UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
GEOKINETICS INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, $.01 par value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
N/A
- --------------------------------------------------------------------------------
(CUSIP Number)
Ivy Dodes
- --------------------------------------------------------------------------------
Donaldson, Lufkin & Jenrette, Inc.
277 Park Avenue
New York, New York 10172
(212) 892-3000
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
October 1, 1999
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box |X|.
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 59 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. Page 2 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
DLJ Investment Partners, L.P.
I.R.S. No. 13-3887953
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 19,268,839
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
19,268,839
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 2 of 59 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. Page 3 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
DLJ Investment Funding, Inc.
I.R.S. No. 13-3887953
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 2,746,484
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
2,746,484
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 3 of 59 Pages
<PAGE>
SCHEDULE 13D
- --------------------------------------------------------------------------------
CUSIP No. Page 4 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
DLJ ESC II L.P.
I.R.S. No. 13-3887953
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 1,829,439
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
1,829,439
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 4 of 59 Pages
<PAGE>
CUSIP No. Page 5 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
DLJ Investment Associates, L.P.
I.R.S. No. 13-3868686
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 19,268,839
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
19,268,839
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 5 of 59 Pages
<PAGE>
CUSIP No. Page 6 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
DLJ Investment Partners, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 19,268,839
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
19,268,839
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 6 of 59 Pages
<PAGE>
CUSIP No. Page 7 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
DLJ LBO Plans Management Corporation
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 1,829,439
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
1,829,439
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 7 of 59 Pages
<PAGE>
CUSIP No. Page 8 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
DLJ Capital Investors, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 23,844,762
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
23,844,762
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 8 of 59 Pages
<PAGE>
CUSIP No. Page 9 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Donaldson Lufkin & Jenrette, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 23,844,762
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
23,844,762
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC, CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 9 of 59 Pages
<PAGE>
CUSIP No. Page 10 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
AXA Financial, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 23,844,762
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
23,844,762
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC, CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 10 of 59 Pages
<PAGE>
CUSIP No. Page 11 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
AXA (formerly AXA-UAP)
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF None
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 23,844,762
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------
10 SHARED DISPOSITIVE POWER
23,844,762
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 11 of 59 Pages
<PAGE>
CUSIP No. Page 12 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Finaxa
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 12 of 59 Pages
<PAGE>
CUSIP No. Page 13 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
AXA Assurances I.A.R.D. Mutuelle
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 13 of 59 Pages
<PAGE>
CUSIP No. Page 14 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
AXA Assurances Vie Mutuelle
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 14 of 59 Pages
<PAGE>
CUSIP No. Page 15 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
AXA Conseil Vie Assurance Mutuelle
(formerely Alpha Assurances Vie Mutuelle)
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 15 of 59 Pages
<PAGE>
CUSIP No. Page 16 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
AXA Courtage Assurance Mutuelle
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762- See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 16 of 59 Pages
<PAGE>
CUSIP No. Page 17 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Claude Bebear, as AXA Voting Trustee
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 17 of 59 Pages
<PAGE>
CUSIP No. Page 18 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Patrice Garnier, as AXA Voting Trustee
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 18 of 59 Pages
<PAGE>
CUSIP No. Page 19 of 59 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Henri de Clermont-Tonnerre, as AXA Voting Trustee
- --------------------------------------------------------------------------------
2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF See Item 5
SHARES ______________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH See Item 5
REPORTING ______________________________________________
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
----------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,844,762 - See Item 5 (not to be construed as an admission of
beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.1% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 19 of 59 Pages
<PAGE>
Item 1. Security and Issuer
This Schedule 13D relates to warrants to purchase the common stock (the
"Common Stock") of Geokinetics Inc. (the "Company") whose principal executive
offices are located at 8401 Westheimer, Suite 150, Houston, Texas 77063.
Each warrant is exercisable to purchase one share of Common Stock of the
Company at an exercise price of $0.56 per share and expires on September 15,
2006. Warrants to purchase 9,765,000 shares of Common Stock are subject to
adjustment upon the issuance of up to $1,000,000 in aggregate principal amount
of 13 1/2% Senior Secured Notes due 2002 (the "2002 Notes") of the Company
within 60 days after October 1, 1999 by certain other investors which would
result in a reallocation of such Warrants on a pro rata basis. Warrants to
purchase 2,520,000 shares of Common Stock are subject to termination by the
Company on each of March 15, 2000 and September 15, 2000 if the Company pays
interest on its 13 1/2% Senior Secured Notes due 2005 (the "2005 Notes") in cash
on such date.
Certain of the warrants (the "Original Warrants") covered by this filing
were described in a prior 13G filing, dated February 17, 1999. The reporting
persons therein were AXA Conseil Vie Assurance Mutuelle (formerly Alpha
Assurances Vie Mutuelle), AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie
Mutuelle, and AXA Courtage Assurance Mutuelle, as a group, AXA (formerly
AXA-UAP) and AXA Financial, Inc. (formerly The Equitable Companies Incorporated)
(the "Prior Filers").
Item 2. Identity and Background
This Schedule 13D is being filed jointly on behalf of the following persons
(collectively, the "Reporting Persons"):(1) DLJ Investment Partners, L.P., a
Delaware limited partnership ("Investment Partners"); (2) DLJ Investment
Partners, Inc., a Delaware corporation ("Investment Corp."); (3) DLJ ESC II
L.P., a Delaware limited partnership ("ESC II"); (4) DLJ Investment Associates,
L.P. ("Investment Associates"), (5) DLJ LBO Plans Management Corporation, a
Delaware corporation ("LBO"); (6) DLJ Investment Funding, Inc., a Delaware
corporation ("Funding"); (7) DLJ Capital Investors, Inc., a Delaware corporation
("DLJCI" and together with the previously listed entities, the "DLJ Entities");
(8) Donaldson, Lufkin & Jenrette, Inc., a Delaware corporation ("DLJ"); (9) AXA
Financial, Inc., a Delaware corporation ("AXA Financial"); (10) AXA, a societe
anonyme organized under the laws of France; (11) Finaxa, a societe anonyme
organized under the laws of France; (12) AXA Assurances I.A.R.D. Mutuelle, a
mutual insurance company organized under the laws of France; (13) AXA Assurances
Vie Mutuelle, a mutual insurance company organized under the laws of France;
(14) AXA Courtage Assurance Mutuelle, a mutual insurance company organized under
the laws of France; (15) AXA Conseil Vie Assurance Mutuelle, a mutual insurance
company organized under the laws of France; and (16) Claude Bebear, Patrice
Garnier and Henri de Clermont-Tonnerre, trustees (the "AXA Voting Trustees") of
a voting trust (the "AXA Voting Trust") established pursuant to a Voting Trust
Agreement by and among AXA and the AXA Voting Trustees dated as of May 12, 1992,
as amended January 22, 1997.
Investment Partners, Funding and ESC II are collectively referred to as the
"DLJ Funds".
Investment Partners is a Delaware limited partnership which makes
investments for long term appreciation. Investment Corp. and Investment
Associates are the General Partners of Investment Partners. Investment Corp.
along with Investment Associates makes all of the investment decisions on behalf
of Investment Partners.
Investment Associates is a Delaware limited partnership and is a registered
investment adviser. As a General Partner of Investment Partners, Investment
Associates participates in investment decisions made on behalf of Investment
Partners. Investment Corp. is the General Partner of Investment Associates.
Investment Corp. is a Delaware corporation and is a registered investment
adviser. As the General Partner of Investment Partners,
Page 20 of 59 Pages
<PAGE>
Investment Corp. is responsible for the day to day management of Investment
Partners and participates in investment decisions made on behalf of Investment
Partners. Investment Corp. is a wholly owned subsidiary of DLJCI.
ESC and ESC II are Delaware limited partnerships and "employee securities
companies" as defined in the Investment Company Act of 1940, as amended. LBO, as
the Managing General Partner of ESC and ESC II, makes all of the investment
decisions on behalf of ESC and ESC II.
LBO is a Delaware corporation and a registered investment adviser. LBO is a
wholly owned subsidiary of DLJCI. As the Managing General Partner of EAB, ESC
and ESC II, LBO is responsible for the day-to-day management of EAB, ESC and ESC
II.
Funding II is a Delaware corporation which makes investments for long term
appreciation generally side-by-side with Partners II. Funding II is a wholly
owned subsidiary of DLJCI.
DLJCI is a Delaware corporation a holding company. DLJCI is a wholly owned
subsidiary of DLJ.
