TRIARC COMPANIES INC
144, 2000-09-21
BEVERAGES
Previous: DELAWARE GROUP EQUITY FUNDS I, 497, 2000-09-21
Next: ECHELON CORP, SC 13D, 2000-09-21







<PAGE>
                            UNITED STATES
                 SECURITIES AND EXCHANGE COMMISSION
                        Washington, DC 20549

                              FORM 144

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

ATTENTION: Transmit for filing 3 copies of this form concurrently with either
           placing an order with a broker to execute sale or executing a sale
           directly with a market maker.

<TABLE>
<S>                                          <C>                <C>
1(a) Name of Issuer (please type or print)  (b) IRS Ident. No.  (c) S.E.C. File No.
Triarc Companies, Inc.                          38-0471180            1-2207
-----------------------------------------   -----------------   ------------------
1(d) Address of Issuer  Street     City       State   Zip Code  (e) Telephone No.
                                                                AREA CODE  NUMBER
      280 Park Avenue             New York    NY      10017       (212)  451-3000
  ------------------------------------------------------- -----------------------
2(a) Name of Person for     (b) IRS       (c) Relationship
     Whose Account the          Ident.        to
     Securities are to          No.           Issuer
     Be Sold
     Joseph A. Levato       ###-##-####       Director
  ------------------------  -----------   ----------------

2(d) Address Street       City         State     Zip
 4 Sutton Court          Mendham        NJ      07945
--------------------------------------------------------------------
</TABLE>
------------------------------
         OMB APPROVAL
------------------------------
OMB Number:          3235-0101
Expires:       August 31, 2000
Estimated average burden
hours per response........2.0
------------------------------
------------------------------
          SEC USE ONLY
------------------------------
DOCUMENT SEQUENCE NO.

------------------------------
CUSIP NUMBER

------------------------------
WORK LOCATION

------------------------------

INSTRUCTION: The person filing this notice should contact the issuer to obtain
the I.R.S. Identification Number and the S.E.C. File Number.


3(a) Title of      (b) Name and         SEC USE ONLY       (c) Number
    the Class of       Address of       Broker-Dealer          of Shares
    Securities         Each Broker      File Number            or Other
    To be Sold         Through Whom                            Units to
                       the Securities                          be Sold
                       are to be                               (See Instr. (c))
                       Offered or
                       Each Market
                       Maker who is
                       Acquiring the
                       Securities

<TABLE>
Class A                Merril Lynch                                   15,000
Common Stock           P.O. Box 904
                       Morristown, NJ
                       07963-0904
-----------------     -------------------     ------------------    ---------------------
<S>                   <C>                     <C>                   <C>
3(d) Aggregate         (e) Number of          (f) Approximate       (g) Name of
     Market Value          Shares or              Date of Sale          Each
     (See Instr. 3(d))     Other Units            (See Instr. 3(f))     Securities
                           Outstanding            (Mo. Day Yr.)         Exchange
                           (See Instr. 3(e))                            (See Instr. 3(g))
$373,000                   20,010,743             09-20-00              New York
                                                                        Stock Exchange
------------------    -------------------     ------------------   --------------
</TABLE>

INSTRUCTIONS:
1. (a) Name of Issuer
   (b) Issuer's I.R.S. Identification Number
   (c) Issuer's S.E.C. file number, if any
   (d) Issuer's address, including zip code
   (e) Issuer's telephone number, including area code

2. (a) Name of person for whose account the securities are to be sold
   (b) Such person's I.R.S. identification number, if such person is an entity
   (c) Such person's relationship to the issuer (e.g., officer, director, 10%
       stockholder, or member of immediate family of any of the foregoing)
   (d) Such person's address, including zip code

3. (a) Title of the class of securities to be sold
   (b) Name and address of each broker through whom the securities are intended
       to be sold
   (c) Number of shares or other units to be sold (if debt securities, give the
       aggregate face amount)
   (d) Aggregate market value of the securities to be sold as of a specified
       date within 10 days prior to the filing of this notice
   (e) Number of shares or other units of the class outstanding, or if debt
       securities the face amount thereof outstanding, as shown by the most
       recent report or statement published by the issuer
   (f) Approximate date on which the securities are to be sold
   (g) Name of each securities exchange, if any, on which the securities are
       intended to be sold

POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.



<PAGE>

TABLE I - SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the
securities to be sold and with respect to the payment of all or any part of the
purchase price or other consideration therefor:


<TABLE>
<CAPTION>
Title of     Date you           Nature of Acquisition       Name of Person
the Class    Acquired           Transaction                 From Whom Acquired
                                                            (If gift, also give date
                                                            donor acquired)

Class A      April 24, 1993     Restricted Stock Award     Triarc Companies, Inc.
Common
Stock
-------      --------------    ------------------------    ---------------------------
<S>          <C>                <C>                        <C>
Amount of    Date of            Nature of Payment
Securities   Payment
Acquired

25,000       April 24, 1993    Represented stock award
                               with restrictions, Restrictions
                               terminated January 16, 1996
--------     --------------    ------------------------------
</TABLE>

INSTRUCTIONS:

1. If the securities were purchased and full payment therefor was not made
in cash at the time of purchase, explain in the table or in a note thereto the
nature of the consideration given. If the consideration consisted of any note
or other obligation, or if payment was made in installments describe the
arrangement and state when the note or other obligation was discharged in full
or the last installment paid.

2. If within two years after the acquisition of the securities the person for
whose account they are to be sold had any short positions, put or other option
to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish
full information with respect thereto.

TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold
during the past 3 months by the person for whose account the securities are
to be sold.

Name and Address            Title of     Date   Amount of    Gross
Of Seller                   Securities   of     Securities   Proceeds
                            Sold         Sale   Sold

------------------------    ----------   -----  ----------  ---------
REMARKS:

INSTRUCTIONS:

See the definition of "person" in paragraph (a) of Rule 144. Information is to
be given not only as to the person for whose account the securities are to be
sold but also as to all other persons included in that definition. In addition,
information shall be given as to sales by all persons whose sales are required
by paragraph (e) of Rule 144 to be aggregated with sales for the account of the
person filing this notice.

ATTENTION:

The person for whose account the Securities to which this notice
relates are to be sold hereby represents by signing this notice
that he does not know any material adverse information in regard to the
current and prospective operations of the Issuer of the securities to be
sold which has not been publicly disclosed.

  September 20, 2000                   /s/ Joseph A. Levato
-----------------------------    -------------------------------------
     Date of Notice                        Signature

 The notice shall be signed by the person for whose account the securities are
     to be sold. At least one copy of the notice shall be manually signed.
     Any copies not manually signed shall bear typed or printed signatures.

-------------------------------------------------------------------------------
  ATTENTION: Intentional misstatements or omission of facts constitute Federal
                  Criminal Violations (See 18 U.S.C. 1001)
-------------------------------------------------------------------------------




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission