UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
DLJ CAPITAL TRUST I DONALDSON, LUFKIN & JENRETTE, INC.
(Exact name of Registrant as specified (Exact name of Registrant as specified
in its charter) in its charter)
DELAWARE DELAWARE
(State or other jurisdiction of (State or other jurisdiction of
incorporation or organization) incorporation or organization)
13-7093229 13-1898818
(I.R.S. Employer Identification No.) (I.R.S. Employer Identification No.)
C/O DONALDSON, LUFKIN & JENRETTE, INC.
277 PARK AVENUE 277 PARK AVENUE
NEW YORK, NEW YORK 10172 NEW YORK, NEW YORK 10172
(212) 892-3000 (212) 892-3000
(Address and telephone number (Address and telephone number
of principal executive offices) of principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
Preferred Trust Securities New York Stock Exchange
Securities to be registered pursuant to Section 12(g) of the Act:
(None)
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANTS' SECURITIES TO BE REGISTERED.
For a full description of the Preferred Trust Securities (the
"Preferred Securities") being registered hereby, reference is made to the
information contained under the captions "The DLJ Trusts", "Description of the
Preferred Securities", "Description of the Preferred Securities Guarantees"
and "Description of the Junior Subordinated Debt Securities" in the second
base Prospectus dated August 15, 1996 (the "Prospectus") contained in the
Registrants' Registration Statement on Form S-3 (Registration No. 333-07657)
and information contained under the captions "Description of the Preferred
Securities", and "Description of the Junior Subordinated Debentures" in a
Prospectus Supplement relating to the Securities to be filed by the
Registrants' pursuant to Rule 424(b) under the Securities Act of 1933, as
amended. The information contained in the foregoing Registration Statement and
Prospectus Supplement are incorporated herein by reference.
ITEM 2. EXHIBITS.
Prospectus dated August 15, 1996, included in the Registrants'
Registration Statement on Form S-3 (Registration No. 333-07657) as
filed with the Commission on August 15, 1996 and hereby incorporated
by reference herein
Declaration of Trust dated June 14, 1996 of DLJ Capital Trust I
(incorporated by reference to Exhibit 4.6 to the Registrants'
Registration Statement on Form S-3 (Registration No. 333-07657))
Form of Amended and Restated Declaration of Trust of DLJ Capital
Trust I (incorporated by reference to Exhibit 4.14 to the
Registrants' Registration Statement on Form S-3 (Registration No.
333-07657))
Form of Preferred Security (included in immediately preceding exhibit)
Form of Guarantee Agreement with respect to the Preferred Securities
(incorporated by reference to Exhibit 4.18 to the Registrants'
Registration Statement on Form S-3 (Registration No. 333-07657))
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Form of Indenture between Donaldson, Lufkin & Jenrette, Inc. and The
Bank of New York, as Trustee (incorporated by reference to Exhibit 4.3
to the Registrants' Registration Statement on Form S-3 (Registration
No. 333-07657))
Form of Supplemental Indenture to the Indenture (incorporated by
reference to Exhibit 4.16 to the Registrants' Registration Statement
on Form S-3 (Registration No. 333-07657))
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrants have duly caused this registration statement to
be signed on their behalf by the undersigned, thereto duly authorized.
(Registrant) DLJ Capital Trust I
By: Donaldson, Lufkin & Jenrette, Inc.,
as Sponsor
By: /s/ Anthony F. Daddino
-----------------------------------------
Name: Anthony F. Daddino
Title: Executive Vice President,
Chief Financial Officer and
Director
(Registrant) Donaldson, Lufkin &
Jenrette, Inc.
By: /s/ Anthony F. Daddino
-----------------------------------------
Name: Anthony F. Daddino
Title: Executive Vice President,
Chief Financial Officer and
Director
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