DLJ is a publicly held Delaware corporation. DLJ directly owns all of the
capital stock of DLJCI and Plan 1997. DLJ, acting on its own behalf or through
its subsidiaries, is a registered broker/dealer and registered investment
adviser engaged in investment banking, institutional trading and research,
investment management and financial and correspondent brokerage services.
AXA Financial is a Delaware corporation and is a holding company. As of
June 30, 1999, AXA Financial owns, directly or indirectly, 70.5% of DLJ.
AXA is a societe anonyme organized under the laws of France and a holding
company for an international group of insurance and related financial services
companies. As of June 30, 1999, approximately 58.3% of the outstanding common
stock of AXA Financial was beneficially owned by AXA. For insurance regulatory
purposes, to insure that certain indirect minority shareholders of AXA will not
be able to exercise control over AXA Financial and certain of its insurance
subsidiaries, the voting shares of AXA Financial capital stock beneficially
owned by AXA and its subsidiaries have been deposited into the AXA Voting Trust.
For additional information regarding the AXA Voting Trust, reference is made to
the Schedule 13D filed by AXA with respect to AXA Financial. As of June 30,
1999, AXA directly owned 1.5% of DLJ.
Finaxa is a societe anonyme organized under the laws of France and is a
holding company. As of June 30, 1999, Finaxa controlled directly and indirectly
approximately 20.7% of the issued ordinary shares (representing approximately
32.7% of the voting power) of AXA.
Each of AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie Mutuelle, AXA
Courtage Assurance Mutuelle, and AXA Conseil Vie Assurance Mutuelle
(collectively, the "Mutuelles AXA") is a mutual insurance company organized
under the laws of France. Each of the Mutuelles AXA is owned by its policy
holders. As of March 1, 1999, the Mutuelles AXA, as a group, control
approximately 61.7% of the issued shares (representing approximately 72.3% of
the voting power) of Finaxa and 22.7% of the shares of Finaxa (representing
13.7% of the voting power) were owned by Paribas, a French bank. Including the
ordinary shares owned by Finaxa, on March 1, 1999, the Mutuelles AXA directly or
indirectly controlled 23.9% of the issued ordinary shares (representing 37.6% of
the voting power) of AXA. Acting as a group, the Mutuelles AXA control AXA and
Finaxa.
Claude Bebear, Patrice Garnier and Henri de Clermont-Tonnerre, the AXA
Voting Trustees, exercise all voting rights with respect to the shares of AXA
Financial capital stock beneficially owned by AXA and its subsidiaries that have
been deposited in the AXA Voting Trust. The business address, citizenship and
present principal occupation of each of the AXA Voting Trustees are set forth on
Schedule E attached hereto.
The address of the principal business and office of each of the
Page 21 of 59 Pages
<PAGE>
DLJ Entities and DLJ is 277 Park Avenue, New York, New York 10172. The address
of the principal business and principal office of Equitable is 1290 Avenue of
the Americas, New York, New York 10104.
The address of the principal business and principal office of AXA and the
AXA Voting Trustees is 9 Place Vendome, 75001 Paris, France. The address of
Finaxa is 23, avenue Matignon, 75008 Paris, France; of each of AXA Assurances
I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle is 21, rue de Chateaudun,
75009 Paris, France; of AXA Courtage Assurance Mutuelle is 26, rue Louis le
Grand, 75002 Paris, France; and of AXA Assurances I.A.R.D. Mutuelle is Tour
Franklin, 100/101 Terrasse Boieldieu, Cedex 11, 92042 Paris La Defense, France.
The name, business address, citizenship, present principal occupation or
employment and the name and business address of any corporation or organization
in which each such employment is conducted, of each executive officer or member,
as applicable, of the Board of Directors, Supervisory Board, or the Conseil
d'Administration (French analogue of a Board of Directors) of AXA Financial,
AXA, Finaxa and the Mutuelles AXA are set forth on Schedules A through J,
respectively, attached hereto.
During the past five (5) years, neither any of the Reporting Persons nor,
to the best knowledge of any of the Reporting Persons, any of the other persons
listed on Schedules A through J attached hereto, has been (i) convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or
(ii) a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to United States federal or state securities
laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
The Prior Filers originally acquired the Original Warrants to purchase
3,999,762 shares of Common Stock ("Shares") as more fully set forth in a
Schedule 13G dated February 17, 1999. The Original Warrants were issued pursuant
to a Securities Purchase Agreement dated as of April 30, 1998 among the Company
and the purchasers named therein.
Pursuant to a Securities Purchase Agreement dated as of October 1, 1999
among the Company, the guarantors named therein and the purchasers named
therein, the Company has issued to the DLJ Funds (i) warrants to purchase
14,079,762 Shares and 2005 Notes in connection with a "plan of reorganization"
under Section 368(a)(1)(E) of the Internal Revenue Code of 1986, as amended, of
the Company in exchange for all of the Original Warrants and certain existing
12% Senior Subordinated Notes due 2005 (including accrued and unpaid interest)
of the Company and (ii) warrants to purchase 9,765,000 Shares along with 2002
Notes in connection with a new investment by the DLJ Funds. The general
partners, limited partners and stockholders, as applicable, of the DLJ Funds
contributed $2,100,000 as a new investment to purchase the 2002 Notes and
9,765,000 related warrants to purchase Shares.
Item 4. Purpose of Transaction.
The DLJ Funds acquired the warrants owned of record by them in the ordinary
course of their respective investment activities and as contemplated by its
organizational documents.
Except as described in this Statement, as of the date hereof, the Reporting
Parties have not formulated any specific plans or proposals which relate to or
would result in: (a) the acquisition by any person of additional securities of
the Company or the disposition of securities of the Company; (b) an
extraordinary corporate transaction, such as a merger, reorganization or
liquidation involving the Company; (c) a sale or transfer of a material amount
of assets of the Company; (d) any change in the present board of directors or
management of the Company, including any plans or proposals to change the number
or term of directors or to fill any existing vacancies on the board; (e) any
material change in the present capitalization or dividend policy of the Company;
(f) any other
Page 22 of 59 Pages
<PAGE>
material change in the Company's business or corporate structure; (g) changes in
the Company's charter or bylaws or other actions which may impede the
acquisition of control of the Company by any person; (h) causing a class of
securities of the Company to be delisted from a national securities exchange or
to cease to be authorized to be quoted in an inter-dealer quotation (i) causing
a class of equity securities of the Company to become eligible for termination
of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of
1934, as amended (the "Act"); or (j) any action similar to any of those
enumerated above.
Item 5. Interests in Securities of the Issuer
(a) and (b) Investment Partners beneficially owns 19,268,839 Shares, which
constitutes 21.9% of the Shares of the Company, 2,036,400 of which are subject
to termination upon the payment in cash of all interest due on the 2005 Notes
(the "Optional Cash Payment") on each of March 15, 2000 and September 15, 2000
(each an "Interest Payment Date"). 7,891,050 Shares beneficially owned by
Investment Partners are subject to reallocation based upon the pro rata
investment in the 2002 Notes by each of the purchasers thereof if other
purchasers of the 2002 Notes make an additional investment in the 2002 Notes of
up to $1,000,000 in aggregate principal amount within 60 days after October 1,
1999 (the "Additional Investment").
Funding beneficially owns 2,746,484 Shares, which constitutes 3.1% of the
Shares of the Company, 290,160 of which are subject to termination upon the
occurrence of the Optional Cash Payment on each Interest Payment Date. 1,125,300
Shares beneficially owned by Funding are subject to reallocation upon the
occurrence of the Additional Investment.
ESC II beneficially owns 1,829,439 Shares, which constitutes 2.1% of the
Shares of the Company, 193,440 of which are subject to termination upon the
occurrence of the Optional Cash Payment on each Interest Payment Date. 748,650
Shares beneficially owned by ESC II are subject to reallocation upon the
occurrence of the Additional Investment.
Collectively the DLJ Funds beneficially own 23,844,762 Shares, which
constitutes 27.1% of the Shares of the Company, 2,520,000 of which are subject
to termination upon the occurrence of the Optional Cash Payment on each Interest
Payment Date. 9,765,000 Shares beneficially owned by DLJ Funds are subject to
reallocation upon the occurrence of the Additional Investment.
Each of the DLJ Entities may be deemed to beneficially own the Shares held
by the DLJ Funds (collectively, the "Investors' Shares"). As the sole
stockholder of DLJCI, DLJ may be deemed, for purposes of Rule 13d-3 under the
Act, to beneficially own indirectly the Investors' Shares that may be deemed to
be owned beneficially by DLJCI. Because of AXA Financial's ownership of DLJ, AXA
Financial may be deemed, for purposes of Rule 13d-3 under the Act, to
beneficially own indirectly the Investors' Shares that may be deemed to be
beneficially owned indirectly by DLJ. Each of DLJ and AXA Financial disclaims
beneficial ownership of the Investors' Shares.
