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<PAGE> 1
<TABLE>
<S> <C>
------------------------------
OMB APPROVAL
------------------------------
OMB Number: 3235-006
Expires: February 28, 1994
UNITED STATES Estimated average burden
SECURITIES AND EXCHANGE COMMISSION hours per form . . . . 24.60
WASHINGTON, D.C. 20549 ------------------------------
--------------------
SEC USE ONLY
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FORM 13F
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</TABLE>
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13 (F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
-------- --
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: / /
Todd Investment Advisors, Inc. 28-834
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Name of Institutional Investment Manager Form 13-F File Number
3160 National City Tower, 101 South Fifth Street, Louisville, KY 40202
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Bosworth M. Todd (502) 585-3121 Chairman
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person whom it is signed represent hereby that all information contained
therein is true, correct and complete. It is understood that all required items,
statements and schedules are considered integral parts of this Form and the
submission of any amendment represents that all unamended items, statements and
schedules remain true, correct and complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of Louisville and State of Kentucky on the 4th day of
May 1999.
TODD INVESTMENT ADVISORS, INC.
------------------------------------------------
(Name of Institutional Investment Manager)
Bosworth M. Todd
------------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file number of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
is alphabetical order).
13F File Numbers will be assigned to Institutional Investment Manager after they
file their first report.
Name: 13f file No.: Name: 13f file No.:
- ------------ ------------- ----------------- -------------
1. 6.
- ------------ ------------- ----------------- -------------
2. 7.
- ------------ ------------- ----------------- -------------
3. 8.
- ------------ ------------- ----------------- -------------
4. 9.
- ------------ ------------- ----------------- -------------
5. 10.
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<PAGE> 2
Page 1 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
Abbott Labs Common 002824100 4,458 95,232
Aegon NV Common 007924103 2,366 26,329
Albertsons Inc. Common 013104104 278 5,100
Allied Signal Common 019512102 2,799 56,900
Amer Home Prod. Common 026609107 2,132 32,676
American Intl Group Common 026874107 5,374 44,555
Ameritech Corp. Common 030954101 4,548 78,932
Anheuser Busch Common 035229103 3,172 41,670
Applix Common 038316105 64 15,000
Ashland Inc. Common 044204105 207 5,052
Atlantic Richfield Common 048825103 681 9,319
Automatic Data Common 053015103 446 10,790
Avon Products Common 054303102 518 11,000
Bank One Corp Common 06423A103 3,622 65,778
COLUMN TOTALS 30,665
<CAPTION>
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
-------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: ----------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers --------------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs 42,632 52,600
Aegon NV 1,388 24,941
Albertsons Inc. 800 4,300
Allied Signal 31,700 25,200
Amer Home Prod. 2,000 30,676
American Intl Group 31,325 13,230
Ameritech Corp. 40,192 38,740
Anheuser Busch 31,070 10,600
Applix 0 15,000
Ashland Inc. 0 5,052
Atlantic Richfield 1,619 7,700
