $__________*
* Value must be numeric, using no decimals.
10
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 11, "X" box: ___
22. Registrant's portfolio transactions with entities acting as
principals:
List the 10 entities acting as principals with whom
Registrant did the largest amount of portfolio transactions
(include all short-term obligations, and U.S. Gov't &
tax-free securities) in both the secondary market & in
underwritten offerings set forth in order of size based upon
total value of principal transactions during the current
reporting period: (FOR SERIES COMPANIES, ITEMS 22 & 23 MUST
BE ANSWERED IN TOTAL FOR ALL SERIES)
Registrant sales
Registrant (excl. maturing
Name of Entity IRS Number Purchases* securities)*
($000's omitted)
- ----------------------------------------------------------------
23. Aggregate principal purchase/sale transactions of Registrant
during current reporting period ($000's omitted):
$__________ $__________
Total Purchases Total Sales*
* Value must be numeric, using no decimals.
11
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 12, "X" box: ___
24. __ At the end of the current period, did the
Registrant/Series hold any securities of its regular
brokers or dealers or of the parents of such brokers or
dealers that derive more than 15% of gross revenue from
securities-related activities? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 26.]
SCREEN NUMBER: 13
- ----------------------------------------------------------------
25. __ List below the information requested about
Registrant's/Series' holdings of the securities of its
regular brokers or dealers or of their parents that
derive more than 15% of gross revenues from
securities-related activities:
Type of Value of any
Name of Regular Security Securities owned
Broker or Dealer Owned at end of
of Parent IRS D=debt current period
(Issuer) Number E=equity ($000's omitted)
12
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 13, "X" box: ___
26. __ Considerations which affected the participation of brokers
or dealers or other entities in commissions or other
compensation paid on portfolio transactions of Registrant:
(FOR SERIES COMPANIES THIS ITEM IS TO BE ANSWERED IN TOTAL
FOR ALL SERIES)
Answer each of the following with "Y" or "N".
Y/N
A. Sales of Registrant's/Series' shares ___
B. Receipt of investment research and statistical
information ___
C. Receipt of quotations for portfolio valuations ___
D. Ability to execute portfolio transactions
to obtain best price and execution ___
E. Receipt of telephone line and wire services ___
F. Broker or dealer which is an affiliated person ___
G. Arrangement to return or credit part of all of
commissions or profits thereon:
(i) To investment adviser, principal underwriter,
or an affiliated person of either ___
(ii) To Registrant ___
H. Other ___
SCREEN NUMBER: 15
- -----------------------------------------------------------------
27. __ Is Registrant/Series an open-end investment
company? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 45.]
13
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 14, "X" box: ___
28. Monthly sales and repurchases of Registrant's/Series' shares:
Total NAV Total NAV Total NAV
of Shares of Shares of Shares
Sold: Sold: Reinv. Total NAV Redeemed and
New Sales of Dividends of Shares Repurchased
(Incl. & Distri- Sold: (Incl.
Month Exchanges) butions Other Exchanges)
of Current (000's (000's (000's (000's
Period omitted) omitted) omitted) omitted)
A. First
month
of period $__________ $__________ $_________ $__________
B. Second
month of
period $__________ $__________ $_________ $__________
C. Third
month of
period $__________ $__________ $_________ $__________
D. Fourth
month of
period $__________ $__________ $_________ $__________
E. Fifth
month of
period $__________ $__________ $__________ $__________
F. Sixth
month of
period $__________ $__________ $__________ $__________
G. Total $__________ $__________ $__________ $__________
H. Total of NAV of Registrant's/Series' share sales
during the period subject to a sales load
($000's omitted) $__________
14
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 15, "X" box: ___
29. __ Was a front-end sales loan deducted form any
share sales during the reporting period? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 34.]
30.A. Total front-end sales loads collected from sales (including
exchanges) by principal underwriter or by any underwriter
which is an affiliated person of the principal underwriter,
of Registrant's/Series' shares during the current period
($000's omitted) $_______
B. What is the maximum sales load rate in effect at the end
of the period as a percentage of the offering price? ____%*
C. What is the minimum sales load rate in effect at the end
of the period as a percentage of the offering price? ____%*
* Percentages must have format nn.nn (where n = integer).
SCREEN NUMBER: 18
- -----------------------------------------------------------------
31. A. Net amount retained by Registrant's/Series' principal
underwriter or by any underwriter which is an affiliated
person of the principal underwriter thereof from front-
end sales loads collected from sales of Registrant's/
Series' shares during the current period ($000's
omitted) $__________
B. Amount by which payout by Registrant's/Series' principal
underwriter or by any underwriter which is an affiliated
person of the principal underwriter thereof to persons
or entities selling Registrant's/Series' shares exceeded
that reportedin Item 30 ($000's omitted) $__________
32. Amount Registrant's/Series' principal underwriter
and any underwriters or dealers which are affiliated
persons of the principal underwriter paid to dealers
which are not affiliated persons of the principal
underwriters for selling Registrant's/Series' shares
that were sold with a front-end sales load during
current period ($000's omitted) $___________
33. Amount paid to a captive retail sales force of
Registrant's/Series' principal underwriter or of any
underwriter or dealer which is an affiliated person
of the principal underwriter for selling Registrant's
shares that were sold with a front-end sales load
during current period ($000's omitted) $___________
15
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 16, "X" box: ___
34. __ Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting
period? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 37.]
35. Total deferred or contingent deferred sales loads
collected during current period from redemptions and
repurchases of Registrant/Series shares
($000's omitted) $__________
36.A. __ Did Registrant/Series retain all monies collected
from the deferred or contingent deferred sales load? ___
Y/N
B. __ If answer to sub-item 36A is "N" (No), state the
net amount Registrant/Series retained from
deferred or contingent deferred sales loads
($000's omitted) $__________
SCREEN NUMBER: 20
- -----------------------------------------------------------------
37. __ Did Registrant/Series impose a redemption fee other than
a deferred or contingent sales load during the
reporting period? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 39.]
38. Total amount of redemption fees other than deferred or
contingent deferred sales loads collected from
redemptions and repurchases of Registrant's/Series'
shares during the current period ($000's omitted) $_________
39. __ Were any account maintenance fees or other administrative
fees imposed directly on shareholders during the
current period? (Y/N) ___
Y/N
40. __ During the current period, did the Registrant/Series
have a plan of distribution adopted pursuant to
Rule 12b-1? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 45.]
41. __ During the period, did Registrant/Series use its
assets directly to make payments under the 12b-1
plan? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 44.]
16
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 17, "X" box: ___
42. For the current period, indicate the percentage of total
dollars paid directly by the Registrant/Series under the
12b-1 plan for each of the following:
NOTE: Round to nearest whole percent.
A. Advertising ___%
B. Printing and mailing of prospectuses to other than
current shareholders ___%
C. Payments to underwriters ___%
D. Payments to brokers or dealers ___%
E. Direct payments to sales personnel ___%
F. Payments to banks and savings and loans ___%
G. Other uses, incl. payments to the investment
adviser separate from the advisory fee ___%
H. Unallocated payments made for a combination of such
services ___%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) $_______
44. If an investment adviser or other affiliated person of
Registrant/Series made unreimbursed payments pursuant to
Registrant's/Series' 12b-1 plan, state the total amount
of such payments ($000's omitted) $_______
17
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 18, "X" box: ___
CONTRACTS
45. __ Did Registrant/Series have an advisory contract
during the period? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 55.]
46. __ Did Registrant/Series pay more than one investment
adviser directly for investment advice during
the period? (Y/N) ___
Y/N
[If answer is "Y" (Yes), answer items 47-52 in the
aggregate for all such investment advisers.]
47. __ Was Registrant's/Series' advisory fee based solely on a
percentage of its assets? (Y/N) ___
Y/N
48. __ If answer to 47 is "Y" (Yes), fill in the table or the
single fee rate based on the advisory contract:
SINGLE FEE RATE %*
ASSET VALUE
STEP: ($000's omitted) ANNUAL FEE RATE*
A. first $______________ ___%
B. of next $______________ ___%
C. of next $______________ ___%
D. of next $______________ ___%
E. of next $______________ ___%
F. of next $______________ ___%
G. of next $______________ ___%
H. of next $______________ ___%
I. of next $______________ ___%
J. of next $______________ ___%
K. maximum $______________ ___%
* Fields must be of the format n.nnn (where n = integer).
18
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 19, "X" box: ___
ADVISORY FEE
49. __ Was Registrant's/Series' advisory fee during the
period based solely on a percentage of its
income? (Y/N) ___
Y/N
50. __ Was Registrant's/Series' advisory fee during the
period based on some combined percentage of its
income and assets? (Y/N) ___
Y/N
51. __ Was Registrant's/Series' advisory fee during the
period based in whole or in part on its investment
performance? (Y/N) ___
Y/N
52. __ Was Registrant's/Series' advisory fee during the
period based in whole or in part upon the assets,
income or performance of other registrants? (Y/N) ___
Y/N
53.A. __ Were the expenses of the Registrant/Series
limited or reduced at any time during the period
by some agreement or understanding other than by
blue sky laws? (Y/N) ___
Y/N
If 53A is "Y" (Yes), was limitation that applied during
current period based upon:
B. __ Assets? ___
Y/N
C. __ Income? ___
Y/N
19
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 20, "X" box: ___
54. __ Indicate below whether services were supplied or paid for
wholly or in substantial part by investment adviser(s) or
administrator(s) in connection with the advisory or
administrative contract(s) but for which the adviser(s) or
administrator(s) are not reimbursed by the Registrant:
Y/N
A. Occupancy and office rental ___
B. Clerical and bookkeeping services ___
C. Accounting services ___
D. Services of independent auditors ___
E. Services of outside counsel ___
F. Registration and filing fees ___
G. Stationery, supplies and printing ___
H. Salaries & compensation of Registrant's
interested directors ___
I. Salaries & compensation of Registrant's
disinterested directors ___
J. Salaries & compensation of Registrant's
officers who are not directors ___
K. Reports to current shareholders ___
L. Determination of offering and redemption prices ___
M. Trading department ___
N. Prospectus preparation and printing for current
shareholders ___
O. Other ___
20
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 21, "X" box: ___
55. Did Registrant/Series have any of the following outstanding
at any time during the current period which exceeded 1% of
aggregate net assets? Y/N
A. __ Overdrafts ___
B. __ Bank loans ___
56. __ Does the Registrant's/Series' investment adviser(s) have
advisory clients other than investment companies? ___
57. __ Did the Registrant/Series adjust the number of its
shares outstanding by means of a stock split or stock
dividend? ___
SCREEN NUMBER: 26
- -----------------------------------------------------------------
CLASSIFICATION
58.A. __ Is Registrant/Series a separate account of an insurance
company? (Y/N) ___
Y/N
If answer is "Y" (Yes), are any of the following types
of contracts funded by the Registrant:
B. __ Variable annuity contracts? (Y/N) ___
C. __ Scheduled premium variable life contracts? (Y/N) ___
D. __ Flexible premium variable life contracts? (Y/N) ___
E. __ Other types of insurance products registered under
the Securities Act of 1933? (Y/N) ___
59. __ Is Registrant/Series a management investment company?
(Y/N) ___
Y/N
60.A. __ Was Registrant/Series a diversified investment
company at any time during the period? (Y/N) ___
Y/N
60.B. __ Is Registrant/Series a diversified investment
company as of the end of the reporting period? ___
Y/N
61. __ What is the lowest minimum initial investment
required by Registrant/Series from an investor
that is not an employee or otherwise affiliated with
the Registrant/Series, its adviser, principal
underwriter or other affiliated entity? $________
21
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 22, "X" box: ___
62.A. Does Registrant/Series invest primarily in debt
securities, including convertible debt securities,
options and futures on debt securities or indices of
debt securities? (Y/N) ___
[If answer is "N" (No), go to item 66.] Y/N
If answer is "Y" (Yes), state the percentage of assets in
each type at the end of the current period:
Short-Term Maturities*
B. U.S. Treasury __%
C. U.S. Government Agency __%
D. Repurchase agreements __%
E. State and municipal tax-free __%
F. Bank Certificates of deposit-domestic __%
G. Bank Certificates of deposit-foreign __%
H. Bankers acceptances __%
I. Commercial paper taxable __%
J. Time deposits __%
K. Options __%
L. All other __%
Intermediate & Long-Term Maturities*
M. U.S. Treasury __%
N. U.S. Government Agency __%
O. State and Municipal tax-free __%
P. Corporate __%
Q. All other __%
R. Investments other than debt securities __%
* Percentages must be in the form nnn.n (where n = integer).
22
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 23, "X" box: ___
63. State the dollar weighted average portfolio maturity at the
end of the period covered by this report in days or, if
longer than 1 yr., in years to one decimal place:
A. _____ days
B. _____ years*
64.A. __ Is the timely payment of principal and interest
on any of the instruments listed in item 62
insured or guaranteed by an entity other than
the issuer? (Y/N) ___
[If answer is "N" (No), go to item 66.] Y/N
B. __ Is the issuer of any instrument covered in item
62 delinquent or in default as to payment of
principal or interest at the end of the current
period? (Y/N) ___
[If answer is "N" (No), go to item 66.] Y/N
65. __ In computations of NAV per share, is any part of the
value attributed to instruments identified in sub-
item 64B derived from insurance or guarantees?
(Y/N) ___
Y/N
* Must be of the format nn.n (where n = integer).
23
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 24, "X" box: ___
66.A. Is the Registrant/Series a fund that usually invests in
equity securities, options and futures on equity
securities, indices of equity securities or securities
convertible into equity securities? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 67. Otherwise, place a
"Y" on the line below which best describes its primary
investment objective (place an "N" on other lines):]
Y/N
B. __ Aggressive capital appreciation ___
C. __ Capital appreciation ___
D. __ Growth ___
E. __ Growth and income ___
F. __ Income ___
G. __ Total return ___
67. __ Is the Registrant/Series a balanced fund? (Y/N) ___
Y/N
68. Does the Registrant/Series have more than 50% of its net
assets at the end of the current period invested in:
A. __ The securities of issuers engaged primarily in the
production or distribution of precious metals?
(Y/N) ___
Y/N
B. __ The securities of issuers located primarily in
countries other than the United States? (Y/N) ___
Y/N
69. __ Is the Registrant/Series an index fund? (Y/N) ___
Y/N
24
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 25, "X" box: ___
70. __ Investment practices.
Answer "Y" (Yes) or "N" (No) to the following:
If permitted by
investment
policies,
engaged in
Permitted by during the
Investment reporting
Activity Policies? period?