Because of AXA's ownership interest in AXA Financial, and the AXA Voting
Trustees' power to vote the AXA Financial shares placed in the AXA Voting Trust,
each of AXA and the AXA Voting Trustees may be deemed, for purposes of Rule
13d-3 under the Act, to beneficially own indirectly the Investors' Shares that
AXA Financial may be deemed to beneficially own indirectly. Because of the
direct and indirect ownership interest in AXA of Finaxa and the Mutuelles AXA,
each of Finaxa and the Mutuelles AXA may be deemed, for purposes of Rule 13d-3
under the Act, to beneficially own indirectly the Investors' Shares that AXA may
be deemed to beneficially own indirectly. AXA, Finaxa, the Mutuelles AXA, and
the AXA Voting Trustees expressly disclaim beneficial ownership of any of the
Investors' Shares.
(c) None.
(d) To the best knowledge of the Reporting Parties, no person other than
those identified in this Schedule has the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of, the
securities reported on this Schedule.
Page 23 of 59 Pages
<PAGE>
(e) Not applicable.
Item 6. Contracts, Arrangements, Understanding or Relationships with Respect to
Securities of the Issuer
None.
Item 7. Material to be Filed as Exhibits
Exhibit 1 - Joint Filing Agreement
Exhibit 2 - Powers of Attorney
Page 24 of 59 Pages
<PAGE>
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
DLJ Investment Partners, L.P.
By DLJ Investment Partners, Inc.,
as General Partner
By: /s/ Ivy Dodes
---------------------------------
Name: Ivy Dodes
Title: Vice President
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
DLJ Investment Associates, L.P.
By DLJ Investment Partners, Inc.,
as General Partner
By: /s/ Ivy Dodes
---------------------------------
Name: Ivy Dodes
Title: Vice President
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
DLJ Investment Partners, Inc.
By: /s/ Ivy Dodes
---------------------------------
Name: Ivy Dodes
Title: Vice President
Page 25 of 59 Pages
<PAGE>
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
DLJ ESC II L.P.
By DLJ LBO Plans Management Corporation,
as General Partner
By: /s/ Ivy Dodes
---------------------------------
Name: Ivy Dodes
Title: Vice President
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
DLJ LBO Plans Management Corporation
By: /s/ Ivy Dodes
---------------------------------
Name: Ivy Dodes
Title: Vice President
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
DLJ Investment Funding, Inc.
By: /s/ Ivy Dodes
---------------------------------
Name: Ivy Dodes
Title: vice President
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
Donaldson, Lufkin & Jenrette, Inc.
By: /s/ Marjorie S. White
---------------------------------
Name: Marjorie S. White
Title: Secretary and Vice President
Page 26 of 59 Pages
<PAGE>
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
AXA Financial, Inc.
By: /s/ Alvin H. Fenichel
---------------------------------
Name: Alvin H. Fenichel
Title: Senior Vice President and
Controller
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
DLJ Capital Investors, Inc.
By: /s/ Marjorie S. White
---------------------------------
Name: Marjorie S. White
Title: Secretary
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 1999
AXA Assurances I.A.R.D. Mutuelle
AXA Assurances Vie Mutuelle
AXA Courtage Assurance Mutuelle
AXA Conseil Vie Assurance Mutuelle
Finaxa
AXA
Claude Bebear, as AXA Voting Trustee
Patrice Garnier, as AXA Voting Trustee
Henri de Clermont-Tonnerre, as AXA
Voting Trustee
Signed on behalf of each of the above
By: /s/ Alvin H. Fenichel
---------------------------------
Name: Alvin H. Fenichel
Title: Attorney-in-fact
Page 27 of 59 Pages
<PAGE>
Schedule A
Executive Officers and Directors
of
DLJ Investment Funding, Inc.
The names of the Directors and the names and titles of the Executive
Officers of DLJ Investment Funding, Inc. ("IF INC") and their principal
occupations are set forth below. The Director's or Executive Officer's business
address is that of IF INC at 277 Park Avenue, New York, New York 10172. Unless
otherwise indicated, each occupation set forth opposite an individual's name
refers to IF INC and each individual is a United States citizen.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Hamilton E. James Chairman; Managing Director, Donaldson,
Lufkin & Jenrette, Inc.
* Nicole S. Arnaboldi Managing Director
* Thompson Dean Managing Director
Carlos Garcia Managing Director
* Peter T. Grauer Managing Director
* David L. Jaffe Managing Director
* Lawrence M.v.D. Schloss Managing Director and Chief Operating
Officer
* Karl R. Wyss Managing Director
- ------------
* Director
Page 28 of 59 Pages
<PAGE>
Schedule B
Executive Officers and Directors
of
DLJ Capital Investors, Inc.
The names of the Directors and the names and titles of the Executive
Officers of DLJ Capital Investors, Inc. ("DLJCI") and their business addresses
and principal occupations are set forth below. If no address is given, the
Director's or Executive Officer's business address is that of DLJCI at 277 Park
Avenue, New York, New York 10172. Unless otherwise indicated, each occupation
set forth opposite an individual's name refers to DLJCI and each individual is a
United States citizen.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* John S. Chalsty Chairman; Chairman, Donaldson, Lufkin &
Jenrette, Inc.
* Hamilton E. James Chief Executive Officer; Chairman,
Banking Group, Donaldson, Lufkin &
Jenrette, Inc.
* Joe L. Roby Chief Operating Officer; President and
Chief Executive Officer, Donaldson, Lufkin
& Jenrette, Inc.
* Anthony F. Daddino Executive Vice President; Executive Vice
President and Chief Financial Officer,
Donaldson, Lufkin & Jenrette, Inc.
Marjorie S. White Secretary
Charles J. Hendrickson Treasurer
Stuart S. Flamberg Director of Taxes
Mark A. Competiello Vice President and Tax Manager
- ------------
* Director
Page 29 of 59 Pages
<PAGE>
Schedule C
Executive Officers and Directors
of
Donaldson, Lufkin & Jenrette, Inc.
The names of the Directors and the names and titles of the Executive
Officers of Donaldson, Lufkin & Jenrette, Inc. ("DLJ") and their business
addresses and principal occupations are set forth below. If no address is given,
the Director's or Executive Officer's business address is that of DLJ at 277
Park Avenue, New York, New York 10172. Unless otherwise indicated, each
occupation set forth opposite an individual's name refers to DLJ and each
individual is a United States citizen.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* John S. Chalsty Chairman
* Joe L. Roby President and Chief Executive
Officer
* Henri de Castries (1) Senior Executive Vice President
AXA Financial Services and Life
23, avenue Matignon Insurance Activities, AXA
75008 Paris, France
* Denis Duverne (1) Senior Vice President -
AXA International Life, AXA
23, avenue Matignon
75008 Paris, France
* Louis Harris Chairman and Chief Executive
LH Research Officer, LH Research (research)
152 East 38th Street
New York, New York 10016-2605
* Henri G. Hottinguer (3) Chairman and Chief Executive
Banque Hottinguer Officer, Banque Hottinguer
38, rue de Provence (banking)
75009 Paris, France
* W. Edwin Jarmain (2) President, Jarmain Group Inc.
Jarmain Group Inc. (private investment holding
Suite 2525, Box 36 company)
121 King Street, West
Toronto, Ontario
M5H 3T9 Canada
* Francis Jungers Retired
19880 NW Nestucca Drive
Portland, Oregon 97229
* Anthony F. Daddino Executive Vice President and
Chief Financial Officer
Page 30 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Edward D. Miller President and Chief Executive
1290 Avenue of the Americas Officer, AXA Financial, Inc.
New York, New York 10104
* W. J. Sanders, III Chairman and Chief Executive
Advanced Micro Devices, Inc. Officer, Advanced Micro Devices
901 Thompson Place
Sunnyvale, CA 94086
* Stanley B. Tulin Executive Vice President and
Chief Financial Officer,
AXA Financial, Inc.
* John C. West Chairman, Siebels Bruce Group,
Bothea, Jordan & Griffin Inc.
