NEVADA GOLD & CASINOS INC
NT 10-Q, 1996-08-16
MINERAL ROYALTY TRADERS
Previous: FOUR CORNERS FINANCIAL CORP, 10-Q, 1996-08-16
Next: LEXINGTON GOLDFUND INC, N-30D, 1996-08-16



                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                   FORM 12b-25

                           Notification of Late Filing

[ ]Form 10-K      [ ]Form 20-F     [ ]Form 11-K    [X]Form 10-Q    [ ]Form N-SAR

For Period Ended: JUNE 30, 1996 
[ ] Transition Report on Form 10-K 
[ ] Transition Report on Form 20-F 
[ ] Transition Report on Form 11-K 
[X] Transition Report on Form 10-Q 
[ ] Transition Report on Form N-SAR For the Transition
Period Ended: JUNE 30, 1996

  READ INSTRUCTION (ON BACK PAGE) BEFORE PREPARING FORM. PLEASE PRINT OR TYPE.

Nothing in this form shall be construed to Imply that the Commission has
verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:

- --------------------------------------------------------------------------------

PART I - REGISTRANT INFORMATION

- --------------------------------------------------------------------------------
Full Name of Registrant

                           Nevada Gold & Casinos, Inc.

- --------------------------------------------------------------------------------
Address of Principal Executive Office

            3040 Post Oak Boulevard, Suite 675, Houston, Texas 77056

- --------------------------------------------------------------------------------
City, state and Zip Code

PART II - RULES 12B-25(B) AND (C)

If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (check box if appropriate)

               (a)  The reasons described in reasonable detail in Part III of
                    this could not be eliminated without unreasonable effort or
                    expense;

               (b)  The Subject annual report, semi-annual report, transition
                    report on Form 10-K, Form 20-F, 11-K, form N-SAR, or portion
                    thereof, will be filed on or before the fifteenth calendar
                    day following the prescribed due date; or the subject
                    quarterly report of transition report on Form 10-Q, or
                    portion thereof will be filed on or before the fifth
                    calendar day following the prescribed due date; and

<PAGE>

               (c)  The accountant's statement or other exhibit required by rule
                    12b-25(c) has been attached if applicable.

PART III - NARRATIVE

State below in reasonable detail the reasons why the Form 10-K, 11-K,
10-Q,N-SAR, or the transaction report or portion thereof, could not be filed
within the prescribed time period.

Due to the delay in communications with legal counsel and auditors the filing
has been delayed. The registrant respectfully requests an extension in filing
form 10-Q as provided for by form 12b-25.

PART IV - OTHER INFORMATION

(1)  Name and telephone number of person to contact in regard to this
     notification

     David K. McCaleb            713               621-2245
     ----------------        -----------      ------------------
          (Name)             (Area Code)      (Telephone Number)

(2)   Have all other periodic reports required under Section 13 or 15(d) of the
      Securities Exchange Act of 1934 or Section 30 of the Investment Company
      Act of 1940 during the preceding 12 months (or for such shorter) period
      that the registrant was required to file such reports) been filed ? if
      answer is no, identify report(s). Yes [X]  NO [ ]

- --------------------------------------------------------------------------------

(3)  Is it anticipated that any significant change in results of operations from
     the corresponding period for the last fiscal year will be reflected by the
     earnings statements to be included in the subject report or portion thereof
     ? Yes [X] NO [ ]

     If so, attach an explanation of the anticipated change, both narratively
     and quantitatively, and, if appropriate, state the reasons why a reasonable
     estimate of the results cannot be made.

- --------------------------------------------------------------------------------

                           Nevada Gold & Casinos, Inc.
            --------------------------------------------------------
                  (Name of Registrant as Specified in Charter)

Has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.

Date      AUGUST 16, 1996                             By /s/ DAVID K. MCCALEB
                                                             David K. McCaleb
                                                               Treasurer

INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any duly authorized representative. The name title of the person signing the
form shall be typed or printed beneath the signature. If the statement is on
behalf of the registrant by an authorized representative (other than an
executive officer), evidence of the representative's authority to sign on behalf
of the registrant shall be filed with the form.

                                    ATTENTION

Intentional misstatements or omissions of fact constitute Federal criminal
violations (SEE 18 U.S.C. 1001).

                              GENERAL INSTRUCTIONS

1.   This form is required by rule 12b-25 (17 CFR 240. 12b-25) of the General
     Rules and Regulations under the Securities Exchange Act of 1934.

<PAGE>

2.   One signed original and four conformed copies of this form and amendments
     thereto must be completed and filed with the Securities and Exchange
     Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the
     General Rules and Regulations under the Act. The information contained in
     or filed with the form will be made a matter of the public record in the
     Commission files.

3.   A manually signed copy of the form and amendments thereto shall be filed
     with each national securities exchange on which any class of securities of
     the registrant is registered.

4.   Amendments to the notifications must also be filed on Form 12b-25 but need
     not restate information that has been correctly furnished. The form shall
     be clearly identified as an amended notification.

5.   Electronic Filers. this form shall not be used by electronic filers unable
     to timely file a report solely due to electronic difficulties. Filers
     unable to submit a report within the time period prescribed due to
     difficulties in electronic filing should comply with either Rule 201 or
     Rule 202 of Regulation S-T or apply for an adjustment in filing date
     pursuant to Rule 13(b) of Regulation S-T.

<PAGE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission