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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND
AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a)
(AMENDMENT NO. 1)1
BENJAMIN MOORE & CO.
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(Name of Issuer)
Common Stock, Par Value $10.00 Per Share
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(Title of Class of Securities)
615649100
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(CUSIP Number)
John T. Rafferty, 51 Chestnut Ridge Road, Montvale, NJ 07645 (201) 573-9600
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
April 18, 1996, the date of retirement of the Reporting Person as President
of the Issuer and resignation as co-trustee of the Issuer's ESOP which has
been and continues to be a 5% reporting person on Schedule 13G since
December 31, 1990.
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(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box. / /
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(1)The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 4 Pages
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SCHEDULE 13D
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CUSIP NO. 615649100 PAGE 2 OF 4 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
MAURICE C. WORKMAN
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) /X/
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
NO FUNDS INVOLVED -- 00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) or 2(e) / /
NOT APPLICABLE
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
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7 SOLE VOTING POWER
5,115
NUMBER OF ---------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 5,115
EACH ---------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 5,115
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10 SHARED DISPOSITIVE POWER
5,115
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,115
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* /X/
EXCLUDES 5,089 SHARES OWNED BY WIFE AS TO WHICH 5,089 SHARES BENEFICIAL
OWNERSHIP IS DISCLAIMED.
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.05% BASED ON 8,859,540 SHARES OUTSTANDING ON SEPTEMBER 14, 1998.
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Schedule 13D Page 3 of 4 Pages
Item 1. SECURITY AND ISSUER.
Common Stock, Par Value $10.00 Per Share
Benjamin Moore & Co.
51 Chestnut Ridge Road
Montvale, New Jersey 07645
Item 2. IDENTITY AND BACKGROUND.
(a) Maurice C. Workman
(b) Benjamin Moore & Co.
51 Chestnut Ridge Road
Montvale, New Jersey 07645
(c) Director, Benjamin Moore & Co.; Manufacture, sale and
distribution of a broad line of coatings (paints, stains and
clear finishes) and production finishes coatings.
(d) No.
(e) No.
(f) United States of America
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
No funds involved. Reporting person was a co-trustee of the
Benjamin Moore & Co. Employees' Stock Ownership Plan who retired
as President of the Issuer on April 18, 1996 and resigned as a
co-trustee of the Issuer's Employees' Stock Ownership Plan on
that date. The Issuer's Employees' Stock Ownership Plan has been
and continues to be a 5% reporting person on Schedule 13G since
December 31, 1990, and this Schedule has been filed by other
trustees.
Item 4. PURPOSE OF TRANSACTION.
(a) through (j)
None.
Item 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) 5,115 -- .05%. There is sole voting and dispositive power
with respect to the 5,115 shares.
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SCHEDULE 13D Page 4 of 4 Pages
(b) sole power to vote or to direct the vote: 5,115
shared power to vote or to direct the vote: 0
sole power to dispose or to direct the disposition of: 5,115
shared power to dispose or to direct the disposition of: 0
(c) Not Applicable
(d) Not Applicable.
(e) Not Applicable.
Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
None.
Item 7. MATERIAL TO BE FILED AS EXHIBITS.
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
/s/ Maurice C. Workman
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Signature
Date: October 19, 1998 Maurice C. Workman
Individual