23B Shelter Cove
Hilton Head Island, SC 29928
* Hamilton E. James Chairman, DLJ's Banking Group
* Richard S. Pechter Chairman, DLJ's Financial
Services Group
* David DeLucia Head, DLJ's Fixed Income Division
Chief Financial Officer
* Stuart M. Robbins Managing Director, DLJ's Global
Institutional Equities Group
* Jane Mack Gould Senior Vice President and
Portfolio Manager, Alliance
* Michael Hegarty Vice Chairman and Chief
Operating, AXA Financial, Inc.
- ------------
* Director
(1) Citizen of the Republic of France
(2) Citizen of Canada
(3) Citizen of Switzerland
Page 31 of 59 Pages
<PAGE>
Schedule D
Executive Officers and Directors
of
AXA Financial, Inc.
The names of the Directors and the names and titles of the Executive
Officers of AXA Financial, Inc. ("AXA Financial") and their business addresses
and principal occupations are set forth below. If no address is given, the
Director's or Executive Officer's business address is that of AXA Financial at
1290 Avenue of the Americas, New York, New York 10104. Unless otherwise
indicated, each occupation set forth opposite an individual's name refers to AXA
Financial and each individual is a United States citizen.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Claude Bebear (1) Chairman of the Executive
AXA Board, AXA
23, avenue Matignon
75008 Paris, France
* John S. Chalsty Chairman, Donaldson, Lufkin &
Donaldson, Lufkin & Jenrette, Inc. Jenrette, Inc.
277 Park Avenue
New York, NY 10172
* Francoise Colloc'h (1) Senior Executive Vice
AXA President, Group Human
23, avenue Matignon Resources and Communications,
75008 Paris, France AXA
* Henri de Castries (1) Chairman of the Board; Senior
AXA Executive Vice President,
23, avenue Matignon Financial Services and Life
75008 Paris, France Insurance Activities, U.S. &
U.K.), AXA
* Joseph L. Dionne Chairman and Chief Executive
The McGraw-Hill Companies Officer, The McGraw-Hill
1221 Avenue of the Americas Companies (publishing)
New York, NY 10020
* Jean-Rene Fourtou (1) Chairman and Chief Executive
Rhone-Poulenc S.A. Officer, Rhone-Poulenc S.A.
25 Quai Paul Doumer (manufacturer of chemicals and
92408 Courbevoie Cedex agricultural products)
France
* Jacques Friedmann (1) Chairman of the Supervisory
AXA Board, AXA
9, Place Vendome
75001 Paris
France
Page 32 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
Robert E. Garber Executive Vice President and
General Counsel; Executive
Vice President and General
Counsel, The Equitable Life
Assurance Society of the
United States
* Donald J. Greene, Esq. Counselor-at-Law, Partner,
LeBoeuf, Lamb, Greene & LeBoeuf, Lamb, Greene &
MacRae, L.L.P. MacRae, L.L.P. (law firm)
125 West 55th Street
New York, NY 10019
* Anthony J. Hamilton (2) Group Chairman and Chief
Fox-Pitt, Kelton Group Limited Executive Officer, Fox-Pitt,
35 Wilson Street Kelton Group Limited (finance)
London, England EC2M 2SJ
* John T. Hartley Retired Chairman and Chief
Harris Corporation Executive Officer, currently
1025 NASA Boulevard Director, Harris Corporation
Melbourne, FL 32919 (manufacturer of electronic,
telephone and copying systems)
* John H. F. Haskell, Jr. Director and Managing
Warburg Dillon Read LLC Director, Warburg Dillon Read
299 Park Avenue LLC (formerly, SBC Warburg
New York, NY 10171 Dillon Read, Inc.) (investment
banking firm)
Michael Hegarty Vice Chairman of the Board and
Chief Operating Officer;
President and Chief Operating
Officer, The Equitable Life
Assurance Society of the
United States
* Nina Henderson President, BestFoods Grocery
BestFoods Grocery (formerly, CPC
700 Sylvan Avenue International, Inc.) (food
Englewood, NJ 07632 manufacturer)
* W. Edwin Jarmain (3) President, Jarmain Group Inc.
Jarmain Group Inc. (private investment holding
Suite 2525 company)
121 King Street West
Toronto, Ontario M5H 3T9
Canada
* Edward D. Miller President and Chief Executive
Officer; Chairman and Chief
Executive Officer, The
Equitable Life Assurance
Society of the United States
Page 33 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
Peter D. Noris Executive Vice President and
Chief Investment Officer;
Executive Vice President and
Chief Investment Officer, The
Equitable Life Assurance
Society of the United States
* Didier Pineau-Valencienne(1) Vice Chairman, Credit Suisse
64, rue de Miromesnil First Boston
75008 Paris, France (investment banking firm)
* George J. Sella, Jr. Retired Chairman and Chief
American Cyanamid Company Executive Officer, American
P.O. Box 397 Cyanamid Company (manufacturer
Newton, NJ 07860 of pharmaceutical products and
agricultural products)
Jose Suquet Executive Vice President;
Executive Vice President and
Chief Distribution Officer;
The Equitable Life Assurance
Society of the United States
* Peter J. Tobin Dean, College of Business
College of Business Administration Administration (education)
St. John's University
8000 Utopia Parkway
Bent Hall
Jamaica, NY 11439
Stanley B. Tulin Executive Vice President and
Chief Financial Officer; Vice
Chairman of the Board and
Chief Financial Officer, The
Equitable Life Assurance
Society of the United States
* Dave H. Williams Chairman and Chief Executive
Alliance Capital Corp. Officer, Alliance Capital
Management Corporation Management Corp. (investment
1345 Avenue of the Americas adviser)
New York, NY 10105
- ------------
* Director
(1) Citizen of the Republic of France
(2) Citizen of United Kingdom
(3) Citizen of Canada
Page 34 of 59 Pages
<PAGE>
Schedule E
Members of Executive Committee and Supervisory Board
of
AXA
The names and titles (for the Executive Committee members) of the Members
of the Executive Committee and Supervisory Board of AXA and their business
addresses and principal occupations are set forth below. If no address is given,
the Member's business is 23, avenue Matignon, 75008 Paris, France. Unless
otherwise indicated, each occupation set forth opposite an individual's name
refers to AXA and each individual is a citizen of the Republic of France.
Members of the Executive Committee
Name, Business Address Present Principal Occupation
- ---------------------- ----------------------------
Claude Bebear Chairman of the Executive Board
Donald Brydon (1) Senior Executive Vice President, AXA
Asset Management Europe
Henri de Castries Senior Executive Vice President,
Financial Services and Insurance
Activities (U.S. and U.K.)
John Chalsty (2) Senior Executive Vice President;
Chairman and Chief Executive Officer,
Donaldson, Lufkin & Jenrette, Inc.
(investment banking)
Francoise Colloch Senior Executive Vice President, Group
Human Resources and Communications
Jean-Pierre Gerard (3) Senior Executive Vice President; Chief
Executive Officer, Royale Beige
(insurance)
Denis Kessler Senior Executive Vice President,
Insurance Activities outside France,
U.K. and U.S.
Claus Kleyboldt (4) Senior Executive Vice President;
Chairman of the Executive Board of
AXA Colonia (insurance)
Gerard de La Martiniere Senior Executive Vice President, Chief
Financial Officer
Edward D. Miller (2) Senior Executive Vice President;
President and Chief Executive Officer,
AXA Financial, Inc.
Jean-Louis Meunier Senior Executive Vice President,
Central Underwriting Officer
Michel Pinault Senior Executive Vice President, Group
Administration
Page 35 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
- ---------------------- ----------------------------
Claude Tendil Senior Executive Vice President, French
Insurance Activities, international risks,
transborder insurance projects and information
systems policy
Geoff Tomlinson (5) Senior Executive Vice President;
Managing Director, National Mutual
Holdings (insurance)
Dave H. Williams (2) Senior Executive Vice President;
Chairman and Chief Executive Officer,
Alliance Capital Management
Corporation (investment adviser)
Mark Wood (1) Senior Executive Vice President;
Managing Director, Sun Life &
Provincial Holdings plc
Page 36 of 59 Pages
<PAGE>
Members of the Supervisory Board
Name, Business Address Present Principal Occupation
- ---------------------- ----------------------------
Jacques Friedmann Chairman of the Supervisory
9, Place Vendome Board
75008 Paris, France
Jean-Louis Beffa Chairman and Chief Executive
"Les Miroirs" Officer, Compagnie de St.
Cedex 27 Gobain (industry)
92096 Paris La Defense, France
Antoine Bernheim General Partner, Lazard Freres
121, Avenue Haussman et Cie (investment banking);
75008 Paris, France Chairman, Assicurazioni
Generali S.p.A. (insurance)
Jacques Calvet Former Chairman of the
75, avenue de la Grande Armee Executive Board, Peugeot S.A.
75116 Paris, France (auto manufacturer)
David Dautreseme General Partner, Lazard Freres
121, Boulevard Haussman et Cie (investment banking)
75008 Paris, France
Guy Dejouany Honorary Chairman, Compagnie
52, rue d'Anjou Generaledes Eaux (industry and
75008 Paris, France services)
Paul Desmarais (7) Chairman and Chief Executive
751, Square Victoria Officer, Power Corporation
Montreal Quebec (industry and services)
H3Y 3JY Canada
Jean-Rene Fourtou Chairman and Chief Executive
25, quai Paul Doumer Officer, Rhone-Poulenc S.A.
93408 Courbevoie Cedex (industry)
France
Michel Francois-Poncet Chairman of the Supervisory
5, Rue d'Antin Board, Compagnie Financiere de
75002 Paris, France Paribas (financial services
and banking)
Patrice Garnier Director, Finaxa
Latreaumont
76360 Baretin, France
Anthony J. Hamilton (1) General Partner, Fox-Pitt,
35 Wilson Street Kelton Group Limited (finance)
London, England EC2M 2SJ
Henri Hottinguer (6) Vice Chairman, Financier
38, rue de Provence Hottinguer (banking)
75009 Paris, France
Page 37 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
- ---------------------- ----------------------------
Richard H. Jenrette (2) Senior Advisor, Donaldson,
c/o Donaldson, Lukfin & Jenrette, Inc. Lukfin & Jenrette, Inc.
277 Park Avenue (investment banking)
New York, New York 10172
Henri Lachmann Chairman and Chief Executive
56, rue Jean Giraudoux Officer, Stafor Facom (office
67200 Strasbourg, France furniture)
Gerard Mestallet Chairman of the Executive Board
1, rue d'Astorg (finance) Suez Lyonnaise des
75008 Paris, France Eaux
Friedel Neuber Chairman of the Executive
Girozentrade Herzogstrasse 15 Board, WestDeutsche Landesbank
D40127 Dusseldorf, Germany (banking)
Alfred von Oppenheim (4) Chairman, Bank Oppenheim
Konsortium Oppenheim (banking)
Unter Sachsenrausen 4
50667 Koln, Germany
Michel Pebereau Chairman and Chief Executive
16, Boulevard des Italiens Officer, Banque Nationale de
75009 Paris, France Paris (banking)
Didier Pineau-Valencienne Chairman and Chief Executive
64-70, avenue Jean Baptiste Clement Officer, Schneider S.A.
92646 Boulogne Cedex, France (electric equipment)
Bruno Roger General Partner, Lazard Freres
121, Boulevard Hausmann & Cie (investment banking)
75008 Paris, France
Simone Rozes First Honorary President, Cour
2, rue Villaret de Joyeuse de Cassation (government)
75017 Paris, France
- ------------
(1) Citizen of the United Kingdom (2) Citizen of the United States of America
(3) Citizen of Belgium (4) Citizen of Germany (5) Citizen of Australia (6)
Citizen of Switzerland (7) Citizen of Canada
Page 38 of 59 Pages
<PAGE>
Schedule F
Executive Officers and
Members of Conseil d'Administration
of
FINAXA
The names of the Members of Conseil d'Administration and the names and
titles of the Executive Officers of Finaxa and their business addresses and
principal occupations are set forth below. If no address is given, the Member's
or Executive Officer's business address is that of Finaxa at 23, avenue
Matignon, 75008 Paris, France. Unless otherwise indicated, each occupation set
forth opposite an individual's name refers to Finaxa and each individual is a
citizen of the Republic of France.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Claude Bebear Chairman and Chief Executive
Officer; Chairman of the
Executive Board, AXA
* Henri de Clermont-Tonnerre Chairman of the Supervisory
4, avenue Van Dyke Board, Qualis SCA
75008 Paris, France (transportation)
* Jean-Rene Fourtou Chairman and Chief Executive
25, quai Paul Doumer Officer, Rhone-Poulenc S.A.)
92408 Courbevoie Cedex (industry)
France
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Hottinguer (1) Chairman and Chief Executive
38, rue de Provence Officer, Banque Hottinguer
75009 Paris, France (banking)
* Paul Hottinguer (1) Assistant Chairman and Chief
38, rue de Provence Executive Officer, Banque
75009 Paris, France Hottinguer (banking)
* Henri Lachmann Chairman and Chief Executive
56, rue Jean Giraudoux Officer, Strafor Facom
67000 Strasbourg, France (office furniture)
* Andre Levy-Lang Chief Executive Officer, Paribas
3, rue d'Antin (banking)
75002 Paris, France
Christien Manset Vice Chairman of the Supervisory
3, rue d'Antin Board, Banque Paribas
75002 Paris, France
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan, France
Page 39 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
Emilio Ybarra (2) Chairman, Banco Bilbao Vizcaya
Paseo de la Castillone, 8 (banking)
28046 Madrid, Spain
- ------------
* Member, Conseil d'Administration
(1) Citizen of Switzerland
(2) Citizen of Spain
Page 40 of 59 Pages
<PAGE>
Schedule G
Executive Officers and
Members of Conseil d'Administration
of
AXA ASSURANCES I.A.R.D. MUTUELLE
The names of the Members of Conseil d'Administration and the names and
titles of the Executive Officers of AXA Assurances I.A.R.D. Mutuelle and their
business addresses and principal occupations are set forth below. If no address
is given, the Member's or Executive Officer's business address is that of AXA
Assurances I.A.R.D. Mutuelle at 21, rue de Chateaudun, 75009 Paris, France.
Unless otherwise indicated, each occupation set forth opposite an individual's
name refers to AXA Assurances I.A.R.D. Mutuelle and each individual is a citizen
of the Republic of France.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Claude Bebear Chairman; Chairman of the
23, avenue Matignon Executive Board, AXA
75008 Paris, France
Jean-Luc Bertozzi Executive Officer
* Jean-Pierre Chaffin Manager, Federation de la
5, rue la Bruyere Metallurgie (industry)
75009 Paris, France
* Gerard Coutelle Retired
* Henri de Castries Senior Executive Vice
23, avenue Matignon President, Financial Services
75008 Paris, France and Life Insurance Activities
(U.S. & U.K.), AXA
* Jean-Rene Fourtou Chairman and Chief Executive
25, quai Paul Doumer Officer, Rhone-Poulenc S.A.
92408 Courbevoie Cedex (industry)
France
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Lachmann Chairman and Chief Executive
56, rue Jean Giraudoux Officer, Strafor Facom
67000 Strasbourg, France (office furniture)
* Francois Richer Retired
Georges Rousseau Retired
* 2, rue des Mouettes
76130 Mont Saint Aignan, France
* Claude Tendil Chief Executive Officer;
Senior Executive Vice
President, French Insurance
Activities, AXA
Page 41 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Nicolas Thiery Chairman and Chief Executive
6 Cite de la Chapelle Officer, Etablissements
75018 Paris, France Jaillard (management
consulting)
* Francis Vaudour Chief Executive Officer,
14, boulevard Industriel Segafredo Zanetti France S.A.
76301 Sotteville les Rouen, France (coffee importing and
processing)
- ------------
* Member, Conseil d'Administration
Page 42 of 59 Pages
<PAGE>
Schedule H
Executive Officers and
Members of Conseil d'Administration
of
AXA ASSURANCES VIE MUTUELLE
The names of the Members of Conseil d'Administration and the names and
titles of the Executive Officers of AXA Assurances Vie Mutuelle and their
business addresses and principal occupations are set forth below. If no address
is given, the Member's or Executive Officer's business address is that of AXA
Assurances Vie Mutuelle at 21, rue de Chateaudun, 75009 Paris, France. Unless
otherwise indicated, each occupation set forth opposite an individual's name
refers to AXA Assurances Vie Mutuelle and each individual is a citizen of the
Republic of France.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Claude Bebear Chairman; Chairman of the
23, avenue Matignon Executive Board, AXA
75008 Paris, France
Jean-Luc Bertozzi Executive Vice President
* Jean-Pierre Chaffin Manager, Federation de la
11, rue de Rome Metallurgie (industry)
75008 Paris, France
* Henri de Castries Senior Executive Vice
23, avenue Matignon President, Financial Services
75008 Paris, France and Life Insurance Activities
(U.S. & U.K.), AXA
* Henri de Clermont-Tonnerre Chairman of the Supervisory
4, avenue Van Dyke Board, Qualis SCA
75008 Paris, France (transportation)
* Gerard Coutelle Retired
* Jean-Rene Fourtou Chairman and Chief Executive
25, quai Paul Doumer Officer, Rhone-Poulenc S.A.