Automatic Data 4,490 6,300
Avon Products 1,000 10,000
Bank One Corp 6,902 58,876
COLUMN TOTALS
</TABLE>
<PAGE> 3
Page 2 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
------------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
Bankamerica Corp Common 06605F102 4,281 60,612
Bell Atlantic Common 077853109 3,446 66,672
Bellsouth Corp. Common 079860102 2,494 62,264
Berkshire Hathaway Common 084670207 1,335 568
Best Foods Common 08658U101 216 4,600
Block, H& R Inc. Common 093671105 3,656 77,177
Box Hill System Common 10316R108 133 26,000
BP Amoco PLC Common 055622104 1,272 12,590
Bristol Myers Common 110122108 4,632 72,228
Brown Foreman Corp B Common 115637209 449 7,800
Century Telephone Enter Common 156686107 485 6,900
Chevron Corp Common 166751107 325 3,665
Cincinatti Financial Corp Common 172062101 499 13,695
Cisco Sys Inc Common 17275R102 7,232 66,011
COLUMN TOTALS 30,455
<CAPTION>
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
-------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers ----------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Bankamerica Corp 43,312 17,300
Bell Atlantic 37,310 29,362
Bellsouth Corp. 31,300 30,964
Berkshire Hathaway 63 505
Best Foods 0 4,600
Block, H& R Inc. 45,977 31,200
Box Hill System 0 26,000
BP Amoco PLC 0 12,590
Bristol Myers 34,644 37,584
Brown Foreman Corp B 1,100 6,700
Century Telephone Enter 375 6,525
Chevron Corp 600 3,065
Cincinatti Financial Corp 0 13,695
Cisco Sys Inc 37,254 28,757
COLUMN TOTALS
</TABLE>
<PAGE> 4
Page 3 of 9
<TABLE>
<CAPTION>
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
----------------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
Coastal Corp. Common 190441105 1,238 37,520
Coca Cola Co Common 191216100 3,659 59,618
Colgate Palmolive Common 194162103 294 3,200
Computer Assoc. Common 204912109 2,096 58,948
Consolidated Edison Common 209115104 890 19,639
Delta Air Lines Common 247361108 3,085 44,390
Disney Walt Company Common 254687106 380 12,200
Dover Corp Common 260003108 332 10,100
Dow Chemical Common 260543103 438 4,699
Du Pont E I Common 263534109 1,416 24,394
Duke Energy Common 264399106 1,675 30,560
Emerson Elec Co Common 291011104 911 17,200
Englehard Corp. Common 292845104 1,909 112,688
Exxon Corp. Common 302290101 5,956 84,410
COLUMN TOTALS 24,279
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers ------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
Coastal Corp. 7,320 30,200
Coca Cola Co 24,350 35,268
Colgate Palmolive 0 3,200
Computer Assoc. 32,198 26,750
Consolidated Edison 3,639 16,000
Delta Air Lines 27,090 17,300
Disney Walt Company 0 12,200
Dover Corp 0 10,100
Dow Chemical 29 4,670
Du Pont E I 14,700 9,694
Duke Energy 17,160 13,400
Emerson Elec Co 3,370 13,830
Englehard Corp. 68,738 43,950
Exxon Corp. 30,165 54,245
COLUMN TOTALS
</TABLE>
<PAGE> 5
Page 4 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
----------------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
Federal Home Loan Mtg Co Common 313400301 424 7,400
Federal Natl Mtg Common 313586109 2,516 36,330
Federal Realty Invt Tr Common 313747206 336 15,839
Felcor Lodging Tr Inc Common 31430F101 649 28,000
Fifth Third Bancorp Common 316773100 1,019 15,451
First American Common 318900107 334 9,000
First Industrial Realty Common 32054K103 1,426 59,590
First Union Corp Common 337358105 3,780 70,737
First Virginia Bank Common 337477103 404 8,850
Ford Motor Co. Common 345370100 3,560 62,807
Gannett Inc. Common 364730101 291 4,620
GTE Corp Common 362320103 4,753 78,557
General Electric Common 369604103 11,907 107,636
General Magic Common 370253106 58 16,000
COLUMN TOTALS 31,457
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers -----------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
Federal Home Loan Mtg Co 0 7,400
Federal Natl Mtg 34,430 1,900
Federal Realty Invt Tr 928 14,911
Felcor Lodging Tr Inc 26,000 2,000
Fifth Third Bancorp 600 14,851
First American 1,000 8,000
First Industrial Realty 33,340 26,250
First Union Corp 37,593 33,144
First Virginia Bank 1,650 7,200
Ford Motor Co. 35,365 27,442
Gannett Inc. 0 4,620
GTE Corp 43,096 35,461
General Electric 44,967 62,669
General Magic 0 16,000
COLUMN TOTALS
</TABLE>
<PAGE> 6
Page 5 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
----------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
Genuine Parts Company Common 372460105 371 12,862
Heinz H.J. Co. Common 423074103 227 4,800
Hewlett Packard Co Common 428236103 1,822 26,871
Hillenbrand Ind Inc. Common 431573104 374 8,100
Home Depot Common 437076102 4,996 80,250
Hubbell Inc. Common 443510201 564 14,100
I B M Common 459200101 4,127 23,284
Intel Corp. Common 458140100 3,518 29,591
Interpublic Group Common 460690100 1,986 25,500
Jefferson Pilot Common 475070108 327 4,825
Johnson & Johnson Common 478160104 4,457 47,670
Kerr McGee Common 492386107 226 6,900
Kimberly Clark Common 494368103 2,095 43,710
Lexmark Intl Common 529771107 733 6,550
COLUMN TOTALS 25,823
<CAPTION>
(SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers -------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
Genuine Parts Company 0 12,862
Heinz H.J. Co. 0 4,800
Hewlett Packard Co 17,921 8,950
Hillenbrand Ind Inc. 1,000 7,100
Home Depot 50,950 29,300
Hubbell Inc. 1,500 12,600
I B M 13,400 9,884
Intel Corp. 15,601 13,990
Interpublic Group 25,500 0
Jefferson Pilot 0 4,825
Johnson & Johnson 22,300 25,370
Kerr McGee 2,400 4,500
Kimberly Clark 41,110 2,600
Lexmark Intl 400 6,150
COLUMN TOTALS
</TABLE>
<PAGE> 7
Page 6 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
-----------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
L G & E Energy Common 501917108 628 30,179
Lilly, Eli & Company Common 532457108 1,697 20,000
Lucent Technologies Common 549463107 248 2,300
Mack Cali Rlty Corp Common 554489104 1,410 48,020
Marsh McLennan Common 571748102 361 4,860
May Dept Stores Common 577778103 1,127 28,802
MBIA Common 55262C100 203 3,500
MBNA Corp. Common 55262L100 4,871 204,022
McDonalds Corp. Common 580135101 2,158 47,630
Medtronic Inc. Common 585055106 469 6,525
Mellon Bank Common 585509102 303 4,300
Merck & Co Inc Common 589331107 7,966 99,420
Microsoft Corp. Common 594918104 6,350 70,850
Minnesota Mng & Mfg Common 504059105 224 3,162
COLUMN TOTALS 28,015
<CAPTION>
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers ----------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
L G & E Energy 2,499 27,680
Lilly, Eli & Company 12,800 7,200
Lucent Technologies 0 2,300
Mack Cali Rlty Corp 30,020 18,000
Marsh McLennan 0 4,860
May Dept Stores 2,730 26,072
MBIA 0 3,500
MBNA Corp. 108,882 95,140
McDonalds Corp. 32,980 14,650
Medtronic Inc. 0 6,525
Mellon Bank 600 3,700
Merck & Co Inc 31,420 68,000
Microsoft Corp. 33,590 37,260
Minnesota Mng & Mfg 0 3,162
COLUMN TOTALS
</TABLE>
<PAGE> 8
Page 7 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
Mobil Corp Common 607059102 911 10,350
Monsanto Common 611662107 312 6,800
Morgan, J. P. & Co. Common 616880100 1,735 14,063
National City Corp. Common 635405103 3,280 49,418
Norfolk Southern Co. Common 655844108 320 12,133
Northern States Pwr Common 665772109 1,561 67,300
Pfizer Inc. Common 717081103 2,511 18,100
Philip Morris, Inc Common 718154107 2,222 63,177
