Form 3
U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
WASHINGTON, D.C. 20549 OMB NUMBER
3235-0104
EXPIRES:
APRIL 30, 1997
Estimated
average burden
hours per
response...0.5
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company At of 1935 or Section
30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person
Brann & Isaacson
184 Main Street, PO Box 3070
Lewiston, ME 04243-3070
2. Date of Event Requiring Statement 01/08/97
3. IRS or Social Security Number of Reporting Person (voluntary)
01-0034230
4. Issuer Name and Ticker or Trading Symbol
Novametrix Medical Systems, Inc.
5. Relationship of Reporting Person to Issuer
X Other Law Firm
6. If Amendment, Date of Original 06/18/96
<TABLE>
Table 1 - Non-Derivative Secuirites Beneficially Owned
<S> <C> <C>
1. Title of Security 2. Amount of Securities 3.Ownership
Instr. 4 Benficially Owned Form:
Instr. 4 Direct (D) or Indirect
(I)Instr.5
B. Takuhe Ghugasian & Vartan Ghugasian 40,000 D
C. Vartan Ghugasian 13,500 D
E. John Orestis 74,500 D
F. Thomas B. Dunham 5,650 D
G. Sandra Dunham 54,020 D
H. Armen Ghugasian 5,000 D
I. Richard Boulet 128,750 D
J. John Gross and Susan Gross 135,535 D
K. Dana Gross 2,950 D
L. Andrew Gross 3,680 D
M. Lillian I. Allen 4,380 D
N. John C. Allen, Sr. 6,270 D
O. Roland R. Batson 35,000 D
P. Adrienne R. and Anthony N. Emmi 21,000 D
Q. Donn and Linda Gifford 16,000 D
R. Robert R. and Ginette Gladu 20,000 D
S. Edgar Morin 900 D
T. Raymond E. Robhiaud 2,900 D
U. Normand F. and Pauline G. Doyon 11,500 D
V. Richard James 22,400 D
W. Diane James 1,500 D
X. Pierre Levesque 21,925 D
Y. William Lagerson 80,000 D
</TABLE>
<TABLE>
Table II - Derivative Securities Beneficially Owned
(e.g.. puts, calls, warrants, options, convertible securities)
<S> <C> <C> <C> <C> <C> <C>
1. Title of Derivative Security Date Exp. Title Amount Conv Owner
Exer. Date Shares Price ship
Deriv. Dir/ Form
Sec. Indir.
Vartan and Takuhe Ghugasian Now 12/8/97 A Warrants 3,000 4.95 D
Vartan and Takuhe Ghugasian Now 12/8/99 B Warrants 1,000 5.85 D
John Orestis Now 12/8/97 A Warrants 18,820 4.95 D
John Orestis Now 12/8/99 B Warrants 50,640 5.85 D
Thomas and Sandra Dunham Now 12/8/97 A Warrants 11,790 4.95 D
Thomas and Sandra Dunham Now 12/8/99 B Warrants 8,290 5.85 D
John F. and Susan T. Gross Now 12/8/97 A Warrants 1,900 4.95 D
John F. and Susan T. Gross Now 12/8/99 B Warrants 2,500 5.85 D
Lillian I. Allen Now Warrants 850 D
John C. Allen Sr. Now Warrants 830 D
Roland R. Batson Now 12/8/97 A Warrants 12,000 4.95 D
Roland R. Batson Now 12/8/99 B Warrants 12,000 5.85 D
Donn and Linda Gifford Now Warrants 5,000 D
Edgar Morin Now Warrants 400 D
Raymond E. Robichaud Now Warrants 8,000 D
Richard James Now Warrants 25,850 D
Diane James Now Warrants 4,000 D
Pierre Levesque Now Warrants 2,200 D
</TABLE>
Signature of Reporting Person 1/14/97
Brann & Isaacson
Irving Isaacson, Partner