SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 3)(1)
TRIDENT ROWAN GROUP, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE
- --------------------------------------------------------------------------------
(Title of Class of Securities)
89614K-10-6
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(CUSIP Number)
Copy to: Stephen A. Cohen, Esq.
Applewood Associates, L.P. Morrison Cohen Singer & Weinstein, LLP
68 Wheatley Road 750 Lexington Avenue
Brookville, New York 11545 New York, New York 10022
Telephone (516) 626-3070 Telephone (212) 735-8600
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Persons
Authorized to Receive Notices and Communications)
May 7, 1998
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box .
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See
Rule 13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
- ----------------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 2 of 6 Pages
<PAGE>
13D
|-----------------------| |--------------------------|
|CUSIP No. 89614K-10-6 | | |
|-----------------------| |--------------------------|
|----------------------------------------------------------------------------|
| 1 | Name of Reporting Persons |
| | I.R.S. Identification Nos. of Above Persons (Entities Only) |
| | Barry Rubenstein |
| | |
|---------|------------------------------------------------------------------|
| 2 | Check the Appropriate Box if a Member of a Group* (a) [ ] |
| | (b) [ ] |
|---------|------------------------------------------------------------------|
| 3 | SEC Use Only |
| | |
|---------|------------------------------------------------------------------|
| 4 | Source of Funds* PF, WC, OO |
| | |
| | |
|---------|------------------------------------------------------------------|
| 5 | Check Box if Disclosure of Legal Proceedings is Required |
| | Pursuant to Items 2(d) or 2(e) [ ] |
|---------|------------------------------------------------------------------|
| 6 | Citizenship or Place of Organization United States |
| | |
| | |
|----------------|-----|-----------------------------------------------------|
| | 7 | Sole Voting Power |
| | | 0 shares 0% |
| NUMBER OF |-----|-----------------------------------------------------|
| SHARES | 8 | Shared Voting Power |
| BENEFICIALLY | | 204,000 shares 4.0% |
| OWNED BY EACH |-----|-----------------------------------------------------|
| REPORTING | 9 | Sole Dispositive Power |
| PERSON | | 0 shares 0% |
| WITH |-----|-----------------------------------------------------|
| | 10 | Shared Dispositive Power |
| | | 204,000 shares 4.0% |
|----------------------------------------------------------------------------|
| 11 | Aggregate Amount Beneficially Owned By Each Reporting Person |
| | |
| | 204,000 shares |
|---------|------------------------------------------------------------------|
| 12 | Check Box if the Aggregate Amount in Row (11) |
| | excludes Certain Shares* [ ] |
| | |
|---------|------------------------------------------------------------------|
| 13 | Percent of Class Represented by Amount in Row (11) |
| | 4.0% |
| | |
|---------|------------------------------------------------------------------|
| 14 | Type of Reporting Person* |
| | |
| | IN |
|----------------------------------------------------------------------------|
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 6 Pages
<PAGE>
13D
|-----------------------| |--------------------------|
|CUSIP No. 89614K-10-6 | | |
|-----------------------| |--------------------------|
|----------------------------------------------------------------------------|
| 1 | Name of Reporting Persons |
| | I.R.S. Identification Nos. of Above Persons (Entities Only) |
| | Brian Rubenstein |
| | |
|---------|------------------------------------------------------------------|
| 2 | Check the Appropriate Box if a Member of a Group* (a) [ ] |
| | (b) [ ] |
|---------|------------------------------------------------------------------|
| 3 | SEC Use Only |
| | |
|---------|------------------------------------------------------------------|
| 4 | Source of Funds* PF, OO |
| | |
| | |
|---------|------------------------------------------------------------------|
| 5 | Check Box if Disclosure of Legal Proceedings is Required |
| | Pursuant to Items 2(d) or 2(e) [ ] |
|---------|------------------------------------------------------------------|
| 6 | Citizenship or Place of Organization United States |
| | |
| | |
|----------------|-----|-----------------------------------------------------|
| | 7 | Sole Voting Power |
| | | 3,000 shares 0.1% |
| NUMBER OF |-----|-----------------------------------------------------|
| SHARES | 8 | Shared Voting Power |
| BENEFICIALLY | | 0 shares 0% |
| OWNED BY EACH |-----|-----------------------------------------------------|
| REPORTING | 9 | Sole Dispositive Power |
| PERSON | | 3,000 shares 0.1% |
| WITH |-----|-----------------------------------------------------|
| | 10 | Shared Dispositive Power |
| | | 0 shares 0% |
|----------------------------------------------------------------------------|
| 11 | Aggregate Amount Beneficially Owned By Each Reporting Person |
| | |
| | 3,000 shares |
|---------|------------------------------------------------------------------|
| 12 | Check Box if the Aggregate Amount in Row (11) |
| | excludes Certain Shares* [ ] |
| | |
|---------|------------------------------------------------------------------|
| 13 | Percent of Class Represented by Amount in Row (11) |
| | 0.1% |
| | |
|---------|------------------------------------------------------------------|
| 14 | Type of Reporting Person* |
| | |
| | IN |
|----------------------------------------------------------------------------|
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 6 Pages
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief,
each of the undersigned hereby certifies that the information set forth in this
statement is true, correct and complete.
Date: May 19, 1998
APPLEWOOD ASSOCIATES, L.P.
By: /s/Irwin Lieber
-----------------------------------------
Irwin Lieber, a General Partner
APPLEWOOD CAPITAL CORP.
By: /s/Barry Rubenstein
-----------------------------------------
Barry Rubenstein, President
/s/Barry Rubenstein
-----------------------------------------
Barry Rubenstein
/s/Irwin Lieber
-----------------------------------------
Irwin Lieber
/s/Barry Fingerhut
-----------------------------------------
Barry Fingerhut
/s/Jonathan Lieber
-----------------------------------------
Jonathan Lieber
/s/Seth Lieber
-----------------------------------------
Seth Lieber
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
Page 5 of 6 Pages
<PAGE>
WOODLAND PARTNERS
By: /s/Barry Rubenstein
-----------------------------------------
Barry Rubenstein, a General Partner
THE RUBENSTEIN FAMILY LIMITED PARTNERSHIP
By: /s/Barry Rubenstein
-----------------------------------------
Barry Rubenstein, a General Partner
/s/Marilyn Rubenstein
--------------------------------------------
Marilyn Rubenstein
*
--------------------------------------------
Brian Rubenstein
* /s/Barry Rubenstein
- ----------------------------------
Barry Rubenstein, Attorney-in-Fact
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