Phycor Inc. Common 71940F100 185 39,000
PPG Industries Common 693506107 374 7,300
Proctor & Gamble Co. Common 742718109 3,397 34,681
Providian Finl Corp Common 74406A102 2,092 19,020
Raytheon Common 755111408 2,496 42,566
Regions Finl corp. Common 758940100 772 22,300
COLUMN TOTALS 22,168
</TABLE>
<TABLE>
<CAPTION>
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
---------------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers -------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
Mobil Corp 400 9,950
Monsanto 500 6,300
Morgan, J. P. & Co. 12,163 1,900
National City Corp. 1,650 47,768
Norfolk Southern Co. 0 12,133
Northern States Pwr 44,500 22,800
Pfizer Inc. 16,100 2,000
Philip Morris, Inc 8,444 54,733
Phycor Inc. 39,000 0
PPG Industries 1,500 5,800
Proctor & Gamble Co. 4,600 30,081
Providian Finl Corp 0 19,020
Raytheon 20,602 21,964
Regions Finl corp. 21,000 1,300
COLUMN TOTALS
</TABLE>
<PAGE> 9
Page 8 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
------------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
Royal Dutch Petroleum Common 780257804 3,159 60,758
Safeway Inc. Common 786514208 2,319 45,200
Sara Lee Corp. Common 803111103 1,267 51,200
SBC Communications Common 78387G103 2,685 56,898
Schering Plough Corp Common 806605101 939 17,000
Sears Common 812387108 1,265 27,994
Service Corp International Common 817565104 154 10,800
Simon Property Group Common 828806109 1,311 47,792
Spieker Pptys Inc Common 848497103 324 9,200
State Str Corp Common 857477103 452 5,500
Teco Energy Inc. Common 872375100 1,836 92,360
Tee Comm Electrs Inc. Common 87900H100 0 10,000
Texaco Inc. Common 881694103 2,805 49,421
Texas Utilities Co Common 882848104 2,247 53,500
COLUMN TOTALS 20,763
<CAPTION>
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers -------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
Royal Dutch Petroleum 30,108 30,650
Safeway Inc. 45,200 0
Sara Lee Corp. 30,000 21,200
SBC Communications 42,200 14,698
Schering Plough Corp 0 17,000
Sears 21,094 6,900
Service Corp International 1,000 9,800
Simon Property Group 25,092 22,700
Spieker Pptys Inc 2,500 6,700
State Str Corp 0 5,500
Teco Energy Inc. 64,660 27,700
Tee Comm Electrs Inc. 0 10,000
Texaco Inc. 27,901 21,520
Texas Utilities Co 38,700 14,800
COLUMN TOTALS
</TABLE>
<PAGE> 10
Page 9 of 9
<TABLE>
<CAPTION>
FORM 13F
Name of Reporting Manager Todd Investment Advisors
-------------------------------------------------------------------------
Item 2: Item 4: Item 5:
Item 1: Title Item 3: Fair Shares of
Name of Issuer of CUSIP Market Principal
Class Number Value Amount
<S> <C> <C> <C> <C>
United Technologies Common 913017109 4,707 34,756
Viasoft Common 92552U102 58 14,000
Wachovia Corp. Common 929771103 3,756 46,258
Walgreens Co. Common 931422109 927 32,800
Walmart Stores Common 931142103 6,101 66,184
Warner Lambert Co. Common 934488107 431 6,500
COLUMN TOTALS 15,980
COMPANY TOTALS 229,605
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
--------------------------------------------------
Item 6:
Investment Discretion Item 8:
Item 1: --------------------------------------------- Item 7: Voting Authority ( Shares)
Name of Issuer (b) Shared- Managers -----------------------------------
(a) Sole As Defined (c) Shared- See Inst. V (a) Sole (b) Shared (c) None
in Inst. V Other
<S> <C> <C> <C> <C> <C> <C> <C>
United Technologies 16,076 18,680
Viasoft 0 14,000
Wachovia Corp. 24,960 21,298
Walgreens Co. 3,500 29,300
Walmart Stores 36,534 29,650
Warner Lambert Co. 0 6,500
COLUMN TOTALS
COMPANY TOTALS
</TABLE>
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