Y/N Y/N
A. Writing or investing in
repurchase agreements ___ ___
B. Writing or investing in
options on equities ___ ___
C. Writing or investing in
options on debt securities ___ ___
D. Writing or investing in
options on stock indices ___ ___
E. Writing or investing in
interest rate futures ___ ___
F. Writing or investing in
stock index futures ___ ___
G. Writing or investing in
options on futures ___ ___
H. Writing or investing in
options on stock index futures ___ ___
I. Writing or investing in other
commodity futures ___ ___
J. Investments in restricted securities ___ ___
K. Investments in shares of other
investment companies ___ ___
L. Investments in securities of foreign
issuers ___ ___
M. Currency exchange transactions ___ ___
N. Loaning portfolio securities ___ ___
O. Borrowing of money ___ ___
P. Purchases/sales by certain exempted
affiliated persons ___ ___
Q. Margin purchases ___ ___
R. Short selling ___ ___
25
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 26, "X" box: ___
71. Portfolio turnover rate for the current reporting period:
A. Purchases ($000's omitted) $__________
B. Sales [including all maturities]
($000's omitted) $__________
C. Monthly average value of portfolio
($000's omitted) $__________
D. Percent turnover (Use the lesser of 71A or 71B
divided by 71C) _________%
NOTE: 71D should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A. How many months do the answers to items 72 and 73 cover?
___ Months
For period covered by this form
($000's omitted)
INCOME
B. Net interest income $__________
C. Net dividend income $__________
D. Account maintenance fees $__________
E. Net other income $__________
EXPENSES
F. Gross advisory fees $__________
G. Gross administrator(s) fees $__________
H. Salaries and other compensation
(negative answer allowed) $__________
26
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 27, "X" box: ___
FINANCIAL INFORMATION For period covered by this form
(Cont.) ($000's omitted)
Expenses (negative answers allowed)
I. Shareholder servicing agent fees $_______________
J. Custodian fees $_______________
K. Postage $_______________
L. Printing expenses $_______________
M. Directors' fees $_______________
N. Registration fees $_______________
O. Taxes $_______________
P. Interest $_______________
Q. Bookkeeping fees paid to anyone
performing this service $_______________
R. Auditing fees $_______________
S. Legal fees $_______________
T. Marketing/distribution payments
including payments pursuant to a
Rule 12b-1 plan $_______________
U. Amortization of organization
expenses $_______________
V. Shareholder meeting expenses $_______________
W. Other expenses $_______________
X. Total expenses $_______________
27
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 28, "X" box: ___
FINANCIAL INFORMATION For period covered by this form
(Cont.) ($000's omitted)
Expenses (negative answers allowed)
Y. Expense reimbursements $_______________
Z. Net investment income $_______________*
AA.Realized capital gains $_______________
BB.Realized capital losses $_______________
CC. 1. Net unrealized appreciation
during the period $_______________
2. Net unrealized depreciation
during the period $_______________
DD. 1. Total income dividends for which
record date passed during the
period $_______________
2. Dividends for a second class of
open-end company shares $_______________
EE.Total capital gains distribution
for which record date passed
during the period $_______________
73. Payments per share outstanding during the entire current
period:
A. 1. Dividends from net investment
income $_______________**
2. Dividends for a second class of
open-end company shares $_______________**
NOTE: Show in fractions of a cent if so declared.
B. Distributions of capital gains $_______________**
C. Other distributions $_______________
*Negative answer permitted in this field.
**Items 73A and 73B should be of the form nnn.nnnn (where n =
integer).
28
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 29, "X" box: ___
As of the end of current reporting
74. Condensed balance sheet period ($000's omitted except
data for per share amounts)
A. Cash $_______________
B. Repurchase agreements $_______________
C. Short-term debt securities
other than repurchase
agreements $_______________
D. Long-term debt securities
including convertible debt $_______________
E. Preferred, convertible
preferred and adjustable rate
preferred stock $_______________
F. Common stock $_______________
G. Options on equities $_______________
H. Options on all futures $_______________
I. Other investments $_______________
J. Receivables from portfolio
instruments sold $_______________
K. Receivables from affiliated
persons $_______________
L. Other receivables $_______________
M. All other assets $_______________
N. Total assets $_______________
29
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 30, "X" box: ___
As of the end of current reporting
period ($000's omitted except
Condensed balance sheet for per share amounts and
data (Cont.) number of accounts)
O. Payables for portfolio
instruments purchased $_______________
P. Amounts owed to affiliated
persons $_______________
Q. Senior long-term debt $_______________
R. Other liabilities $_______________
1. Reverse repurchase
agreements $_______________
2. Short sales $_______________
3. Written options $_______________
4. All other liabilities $_______________
S. Senior equity $_______________
T. Net assets of common
shareholders $_______________
U. 1. Number of shares
outstanding $_______________
2. Number of shares
outstanding of a second
class of open-end
company shares $_______________
V. 1. Net asset value per share
(to nearest cent) $_______________*
2. Net asset value per share
of a second class of
open-end company shares
(to nearest cent) $_______________*
W. Mark-to-market net asset
value per share for money
market funds only (to four
decimals) $_______________**
X. Total number of shareholder
accounts $_______________
Y. Total value of assets in
segregated accounts $_______________
*Negative answer permitted in this field.
**Value must be of the form nnn.nnnn (where n = integer).
30
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 31, "X" box: ___
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A. Daily average (for money market funds) $_________
B. Monthly average (for all other funds) $_________
76. Market price per share at end of
period (closed-end funds only) $_________*
*Price per share should be of the form nnnnn.nn (where n =
integer).
31
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 32, "X" box: ___
77.A. Is the Registrant filing any of the following attachments
with the current filing of Form N-SAR? (ANSWER FOR ALL
SERIES AS A GROUP) ___
Y/N
NOTE: If answer if "Y" (Yes), mark those items below being filed
as an attachment to this form or incorporated by
reference. Y/N
B. Accountant's report on internal control ___
C. Matters submitted to a vote of security holders ___
D. Policies with respect to security investments ___
E. Legal proceedings ___
F. Changes in security for debt ___
G. Defaults and arrears on senior securities ___
H. Changes in control of Registrant ___
I. Terms of new or amended securities ___
J. Revaluation of assets or restatement of capital
share account ___
K. Changes in Registrant's certifying accountant ___
L. Changes in accounting principles and practices ___
M. Mergers ___
N. Actions required to be reported pursuant to Rule
2a-7 ___
O. Transactions effected pursuant to Rule 10f-3 ___
P. Information required to be filed pursuant to
existing exemptive orders ___
Attachment Information (Cont. on Screen 39)
32
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 33, "X" box: ___
Attachment Information (Cont. from Screen 38)
77. Q. 1. Exhibits ___
Y/N
2. Any information called for by instructions
to sub-item 77Q2 ___
Y/N
3. Any information called for by instructions
to sub-item 77Q3 ___
Y/N
78. __ Does the Registrant have any wholly-owned investment
company subsidiaries whose operating & financial data are
consolidated with that of Registrant in this report
(Y/N) ___
Y/N
[If answer is "N" (No), go to item 80.]
SCREEN NUMBER: 39
- -----------------------------------------------------------------
79. __ List the "811" numbers and names of Registrant's
wholly-owned investment company subsidiaries consolidated
in this report.
811 Number Subsidiary Name
33
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
ANNUAL SUPPLEMENT Page 34, "X" box: ___
Screens 40 & 41 are to be filed only once each year at the end of
the Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A. __ Insurer Name:
B. __ Second Insurer:
C. __ Aggregate face amount of coverage for
Registrant/Series on all bonds on which it is
named as an insured ($000's omitted): $________
81.A. __ Is the bond part of a joint fidelity bond(s) shared
with other investment companies or other
entities? (Y/N) ___
Y/N
B. __ If the answer to 81A is "Y" (Yes), how many other
investment companies are covered by the bond?
NOTE: Count each series as a separate investment
company. _________
82.A. __ Does the mandatory coverage of the fidelity bond
have a deductible? (Y/N) ___
Y/N
B. __ If the answer to 82A is "Y" (Yes), what is the
amount of the deductible? ($000's omitted) $________
34
<PAGE>
Series Information Block
For period ending 12/31/95 This page being filed for
File number 811-02858 All Series: ___
Series No.:
If filing more than one
Page 35, "X" box: ___
83.A. __ Were any claims with respect to this Registrant/
Series filed under the bond during the period?
(Y/N) ___
Y/N
B. __ If the answer to 83A is "Y" (Yes), what was the
total amount of such claim(s)? ($000's
omitted) $________
84.A. __ Were any losses incurred with respect to this
Registrant/Series that could have been filed as a
claim under the fidelity bond but were not? (Y/N) ___
Y/N
B. __ If the answer to sub-item 84A is "Y" (Yes), what
was the total amount of such losses? ($000's
omitted) $________
85.A. __ Are Registrant's/Series' officers and directors
covered as officers and directors of
Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series
or anyone else? (Y/N) ___
Y/N
B. __ Were any claims filed under such policy during the
period with respect to Registrant/Series? (Y/N) ___
Y/N
35
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 36, "X" box: ___
CLOSED-END INVESTMENT COMPANIES
86. Sales, repurchases, and redemptions of Registrant's
securities:
Number of Shares Net
or Principal Consideration
Amount of Debt Received or Paid
Class ($000's omitted) ($000's omitted)
Common Stock:
A. __ Sales ______________ $_______________
B. __ Repurchases _______________ $_______________
Preferred Stock:
C. __ Sales _______________ $_______________
D. __ Repurchases and
redemptions _______________ $_______________
Debt Securities:
E. __ Sales _______________ $_______________
F. __ Repurchases and
redemptions _______________ $_______________
SCREEN NUMBER: 43
- -----------------------------------------------------------------
87. Securities of Registrant registered on a national securities
exchange or listed on NASDAQ:
CUSIP or Ticker
Title of each class of securities NASDAQ No. Symbol
A. __ _________________________________ ______ ______
B. __ _________________________________ ______ ______
C. __ _________________________________ ______ ______
88. Did Registrant have any of the following outstanding which
exceeded 1% of aggregate net assets at any time during the
period?