92408 Courbevoie Cedex (industry)
France
* Henri Lachmann Vice Chairman; Chairman and
56, rue Jean Giraudoux Chief Executive Officer,
67000 Strasbourg, France Strafor Facom (office
furniture)
* Francois Richer Retired
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan, France
* Claude Tendil Chief Executive Officer;
Tour Assur 38 Senior Executive Vice
92083 Paris La Defense, France President, French Insurance
Activities, AXA
Page 43 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Nicolas Thiery Chairman and Chief Executive
6 Cite de la Chapelle Officer, Etablissements
75018 Paris, France Jaillard (management
consulting)
* Francis Vaudour Chief Executive Officer,
14, boulevard Industriel Segafredo Zanetti France S.A.
76301 Sotteville les Rouen, France (coffee importing and
processing)
- ------------
* Member, Conseil d'Administration
Page 44 of 59 Pages
<PAGE>
Schedule I
Executive Officers and
Members of Conseil d'Administration
of
AXA COURTAGE ASSURANCE MUTUELLE
The names of the Members of Conseil d'Administration and the names and
titles of the Executive Officers of AXA Courtage Assurance Mutuelle and their
business addresses and principal occupations are set forth below. If no address
is given, the Member's or Executive Officer's business address is that of AXA
Courtage Assurance Mutuelle at 26, rue de Louis-le-Grand, 75002 Paris, France.
Unless otherwise indicated, each occupation set forth opposite an individual's
name refers to AXA Courtage Assurance Mutuelle and each individual is a citizen
of the Republic of France.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Claude Bebear Chairman; Chairman
23, avenue Matignon of the Executive
75008 Paris, France Board, AXA
* Francis Cordier Chairman and Chief
rue Nicephore Niepce BP 232 76304 Sotteville Executive Officer,
Les Rouen, France Group Demay Lesieur
(food industry)
* Gerard Coutelle Retired
* Henri de Castries Senior Executive
23, avenue Matignon Vice President,
75008 Paris, France Financial Services
and Life Insurance
Activities (U.S. &
U.K.), AXA
* Jean-Rene Fourtou Chairman and Chief
25, quai Paul Doumer Executive Officer,
92408 Courbevoie Cedex Rhone Poulenc S.A.
France (industry)
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Lachmann Vice Chairman;
56, rue Jean Giraudoux Chairman and Chief
67000 Strasbourg, France Executive Officer,
Strafor Facom
(office furniture)
* Francis Magnan Chairman and Chief
50, boulevard des Dames Executive Officer,
13002 Marseille, France Compagnie Daher
(air and sea
transportation)
* Jean de Ribes Chairman and Chief
38, rue Fortuny Executive Officer,
75008 Paris, France Banque Rivaud
(banking)
Page 45 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan, France
* Jean-Paul Saillard Manager, AXA
23, avenue Matignon
75008 Paris, France
* Claude Tendil Chief Executive
Tour Assur 38 Officer; Senior
92083 Paris La Defense, France Executive Vice
President, French
Insurance
Activities, AXA
- ------------
* Member, Conseil d'Administration
Page 46 of 59 Pages
<PAGE>
Schedule J
Executive Officers and
Members of Conseil d'Administration
of
AXA CONSEIL VIE ASSURANCE MUTUELLE
The names of the Members of Conseil d'Administration and the names and
titles of the Executive Officers of Alpha Assurances Vie Mutuelle and their
business addresses and principal occupations are set forth below. If no address
is given, the Member's or Executive Officer's business address is that of Alpha
Assurances Vie Mutuelle at Tour Franklin, 100/101 Terrasse Boieldieu, Cedex 11,
92042 Paris La Defense, France. Unless otherwise indicated, each occupation set
forth opposite an individual's name refers to Alpha Assurances Vie Mutuelle and
each individual is a citizen of the Republic of France.
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Claude Bebear Chairman; Chairman of the
23, avenue Matignon Executive Board, AXA
75008 Paris, France
* Henri Brischoux Corporate Secretary; AXA
Tour Assua 38 Assurance France
92083 Paris La Defense, France
* Bernard Cornille Audit Manager, AXA Assurances
21, rue de Chateaudun
75009 Paris, France
* Henri de Castries Senior Executive Vice
23, avenue Matignon President, Financial
75008 Paris, France Services and Life Insurance
Activities (U.S. & U.K.), AXA
* Henri de Clermont-Tonnerre Chairman of the Supervisory
4, avenue Van Dyke Board, Qualis SCA
75008 Paris, France (transportation)
* Claude Fath Chairman of the Executive
Tour Assur 28F Board, UAP Vie
92083 Paris Las Defense, France
* Jean-Rene Fourtou Chairman and Chief Executive
25, quai Paul Doumer Officer, Rhone
92408 Courbevoie Cedex Poulenc S.A. (industry)
France
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Lachmann Vice Chairman; Chairman and
56, rue Jean Giraudoux Chief Executive Officer,
67000 Strasbourg, France Strafor Facom (office
furniture)
Page 47 of 59 Pages
<PAGE>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan, France
* Claude Tendil Chief Executive Officer; Senior
Tour Assur 38 Executive Vice President,
92083 Paris La Defense, France French Insurance Activities,
AXA
* Francis Vaudour Chief Executive Officer,
14, boulevard Industriel Segafredo Zanetti France S.A.
76301 Sotteville les Rouen, (coffee importing and
France processing)
- ------------
* Member, Conseil d'Administration
Page 48 of 59 Pages
<PAGE>
EXHIBIT 1
Joint Filing Agreement
In accordance with Rule 13d-1(k) under the Securities Exchange Act of
1934, as amended, each of the persons named below agrees to the joint filing of
a Statement on Schedule 13D (including amendments thereto) with respect to the
common stock, par value $0.01, of Geokinetics Inc., a Delaware corporation, and
further agrees that this Joint Filing Agreement be included as an exhibit to
such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no
person shall be responsible for the completeness or accuracy of the information
concerning the other persons making the filing, unless such person knows or has
reason to believe that such information is inaccurate. This Joint Filing may be
executed in any number of counterparts, all of which together shall constitute
one and the same instrument.
DLJ Investment Partners, L.P.
By: DLJ Investment Partners, Inc.
its: General Partner
By: /s/ Ivy Dodes
----------------------------------
Name: Ivy Dodes
Title: Vice President
DLJ Investment Associates, L.P.
By: DLJ Investment Partners, Inc.
its: General Partner
By: /s/ Ivy Dodes
----------------------------------
Name: Ivy Dodes
Title: Vice President
DLJ Investment Partners, Inc.
By: /s/ Ivy Dodes
----------------------------------
Name: Ivy Dodes
Title: Vice President
By: /s/ Ivy Dodes
----------------------------------
Name: Ivy Dodes
Title: Vice President
DLJ ESC II L.P.
By: DLJ LBO Plans Management Corporation
its: General Partner
By: /s/ Ivy Dodes
----------------------------------
Name: Ivy Dodes
Title: Vice President
Page 49 of 59 Pages
<PAGE>
DLJ LBO Plans Management Corporation
By: /s/ Ivy Dodes
----------------------------------
Name: Ivy Dodes
Title: Vice President
DLJ Capital Investors, Inc.
By: /s/ Marjorie S. White
----------------------------------
Name: Marjorie S. White
Title: Secretary
Donaldson, Lufkin & Jenrette, Inc.
By: /s/ Marjorie S. White
----------------------------------
Name: Marjorie S. White
Title: Secretary and Vice President
AXA Financial, Inc.
By: /s/ Alvin H. Fenichel
----------------------------------
Name: Alvin H. Fenichel
Title: Senior Vice President and
Controller
AXA Assurances I.A.R.D. Mutuelle
AXA Assurances Vie Mutuelle
AXA Courtage Assurance Mutuelle
AXA Conseil Vie Assurance Mutuelle
Finaxa
AXA
Claude Bebear, as AXA Voting Trustee
Patrice Garnier, as AXA Voting Trustee
Henri de Clermont-Tonnerre, as AXA Voting Trustee
Signed on behalf of each of the above
By: /s/ Alvin H. Fenichel
----------------------------------
Name: Alvin H. Fenichel
Title: Attorney-in-fact
Page 50 of 59 Pages
<PAGE>
EXHIBIT 2
Power of Attorney
AXA, a societe anonyme organized under the laws of the Republic of France
(the "Corporation"), hereby constitutes and appoints each of Richard V. Silver,
Henry Q. Conley, Alvin H. Fenichel and Allen J. Zabusky, acting singly, as the
true and lawful attorney-in-fact and agent, with full power of substitution and
resubstitution, for the Corporation and in the name, place and stead of the
Corporation, in any and all capacities, to execute for and on behalf of the
Corporation, all Schedules 13D and Schedules 13G as required by the Securities
Exchange Act of 1934, as amended, and any and all amendments thereto, and to
file the same, with all exhibits thereto, and other documents in connection
therewith, with the Securities and Exchange Commission, the issuer and relevant
stock exchanges (individually, each a "Filing"); provided, however, that unless
specifically instructed in writing by the Corporation, this Power of Attorney
does not authorize any of the above-listed attorneys-in-fact and agents of the
Corporation (or any person substituted or resubstituted therefor) to execute or
file for or on behalf of the Corporation any Filing with respect to (i) the
Common Stock, par value $.01 per share, of AXA Financial, Inc., a Delaware
corporation, or (ii) the Units Representing Assignments of Beneficial Ownership
of Limited Partnership Interests in Alliance Capital Management L.P., a Delaware
limited partnership. The Corporation hereby grants to such attorneys-in-fact and
agents of the Corporation full power and authority to do and perform each and
every act and thing requisite and necessary to be done, as fully to all intents
and purposes as the Corporation might or could, and hereby ratifies and confirms
all that said attorneys-in-fact and agents of the Corporation or their
substitute or substitutes may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Corporation, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Corporation.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
AXA
By: /s/ Claude Bebear
-------------------------------
Name: Claude Bebear
Title: Chairman and Chief
Executive Officer
Page 51 of 59 Pages
<PAGE>
Power of Attorney
Finaxa, a societe anonyme organized under the laws of the Republic of
France (the "Corporation"), hereby constitutes and appoints each of Richard V.
Silver, Henry Q. Conley, Alvin H. Fenichel and Allen J. Zabusky, acting singly,
as the true and lawful attorney-in-fact and agent, with full power of
substitution and resubstitution, for the Corporation and in the name, place and
stead of the Corporation, in any and all capacities, to execute for and on
behalf of the Corporation, all Schedules 13D and Schedules 13G as required by
the Securities Exchange Act of 1934, as amended, and any and all amendments
thereto, and to file the same, with all exhibits thereto, and other documents in
connection therewith, with the Securities and Exchange Commission, the issuer
and relevant stock exchanges (individually, each a "Filing"); provided, however,
that unless specifically instructed in writing by the Corporation, this Power of
Attorney does not authorize any of the above-listed attorneys-in-fact and agents
of the Corporation (or any person substituted or resubstituted therefor) to
execute or file for or on behalf of the Corporation any Filing with respect to
(i) the Common Stock, par value $.01 per share, of AXA Financial, Inc., a
Delaware corporation, or (ii) the Units Representing Assignments of Beneficial
Ownership of Limited Partnership Interests in Alliance Capital Management L.P.,
a Delaware limited partnership. The Corporation hereby grants to such
attorneys-in-fact and agents of the Corporation full power and authority to do
and perform each and every act and thing requisite and necessary to be done, as
fully to all intents and purposes as the Corporation might or could, and hereby
ratifies and confirms all that said attorneys-in-fact and agents of the
Corporation or their substitute or substitutes may lawfully do or cause to be
done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Corporation, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Corporation.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
FINAXA
By: /s/ Claude Bebear
-------------------------------
Name: Claude Bebear
Title: Chairman and Chief
Executive Officer
Page 52 of 59 Pages
<PAGE>
Power of Attorney
AXA Assurances I.A.R.D. Mutuelle, a mutual insurance company organized
under the laws of the Republic of France (the "Corporation"), hereby constitutes
and appoints each of Richard V. Silver, Henry Q. Conley, Alvin H. Fenichel and
Allen J. Zabusky, acting singly, as the true and lawful attorney-in-fact and
agent, with full power of substitution and resubstitution, for the Corporation
and in the name, place and stead of the Corporation, in any and all capacities,
to execute for and on behalf of the Corporation, all Schedules 13D and Schedules
13G as required by the Securities Exchange Act of 1934, as amended, and any and
all amendments thereto, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, the issuer and relevant stock exchanges (individually, each a
"Filing"); provided, however, that unless specifically instructed in writing by
the Corporation, this Power of Attorney does not authorize any of the
above-listed attorneys-in-fact and agents of the Corporation (or any person
substituted or resubstituted therefor) to execute or file for or on behalf of
the Corporation any Filing with respect to (i) the Common Stock, par value $.01
per share, of the Equitable Companies Incorporated, a Delaware corporation, or
(ii) the Units Representing Assignments of Beneficial Ownership of Limited
Partnership Interests in Alliance Capital Management L.P., a Delaware limited
partnership. The Corporation hereby grants to such attorneys-in-fact and agents
of the Corporation full power and authority to do and perform each and every act
and thing requisite and necessary to be done, as fully to all intents and
purposes as the Corporation might or could, and hereby ratifies and confirms all
that said attorneys-in-fact and agents of the Corporation or their substitute or
substitutes may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Corporation, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Corporation.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
AXA ASSURANCES I.A.R.D. MUTUELLE
By: /s/ Claude Bebear
-------------------------------
Name: Claude Bebear
Title: Chairman and Chief
Executive Officer
Page 53 of 59 Pages
<PAGE>
Power of Attorney
AXA Assurances Vie Mutuelle, a mutual insurance company organized under the
laws of the Republic of France (the "Corporation"), hereby constitutes and
appoints each of Richard V. Silver, Henry Q. Conley, Alvin H. Fenichel and Allen
J. Zabusky, acting singly, as the true and lawful attorney-in-fact and agent,
with full power of substitution and resubstitution, for the Corporation and in
the name, place and stead of the Corporation, in any and all capacities, to
execute for and on behalf of the Corporation, all Schedules 13D and Schedules
13G as required by the Securities Exchange Act of 1934, as amended, and any and
all amendments thereto, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, the issuer and relevant stock exchanges (individually, each a
"Filing"); provided, however, that unless specifically instructed in writing by
the Corporation, this Power of Attorney does not authorize any of the
above-listed attorneys-in-fact and agents of the Corporation (or any person
substituted or resubstituted therefor) to execute or file for or on behalf of
the Corporation any Filing with respect to (i) the Common Stock, par value $.01
per share, of the Equitable Companies Incorporated, a Delaware corporation, or
(ii) the Units Representing Assignments of Beneficial Ownership of Limited
Partnership Interests in Alliance Capital Management L.P., a Delaware limited
partnership. The Corporation hereby grants to such attorneys-in-fact and agents
of the Corporation full power and authority to do and perform each and every act
and thing requisite and necessary to be done, as fully to all intents and
purposes as the Corporation might or could, and hereby ratifies and confirms all
that said attorneys-in-fact and agents of the Corporation or their substitute or
substitutes may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Corporation, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Corporation.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
AXA ASSURANCES VIE MUTUELLE
By: /s/ Claude Tendil
-------------------------------
Name: Claude Tendil
Title: Chief Executive Officer
Page 54 of 59 Pages
<PAGE>
Power of Attorney
AXA Courtage Assurance Mutuelle, a mutual insurance company organized under
the laws of the Republic of France (the "Corporation"), hereby constitutes and
appoints each of Richard V. Silver, Henry Q. Conley, Alvin H. Fenichel and Allen
J. Zabusky, acting singly, as the true and lawful attorney-in-fact and agent,
with full power of substitution and resubstitution, for the Corporation and in
the name, place and stead of the Corporation, in any and all capacities, to
execute for and on behalf of the Corporation, all Schedules 13D and Schedules
13G as required by the Securities Exchange Act of 1934, as amended, and any and
all amendments thereto, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, the issuer and relevant stock exchanges (individually, each a
"Filing"); provided, however, that unless specifically instructed in writing by
the Corporation, this Power of Attorney does not authorize any of the
above-listed attorneys-in-fact and agents of the Corporation (or any person
substituted or resubstituted therefor) to execute or file for or on behalf of
the Corporation any Filing with respect to (i) the Common Stock, par value $.01
per share, of the Equitable Companies Incorporated, a Delaware corporation, or
(ii) the Units Representing Assignments of Beneficial Ownership of Limited
Partnership Interests in Alliance Capital Management L.P., a Delaware limited
partnership. The Corporation hereby grants to such attorneys-in-fact and agents
of the Corporation full power and authority to do and perform each and every act
and thing requisite and necessary to be done, as fully to all intents and
purposes as the Corporation might or could, and hereby ratifies and confirms all
that said attorneys-in-fact and agents of the Corporation or their substitute or
substitutes may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Corporation, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Corporation.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
AXA COURTAGE ASSURANCE MUTUELLE
By: /s/ Claude Tendil
-------------------------------
Name: Claude Tendil
Title: Chief Executive Officer
Page 55 of 59 Pages
<PAGE>
Power of Attorney
AXA Conseil Vie Assurance Mutuelle, a mutual insurance company organized
under the laws of the Republic of France (the "Corporation"), hereby constitutes
and appoints each of Richard V. Silver, Henry Q. Conley, Alvin H. Fenichel and
Allen J. Zabusky, acting singly, as the true and lawful attorney-in-fact and
agent, with full power of substitution and resubstitution, for the Corporation
and in the name, place and stead of the Corporation, in any and all capacities,
to execute for and on behalf of the Corporation, all Schedules 13D and Schedules
13G as required by the Securities Exchange Act of 1934, as amended, and any and
all amendments thereto, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, the issuer and relevant stock exchanges (individually, each a
"Filing"); provided, however, that unless specifically instructed in writing by
the Corporation, this Power of Attorney does not authorize any of the
above-listed attorneys-in-fact and agents of the Corporation (or any person
substituted or resubstituted therefor) to execute or file for or on behalf of
the Corporation any Filing with respect to (i) the Common Stock, par value $.01
per share, of AXA Financial, Inc., a Delaware corporation, or (ii) the Units
Representing Assignments of Beneficial Ownership of Limited Partnership
Interests in Alliance Capital Management L.P., a Delaware limited partnership.
The Corporation hereby grants to such attorneys-in-fact and agents of the
Corporation full power and authority to do and perform each and every act and
thing requisite and necessary to be done, as fully to all intents and purposes
as the Corporation might or could, and hereby ratifies and confirms all that
said attorneys-in-fact and agents of the Corporation or their substitute or
substitutes may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Corporation, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Corporation.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
AXA CONSEIL VIE ASSURANCE MUTUELLE
By: /s/ Claude Tendil
-------------------------------
Name: Claude Tendil
Title: Chief Executive Officer
Page 56 of 59 Pages
<PAGE>
Power of Attorney
Patrice Garnier, as a Voting Trustee (the "Trustee"), pursuant to a Voting
Trust Agreement dated as of May 12, 1992, by and among AXA, a societe anonyme
organized under the laws of Republic of France, and the Voting Trustees
identified therein, hereby constitutes and appoints each of Richard V. Silver,
Henry Q. Conley, Alvin H. Fenichel and Allen J. Zabusky, acting singly, as the
true and lawful attorney-in-fact and agent, with full power of substitution and
resubstitution, for the Trustee and in the name, place and stead of the Trustee,
in any and all capacities, to execute for and on behalf of the Trustee, all
Schedules 13D and Schedules 13G as required by the Securities Exchange Act of
1934, as amended, and any and all amendments thereto, and to file the same, with
all exhibits thereto, and other documents in connection therewith, with the
Securities and Exchange Commission, the issuer and relevant stock exchanges
(individually, each a "Filing"); provided, however, that unless specifically
instructed in writing by the Trustee, this Power of Attorney does not authorize
any of the above-listed attorneys-in-fact and agents of the Trustee (or any
person substituted or resubstituted therefor) to execute or file for or on
behalf of the Trustee any Filing with respect to (i) the Common Stock, par value
$.01 per share, of AXA Financial, Inc., a Delaware corporation or (ii) the Units
Representing Assignments of Beneficial Ownership of Limited Partnership
Interests in Alliance Capital Management L.P., a Delaware limited partnership.
The Trustee hereby grants to such attorneys-in-fact and agents of the Trustee
full power and authority to do and perform each and every act and thing
requisite and necessary to be done, as fully to all intents and purposes as the
Trustee might or could, and hereby ratifies and confirms all that said
attorneys-in-fact and agents of the Trustee or their substitute or substitutes
may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Trustee, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13 (d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Trustee.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
By: /s/ Patrice Garnier
-------------------------------
Name: Patrice Garnier
Title: Voting Trustee
Page 57 of 59 Pages
<PAGE>
Power of Attorney
Claude Bebear, as a Voting Trustee (the "Trustee"), pursuant to a Voting
Trust Agreement dated as of May 12, 1992, by and among AXA, a societe anonyme
organized under the laws of the Republic of France, and the Voting Trustees
identified therein, hereby constitutes and appoints each of Richard V. Silver,
Henry Q. Conley, Alvin H. Fenichel and Allen J. Zabusky, acting singly, as the
true and lawful attorney-in-fact and agent, with full power of substitution and
resubstitution, for the Trustee and in the name, place and stead of the Trustee,
in any and all capacities, to execute for and on behalf of the Trustee, all
Schedules 13D and Schedules 13G as required by the Securities Exchange Act of
1934, as amended, and any and all amendments thereto, and to file the same, with
all exhibits thereto, and other documents in connection therewith, with the
Securities and Exchange Commission, the issuer and relevant stock exchanges
(individually, each a "Filing"); provided, however, that unless specifically
instructed in writing by the Trustee, this Power of Attorney does not authorize
any of the above-listed attorneys-in-fact and agents of the Trustee (or any
person substituted or resubstituted therefor) to execute or file for or on
behalf of the Trustee any Filing with respect to (i) the Common Stock, par value
$.01 per share, of AXA Financial, Inc., a Delaware corporation, or (ii) the
Units Representing Assignments of Beneficial Ownership of Limited Partnership
Interests in Alliance Capital Management L.P., a Delaware limited partnership.
The Trustee hereby grants to such attorneys-in-fact and agents of the Trustee
full power and authority to do and perform each and every act and thing
requisite and necessary to be done, as fully to all intents and purposes as the
Trustee might or could, and hereby ratifies and confirms all that said
attorneys-in-fact and agents of the Trustee or their substitute or substitutes
may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Trustee, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Trustee.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
By: /s/ Claude Bebear
-------------------------------
Name: Claude Bebear
Title: Voting Trustee
Page 58 of 59 Pages
<PAGE>
Power of Attorney
Henri de Clermont-Tonnerre, as Voting Trustee (the "Trustee"), pursuant to
a Voting Trust Agreement dated as of May 12, 1992, by and among AXA, a societe
anonyme organized under the laws of the Republic of France and the Voting
Trustees identified herein, hereby constitutes and appoints each of Richard V.
Silver, Henry Q. Conley, Alvin H. Fenichel and Allen J. Zabusky, acting singly,
as the true and lawful attorney-in-fact and agent, with full power of
substitution and resubstitution, for the Trustee and in the name, place and
stead of the Trustee, in any and all capacities, to execute for and on behalf of
the Trustee, all Schedules 13D and Schedules 13G as required by the Securities
Exchange Act of 1934, as amended, and any and all amendments thereto, and to
file the same, with all exhibits thereto, and other documents in connection
therewith, with the Securities and Exchange Commission, the issuer and relevant
stock exchanges (individually, each a "Filing"); provided, however, that unless
specifically instructed in writing by the Trustee, this Power of Attorney does
not authorize any of the above-listed attorneys-in-fact and agents of the
Trustee (or any person substituted or resubstituted therefor) to execute or file
for or on behalf of the Trustee any Filing with respect to (i) the Common Stock,
par value $.01 per share, of AXA Financial, Inc., a Delaware corporation, or
(ii) the Units Representing Assignments of Beneficial Ownership of Limited
Partnership Interests in Alliance Capital Management L.P., a Delaware limited
partnership. The Trustee hereby grants to such attorneys-in-fact and agents of
the Trustee full power and authority to do and perform each and every act and
thing requisite and necessary to be done, as fully to all intents and purposes
as the Trustee might or could, and hereby ratifies and confirms all that said
attorneys-in-fact and agents of the Trustee or their substitute or substitutes
may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact and
agents of the Trustee, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 13(d) of the Securities Exchange Act of 1934.
The powers hereby conferred upon the said attorneys-in-fact and agents
shall continue in force until notice of the revocation of this Power of Attorney
has been received by the said attorneys-in-fact and agents of the Trustee.
IN WITNESS WHEREOF, the undersigned has hereunto subscribed this Power of
Attorney this 24 day of June, 1996.
By: /s/ Henri de Clermont-Tonnerre
-------------------------------
Name: Henri de Clermont-Tonnerre
Title: Voting Trustee
Page 59 of 59 Pages
