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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-Q/A
NO. 1
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED JUNE 30, 1997
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
COMMISSION FILE NUMBER 1-7815
TRANS WORLD AIRLINES, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 43-1145889
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(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
ONE CITY CENTRE
515 N. SIXTH STREET
ST. LOUIS, MISSOURI 63101
(Address of principal executive offices, including zip code)
(314) 589-3000
(Registrant's telephone number, including area code)
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Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes /X/ No / /
APPLICABLE ONLY TO REGISTRANTS INVOLVED IN BANKRUPTCY
PROCEEDINGS DURING THE PRECEDING FIVE YEARS:
Indicate by check mark whether the registrant has filed all documents and
reports required to be filed by Section 12, 13 or 15(d) of the Securities
Exchange Act of 1934 subsequent to the distribution of securities under a plan
confirmed by a court. Yes /X/ No / /
Indicate the number of shares outstanding of each of the issuer's classes
of common stock, as of the latest practicable date.
OUTSTANDING AS OF
CLASS AUGUST 1, 1997
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Common Stock, par value 49,280,401
$0.01 per share
In addition, as of August 1, 1997 there were 6,975,724 shares of Employee
Preferred Stock outstanding.
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PART II. OTHER INFORMATION
ITEM 1. LEGAL PROCEEDINGS.
On August 11, 1997 the Company was advised that Karabu and Global Discount
Travel Services, LLC ("Global") another entity controlled by Mr. Icahn had
filed suit on August 8, 1997 in New York state court, county of New York,
against six senior officers of the Company. The suit alleges interference with
Global's rights under the Ticket Agreement by terminating or threatening to
terminate travel agencies' appointments to sell TWA tickets if such travel
agencies do business with Global. This suit is substantially similar to one
filed in March 1996 by Karabu and dismissed by the federal court in New York in
March 1997. The defendants have not been served with the complaint.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
TRANS WORLD AIRLINES, INC.
Dated: August 15, 1997 By: /s/ MICHAEL J. PALUMBO
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Michael J. Palumbo
Senior Vice President and
Chief Financial Officer
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