Y/N
A. __ Notes or bonds ___
B. __ Uncovered options ___
C. __ Margin loans ___
D. __ Preferred stock ___
36
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 37, "X" box: ___
SMALL BUSINESS INVESTMENT COMPANIES
INVESTMENT ADVISER
89. A. __ Adviser Name (If any):_________________________________
B. __ File Number: 801- ______
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
89. A. __ Adviser Name (If any):_________________________________
B. __ File Number: 801- ______
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
TRANSFER AGENT
90. A. __ Transfer Agent Name (If any):_________________________
B. __ File Number: ______-____________
C. __ City:_________ State:___ Zip Code:_____ Zip Ext.:_____
Foreign Country:_____________ Foreign Postal Code:____
90. A. __ Transfer Agent Name (If any):_________________________
B. __ File Number: ______-____________
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
INDEPENDENT PUBLIC ACCOUNTANT
91. A. __ Accountant Name:_______________________________________
B. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
C. __ Foreign Country:______________ Foreign Postal Code:____
91. A. __ Accountant Name:_______________________________________
B. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
C. __ Foreign Country:______________ Foreign Postal Code:____
37
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 38, "X" box: ___
CUSTODIAN
92. A. __ Custodian:_____________________________________________
B. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
C. __ Foreign Country:______________ Foreign Postal Code:____
D. __ Mark one of the following with an "X":
TYPE OF CUSTODY
Bank Member Nat'l Foreign Insurance Co.
Sec.17(f)(1) Sec. Exchg. Self Custodian Sponsor
Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2
NOTE: If self-custody, give name of safekeeping depository and
location of assets in sub-items 92A and 92B.
E. __ Does Registrant's custodian maintain some or all of
Registrant's securities in a central depository or
book-entry system pursuant to Rule 17f-4? (Y/N) ___
Y/N
93. __ Does Registrant's adviser(s) have advisory clients other
than investment companies? (Y/N) ___
Y/N
94. Family of investment companies information:
A. __ Is Registrant part of a family of investment
companies? (Y/N) ___
Y/N
B. __ If "Y" (Yes) state the number of registered
management investment companies in the family: ______
(NOTE: count as a separate company each series of
a series company and each portfolio of a multiple
portfolio company; exclude all series of unit
investment trusts from this number.)
C. __ Identify the family using 10 letters:_ _ _ _ _ _ _ _ _ _
(NOTE: In filing this form, use this identification
consistently for all investment companies in the family
including any unit investment trusts. This designation
is for purposes of this form only.)
D. __ Is Registrant a wholly-owned subsidiary of a business
development company ("BDC")? (Y/N) ___
Y/N
E. __ If "Y" (Yes), identify the BDC as follows:
BDC name:
File Number: 2- or 33-
38
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 39, "X" box: ___
95. Sales, repurchases, and redemptions of Registrant's
securities during the period:
Number of Shares Net
or Principal Consideration
Amount of Debt Received or Paid
Class of Security ($000's omitted) ($000's omitted)
Common Stock:
A. __ Sales _______________ $_______________
B. __ Repurchases _______________ $_______________
Preferred Stock:
C. __ Sales _______________ $_______________
D. __ Repurchases and
redemptions _______________ $_______________
Debt Securities:
E. __ Sales _______________ $_______________
F. __ Repurchases and
redemptions _______________ $_______________
96. Securities of Registrant registered on a National Securities
Exchange or listed on NASDAQ:
CUSIP or Ticker
Title of each class of securities NASDAQ No. Symbol
A. __ _________________________________ __________ ______
B. __ _________________________________ __________ ______
C. __ _________________________________ __________ ______
39
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 40, "X" box: ___
FINANCIAL INFORMATION
97. A. How many months do the answers to items 97 and 98
cover? _____ Months
For period covered by this form
($000's omitted)
INCOME
B. Net interest income $_______________
C. Net dividend income $_______________
D. Account maintenance fees $_______________
E. Net other income $_______________
EXPENSES
F. Gross advisory fees $_______________
G. Gross administrator(s) fees $_______________
(Negative answers allowed for 97H through 97S)
H. Salaries and other compensation $_______________
I. Shareholder servicing agent fees $_______________
J. Custodian fees $_______________
K. Postage $_______________
L. Printing expenses $_______________
M. Directors' fees $_______________
N. Registration fees $_______________
O. Taxes $_______________
P. Interest $_______________
Q. Bookkeeping fees paid to anyone
performing this service $_______________
R. Auditing fees $_______________
S. Legal fees $_______________
40
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 41, "X" box: ___
Expenses (Negative answers For period covered by this form
allowed on this screen for ($000's omitted)
97T through 97W and 97Z only)
T. Marketing/distribution
payments including
payments pursuant to a Rule
12b-1 plan $_______________
U. Amortization of organization
expenses $_______________
V. Shareholder meeting expenses $_______________
W. Other expenses $_______________
X. Total expenses $_______________
Y. Expense reimbursements $_______________
Z. Net investment income $_______________*
AA.Realized capital gains $_______________
BB.Realized capital losses $_______________
CC. 1. Net unrealized
appreciation during the
period $_______________
2. Net unrealized
depreciation during the
period $_______________
DD.Total income dividends declared
for which record date passed
during the period $_______________
EE.Total capital gains distributions
for which record date passed
during the period $_______________
98. Payments per share outstanding during the entire current
period:
A. Dividends from net investment
income $_______________**
NOTE: Show in fractions of a cent if so declared.
B. Distributions of capital gains $_______________**
C. Other distributions $_______________
NOTE: Show in fractions of a cent if so declared.
*Negative answers permitted in this field.
**Items 98A and 98B should be of the form nnn.nnnn (where n =
integer).
41
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 42, "X" box: ___
99. Assets, liabilities, As of the end of current reporting
shareholders' equity period (000's omitted)
A. Cash $_______________
B. Repurchase agreements $_______________
C. Short-term debt securities
(other than repurchase
agreements) $_______________
D. Long-term debt securities
including convertible debt $_______________
E. Preferred, convertible preferred
and adjustable rate preferred
stock $_______________
F. Common stock $_______________
G. Options on equities $_______________
H. Options on all futures $_______________
I. Other investments $_______________
J. Receivables from portfolio
instruments sold $_______________
K. Receivables from affiliated
persons $_______________
L. Other receivables $_______________
M. All other assets $_______________
N. Total assets $_______________
42
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 43, "X" box: ___
As of the end of current
reporting period ($000's
omitted except for
per share amounts and
number of accounts
O. Payables for portfolio instruments
purchased $_______________
P. Amounts owed to affiliated persons $_______________
Q. Senior long-term debt $_______________
R. All other liabilities $_______________
S. Senior equity $_______________
T. Net assets of common shareholders $_______________
U. Number of shares outstanding $_______________
V. Net asset value per share (to
nearest cent) $_______________
W. Mark-to market net asset value per
share for money market funds only
(to 4 decimals) $_______________
X. Total number of shareholder
accounts $_______________
Y. Total value of assets in segregated
accounts $_______________
100. Monthly average net assets during
current reporting period ($000's
omitted) $_______________
101. Market price per share at end of
period $_______________
PAGE NUMBER: 39
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 40, "X" box: ___
102.A. Is the Registrant filing any of the following
attachments with the current filing of Form
N-SAR? ___
Y/N
NOTE: If answer is "Y" (Yes), mark those items below being filed
as an attachment to this form or incorporated by
reference. Y/N
B. Matters submitted to a vote of security holders ___
C. Policies with respect to security investments ___
D. Legal proceedings ___
E. Changes in security for debt ___
F. Defaults and arrears on senior securities ___
G. Changes in control of Registrant ___
H. Terms of new or amended securities ___
I. Revaluation of assets or restatement of capital
share account ___
J. Changes in Registrant's certifying accountant ___
K. Changes in accounting principles and practices ___
L. Mergers ___
M. Actions required to be reported pursuant to Rule
2a-7 ___
N. Transactions effected pursuant to Rule 10f-3 ___
O. Information required to be filed pursuant to
existing exemptive orders ___
P. Exhibits ___
PAGE NUMBER: 40
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 41, "X" box: ___
103. __ Does the Registrant have any wholly-owned investment
company subsidiaries whose operating & financial data
are consolidated with that of Registrant in this
report? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 105.]
104. __ List the "811" numbers and names of Registrant's
wholly-owned investment company subsidiaries
consolidated in this report.
811 Numbers Subsidiary Name
PAGE NUMBER: 41
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 42, "X" box: ___
ANNUAL SUPPLEMENT
Page 53 is to be filed only once each year at the end of
Registrant's fiscal year.
105. Fidelity bond(s) in effect at the end of the period:
A. __ Insurer Name:
B. __ Second Insurer:
C. __ Aggregate face amount of coverage for Registrant on
all bonds on which it is named as an insured ($000's
omitted) $__________
106.A. __ Is the bond part of a joint fidelity bond(s) shared
with other investment companies? ___
Y/N
B. __ If the answer to 106A is "Y" (Yes), how many other
investment companies are covered by the bond?
NOTE: Count each series as a separate investment
company. _________
107.A. __ Does the mandatory coverage of the fidelity bond
have a deductible? ___
Y/N
B. ___ If the answer to 107A is "Y" (Yes), what is the
amount of the deductible? $__________
108.A. __ Were any claims with respect to this Registrant filed
under the bond during the period? ___
Y/N
B. __ If the answer to 108A is "Y" (Yes), what was the total
amount of such claim(s)? $__________
109.A. __ Were any losses incurred with respect to this
Registrant that could not have been filed as a claim
under the fidelity bond but were not? ___
Y/N
B. __ If the answer to sub-item 109A is "Y" (Yes) what was
the total amount of such losses? $__________
110.A. __ Are Registrant's officers and directors covered as
officers and directors of Registrant under any errors
and omissions insurance policy owned by the Registrant
or anyone else? ___
Y/N
B. __ Were any claims filed under such policy during the
period with respect to Registrant? ___
Y/N
PAGE NUMBER: 42
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 43, "X" box: ___
UNIT INVESTMENT TRUSTS
111.A. __ Depositor Name:_______________________________________
B. __ File Number (If any): __________
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
111.A. __ Depositor Name:________________________________________
B. __ File Number (If any): __________
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
112.A. __ Sponsor Name:__________________________________________
B. __ File Number (If any): __________
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
112.A. __ Sponsor Name:__________________________________________
B. __ File Number (If any): __________
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
PAGE NUMBER: 43
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 44, "X" box: ___
113.A. __ Trustee Name:__________________________________________
B. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
113.A. __ Trustee Name:__________________________________________
B. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
114.A. __ Principal Underwriter Name:____________________________
B. __ File Number: 8 - _________
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
114.A. __ Principal Underwriter Name:____________________________
B. __ File Number: 8 - _________
C. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
115.A. __ Independent Public Accountant Name:____________________
B. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
115.A. __ Independent Public Accountant Name:____________________
B. __ City:___________ State:__ Zip Code:_____ Zip Ext.:_____
Foreign Country:______________ Foreign Postal Code:____
PAGE NUMBER: 44
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 45, "X" box: ___
116. Family of investment companies information:
A. __ Is Registrant part of a family of investment
companies? (Y/N) ___
Y/N
B. __ Identify the family in 10 letters:_ _ _ _ _ _ _ _ _ _
(NOTE: In filing this form, use this identification
consistently for all investment companies in family.
This designation is for purposes of this form only.)
117.A. __ Is Registrant a separate account of an insurance
company? (Y/N) ___
Y/N
If answer is "Y" (Yes), are any of the following types
of contracts funded by the Registrant:
B. __ Variable annuity contracts? (Y/N) ___
Y/N
C. __ Scheduled premium variable life contracts? (Y/N) ___
Y/N
D. __ Flexible premium variable life contracts? (Y/N) ___
Y/N
E. __ Other types of insurance products registered under
the Securities Act of 1933? (Y/N) ___
Y/N
118. __ State the number of series existing at the end of the
period that had securities registered under the
Securities Act of 1933 __________
119. __ State the number of new series for which registration
statements under the Securities Act of 1933 became
effective during the period __________
120. __ State the total value of the portfolio securities on
the date of deposit for the new series included in item
119 ($000's omitted) $__________
121. __ State the number of series for which a current prospectus
was in existence at the end of the period __________
122. __ State the number of existing series for which additional
units were registered under the Securities Act of 1933
during the current period __________
PAGE NUMBER: 45
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 46, "X" box: ___
123. __ State the total value of the additional units
considered in answering item 122 ($000's
omitted) $________
124. __ State the total value of units of prior series that
were placed in the portfolios of subsequent series
during the current period (the value of these units
is to be measured on the date they were placed
in the subsequent series) ($000's omitted) $________
125. __ State the total dollar amount of sales loads
collected (before reallowances to other brokers or
dealers) by Registrant's principal underwriter and
any underwriter which is an affiliated person of
the principal underwriter during the current period
solely from the sale of units of all series of
Registrant ($000's omitted) $________
126. Of the amount shown in item 125, state the total dollar
amount of sales loads collected from secondary market
operations in Registrant's units (include the sales
loads, if any, collected on units of a prior series in
placed in the portfolio of a subsequent series.)
($000's omitted) $10
127. List opposite the appropriate description below the number
of series whose portfolios are invested primarily (based
upon a percentage of NAV) in each type of security shown,
the aggregate total assets at market value as of a date at
or near the end of the current period of each such group of
series and the total income distributions made by each such
group of series during the current period (excluding
distributions of realized gains, if any):
Number of Total Assets Total Income
Series ($000's Distributions
Investing omitted) ($000's omitted)
A. U.S. Treasury direct
issue _____ $__________ $__________
B. U.S. Government agency _____ $__________ $__________
C. State and municipal
tax-free _____ $6,100 $0
D. Public utility debt _____ $__________ $__________
E. Brokers or dealers debt
or debt of brokers' or
dealers' parent _____ $__________ $__________
F. All other corporate
intermed. & long-term
debt _____ $__________ $__________
G. All other corporate
short-term debt _____ $__________ $__________
H. Equity securities of
brokers or dealers
or parents of brokers
or dealers _____ $__________ $__________
I. Investment company
equity securities _____ $__________ $__________
J. All other equity
securities _____ $__________ $__________
K. Other securities _____ $__________ $__________
_____________
L.Total assets of all
series of Registrant $6,100
PAGE NUMBER: 46
<PAGE>
For period ending 12/31/95 If filing more than one
File number 811-02858 Page 47, "X" box: ___
128. __ Is the timely payment of principal and interest on any
of the portfolio securities held by any of
Registrant's series at the end of the current period
insured or guaranteed by an entity other than the
issuer? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 131.]
129. __ Is the issuer of any instrument covered in item 128
delinquent or in default as to payment of principal
or interest at the end of the current period? (Y/N) ___
Y/N
[If answer is "N" (No), go to item 131.]
130. __ In computations of NAV or offering price per unit,
is any part of the value attributed to instruments
identified in item 129 derived from insurance or
guarantees? (Y/N) ___
Y/N
131. Total expenses incurred by all series of Registrant
during the current reporting period ($000's omitted) $27
132. __ List the "811" (Investment Company Act of 1940)
registration number for all Series of Registrant
that are being included in this filing:
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
811-_______ 811-_______ 811-_______811-_______811-_______
This report is signed on behalf of the registrant (or
depositor or trustee).
City of: Richmond State of: Virginia Date: May 2, 1996
Name of Registrant, Depositor, or Trustee:
CRAIGIE INCORPORATED
By (Name and Title): /s/ John Thomas West IV
Executive Vice President
Witness (Name and Title): /s/ Denise Togger
Notary Public
PAGE NUMBER: 47
