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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
----------- ----
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: [ ]
Todd Investment Advisors, Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3160 National City Tower, 101 South Fifth Street, Louisville, KY 40202
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Bosworth M. Todd (502) 585-3121 Chairman
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person whom it is signed represent hereby that all information contained
therein is true, correct and complete. It is understood that all required items,
statements and schedules are considered integral parts of this Form and the
submission of any amendment represents that all unamended items, statements and
schedules remain true, correct and complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Louisville and State of Kentucky on the 19th day of
January, 2000.
TODD INVESTMENT ADVISORS, INC.
-------------------------------------------
(Name of Institutional Investment Manager)
Bosworth M. Todd
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file number of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
is alphabetical order).
13F File Numbers will be assigned to Institutional Investment Manager after they
file their first report.
<TABLE>
<CAPTION>
Name: 13f file No.: Name: 13f file No.:
- ------------------------------------------ -------------------- ------------------------------------------ -------------------
<S> <C> <C> <C>
1. Todd Investment Advisors, Inc. 28-834 6.
- ------------------------------------------ -------------------- ------------------------------------------ --------------------
2. 7.
- ------------------------------------------ -------------------- ------------------------------------------ --------------------
3. 8.
- ------------------------------------------ -------------------- ------------------------------------------ --------------------
4. 9.
- ------------------------------------------ -------------------- ------------------------------------------ --------------------
5. 10.
- ------------------------------------------ -------------------- ------------------------------------------ --------------------
</TABLE>
<PAGE> 2
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 172
FORM 13F INFORMATION TABLE VALUE TOTAL: 360641
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE> 3
<TABLE>
<CAPTION>
Page 1 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
- ----------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs Common 002824100 5,222 143,810 108,110 35,700
- ----------------------------------------------------------------------------------------------------------------------------------
Aegon NV Common 007924103 2,338 24,486 4,604 19,882
- ----------------------------------------------------------------------------------------------------------------------------------
AES Corp Common 00130H105 875 11,700 11,700 0
- ----------------------------------------------------------------------------------------------------------------------------------
American Express Common 025816109 482 2,900 2,900 0
- ----------------------------------------------------------------------------------------------------------------------------------
American Home Prod. Common 026609107 996 25,376 2,100 23,276
- ----------------------------------------------------------------------------------------------------------------------------------
American Intl Group Common 026874107 2,237 20,685 2,271 18,414
- ----------------------------------------------------------------------------------------------------------------------------------
Amsouth Bancorp Common 032165102 307 15,901 1,870 14,031
- ----------------------------------------------------------------------------------------------------------------------------------
Anheuser Busch Common 035229103 4,700 66,310 59,870 6,440
- ----------------------------------------------------------------------------------------------------------------------------------
Applix Common 038316105 704 39,000 39,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Archstone Cmntys Common 039581103 2,293 111,840 100,040 11,800
- ----------------------------------------------------------------------------------------------------------------------------------
Atlantic Richfield Common 048825103 4,303 49,746 41,396 8,350
- ----------------------------------------------------------------------------------------------------------------------------------
Automatic Data Common 053015103 687 12,750 5,500 7,250
- ----------------------------------------------------------------------------------------------------------------------------------
Avery Dennison Common 053611109 233 3,200 0 3,200
- ----------------------------------------------------------------------------------------------------------------------------------
25,377
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</TABLE>
<PAGE> 4
<TABLE>
<CAPTION>
Page 2 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Avon Products Common 054303102 290 8,800 800 8,000
- ----------------------------------------------------------------------------------------------------------------------------------
Bank of America Corp. Common 060505104 7,316 145,765 138,315 7,450
- ----------------------------------------------------------------------------------------------------------------------------------
Bank One Corp Common 06423A103 3,664 111,492 66,924 44,568
- ----------------------------------------------------------------------------------------------------------------------------------
Bebe Stores Common 075571109 427 15,800 15,800 0
- ----------------------------------------------------------------------------------------------------------------------------------
Bell Atlantic Common 077853109 4,508 73,228 54,266 18,962
- ----------------------------------------------------------------------------------------------------------------------------------
Bellsouth Corp. Common 079860102 1,585 33,864 1,300 32,564
- ----------------------------------------------------------------------------------------------------------------------------------
Berkshire Hathaway Common 084670207 295 161 0 161
- ----------------------------------------------------------------------------------------------------------------------------------
Best Foods Common 08658U101 242 4,600 0 4,600
- ----------------------------------------------------------------------------------------------------------------------------------
Block, H& R Inc. Common 093671105 4,563 104,295 87,195 17,100
- ----------------------------------------------------------------------------------------------------------------------------------
Boeing Company Common 097023105 369 8,900 8,900 0
- ----------------------------------------------------------------------------------------------------------------------------------
BP Amoco PLC Common 055622104 788 13,280 0 13,280
- ----------------------------------------------------------------------------------------------------------------------------------
Bristol Myers Common 110122108 5,811 90,534 63,300 27,234
- ----------------------------------------------------------------------------------------------------------------------------------
Brown Foreman Corp B Common 115637209 378 6,600 1,100 5,500
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30,236
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</TABLE>
<PAGE> 5
<TABLE>
<CAPTION>
Page 3 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Cardinal Health Common 14149Y108 2,687 56,130 52,655 3,475
- ----------------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc. Common 149123101 311 6,600 6,600 0
- ----------------------------------------------------------------------------------------------------------------------------------
Century Tel Inc. Common 156700106 490 10,349 562 9,787
- ----------------------------------------------------------------------------------------------------------------------------------
Chase Manhattan Common 16161A108 412 5,300 0 5,300
- ----------------------------------------------------------------------------------------------------------------------------------
Chevron Corp Common 166751107 1,002 11,565 7,825 3,740
- ----------------------------------------------------------------------------------------------------------------------------------
Children's Place Common 168905707 625 38,000 38,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Ciber Inc. Common 17163B102 272 9,900 8,400 1,500
- ----------------------------------------------------------------------------------------------------------------------------------
Cigna Corp. Common 125509109 1,669 20,715 18,240 2,475
- ----------------------------------------------------------------------------------------------------------------------------------
Cincinnati Financial Cor Common 172062101 385 12,355 600 11,755
- ----------------------------------------------------------------------------------------------------------------------------------
Cisco Sys Inc Common 17275R102 4,695 43,825 16,530 27,295
- ----------------------------------------------------------------------------------------------------------------------------------
Citigroup Common 172967101 1,229 22,062 19,062 3,000
- ----------------------------------------------------------------------------------------------------------------------------------
CK Witco Corp Common 12562C108 278 20,800 20,800 0
- ----------------------------------------------------------------------------------------------------------------------------------
Coastal Corp. Common 190441105 4,592 129,570 114,270 15,300
- ----------------------------------------------------------------------------------------------------------------------------------
18,647
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</TABLE>
<PAGE> 6
<TABLE>
<CAPTION>
Page 4 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Coca Cola Co Common 191216100 2,697 46,303 17,450 28,853
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Colgate Palmolive Common 194162103 520 8,000 0 8,000
- ----------------------------------------------------------------------------------------------------------------------------------
Columbia/HCA Healthcare Common 197677107 239 8,137 0 8,137
- ----------------------------------------------------------------------------------------------------------------------------------
Computer Assoc. Common 204912109 5,830 83,358 70,558 12,800
- ----------------------------------------------------------------------------------------------------------------------------------
Computer Sciences Common 205363104 8,282 87,520 77,570 9,950
- ----------------------------------------------------------------------------------------------------------------------------------
Compuware Corp Common 205638109 3,445 92,490 81,590 10,900
- ----------------------------------------------------------------------------------------------------------------------------------
Comtech Telecom Common 205826209 240 16,300 16,300 0
- ----------------------------------------------------------------------------------------------------------------------------------
Conoco Cl A Common 208251306 935 37,790 17,210 20,580
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Conoco Cl B Common 208251405 1,485 59,717 52,687 7,030
- ----------------------------------------------------------------------------------------------------------------------------------
Consolidated Edison Common 209115104 601 17,415 14,415 3,000
- ----------------------------------------------------------------------------------------------------------------------------------
Corsair Communications Common 220406102 260 32,000 32,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Dayton Hudson Corp Common 239753106 8,378 114,090 109,590 4,500
- ----------------------------------------------------------------------------------------------------------------------------------
Delta Air Lines Common 247361108 2,827 56,760 52,910 3,850
- ----------------------------------------------------------------------------------------------------------------------------------
35,739
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 7
<TABLE>
<CAPTION>
Page 5 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Disney Walt Company Common 254687106 725 24,775 14,700 10,075
- ----------------------------------------------------------------------------------------------------------------------------------
Dollar General Common 256669102 2,998 131,794 118,299 13,495
- ----------------------------------------------------------------------------------------------------------------------------------
Dot Hill System Common 25848T109 257 52,000 39,000 13,000
- ----------------------------------------------------------------------------------------------------------------------------------
Dover Corp Common 260003108 703 15,500 0 15,500
- ----------------------------------------------------------------------------------------------------------------------------------
Dow Chemical Common 260543103 624 4,670 3,250 1,420
- ----------------------------------------------------------------------------------------------------------------------------------
Du Pont E I Common 263534109 800 12,142 6,676 5,466
- ----------------------------------------------------------------------------------------------------------------------------------
Duke Energy Common 264399106 4,939 98,534 83,020 15,514
- ----------------------------------------------------------------------------------------------------------------------------------
Duke Weeks Realty Common 264411505 821 42,100 31,000 11,100
- ----------------------------------------------------------------------------------------------------------------------------------
El Paso Energy Common 283905107 233 6,000 0 6,000
- ----------------------------------------------------------------------------------------------------------------------------------
Electronics Boutique Common 286045109 243 13,500 13,500 0
- ----------------------------------------------------------------------------------------------------------------------------------
Emerson Elec Co Common 291011104 1,269 22,110 13,660 8,450
- ----------------------------------------------------------------------------------------------------------------------------------
Endocare Inc. Common 29264P104 84 10,000 10,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Englehard Corp. Common 292845104 1,283 67,950 60,450 7,500
- ----------------------------------------------------------------------------------------------------------------------------------
14,979
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 8
<TABLE>
<CAPTION>
Page 6 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Excel Tech Inc Common 30067T103 215 12,000 12,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
ExxonMobil Corp Common 30231G102 9,282 115,212 50,496 64,716
- ----------------------------------------------------------------------------------------------------------------------------------
Federal Home Loan Mtg Co Common 313400301 447 9,500 0 9,500
- ----------------------------------------------------------------------------------------------------------------------------------
Federal Natl Mtg Common 313586109 3,782 60,575 56,025 4,550
- ----------------------------------------------------------------------------------------------------------------------------------
Federated Dept Stores Common 31410H101 1,300 25,720 25,470 250
- ----------------------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp Common 316773100 1,175 16,013 600 15,413
- ----------------------------------------------------------------------------------------------------------------------------------
First Industrial Realty Common 32054K103 2,757 100,470 83,070 17,400
- ----------------------------------------------------------------------------------------------------------------------------------
First Union Corp Common 337358105 1,889 57,337 49,953 7,384
- ----------------------------------------------------------------------------------------------------------------------------------
Ford Motor Co. Common 345370100 4,688 87,937 71,570 16,367
- ----------------------------------------------------------------------------------------------------------------------------------
Frontier Airlines Common 359065109 228 20,000 20,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Gainsco Inc. Common 363127101 161 30,000 30,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Gannett Inc. Common 364730101 377 4,620 0 4,620
- ----------------------------------------------------------------------------------------------------------------------------------
General Electric Common 369604103 20,879 134,923 84,124 50,799
- ----------------------------------------------------------------------------------------------------------------------------------
47,180
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 9
<TABLE>
<CAPTION>
Page 7 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Genesis Microchip Common 371933102 218 10,300 9,300 1,000
- ----------------------------------------------------------------------------------------------------------------------------------
Genuine Parts Company Common 372460105 207 8,362 0 8,362
- ----------------------------------------------------------------------------------------------------------------------------------
Gilat Communications Ltd Common M50876107 303 12,600 12,600 0
- ----------------------------------------------------------------------------------------------------------------------------------
GTE Corp Common 362320103 7,521 106,591 90,116 16,475
- ----------------------------------------------------------------------------------------------------------------------------------
Guilford Pharmaceuticals Common 401829106 264 15,500 15,500 0
- ----------------------------------------------------------------------------------------------------------------------------------
Hain Food Group Common 405219106 246 11,000 11,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Halliburton Co Common 406216101 342 8,500 8,300 200
- ----------------------------------------------------------------------------------------------------------------------------------
Hauppage Digital Common 419131107 221 11,000 11,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Hewlett Packard Co Common 428236103 4,169 36,650 26,650 10,000
- ----------------------------------------------------------------------------------------------------------------------------------
Hickory Tech Corp Common 429060106 150 10,000 10,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Hillenbrands Ind Common 431573104 203 6,400 1,000 5,400
- ----------------------------------------------------------------------------------------------------------------------------------
Home Depot Common 437076102 8,086 117,615 90,165 27,450
- ----------------------------------------------------------------------------------------------------------------------------------
Honeywell Int'l Inc Common 438516106 8,898 154,253 123,838 30,415
- ----------------------------------------------------------------------------------------------------------------------------------
30,828
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 10
<TABLE>
<CAPTION>
Page 8 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
- ----------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IBM Common 459200101 1,623 15,043 4,675 10,368
- ----------------------------------------------------------------------------------------------------------------------------------
Infocure Corp. Common 45665A108 349 11,200 11,200 0
- ----------------------------------------------------------------------------------------------------------------------------------
Intel Corp. Common 458140100 7,103 86,290 65,870 20,420
- ----------------------------------------------------------------------------------------------------------------------------------
Interpublic Group Common 460690100 2,942 51,000 51,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Intervoice-Brite Inc. Common 461142101 616 26,500 25,500 1,000
- ----------------------------------------------------------------------------------------------------------------------------------
Jefferson Pilot Common 475070108 361 5,286 0 5,286
- ----------------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson Common 478160104 5,450 58,450 28,100 30,350
- ----------------------------------------------------------------------------------------------------------------------------------
Kerr McGee Common 492386107 616 9,938 5,438 4,500
- ----------------------------------------------------------------------------------------------------------------------------------
Kimberly Clark Common 494368103 8,228 125,732 111,082 14,650
- ----------------------------------------------------------------------------------------------------------------------------------
Knight/Trimark Group Common 499067106 322 7,000 7,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
L G & E Energy Common 501917108 231 13,223 2,404 10,819
- ----------------------------------------------------------------------------------------------------------------------------------
Lasersight Inc. Common 517924106 340 34,000 34,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Lexmark Intl Common 529771107 1,131 12,500 9,800 2,700
- ----------------------------------------------------------------------------------------------------------------------------------
29,312
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 11
<TABLE>
<CAPTION>
Page 9 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Lilly, Eli & Company Common 532457108 1,303 19,600 18,200 1,400
- ----------------------------------------------------------------------------------------------------------------------------------
Lucent Technologies Common 549463107 890 11,864 7,600 4,264
- ----------------------------------------------------------------------------------------------------------------------------------
Mack Cali Rlty Corp Common 554489104 2,211 84,840 76,090 8,750
- ----------------------------------------------------------------------------------------------------------------------------------
Marine Drilling Common 568240204 325 14,500 11,500 3,000
- ----------------------------------------------------------------------------------------------------------------------------------
Marsh McLennan Common 571748102 982 10,260 5,400 4,860
- ----------------------------------------------------------------------------------------------------------------------------------
May Dept Stores Common 577778103 438 13,575 1,325 12,250
- ----------------------------------------------------------------------------------------------------------------------------------
MBIA Common 55262C100 1,350 25,565 17,590 7,975
- ----------------------------------------------------------------------------------------------------------------------------------
MBNA Corp. Common 55262L100 6,898 253,130 199,752 53,378
- ----------------------------------------------------------------------------------------------------------------------------------
McDonalds Corp. Common 580135101 2,272 56,350 42,050 14,300
- ----------------------------------------------------------------------------------------------------------------------------------
MCI Worldcom Common 55268B106 3,263 61,497 55,872 5,625
- ----------------------------------------------------------------------------------------------------------------------------------
Mellon Financial Corp Common 58551A108 349 10,250 1,200 9,050
- ----------------------------------------------------------------------------------------------------------------------------------
Merck & Co Inc Common 589331107 8,980 133,650 73,250 60,400
- ----------------------------------------------------------------------------------------------------------------------------------
MGIC Investment Corp Common 552848103 5,632 93,580 84,180 9,400
- ----------------------------------------------------------------------------------------------------------------------------------
34,893
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 12
<TABLE>
<CAPTION>
Page 10 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
- ----------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Microsoft Corp. Common 594918104 12,926 110,715 84,165 26,550
- ----------------------------------------------------------------------------------------------------------------------------------
Minnesota Mng & Mfg Common 504059105 699 7,142 4,200 2,942
- ----------------------------------------------------------------------------------------------------------------------------------
Monsanto Common 611662107 330 9,300 500 8,800
- ----------------------------------------------------------------------------------------------------------------------------------
Morgan, J. P. & Co. Common 616880100 2,134 16,850 14,950 1,900
- ----------------------------------------------------------------------------------------------------------------------------------
Motorola Inc Common 620076109 250 1,700 0 1,700
- ----------------------------------------------------------------------------------------------------------------------------------
Nasdaq 100 Tr Common 631100104 420 2,300 100 2,200
- ----------------------------------------------------------------------------------------------------------------------------------
National City Corp. Common 635405103 2,190 92,436 6,300 86,136
- ----------------------------------------------------------------------------------------------------------------------------------
Norfolk Southern Co. Common 655844108 238 11,633 0 11,633
- ----------------------------------------------------------------------------------------------------------------------------------
Northern States Pwr Common 665772109 1,490 76,410 70,610 5,800
- ----------------------------------------------------------------------------------------------------------------------------------
Oracle Corp Common 68389X105 3,149 28,101 25,601 2,500
- ----------------------------------------------------------------------------------------------------------------------------------
PC Connection Common 69318J100 248 7,200 7,200 0
- ----------------------------------------------------------------------------------------------------------------------------------
Pfizer Inc. Common 717081103 2,121 65,400 59,400 6,000
- ----------------------------------------------------------------------------------------------------------------------------------
Philip Morris, Inc Common 718154107 1,299 56,496 34,860 21,636
- ----------------------------------------------------------------------------------------------------------------------------------
27,494
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 13
<TABLE>
<CAPTION>
Page 11 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Polymedica Corp Common 731738100 416 18,000 18,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
PPG Industries Common 693506107 238 3,800 200 3,600
- ----------------------------------------------------------------------------------------------------------------------------------
Premier Technologies Common 74058F102 196 28,000 28,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Pride Int'l Inc. Common 741932107 235 16,100 14,100 2,000
- ----------------------------------------------------------------------------------------------------------------------------------
Proctor & Gamble Co. Common 742718109 3,704 33,806 10,700 23,106
- ----------------------------------------------------------------------------------------------------------------------------------
Protein Design Labs Common 74369L103 301 4,300 4,300 0
- ----------------------------------------------------------------------------------------------------------------------------------
Providian Finl Corp Common 74406A102 970 10,652 0 10,652
- ----------------------------------------------------------------------------------------------------------------------------------
Raytheon Cl B Common 755111408 639 24,060 19,260 4,800
- ----------------------------------------------------------------------------------------------------------------------------------
Regions Finl corp. Common 758940100 749 29,810 28,410 1,400
- ----------------------------------------------------------------------------------------------------------------------------------
Rohm & Hass Common 775371107 222 5,455 900 4,555
- ----------------------------------------------------------------------------------------------------------------------------------
Royal Dutch Petroleum Common 780257804 3,110 51,350 34,100 17,250
- ----------------------------------------------------------------------------------------------------------------------------------
Safeway Inc. Common 786514208 1,348 37,700 37,700 0
- ----------------------------------------------------------------------------------------------------------------------------------
Sara Lee Corp. Common 803111103 340 15,400 0 15,400
- ----------------------------------------------------------------------------------------------------------------------------------
12,468
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 14
<TABLE>
<CAPTION>
Page 12 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SBC Communications Common 78387G103 9,089 186,436 138,538 47,898
- ----------------------------------------------------------------------------------------------------------------------------------
Scansource Inc Common 806037107 247 6,100 6,100 0
- ----------------------------------------------------------------------------------------------------------------------------------
Schering Plough Corp Common 806605101 763 18,000 0 18,000
- ----------------------------------------------------------------------------------------------------------------------------------
Schlumberger Ltd Common 806857108 401 7,138 6,100 1,038
- ----------------------------------------------------------------------------------------------------------------------------------
Simon Property Group Common 828806109 2,128 92,767 76,440 16,327
- ----------------------------------------------------------------------------------------------------------------------------------
Spieker Pptys Inc Common 848497103 2,446 67,130 56,930 10,200
- ----------------------------------------------------------------------------------------------------------------------------------
Startek Inc Common 85569C107 435 12,000 12,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
State Str Corp Common 857477103 402 5,500 0 5,500
- ----------------------------------------------------------------------------------------------------------------------------------
Sterling Commerce Common 859205106 1,211 35,610 31,360 4,250
- ----------------------------------------------------------------------------------------------------------------------------------
Sungard Data Common 867363103 2,924 123,130 109,550 13,580
- ----------------------------------------------------------------------------------------------------------------------------------
Swift Energy Common 870738101 230 20,000 20,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Take Two Interactive Common 874054109 295 22,800 22,800 0
- ----------------------------------------------------------------------------------------------------------------------------------
Teco Energy Inc. Common 872375100 2,452 132,075 118,530 13,545
- ----------------------------------------------------------------------------------------------------------------------------------
23,023
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 15
<TABLE>
<CAPTION>
Page 13 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Tee Comm Electrs Inc. Common 87900H100 0 10,000 0 10,000
- ----------------------------------------------------------------------------------------------------------------------------------
Texaco Inc. Common 881694103 4,485 82,573 65,973 16,600
- ----------------------------------------------------------------------------------------------------------------------------------
Texas Utilities Co Common 882848104 2,610 73,400 66,450 6,950
- ----------------------------------------------------------------------------------------------------------------------------------
Tidewater Inc. Common 886423102 302 8,400 8,400 0
- ----------------------------------------------------------------------------------------------------------------------------------
Topps Inc Common 890786106 415 40,000 40,000 0
- ----------------------------------------------------------------------------------------------------------------------------------
Troy Group Inc Common 89733N106 231 15,400 15,400 0
- ----------------------------------------------------------------------------------------------------------------------------------
United Technologies Common 913017109 7,467 114,880 95,340 19,540
- ----------------------------------------------------------------------------------------------------------------------------------
US West Common 91273H101 243 3,370 2,990 380
- ----------------------------------------------------------------------------------------------------------------------------------
USX Marathon Group Common 902905827 583 23,600 23,600 0
- ----------------------------------------------------------------------------------------------------------------------------------
Wachovia Corp. Common 929771103 4,654 68,436 51,168 17,268
- ----------------------------------------------------------------------------------------------------------------------------------
Walgreens Co. Common 931422109 1,065 36,400 4,300 32,100
- ----------------------------------------------------------------------------------------------------------------------------------
Walmart Stores Common 931142103 2,533 36,643 12,593 24,050
- ----------------------------------------------------------------------------------------------------------------------------------
Warner Lambert Co. Common 934488107 451 5,500 0 5,500
- ----------------------------------------------------------------------------------------------------------------------------------
25,039
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 16
<TABLE>
<CAPTION>
Page 14 of 14
FORM 13F (SEC USE ONLY)
Name of Reporting Manager Todd Investment Advisors
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Item 6: Item 8:
Investment Discretion Voting Authority (Shares)
Item 2: Item 4: Item 5: ---------------------------- --------------------------
Item 1: Title Item 3: Fair Shares of (b)Shared- Item 7:
Name of Issuer of CUSIP Market Principal As Defined (c)Shared Managers
Class Number Value Amount (a)Sole in Inst. V Other See Inst. V (a)Sole (b)Shared (c)None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Willamette Ind. Common 969133107 4,810 103,570 89,820 13,750
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Workflow Management Common 98137N109 344 12,000 12,000 0
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Zomax Inc Minn Common 989929104 272 6,000 6,000 0
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5,426
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COMPANY TOTALS 360,641
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</TABLE>
